| S.No. |
ENTITY |
PERSONS |
REGULATORY CHARGES |
REGULATORY ACTION(S) / DATE OF ORDER |
FURTHER DEVELOPMENTS |
| 41 |
|
KEN INFRATECH LTD.
(CIN:U45200DL2010PLC210023
PAN:AAECK1605J)
|
|
|
|
SURJEET KUMAR
DIN:05310474
PAN:CRRPS1400A
|
|
OPERATED CIS SCHEMES WITHOUT OBTAINING CERTIFICATE OF REGISTRATION FROM SEBI
|
DIRECTED NOT TO COLLECT ANY MONEY AND/OR FEE FROM THE INVESTORS FROM 18-APR-2018 TO 17-APR-2022
DIRECTED NOT TO DISPOSE OF PROPERTIES/ASSETS OWNED OR ACQUIRED WITHOUT PRIOR PERMISSION OF SEBI
DIRECTED NOT TO DIVERT ANY FUNDS RAISED FROM PUBLIC AT LARGE KEPT IN BANK ACCOUNT AND/OR IN THE CUSTODY OF THE COMPANY FROM 18-APR-2018 TO 17-APR-2022
DIRECTED TO REFUND MONEY TO THE INVESTORS
DIRECTED TO SUBMIT REPORT IN REGARD TO WINDING UP OF CIS AND REPAYMENT OF MONIES TO SEBI IN ACCORDANCE TO CIS REGULATIONS
DIRECTED NOT TO DISPOSE OF ANY OF THE PROPERTIES OR ALIENATE (DIRECTLY OR INDIRECTLY) ASSETS OF THE SCHEME FROM 18-APR-2018 TO 17-APR-2022
DIRECTED TO PROVIDE FULL INVENTORY OF ASSETS OWNED BY COMPANY
DEBARRED/RESTRAINED FROM BUYING/SELLING/DEALING/IPOS IN SECURITIES/SPECIFIED SCRIPS DIRECTLY/INDIRECTLY FROM 18-APR-2018 TO 17-APR-2022
DIRECTED TO FILE CERTIFICATE OF COMPLETION OF PROCESS WITH SEBI FROM TWO INDEPENDENT PEER REVIEWED CHARTERED ACCOUNTANTS
RESTRAINED FROM HOLDING OR OCCUPYING POSITION AS DIRECTOR OR KEY MANAGERIAL PERSONNEL IN ANY LISTED COMPANY FROM 18-APR-2018 TO 17-APR-2022
18-JUN-2013
|
SEBI VIDE ITS ORDER DATED 17/12/2014 DIRECTED KEN INFRATECH LTD. AND ITS DIRECTORS MR.SUKHWINDER SINGH, MR.SUKHCHAIN SINGH & MR.KULDEEP SINGH TO 1. ABSTAIN FROM COLLECTING ANY MONEY FROM INVESTORS OR LAUNCH OR CARRY OUT ANY COLLECTIVE INVESTMENT SCHEMES INCLUDING THE SCHEMES WHICH HAVE BEEN INDENTIFIED AS A COLLECTIVE INVESTMENT SCHEME IN THIS ORDER 2. WIND UP ITS EXISTING SCHEME AND REFUND THE MONEY COLLECTED UNDER SCHEME WITH RETURNS WHICH ARE DUE TO INVESTORS AS PER TERMS OF OFFER WITHIN A PERIOD OF THREE MONTHS FROM DATE OF THIS ORDER AND SUBMIT WINDING UP AND REPAYMENT REPORT TO SEBI IN ACCORDANCE WITH SEBI (CIS) REGULATIONS, 1999, INCLUDING TRAIL OF FUNDS CLAIMED TO BE REFUNDED, BANK ACCOUNT STATEMENTS INDICATING REFUND TO INVESTORS AND RECEIPT FROM INVESTORS ACKNOWLEDGING SUCH REFUNDS 3. NOT TO ALIENATE OR DISPOSE OFF OR SELL ANY ASSETS OF COMPANY EXCEPT FOR THE PURPOSE OF MAKING REFUNDS TO ITS INVESTORS 4. IMMEDIATELY SUBMIT COMPLETE AND DETAILED INVENTORY OF ASSETS OWNED BY COMPANY 5. DIRECTED KEN INFRATECH LTD. AND ITS DIRECTORS MR.SUKHWINDER SINGH, MR.SUKHCHAIN SINGH AND MR.KULDEEP SINGH TO BE RESTRAINED FROM ACCESSING SECURITIES MARKET AND PROHIBITED FROM BUYING, SELLING OR OTHERWISE DEALING IN SECURITIES MARKET FOR A PERIOD OF 4 YEARS FROM DATE OF THIS ORDER 6. DIRECTED MR.GURWINDER SINGH TO BE RESTRAINED FROM ACCESSING SECURITIES MARKET AND FURTHER PROHIBITED FROM BUYING, SELLING OR OTHERWISE DEALING IN SECURITIES MARKET FOR A PERIOD OF 2 YEARS FROM DATE OF THIS ORDER
SEBI VIDE ITS NOTICE DATED 23/01/2018 DIRECTED ALL THE BANKS AND MUTUAL FUNDS IN INDIA AND/OR NSDL/CDSL TO 1. ATTACH ALL THE ACCOUNTS BY WHATEVER NAME CALLED INCLUDING LOCKERS EITHER SINGLY OR JOINTLY WITH ANY PERSON/S AND ALL OTHER AMOUNT/PROCEEDS DUE OR MAY BECOME DUE OR ANY MONEY HELD OR MAY SUBSEQUENTLY HOLD FOR ON ACCOUNT OF THE DEFAULTERS AND 2. NOT TO DEBIT ANY AMOUNT IN THE SAID ACCOUNT/S.HOWEVER CREDITS, IF ANY, INTO THE ACCOUNT MAY BE ALLOWED
SEBI VIDE ITS ORDER DATED 11/09/2018 A) PROHIBITED FROM DISPOSING, TRANSFERRING, ALIENATING OR CHARGING IN RESPECT OF ALL THE IMMOVABLE AND MOVABLE PROPERTIES LISTED IN THE ORDER B) PROHIBITED FROM TAKING ANY BENEFIT UNDER SUCH DISPOSAL, TRANSFER, ALIENATION OR CHARGE IN RESPECT OF THE PROPERTIES LISTED IN ORDER C) DIRECTED TO FURNISH COMPLETE DETAILS OF ALL MOVABLE AND IMMOVABLE PROPERTIES HELD BY DEFAULTERS AND CHARGES, DULY CERTIFIED BY BOARD OF DIRECTORS WITHIN TWO WEEKS FROM DATE OF THIS ORDER AT SEBI, NORTHERN REGIONAL OFFICE, NEW DELHI D) DIRECTED INSPECTORS GENERAL OF REGISTRATION OF ALL THE STATES AND UNION TERRITORIES AND CONCERNED TEHSILDARS, DISTRICT REGISTRARS AND SUB-REGISTRARS OF THE RESPECTIVE AREAS WHERE PROPERTIES ARE LOCATED NOT TO ACT UPON ANY DOCUMENTS PURPORTING TO BE DEALING WITH TRANSFER, MORTGAGE, CHARGE, LEASE OR CREATION OR ALTERATION OF ANY INTEREST IN ANY OF THE PROPERTIES OWNED / HELD BY THE DEFAULTERS, IF PRESENTED FOR REGISTRATION
|
| 42 |
|
|
KIM INFRASTRUCTURE & DEVELOPERS LTD.
