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SOURCE OF INFORMATION

SOURCE OF INFORMATION : SECURITIES AND EXCHANGE BOARD OF INDIA WEBSITE – PRESS RELEASES/ CHAIRMAN’S AND MEMBER’S ORDERS / AO ORDERS/ SAT ORDERS/ NEWSPAPER ADS
UPDATED TILL : 02-MAR-2026

NAMES IN BROWN COLOUR
Names of entities/persons in brown colour denote that the regulatory order is not against them but their names have been mentioned only for association purposes.

PERSONS: FAILED TO PAY PENALTY

S.No. PERSON ENTITY REGULATORY CHARGES REGULATORY ACTION(S) / DATE OF ORDER FURTHER DEVELOPMENTS
41
History of entity/person ANIL A.GANDHI  
Click here to view complete history of this specific entity/person GALAXY BROKING LTD.

PAN:AABCG5457B
  		FAILED TO PAY PENALTY   PROSECUTION LAUNCHED

31-MAR-2014 		THE OFFENCE WAS COMPOUNDED ON PAYMENT OF RS.67000.00 TO SEBI  
42
History of entity/person ANIL AMRUITLAL GANDHI

(PAN:ACIPG8954B)  
Click here to view complete history of this specific entity/person AMRUT SECURITIES LTD.

PAN:AABCA8006G
Click here to view complete history of this specific entity/person GALAXY BROKING LTD.

PAN:AABCG5457B
  		FAILED TO PAY PENALTY   PROSECUTION LAUNCHED

31-MAR-2014 		THE OFFENCE WAS COMPOUNDED ON PAYMENT OF RS.67000.00 TO SEBI  
43
History of entity/person ANIL D.DOSHI  
Click here to view complete history of this specific entity/person C.D.P.FINCAP & LEASING PVT.LTD.
Click here to view complete history of this specific entity/person CDP FINCAP PVT.LTD.
Click here to view complete history of this specific entity/person DAMAYANTI FINVEST PVT.LTD.
Click here to view complete history of this specific entity/person ESQUIRE INTERNATIONAL LTD.
Click here to view complete history of this specific entity/person IKSHU FINVEST PVT.LTD.
Click here to view complete history of this specific entity/person KRN FINVEST & LEASING PVT.LTD.
Click here to view complete history of this specific entity/person MONEY TELEVISION & INDUSTRIES LTD.
Click here to view complete history of this specific entity/person NEW PRABHAV FINVEST PVT.LTD.
Click here to view complete history of this specific entity/person RITUJA FINVEST PVT.LTD.
Click here to view complete history of this specific entity/person STABLE CONSTRUCTION PVT.LTD.
Click here to view complete history of this specific entity/person STARSHARE INVESTMENTS & FINANZ PVT.LTD.
  		FAILED TO PAY PENALTY

VIOLATED SECTION 24 OF SEBI ACT, 1992

VIOLATED SECTION 11 (3) OF SEBI ACT, 1992

VIOLATED SECTION 11 (C) 6 OF SEBI ACT, 1992

VIOLATED SECTION 27 OF SEBI ACT, 1992   		PROSECUTION LAUNCHED

15-MAY-2006 		ACQUITTED  
44
History of entity/person ANIL D.MODI

(PAN:AGWPM7244E)  
  FAILED TO PAY PENALTY   PROSECUTION LAUNCHED

31-MAR-2014 		CONVICTION WITH FINE AMOUNT OF RS.2,00,000.00 (RS.TWO LACS ONLY), IN DEFAULT, TO SUFFER SIMPLE IMPRISONMENT FOR SIX MONTHS  
45
History of entity/person ANIL D.MODI

(PAN:AGWPM7244E)  
  FAILED TO PAY PENALTY   PROSECUTION LAUNCHED

30-SEP-2012 		 
46
History of entity/person ANIL GOYAL  
Click here to view complete history of this specific entity/person SUNAYANA COMMERCIAL PVT.LTD.

PAN:AAJCS4896A
  		FAILED TO PAY PENALTY   PROSECUTION LAUNCHED

31-MAR-2014 		THE OFFENCE WAS COMPOUNDED ON PAYMENT OF RS.67000.00 TO SEBI  
47
History of entity/person ANIL KANTILAL SHAH  
  FAILED TO PAY PENALTY   PROSECUTION LAUNCHED

30-SEP-2012 		 
48
History of entity/person ANIL KUMAR KHEMKA  
Click here to view complete history of this specific entity/person ANUSHREE TRADELINK PVT.LTD.

PAN:AADCA9333L
Click here to view complete history of this specific entity/person SWRANGANGA TRADING PVT.LTD.