(PAN:AACCK9762E)
|
|
|
|
RAJESH KUMAR
PAN:ARRPK5013B
|
|
|
RAVINDER SINGH SIDHU
PAN:ACFPS9152A
|
|
|
SANJIB SIKDAR
PAN:AARPS7028K
|
|
|
SUKHPAL SINGH BRAR
PAN:AOFPS6728A
|
|
OPERATED CIS SCHEMES WITHOUT OBTAINING CERTIFICATE OF REGISTRATION FROM SEBI
|
DIRECTED NOT TO COLLECT ANY MONEY AND/OR FEE FROM THE INVESTORS FROM 08-DEC-2014 TO 07-DEC-2018
DIRECTED NOT TO LAUNCH ANY NEW SCHEMES FROM 08-DEC-2014 TO 07-DEC-2018
DIRECTED NOT TO DISPOSE OF ANY OF THE PROPERTIES OR ALIENATE (DIRECTLY OR INDIRECTLY) ASSETS OF THE SCHEME FROM 08-DEC-2014 TO 07-DEC-2018
DIRECTED NOT TO DIVERT ANY FUNDS RAISED FROM PUBLIC AT LARGE KEPT IN BANK ACCOUNT AND/OR IN THE CUSTODY OF THE COMPANY FROM 08-DEC-2014 TO 07-DEC-2018
DIRECTED TO PROVIDE FULL INVENTORY OF ASSETS OWNED BY COMPANY
DIRECTED TO SUBMIT REPORT IN REGARD TO WINDING UP OF CIS AND REPAYMENT OF MONIES TO SEBI IN ACCORDANCE TO CIS REGULATIONS
DEBARRED / RESTRAINED FROM ASSOCIATING WITH / ACCESSING CAPITAL MARKET / INTERMEDIARIES FROM 08-DEC-2014 TO 07-DEC-2018
DEBARRED/RESTRAINED FROM BUYING/SELLING/DEALING/IPOS IN SECURITIES/SPECIFIED SCRIPS DIRECTLY/INDIRECTLY FROM 08-DEC-2014 TO 07-DEC-2018
05-DEC-2013
|
SEBI VIDE ITS ORDER DATED 08/12/2014 DIRECTED KIM INFRASTRUCTURE & DEVELOPERS LTD. AND ITS DIRECTORS MR.RAVINDER SINGH SIDHU, MR.RAJESH KUMAR, MR.SUKHPAL SINGH BARAR AND MR.SANJIB SIKDAR TO 1. ABSTAIN FROM COLLECTING ANY MONEY FROM INVESTORS OR LAUNCH OR CARRY OUT ANY COLLECTIVE INVESTMENT SCHEMES INCLUDING THE SCHEMES WHICH HAVE BEEN INDENTIFIED AS A COLLECTIVE INVESTMENT SCHEME IN THIS ORDER 2. WIND UP ITS EXISTING SCHEME AND REFUND THE MONEY COLLECTED UNDER SCHEME WITH RETURNS WHICH ARE DUE TO INVESTORS AS PER TERMS OF OFFER WITHIN A PERIOD OF THREE MONTHS FROM DATE OF THIS ORDER AND SUBMIT WINDING UP AND REPAYMENT REPORT TO SEBI IN ACCORDANCE WITH SEBI (CIS) REGULATIONS, 1999, INCLUDING TRAIL OF FUNDS CLAIMED TO BE REFUNDED, BANK ACCOUNT STATEMENTS INDICATING REFUND TO INVESTORS AND RECEIPT FROM INVESTORS ACKNOWLEDGING SUCH REFUND 3. NOT TO ALIENATE OR DISPOSE OFF OR SELL ANY ASSETS OF COMPANY EXCEPT FOR THE PURPOSE OF MAKING REFUNDS TO ITS INVESTORS 4. IMMEDIATELY SUBMIT COMPLETE AND DETAILED INVENTORY OF ASSETS OWNED BY COMPANY 5. RESTRAINED FROM ACCESSING SECURITIES MARKET AND PROHIBITED FROM BUYING, SELLING OR OTHERWISE DEALING IN SECURITIES MARKET FOR A PERIOD OF 4 YEARS FROM DATE OF THIS ORDER 6. MR.PALWINDER SINGH, MR.RANA RAMINDER AND MR.SATNAM SINGH RESTRAINED FROM ACCESSING SECURITIES MARKET AND FURTHER PROHIBITED FROM BUYING, SELLING OR OTHERWISE DEALING IN SECURITIES MARKET FOR A PERIOD OF 2 YEARS FROM DATE OF THIS ORDER
SAT: SAT VIDE ITS ORDER DATED 23/01/2015 QUASHED AND SET ASIDED IMPUGNED COMMUNICATION DATED 14/02/2014 AND DIRECTED SEBI TO PASS FRESH ORDER ON MERITS AS EXPEDITIOUSLY AS POSSIBLE AND IN ANY EVENT WITHIN A PERIOD OF THREE MONTHS FROM THE DATE OF THIS ORDER
SAT: APPEAL DISMISSED. NO COSTS
SEBI VIDE ITS NOTICE DATED 18/12/2018 DIRECTED ALL THE BANKS AND MUTUAL FUNDS IN INDIA AND/OR NSDL/CDSL TO 1. ATTACH ALL THE ACCOUNTS BY WHATEVER NAME CALLED INCLUDING LOCKERS EITHER SINGLY OR JOINTLY WITH ANY PERSON/S AND ALL OTHER AMOUNT/PROCEEDS DUE OR MAY BECOME DUE OR ANY MONEY HELD OR MAY SUBSEQUENTLY HOLD FOR ON ACCOUNT OF THE DEFAULTERS AND 2. NOT TO DEBIT ANY AMOUNT IN THE SAID ACCOUNT/S.HOWEVER CREDITS, IF ANY, INTO THE ACCOUNT MAY BE ALLOWED
SEBI VIDE ITS ORDER DATED 10/11/2020 A) PROHIBITED FROM DISPOSING, TRANSFERRING, ALIENATING OR CHARGING IN RESPECT OF ALL THE IMMOVABLE AND MOVABLE PROPERTIES LISTED IN THE ORDER B) PROHIBITED FROM TAKING ANY BENEFIT UNDER SUCH DISPOSAL, TRANSFER, ALIENATION OR CHARGE IN RESPECT OF THE PROPERTIES LISTED IN ORDER C) DIRECTED TO FURNISH COMPLETE DETAILS OF ALL MOVABLE AND IMMOVABLE PROPERTIES HELD BY DEFAULTERS AND CHARGES, DULY CERTIFIED BY BOARD OF DIRECTORS ALONG WITH ORIGINAL TITLE DEEDS WITHIN TWO WEEKS FROM DATE OF THIS ORDER AT SEBI, NORTHERN REGIONAL OFFICE, NEW DELHI D) DIRECTED INSPECTORS GENERAL OF REGISTRATION OF ALL THE STATES AND UNION TERRITORIES AND CONCERNED TEHSILDARS, DISTRICT REGISTRARS AND SUB-REGISTRARS OF THE RESPECTIVE AREAS WHERE THE PROPERTIES ARE LOCATED E) NOT TO ACT UPON ANY DOCUMENTS PURPORTING TO BE DEALING WITH TRANSFER, MORTGAGE, CHARGE, LEASE OR CREATION OR ALTERATION OF ANY INTEREST IN ANY OF THE PROPERTIES OWNED / HELD BY THE DEFAULTERS, IF PRESENTED FOR REGISTRATION
SEBI VIDE ITS ORDER DATED 10/10/2024 A) PROHIBITED FROM DISPOSING, TRANSFERRING, ALIENATING OR CHARGING IN RESPECT OF ALL THE IMMOVABLE AND MOVABLE PROPERTY LISTED IN THE ORDER B) PROHIBITED FROM TAKING ANY BENEFIT UNDER SUCH DISPOSAL, TRANSFER, ALIENATION OR CHARGE IN RESPECT OF THE PROPERTY LISTED IN ORDER C) DIRECTED TO FURNISH COMPLETE DETAILS OF ALL MOVABLE AND IMMOVABLE PROPERTIES HELD BY DEFAULTER AND CHARGES, IF ANY, DULY CERTIFIED BY THE BOARD OF DIRECTORS ALONG WITH ORIGINAL TITLE DEEDS PERTAINING TO THE PROPERTIES, WITHIN TWO WEEKS FROM DATE OF THIS ORDER, AT SEBI, NORTHERN REGIONAL OFFICE, NEW DELHI D) DIRECTED INSPECTORS GENERAL OF REGISTRATION OF ALL THE STATES AND UNION TERRITORIES AND THE CONCERNED TEHSILDARS, DISTRICT REGISTRARS AND SUB-REGISTRARS OF THE RESPECTIVE AREAS WHERE THE PROPERTY ARE LOCATED
E) NOT TO ACT UPON ANY DOCUMENTS PURPORTING TO BE DEALING WITH TRANSFER, CHARGE, LEASE OR CREATION OR ALTERATION OF ANY INTEREST IN ANY OF THE PROPERTIES OWNED/HELD BY THE DEFAULTERS, IF PRESENTED FOR REGISTRATION
|
| 43 |
|
|
KIM INFRASTRUCTURE & DEVELOPERS LTD.
(PAN:AACCK9762E)
|
|
|
|
PALWINDER SINGH
DIN:00884059
|
|
|
RANA RAMINDER
PAN:AHXPR6738E
|
|
|
SATNAM SINGH
PAN:BWKPS1079L
|
|
OPERATED CIS SCHEMES WITHOUT OBTAINING CERTIFICATE OF REGISTRATION FROM SEBI
|
DIRECTED NOT TO COLLECT ANY MONEY AND/OR FEE FROM THE INVESTORS FROM 08-DEC-2014 TO 07-DEC-2016
DIRECTED NOT TO LAUNCH ANY NEW SCHEMES FROM 08-DEC-2014 TO 07-DEC-2016
DIRECTED NOT TO DISPOSE OF ANY OF THE PROPERTIES OR ALIENATE (DIRECTLY OR INDIRECTLY) ASSETS OF THE SCHEME FROM 08-DEC-2014 TO 07-DEC-2016
DIRECTED NOT TO DIVERT ANY FUNDS RAISED FROM PUBLIC AT LARGE KEPT IN BANK ACCOUNT AND/OR IN THE CUSTODY OF THE COMPANY FROM 08-DEC-2014 TO 07-DEC-2016
DIRECTED TO PROVIDE FULL INVENTORY OF ASSETS OWNED BY COMPANY
DIRECTED TO SUBMIT REPORT IN REGARD TO WINDING UP OF CIS AND REPAYMENT OF MONIES TO SEBI IN ACCORDANCE TO CIS REGULATIONS
DEBARRED / RESTRAINED FROM ASSOCIATING WITH / ACCESSING CAPITAL MARKET / INTERMEDIARIES FROM 08-DEC-2014 TO 07-DEC-2016
DEBARRED/RESTRAINED FROM BUYING/SELLING/DEALING/IPOS IN SECURITIES/SPECIFIED SCRIPS DIRECTLY/INDIRECTLY FROM 08-DEC-2014 TO 07-DEC-2016
05-DEC-2013
|
SEBI VIDE ITS ORDER DATED 08/12/2014 DIRECTED KIM INFRASTRUCTURE & DEVELOPERS LTD. AND ITS DIRECTORS MR.RAVINDER SINGH SIDHU, MR.RAJESH KUMAR, MR.SUKHPAL SINGH BARAR AND MR.SANJIB SIKDAR TO 1. ABSTAIN FROM COLLECTING ANY MONEY FROM INVESTORS OR LAUNCH OR CARRY OUT ANY COLLECTIVE INVESTMENT SCHEMES INCLUDING THE SCHEMES WHICH HAVE BEEN INDENTIFIED AS A COLLECTIVE INVESTMENT SCHEME IN THIS ORDER 2. WIND UP ITS EXISTING SCHEME AND REFUND THE MONEY COLLECTED UNDER SCHEME WITH RETURNS WHICH ARE DUE TO INVESTORS AS PER TERMS OF OFFER WITHIN A PERIOD OF THREE MONTHS FROM DATE OF THIS ORDER AND SUBMIT WINDING UP AND REPAYMENT REPORT TO SEBI IN ACCORDANCE WITH SEBI (CIS) REGULATIONS, 1999, INCLUDING TRAIL OF FUNDS CLAIMED TO BE REFUNDED, BANK ACCOUNT STATEMENTS INDICATING REFUND TO INVESTORS AND RECEIPT FROM INVESTORS ACKNOWLEDGING SUCH REFUND 3. NOT TO ALIENATE OR DISPOSE OFF OR SELL ANY ASSETS OF COMPANY EXCEPT FOR THE PURPOSE OF MAKING REFUNDS TO ITS INVESTORS 4. IMMEDIATELY SUBMIT COMPLETE AND DETAILED INVENTORY OF ASSETS OWNED BY COMPANY 5. RESTRAINED FROM ACCESSING SECURITIES MARKET AND PROHIBITED FROM BUYING, SELLING OR OTHERWISE DEALING IN SECURITIES MARKET FOR A PERIOD OF 4 YEARS FROM DATE OF THIS ORDER 6. MR.PALWINDER SINGH, MR.RANA RAMINDER AND MR.SATNAM SINGH RESTRAINED FROM ACCESSING SECURITIES MARKET AND FURTHER PROHIBITED FROM BUYING, SELLING OR OTHERWISE DEALING IN SECURITIES MARKET FOR A PERIOD OF 2 YEARS FROM DATE OF THIS ORDER
SAT: SAT VIDE ITS ORDER DATED 23/01/2015 QUASHED AND SET ASIDED IMPUGNED COMMUNICATION DATED 14/02/2014 AND DIRECTED SEBI TO PASS FRESH ORDER ON MERITS AS EXPEDITIOUSLY AS POSSIBLE AND IN ANY EVENT WITHIN A PERIOD OF THREE MONTHS FROM THE DATE OF THIS ORDER
SAT: APPEAL DISMISSED. NO COSTS
|
| 44 |
|
|
MAITREYA PLOTTERS & STRUCTURES PVT.LTD.