PAN:AAFCS4794P
  		FAILED TO PAY PENALTY   PROSECUTION LAUNCHED

31-MAR-2014 		WITHDRAWN  
49
History of entity/person ANIL KUMAR PUROHIT  
Click here to view complete history of this specific entity/person ALBRIGHT CONSULTANTS PVT.LTD.
Click here to view complete history of this specific entity/person GODAWARI COMMERCE PVT.LTD.
Click here to view complete history of this specific entity/person SIRPUR MARKETING PVT.LTD.
  		FAILED TO PAY PENALTY   PROSECUTION LAUNCHED

31-MAR-2014 		RS.200000.00 TOWARDS PENALTY, RS.190685.00 TOWARDS INTEREST AND RS.67000.00 TOWARDS LEGAL COSTS

COMPOUNDED

THE CASE IS COMPOUNDED ON PAYMENT OF RS.14,35,318.00 PAID TOWARDS COMPOUNDING, RS.1,28,186.00 TOWARDS ADDITIONAL INTEREST  
50
History of entity/person ANIL PARADKAR  
Click here to view complete history of this specific entity/person SUNFLEX FINANCE & INVESTMENTS LTD.
  		FAILED TO PAY PENALTY   PROSECUTION LAUNCHED

15-MAY-2006 		DISMISSED  
51
History of entity/person ANISH JAIN  
Click here to view complete history of this specific entity/person OASIS CINE COMMUNICATION LTD.
  		FAILED TO PAY PENALTY   PROSECUTION LAUNCHED

31-MAR-2014 		COMPOUNDED ON PAYMENT OF RS.67,000.00 TOWARDS LEGAL COSTS AND RS.4,12,767.00 TOWARDS PENALTY AND INTEREST  
52
History of entity/person ANJAN DAS

(DIN:02611879
PAN:AGAPD6510E)  
Click here to view complete history of this specific entity/person PAFL INDUSTRIES LTD.

CIN:U29253WB2011PLC161075
PAN:AAFCP9552J
  		FAILED TO PAY PENALTY   PROSECUTION LAUNCHED

15-DEC-2016 		 
53
History of entity/person ANJAN JANA

(DIN:05247414
PAN:AHRPJ8186A)  
Click here to view complete history of this specific entity/person JUST-RELIABLE PROJECTS INDIA LTD.

PAN:AACCJ2827P
CIN:U45400WB2009PLC140276
  		FAILED TO PAY PENALTY   PROSECUTION LAUNCHED

15-DEC-2016 		 
54
History of entity/person ANJANA GOYAL  
Click here to view complete history of this specific entity/person SUNAYANA COMMERCIAL PVT.LTD.

PAN:AAJCS4896A
  		FAILED TO PAY PENALTY   PROSECUTION LAUNCHED

31-MAR-2014 		THE OFFENCE WAS COMPOUNDED ON PAYMENT OF RS.67000.00 TO SEBI  
55
History of entity/person ANJUL AGGARWAL  
Click here to view complete history of this specific entity/person ASHI FORGE PVT.LTD.
  		FAILED TO PAY PENALTY   PROSECUTION LAUNCHED

31-MAR-2014 		RS.2,93,523.00 TOWARDS INTEREST AND RS.67,000.00 TOWARDS LEGAL COSTS  
56
History of entity/person ANOOP AGARWAL  
Click here to view complete history of this specific entity/person OPTIMATES TEXTILE INDUSTRIES LTD.
  		FAILED TO PAY PENALTY   PROSECUTION LAUNCHED

31-MAR-2014 		 
57
History of entity/person ANU AGARWAL  
Click here to view complete history of this specific entity/person APNAPAN VYAPAAR PVT.LTD.
  		FAILED TO PAY PENALTY   PROSECUTION LAUNCHED

31-MAR-2014 		DISMISSED  
58
History of entity/person ANUP KUMAR GIRIA  
Click here to view complete history of this specific entity/person APNAPAN VYAPAAR PVT.LTD.
  		FAILED TO PAY PENALTY   PROSECUTION LAUNCHED

31-MAR-2014 		DISMISSED  
59
History of entity/person ANUP KUMAR MUNSI

(DIN:02748574
PAN:AZSPM6195M)  
Click here to view complete history of this specific entity/person ADITYA GLOBAL INDUSTRIES LTD.

CIN:U01400WB2009PLC138576
PAN:AAHCA9638G
  		FAILED TO PAY PENALTY   PROSECUTION LAUNCHED

15-DEC-2016 		 
60
History of entity/person ANUP SAXENA  
Click here to view complete history of this specific entity/person CAUVERY SOFTWARE ENGINEERING SYSTEMS LTD.
  		FAILED TO PAY PENALTY   PROSECUTION LAUNCHED

31-MAR-2014 		 
The regulatory charges/regulatory actions may be fully or partly applicable to the entities/persons mentioned in the second column.
 
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