(PAN:AAFCM9944B)
|
|
|
|
JANARDAN ARVIND PARULEKAR
PAN:AKNPP6001B
|
|
|
VARSHA MADHUSUDAN SATPALKAR
PAN:ACEPS9276L
|
|
OPERATED CIS SCHEMES WITHOUT OBTAINING CERTIFICATE OF REGISTRATION FROM SEBI
|
DIRECTED NOT TO COLLECT ANY MONEY AND/OR FEE FROM THE INVESTORS FROM 31-JAN-2019 TO 30-JAN-2023
DIRECTED NOT TO LAUNCH ANY NEW SCHEMES FROM 31-JAN-2019 TO 30-JAN-2023
DIRECTED NOT TO DISPOSE OF ANY OF THE PROPERTIES OR ALIENATE (DIRECTLY OR INDIRECTLY) ASSETS OF THE SCHEME FROM 31-JAN-2019 TO 30-JAN-2023
DIRECTED NOT TO DIVERT ANY FUNDS RAISED FROM PUBLIC AT LARGE KEPT IN BANK ACCOUNT AND/OR IN THE CUSTODY OF THE COMPANY FROM 31-JAN-2019 TO 30-JAN-2023
DIRECTED TO WIND UP CIS AND REFUND MONEY TO THE INVESTORS FROM 31-JAN-2019 TO 30-JAN-2023
DIRECTED TO MAKE REFUND THROUGH BANKING CHANNELS SUCH AS DEMAND DRAFT AND/OR PAY ORDER AND/OR ELECTRONIC MODE OF TRANSFER
DIRECTED TO SUBMIT REPORT IN REGARD TO WINDING UP OF CIS AND REPAYMENT OF MONIES TO SEBI IN ACCORDANCE TO CIS REGULATIONS
DIRECTED TO PROVIDE FULL INVENTORY OF ASSETS OWNED BY COMPANY
DEBARRED / RESTRAINED FROM ASSOCIATING WITH / ACCESSING CAPITAL MARKET / INTERMEDIARIES FROM 31-JAN-2019 TO 30-JAN-2023
DEBARRED/RESTRAINED FROM BUYING/SELLING/DEALING/IPOS IN SECURITIES/SPECIFIED SCRIPS DIRECTLY/INDIRECTLY FROM 31-JAN-2019 TO 30-JAN-2023
30-AUG-2013
|
SEBI VIDE ITS ORDER DATED 12/09/2014 CONFIRMED THE DIRECTIONS ISSUED VIDE ITS EX-PARTE INTERIM ORDER DATED 30/08/2013
SEBI VIDE ITS ORDER DATED 31/01/2019 DIRECTED TO 1) WINDING UP ITS EXISTING COLLECTIVE INVESTMENT SCHEMES AND REFUND THE MONEY COLLECTED UNDER SCHEMES WITH RETURNS DUE TO INVESTORS WITHIN THREE MONTHS FROM DATE OF THIS ORDER THROUGH BANK DEMAND DRAFT OR PAY ORDER AND SUBMIT WINDING UP AND REPAYMENT REPORT (WRR) TO SEBI. WRR SHALL BE SUPPORTED BY THE PROOF OF TRAIL OF FUNDS CLAIMED TO BE REFUNDED, BANK ACCOUNT STATEMENTS INDICATING REFUND TO INVESTORS AND RECEIPT FROM INVESTORS ACKNOWLEDGE SUCH REFUNDS ALONG WITH CERTIFICATION OF SUCH REPAYMENT FROM TWO INDEPENDENT CHARTERED ACCOUNTANTS 2) NOT TO DIVERT ANY FUNDS RAISED FROM PUBLIC AT LARGE ARE KEPT IN BANK ACCOUNTS AND/OR IN THE CUSTODY OF COMPANY AND NOT ALIENATE OR DISPOSE OF OR SELL OR CREATE ANY ENCUMBRANCE OF ANY ASSETS OF THE COMPANY EXCEPT FOR THE PURPOSE OF MAKING REFUND TO ITS INVESTORS 3) PROVIDE FULL INVENTORY OF ALL ASSETS AND PURCHASED IN NAME OF COMPANY OR DIRECTORS INCLUDING ALL ASSETS MOVABLE AND/OR IMMOVABLE DIRECTLY OR INDIRECTLY IN WHATSOEVER MANNER WITHIN A PERIOD OF SEVEN DAYS FROM THE DATE OF THIS ORDER 4) RESTRAINED FROM ACCESSING SECURITIES MARKET AND PROHIBITED FROM BUYING, SELLING OR OTHERWISE DEALING IN THE SECURITIES MARKET, DIRECTLY OR INDIRECTLY FOR A PERIOD OF FOUR YEARS FROM DATE OF COMPLETION OF REFUNDS 5) RESTRAIN TO ACCESS SECURITIES MARKET SHALL BE INCLUSIVE OF THEIR EXISTING HOLDING OF SECURITIES, INCLUDING UNITS OF MUTUAL FUNDS
|
| 45 |
|
|
MARK BUILDERS & LAND DEVELOPERS LTD.
(CIN:U70109PB2011PLC035700
PAN:AAHCM5798F)
|
|
|
|
GURNEK SINGH
DIN:05114376
PAN:AXAPS6773K
|
|
|
GURSHARANPREET SINGH
DIN:06581134
|
|
|
KULJEET KAUR
DIN:05114417
PAN:AUTPK1595M
|
|
|
NARINDER SHARMA
DIN:00640614
PAN:BCAPS7164Q
|
|
|
SARABJIT SINGH
DIN:05114404
|
|
OPERATED CIS SCHEMES WITHOUT OBTAINING CERTIFICATE OF REGISTRATION FROM SEBI
|
DIRECTED NOT TO COLLECT ANY MONEY AND/OR FEE FROM THE INVESTORS FROM 17-APR-2018 TO 16-APR-2022
DIRECTED NOT TO LAUNCH ANY NEW SCHEME(S) / PLAN OR FLOAT ANY NEW COMPANY/IES/FIRM TO RAISE FRESH MONIES FROM 17-APR-2018 TO 16-APR-2022
DIRECTED TO PROVIDE FULL INVENTORY OF ASSETS OWNED BY COMPANY
DIRECTED NOT TO DISPOSE OF ANY OF THE PROPERTIES OR ALIENATE (DIRECTLY OR INDIRECTLY) ASSETS OF THE SCHEME FROM 17-APR-2018 TO 16-APR-2022
DIRECTED NOT TO DIVERT ANY FUNDS RAISED FROM PUBLIC AT LARGE KEPT IN BANK ACCOUNT AND/OR IN THE CUSTODY OF THE COMPANY FROM 17-APR-2018 TO 16-APR-2022
DIRECTED TO SUBMIT DETAILS OF AMOUNT MOBILIZED AND REFUNDED TILL DATE
DIRECTED TO FURNISH PAN NUMBER OF COMPANY AND/OR DIRECTORS
DIRECTED TO SUBMIT DETAILS OF AGENTS ALONGWITH ADDRESS, MONEY MOBILIZED AND COMMISSION PAID
DIRECTED TO SUBMIT REPORT IN REGARD TO WINDING UP OF CIS AND REPAYMENT OF MONIES TO SEBI IN ACCORDANCE TO CIS REGULATIONS
DEBARRED / RESTRAINED FROM ASSOCIATING WITH / ACCESSING CAPITAL MARKET / INTERMEDIARIES FROM 17-APR-2018 TO 16-APR-2022
DEBARRED/RESTRAINED FROM BUYING/SELLING/DEALING/IPOS IN SECURITIES/SPECIFIED SCRIPS DIRECTLY/INDIRECTLY FROM 17-APR-2018 TO 16-APR-2022
17-MAR-2015
|
SEBI VIDE ITS ORDER DATED 17/04/2018 DIRECTED TO 1) NOT TO COLLECT CONTRIBUTIONS/PAYMENTS, EITHER DIRECTLY OR INDIRECTLY FROM INVESTORS OR LAUNCH OR CARRY OUT ANY COLLECTIVE INVESTMENT SCHEMES INCLUDING THE SCHEMES WHICH HAVE BEEN INDENTIFIED IN THIS ORDER 2) JOINTLY AND SEVERALLY TO WIND UP ITS EXISTING COLLECTIVE INVESTMENT SCHEMES AND REFUND THE MONEY COLLECTED UNDER SCHEME WITH RETURNS DUE TO INVESTORS WITHIN A PERIOD OF THREE MONTHS FROM THE DATE OF THIS ORDER AND SUBMIT WINDING UP AND REPAYMENT REPORT (WRR) TO SEBI IN ACCORDANCE WITH SEBI (CIS) REGULATIONS 3) NOT TO ALIENATE OR DISPOSE OFF OR SELL ANY OF THE ASSETS OF THE COMPANY EXCEPT FOR THE PURPOSE OF MAKING REFUND TO ITS INVESTORS 4) RESTRAINED FROM ACCESSING THE SECURITIES MARKET AND PROHIBITED FROM BUYING, SELLING OR OTHERWISE DEALING IN SECURITIES MARKET, DIRECTLY OR INDIRECTLY FOR A PERIOD OF FOUR YEARS FROM THE DATE OF COMPLETION OF REFUND
SEBI VIDE ITS NOTICE DATED 10/04/2019 DIRECTED ALL THE BANKS AND MUTUAL FUNDS IN INDIA AND/OR NSDL/CDSL TO 1. ATTACH ALL THE ACCOUNTS BY WHATEVER NAME CALLED INCLUDING LOCKERS EITHER SINGLY OR JOINTLY WITH ANY PERSON/S AND ALL OTHER AMOUNT/PROCEEDS DUE OR MAY BECOME DUE OR ANY MONEY HELD OR MAY SUBSEQUENTLY HOLD FOR ON ACCOUNT OF THE DEFAULTERS AND 2. NOT TO DEBIT ANY AMOUNT IN THE SAID ACCOUNT/S.HOWEVER CREDITS, IF ANY, INTO THE ACCOUNT MAY BE ALLOWED
|
| 46 |
|
|
MVL LTD.
(CIN:L45200DL2006PLC154848
PAN:AAFCM2372M)
|
|
|
|
KALPANA GUPTA
PAN:AAGPG5434L
|
|
|
PRAVEEN KUMAR
PAN:ADQPK8192E
|
|
|
PREM ADIP RISHI
DIN:00020611
PAN:AGQPR9177H
|
|
|
RAKESH GUPTA
PAN:AAJPG3712C
|
|
|
VIJAY KUMAR SOOD
PAN:ACBPS9229G
|
|
|
VINOD KUMAR KHURANA
PAN:AAIPK7996F
|
|
|
VINOD MALIK
PAN:ABLPM6562D
|
|
OPERATED CIS SCHEMES WITHOUT OBTAINING CERTIFICATE OF REGISTRATION FROM SEBI
|
DIRECTED NOT TO COLLECT ANY MONEY AND/OR FEE FROM THE INVESTORS FROM 19-DEC-2014 TO 18-DEC-2018
DIRECTED NOT TO DISPOSE OF ANY OF THE PROPERTIES OR ALIENATE (DIRECTLY OR INDIRECTLY) ASSETS OF THE SCHEME FROM 19-DEC-2014 TO 18-DEC-2018
DIRECTED NOT TO DIVERT ANY FUNDS RAISED FROM PUBLIC AT LARGE KEPT IN BANK ACCOUNT AND/OR IN THE CUSTODY OF THE COMPANY FROM 19-DEC-2014 TO 18-DEC-2018
DIRECTED TO REFUND MONEY TO THE INVESTORS
DIRECTED TO SUBMIT REPORT IN REGARD TO WINDING UP OF CIS AND REPAYMENT OF MONIES TO SEBI IN ACCORDANCE TO CIS REGULATIONS
DIRECTED TO PROVIDE FULL INVENTORY OF ASSETS OWNED BY COMPANY
DEBARRED/RESTRAINED FROM BUYING/SELLING/DEALING/IPOS IN SECURITIES/SPECIFIED SCRIPS DIRECTLY/INDIRECTLY FROM 19-DEC-2014 TO 18-DEC-2018
26-SEP-2013
|
SEBI VIDE ITS ORDER DATED 19/12/2014 DIRECTED MVL LTD. AND ITS DIRECTORS MR.PREM ADIP RISHI, MR.PRAVEEN KUMAR, MR.RAKESH GUPTA, MR.VINOD MALIK, MR.VINOD KUMAR KHURANA, MR.VIJAY KUMAR SOOD AND MS.KALPANA GUPTA TO 1. ABSTAIN FROM COLLECTING ANY MONEY FROM INVESTORS OR LAUNCH OR CARRY OUT ANY COLLECTIVE INVESTMENT SCHEMES INCLUDING SCHEMES WHICH HAVE BEEN INDENTIFIED AS CIS IN THIS ORDER 2. WIND UP ITS EXISTING SCHEME AND REFUND THE MONEY COLLECTED UNDER SCHEME WITH RETURNS WHICH ARE DUE TO INVESTORS AS PER TERMS OF OFFER WITHIN PERIOD OF THREE MONTHS FROM DATE OF THIS ORDER AND SUBMIT WINDING UP AND REPAYMENT REPORT INCLUDING TRAIL OF FUNDS CLAIMED TO BE REFUNDED, BANK ACCOUNT STATEMENTS INDICATING REFUND TO INVESTORS AND RECEIPT FROM INVESTORS ACKNOWLEDGING SUCH REFUNDS 3. NOT TO ALIENATE OR DISPOSE OFF OR SELL ANY ASSETS OF COMPANY EXCEPT FOR THE PURPOSE OF MAKING REFUNDS TO ITS INVESTORS 4. IMMEDIATELY SUBMIT COMPLETE AND DETAILED INVENTORY OF ASSETS OWNED BY COMPANY 5. RESTRAINED FROM ACCESSING SECURITIES MARKET AND PROHIBITED FROM BUYING, SELLING OR OTHERWISE DEALING IN SECURITIES MARKET FOR A PERIOD OF 4 YEARS FROM DATE OF THIS ORDER
SAT: SAT VIDE ITS ORDER DATED 13/10/2016 ALLOWED INTERVENTION APPLICATION. APPELLANTS TO TAKE APPROPRIATE STEPS TO IMPLEAD THE APPLICANT AS THE INTERVENER IN THE APPEAL
SAT: SAT VIDE ITS ORDER DATED 23/03/2017 ALLOWED MISC. APPLICATION TO BE WITHDRAWN. NO COSTS
SAT: APPEAL DISMISSED FOR WANT OF PROSECUTION
SAT: SAT VIDE ITS ORDER DATED 12/04/2021 LISTED THE MATTER ON 27/04/2021. IN THE MEANWHILE, REGISTRY WILL ENSURE THAT ONE LINK IS GIVEN IN THIS APPEAL AND NOT MULTIPLE LINKS. ALL THE PAPERS SHOULD BE SCANNED INCLUDING THE ORDER SHEET
SAT: SAT VIDE ITS ORDER DATED 03/01/2023 DISMISSED THE APPEAL. NO COSTS
|
| 47 |
|
|
NETWORTH MARKETING LTD.
(CIN:U51909MH2005PLC153914
PAN:AACCN1305Q)
|
|
|
|
ANEES MOHAMED RAHIM KAZI
PAN:AONPK3801J
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BHALERAO YASHWANT MISAL
PAN:APLPM5152R
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BHASKAR BHAO VASAGE
PAN:AIFPV5203P
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MAHENDRA MAHADEO BHUVAD
PAN:ARWPB6634J
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NURUDDIN SHAIKH
PAN:AZJPS0671F
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PARTHA GHOSH
PAN:AKYPG8318D
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OPERATED CIS SCHEMES WITHOUT OBTAINING CERTIFICATE OF REGISTRATION FROM SEBI
|
DIRECTED NOT TO COLLECT ANY MONEY AND/OR FEE FROM THE INVESTORS FROM 28-AUG-2017 TO 27-AUG-2021
DIRECTED NOT TO LAUNCH ANY NEW SCHEME(S) / PLAN OR FLOAT ANY NEW COMPANY/IES/FIRM TO RAISE FRESH MONIES FROM 28-AUG-2017 TO 27-AUG-2021
DIRECTED TO PROVIDE FULL INVENTORY OF ASSETS OWNED BY COMPANY
DIRECTED NOT TO DISPOSE OF ANY OF THE PROPERTIES OR ALIENATE (DIRECTLY OR INDIRECTLY) ASSETS OF THE SCHEME FROM 28-AUG-2017 TO 27-AUG-2021
DIRECTED NOT TO DIVERT ANY FUNDS RAISED FROM PUBLIC AT LARGE KEPT IN BANK ACCOUNT AND/OR IN THE CUSTODY OF THE COMPANY FROM 28-AUG-2017 TO 27-AUG-2021
DIRECTED TO REFUND MONEY TO THE INVESTORS
DIRECTED TO SUBMIT REPORT IN REGARD TO WINDING UP OF CIS AND REPAYMENT OF MONIES TO SEBI IN ACCORDANCE TO CIS REGULATIONS
DEBARRED/RESTRAINED FROM BUYING/SELLING/DEALING/IPOS IN SECURITIES/SPECIFIED SCRIPS DIRECTLY/INDIRECTLY FROM 28-AUG-2017 TO 27-AUG-2021
19-MAR-2015
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SEBI VIDE ITS ORDER DATED 28/08/2017 DIRECTED TO 1) ABSTAIN FROM COLLECTING ANY CONTRIBUTIONS/PAYMENTS, EITHER DIRECTLY OR INDIRECTLY, FROM INVESTORS OR LAUNCH OR CARRY OUT ANY COLLECTIVE INVESTMENT SCHEMES INCLUDING THE SCHEMES WHICH HAVE BEEN SO INDENTIFIED 2) WIND UP ITS EXISTING SCHEME AND REFUND THE MONEY COLLECTED FROM INVESTORS UNDER SCHEME WITH RETURNS DUE TO THE INVESTORS AS PER TERMS OF THE OFFER WITHIN A PERIOD OF THREE MONTHS FROM THE DATE OF THIS ORDER AND SUBMIT WINDING UP AND REPAYMENT REPORT TO SEBI IN ACCORDANCE WITH SEBI (CIS) REGULATIONS 3) NOT TO ALIENATE OR DISPOSE OFF OR SELL OR CREATE ANY ENCUMBRANCE ON ANY ASSETS OF COMPANY EXCEPT FOR THE PURPOSE OF MAKING REFUNDS TO ITS INVESTORS 4) RESTRAINED FROM ACCESSING SECURITIES MARKET AND PROHIBITED FROM BUYING, SELLING OR OTHERWISE DEALING IN SECURITIES MARKET, DIRECTLY OR INDIRECTLY, TILL THE DIRECTIONS FOR REFUND/REPAYMENT TO INVESTORS FOR A PERIOD OF FOUR YEARS FROM DATE OF COMPLETION OF REFUND
SAT: SAT VIDE ITS ORDER DATED 16/01/2018 CONDONED THE DELAY OF 46 DAYS IN FILING OF APPEAL AND MISC. APPLICATIONS. FURTHER, UPHELD THE IMPUGNED ORDER DATED 28/04/2017 AND PERMITTED APPELLANTS TO SUBMIT FRESH PLAN FOR CONSIDERATION OF SEBI WITHIN TWO WEEKS FROM THE DATE OF THIS ORDER AND SEBI WILL BE AT LIBERTY TO IMPLEMENT THE IMPUGNED ORDER IN THE MANNER AS IT DEEMS FIT. NO COSTS
SEBI VIDE ITS ORDER DATED 30/07/2018 EXTENDED TIME OF COMPLY WITH DIRECTION OF REFUND TILL 30/11/2018 AND DIRECTED TO SUBMIT WINDING UP REPORT AND REPAYMENT REPORT TO SEBI IN ACCORDANCE WITH CIS REGULATIONS WITHIN SEVEN DAYS
SEBI VIDE ITS NOTICE DATED 16/01/2019 DIRECTED ALL THE BANKS AND MUTUAL FUNDS IN INDIA AND/OR NSDL/CDSL TO 1. ATTACH ALL THE ACCOUNTS BY WHATEVER NAME CALLED INCLUDING LOCKERS EITHER SINGLY OR JOINTLY WITH ANY PERSON/S AND ALL OTHER AMOUNT/PROCEEDS DUE OR MAY BECOME DUE OR ANY MONEY HELD OR MAY SUBSEQUENTLY HOLD FOR ON ACCOUNT OF THE DEFAULTERS AND 2. NOT TO DEBIT ANY AMOUNT IN THE SAID ACCOUNT/S.HOWEVER CREDITS, IF ANY, INTO THE ACCOUNT MAY BE ALLOWED
SEBI VIDE ITS ORDER DATED 08/01/2020 A) PROHIBITED FROM DISPOSING, TRANSFERRING, ALIENATING OR CHARGING IN RESPECT OF ALL THE MOVABLE AND IMMOVABLE PROPERTIES LISTED IN THE ORDER B) PROHIBITED FROM TAKING ANY BENEFIT UNDER SUCH DISPOSAL, TRANSFER, ALIENATION OR CHARGE IN RESPECT OF PROPERTIES LISTED IN ORDER C) DIRECTED TO FURNISH COMPLETE DETAILS OF ALL MOVABLE AND IMMOVABLE PROPERTIES HELD BY DEFAULTERS AND CHARGES, IF ANY, DULY CERTIFIED BY BOARD OF DIRECTORS WITHIN TWO WEEKS FROM DATE OF THIS ORDER WITH ORIGINAL TITLE DEEDS, VALUATION REPORTS OF ALL THE PROPERTIES, DETAILS OF ANY FINANCIAL AND FIXED ASSETS, DETAILS OF ANY INTEREST/VESTED RIGHTS OF DEFAULTERS IN ANY PROPERTY WHATSOEVER, DETAILS OF CAPACTITIES HELD BY HIM/HER IN ANY COMPANY, ANY FIRM OR ANY BUSINESS CONCERN ET. ALONG WITH DETAILS OF SHAREHOLDERS ETC.AND DETAILS OF DEBTORS, PERSONS FROM WHOM MONEY IS DUE TO DEFAULTERS EITHER SINGHLY OR JOINTLY D) DIRECTED INSPECTOR GENERAL OF REGISTRATION OF ALL THE STATES AND UNION TERRITORIES, CONCERNED TEHSILDARS, DISTRICT REGISTRARS AND SUB-REGISTRARS OF RESPECTIVE AREAS WHERE PROPERTIES ARE LOCATED NOT TO ACT UPON ANY DOCUMENTS PURPORTING TO BE DEALING WITH TRANSFER, MORTGAGE, CHARGE, LEASE OR CREATION OR ALTERATION OF ANY INTEREST IN ANY OF THE PROPERTIES HELD BY THE DEFAULTERS, IF PRESENTED FOR REGISTRATION
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| 48 |
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NICER GREEN HOUSING & INFRASTRUCTURE DEVELOPERS LTD.
(CIN:U45200PB2007PLC030879
PAN:AACCN5652N)
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KARANJIT SINGH
PAN:CRCPS3999H
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PIPAL SINGH SIDHU
PAN:BVEPS9613M
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RANJIT SINGH
PAN:BZWPS3360K
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SURINDER KAUR
PAN:ASGPK7961G
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OPERATED CIS SCHEMES WITHOUT OBTAINING CERTIFICATE OF REGISTRATION FROM SEBI
|
DIRECTED NOT TO COLLECT ANY MONEY AND/OR FEE FROM THE INVESTORS FROM 09-NOV-2015 TO 08-NOV-2019
DIRECTED NOT TO LAUNCH ANY NEW SCHEMES FROM 09-NOV-2015 TO 08-NOV-2019
DIRECTED TO PROVIDE FULL INVENTORY OF ASSETS OWNED BY COMPANY
DIRECTED NOT TO DISPOSE OF ANY OF THE PROPERTIES OR ALIENATE (DIRECTLY OR INDIRECTLY) ASSETS OF THE SCHEME FROM 09-NOV-2015 TO 08-NOV-2019
DIRECTED NOT TO DIVERT ANY FUNDS RAISED FROM PUBLIC AT LARGE KEPT IN BANK ACCOUNT AND/OR IN THE CUSTODY OF THE COMPANY FROM 09-NOV-2015 TO 08-NOV-2019
DIRECTED TO SUBMIT DETAILS OF AMOUNT MOBILIZED AND REFUNDED TILL DATE
DIRECTED TO SUBMIT LIST OF INVESTORS WITH FULL PARTICULARS SUCH AS PAN NUMBER, ADDRESS ETC.
DIRECTED NOT TO SUBSTITUTE CERTIFICATES ISSUED BY NGFL WITH BONDS OR ANY OTHER INSTRUMENTS BY WHATSOEVER NAME CALLED
DIRECTED TO REFUND MONEY TO THE INVESTORS
DIRECTED TO SUBMIT REPORT IN REGARD TO WINDING UP OF CIS AND REPAYMENT OF MONIES TO SEBI IN ACCORDANCE TO CIS REGULATIONS
DEBARRED / RESTRAINED FROM ASSOCIATING WITH / ACCESSING CAPITAL MARKET / INTERMEDIARIES FROM 09-NOV-2015 TO 08-NOV-2019
DEBARRED/RESTRAINED FROM BUYING/SELLING/DEALING/IPOS IN SECURITIES/SPECIFIED SCRIPS DIRECTLY/INDIRECTLY FROM 09-NOV-2015 TO 08-NOV-2019
28-JUL-2014
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SEBI VIDE ITS ORDER DATED 09/11/2015 DIRECTED NICER GREEN HOUSING & INFRASTRUCTURE DEVELOPERS LTD. AND ITS DIRECTORS MR.PIPAL SINGH SIDHU, MR.RANJIT SINGH, MS.SURINDER KAUR AND MR.KARANJIT SINGH TO 1) ABSTAIN FROM COLLECTING ANY MONEY FROM INVESTORS OR LAUNCH OR CARRY OUT ANY COLLECTIVE INVESTMENT SCHEMES INCLUDING THE SCHEMES WHICH HAVE BEEN INDENTIFIED AS A COLLECTIVE INVESTMENT SCHEME IN THIS ORDER 2) WIND UP ITS EXISTING SCHEME AND REFUND THE MONEY COLLECTED UNDER SCHEME WITH RETURNS WHICH ARE DUE TO INVESTORS AS PER TERMS OF OFFER WITHIN A PERIOD OF THREE MONTHS FROM DATE OF THIS ORDER AND SUBMIT WINDING UP AND REPAYMENT REPORT TO SEBI IN ACCORDANCE WITH SEBI (CIS) REGULATIONS, 1999, INCLUDING TRAIL OF FUNDS CLAIMED TO BE REFUNDED, BANK ACCOUNT STATEMENTS INDICATING REFUND TO INVESTORS AND RECEIPT FROM INVESTORS ACKNOWLEDGING SUCH REFUNDS 3) NOT TO ALIENATE OR DISPOSE OFF OR SELL ANY ASSETS OF COMPANY EXCEPT FOR THE PURPOSE OF MAKING REFUNDS TO ITS INVESTORS 4) DIRECTED TO PROVIDE FULL INVENTORY OF ALL ASSETS AND PROPERTIES AND DETAILS OF ALL THEIR BANK ACCOUNTS, DEMAT ACCOUNTS AND HOLDINGS OF SHARES/SECURITIES, OR HELD IN PHYSICAL FORM 5) RESTRAINED FROM ACCESSING SECURITIES MARKET AND ARE PROHIBITED FROM BUYING, SELLING OR OTHERWISE DEALING IN SECURITIES MARKET, DIRECTLY OR INDIRECTLY, IN ANY MANNER FOR A PERIOD OF FOUR YEARS
SAT: SAT VIDE ITS ORDER DATED 23/02/2017 ALLOWED APPEAL TO BE WITHDRAWN. FRESH APPEAL IF ANY BE FILED WITHIN A PERIOD OF TWO WEEKS FROM THE DATE OF THIS ORDER. SEBI DID NOT ENFORCE IMPUGNED ORDER DATED 09/11/2015 FOR A PERIOD OF TWO WEEKS FROM THE DATE OF THIS ORDER. NO COSTS
SAT: SAT VIDE ITS ORDER DATED 13/11/2017 DISPOSED OFF THE APPEAL BY DIRECTING THE APPEALLANTS TO MAKE A REPRESENTATION TO SEBI WITHIN A PERIOD OF FOUR WEEKS FROM THE DATE OF THIS ORDER. NO COSTS
SEBI VIDE ITS ORDER DATED 16/11/2017 ALLOWED TO UTILIZE SALE PROCEEDS OF SECURITIES LYING IN HIS DEAMT ACCOUNT ONLY TO CLEAR THE OUTSTANDING LOAN (ALONGWITH ACCRUED INTEREST) FROM KMIL FOR THE VALUE AS IT STANDS ON THE DATE OF THIS ORDER
SEBI VIDE ITS ORDER DATED 01/06/2018 REITERARATED THAT NICER GREEN AND ITS DIRECTORS HAVE CLEARLY RESORTED TO DILATORY TACTICS AND SUPPRESSION OF FACTS FROM SEBI IN THE REPRESENTATION DATED 25/11/2017 AND 16/05/2018 AND DISPOSED OFF IN ACCORDANCE WITH FINDINGS CONTANED IN PARAGRAPHS 2.2-2.4 OF ORDER
SAT: APPEAL DISMISSED
SAT: SAT VIDE ITS ORDER DATED 27/06/2019 REJECTED REVIEW APPLICATION
SEBI VIDE ITS NOTICE DATED 08/07/2019 DIRECTED ALL THE BANKS AND MUTUAL FUNDS IN INDIA AND/OR NSDL/CDSL TO 1. ATTACH ALL THE ACCOUNTS BY WHATEVER NAME CALLED INCLUDING LOCKERS EITHER SINGLY OR JOINTLY WITH ANY PERSON/S AND ALL OTHER AMOUNT/PROCEEDS DUE OR MAY BECOME DUE OR ANY MONEY HELD OR MAY SUBSEQUENTLY HOLD FOR ON ACCOUNT OF THE DEFAULTERS AND 2. NOT TO DEBIT ANY AMOUNT IN THE SAID ACCOUNT/S.HOWEVER CREDITS, IF ANY, INTO THE ACCOUNT MAY BE ALLOWED
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| 49 |
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NICL INDIA LTD.
(CIN:U70100MP2010PLC024803
PAN:AADCN4728Q)
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ABHISHEK S.CHAUHAN
DIN:02942287
PAN:AGOPC3742P
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HARISH SHARMA
DIN:02929076
PAN:COUPS0677H
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PHOOL SINGH CHOUDHARY
DIN:02568846
PAN:AIKPC8055F
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OPERATED CIS SCHEMES WITHOUT OBTAINING CERTIFICATE OF REGISTRATION FROM SEBI
|
DIRECTED NOT TO COLLECT ANY MONEY AND/OR FEE FROM THE INVESTORS FROM 21-JUN-2018 TO 20-JUN-2022
DIRECTED NOT TO LAUNCH ANY NEW SCHEMES FROM 21-JUN-2018 TO 20-JUN-2022
DIRECTED NOT TO DISPOSE OF ANY OF THE PROPERTIES OR ALIENATE (DIRECTLY OR INDIRECTLY) ASSETS OF THE SCHEME FROM 21-JUN-2018 TO 20-JUN-2022
DIRECTED NOT TO DIVERT ANY FUNDS RAISED FROM PUBLIC AT LARGE KEPT IN BANK ACCOUNT AND/OR IN THE CUSTODY OF THE COMPANY FROM 21-JUN-2018 TO 20-JUN-2022
DIRECTED TO PROVIDE FULL INVENTORY OF ASSETS OWNED BY COMPANY
DIRECTED TO SUBMIT SCHEME WISE LIST OF INVESTORS AND THEIR CONTACT NUMBERS AND ADDRESS ALONG WITH DETAILS OF AMOUNT MOBILIZED & REFUNDED
DIRECTED TO SUBMIT DETAILS OF AMOUNT MOBILIZED & REFUNDED DULY CERTIFIED BY AUDITOR OF THE COMPANY
DIRECTED TO SUBMIT DETAILS OF AGENTS ALONGWITH ADDRESS, MONEY MOBILIZED AND COMMISSION PAID
DIRECTED TO FURNISH PAN NUMBER OF COMPANY AND/OR DIRECTORS
DIRECTED TO REFUND MONEY TO THE INVESTORS
DIRECTED TO MAKE REFUND THROUGH BANKING CHANNELS SUCH AS DEMAND DRAFT AND/OR PAY ORDER AND/OR ELECTRONIC MODE OF TRANSFER
DIRECTED TO SUBMIT REPORT IN REGARD TO WINDING UP OF CIS AND REPAYMENT OF MONIES TO SEBI IN ACCORDANCE TO CIS REGULATIONS
DEBARRED/RESTRAINED FROM BUYING/SELLING/DEALING/IPOS IN SECURITIES/SPECIFIED SCRIPS DIRECTLY/INDIRECTLY FROM 21-JUN-2018 TO 20-JUN-2022
14-JAN-2015
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SEBI VIDE ITS ORDER DATED 21/04/2018 DIRECTED TO 1) JOINTLY AND SEVERALLY TO WIND UP ITS EXISTING COLLECTIVE INVESTMENT SCHEMES AND REFUND THE MONEY COLLECTED UNDER SCHEME WITH RETURNS DUE TO INVESTORS WITHIN A PERIOD OF THREE MONTHS FROM THE DATE OF THIS ORDER THROUGH BANK DEMAND DRAFT OR PAY ORDER AND SUBMIT WINDING UP AND REPAYMENT REPORT (WRR) TO SEBI IN ACCORDANCE WITH SEBI (CIS) REGULATIONS INCLUDING TRAIL OF FUNDS CLAIMED TO BE REFUNDED, BANK ACCOUNT STATEMENTS INDICATING REFUND TO INVESTORS AND RECEIPT FROM INVESTORS ACKNOWLEDGING SUCH REFUNDS ALONG WITH CERTIFIED FROM TWO INDEPENDENT CHARTERED ACCOUNTS 2) NOT TO ALIENATE OR DISPOSE OFF OR SELL ANY OF THE ASSETS OF THE COMPANY EXCEPT FOR THE PURPOSE OF MAKING REFUNDS TO ITS INVESTORS 3) RESTRAINED FROM ACCESSING THE SECURITIES MARKET AND PROHIBITED FROM BUYING, SELLING OR OTHERWISE DEALING IN SECURITIES MARKET, DIRECTLY OR INDIRECTLY FOR A FURTHER PERIOD OF FOUR YEARS FROM THE DATE OF COMPLETION OF REFUND
|
| 50 |
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OSIAN’S- CONNOISSEURS OF ART PVT.LTD.
(CIN:U51900MH2000PTC127339)
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ANUJIT GANGOLI
|
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NEVILLE TULI
|
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OPERATED CIS SCHEMES WITHOUT OBTAINING CERTIFICATE OF REGISTRATION FROM SEBI
|
DIRECTED TO WIND UP CIS AND REFUND MONEY TO THE INVESTORS FROM 15-APR-2013 TILL CIS WIND UP
DIRECTED TO SUBMIT REPORT IN REGARD TO WINDING UP OF CIS AND REPAYMENT OF MONIES TO SEBI IN ACCORDANCE TO CIS REGULATIONS
DEBARRED/RESTRAINED FROM BUYING/SELLING/DEALING/IPOS IN SECURITIES/SPECIFIED SCRIPS DIRECTLY/INDIRECTLY FROM 15-APR-2013 TILL CIS WIND UP
DIRECTED NOT TO DISPOSE OF, ALIENATE OR ENCUMBER ANY ASSETS / PROPERTIES
15-APR-2013
|
SAT: SAT VIDE ITS ORDER DATED 13/10/2015 UPHELD THE IMPUGNED ORDER OF SEBI TO THE EXTENT IT HOLDS THAT THE SCHEME OPERATED BY THE APPELLANT FROM 2006 TO 2010 CONSTITUTED CIS AND SET ASIDED THE DIRECTION GIVEN BY SEBI TO APPELLANT TO PAY PROFITS/INCOME DUE TO INVESTORS OR PAY INTEREST @ 10% P.A. FROM DATE OF INVESTMENT TILL DATE OF REFUND. APPEAL PARTLY ALLOWED. NO COSTS
SEBI VIDE ITS ORDER DATED 28/05/2021 DIRECTED TO A) REFUND BALANCE AMOUNT TO REMAINING INVESTORS AND ALSO PAY TOTAL PRINCIPAL AMOUNT COLLECTED FROM EACH OF THE REMAINING INVESTOR @ 10% P.A. TILL DATE OF CLOSURE OF ITS SCHEME. BALANCE AMOUNT COLLECTED TO BE REFUNDED WITHIN SIX MONTHS FROM DATE OF THIS ORDER AND INTEREST ON TOTAL AMOUNT TO BE PAID WITHIN NINE MONTHS FROM DATE OF COMING INTO FORCE OF THIS ORDER B) DIRECTED TO FILE WINDING UP AND REPAYMENT REPORT DULY CERTIFIED BY AUDITOR TO SEBI IN THE FORMAT PROVIDED UNDER SEBI (CIS) (CIS) REGULATIONS, 1999 ALONG WITH TRAIL OF FUNDS CLAIMED TO BE REFUNDED, BANK ACCOUNT STATEMENTS INDICATING REFUND TO INVESTORS AND RECEIPT FROM INVESTORS ACKNOWLEDGING SUCH REFUNDS WITHIN 15 DAYS AFTER EXPIRY OF SIX MONTHS AND NINE MONTHS PERIOD C) NOT TO ALIENATE OR DISPOSE OF OR SELL ANY ASSETS EXCEPT FOR THE PURPOSE OF MAKING REFUND TO ITS INVESTORS
SEBI VIDE ITS NOTICE DATED 20/03/2024 DIRECTED TO PAY RS.30,86,63,832.00 WITHIN FIFTEEN DAYS FROM RECEIPT OF THIS NOTICE
SEBI VIDE ITS ORDER DATED 16/10/2024 A) PROHIBITED FROM DISPOSING, TRANSFERRING, ALIENATING OR CHARGING IN RESPECT OF ALL THE IMMOVABLE AND MOVABLE PROPERTIES LISTED IN THE ORDER B) PROHIBITED FROM TAKING ANY BENEFIT UNDER SUCH DISPOSAL, TRANSFER, ALIENATION OR CHARGE IN RESPECT OF PROPERTY LISTED IN ORDER C) DIRECTED TO FURNISH 1.COMPLETE DETAILS OF ALL ASSETS/ ARTWORKS HELD BY DEFAULTERS PURCHASED OUT OF THE FUNDS COLLECTED FROM THE INVESTORS AND CHARGES, IF ANY THEREON, WITHIN SEVEN DAYS FROM DATE OF THIS ORDER 2. COMPLETE LIST OF ALL INVESTORS ALONG WITH PHONE NUMBER, EMAIL ADDRESS, BANK DETAILS, ADDRESS, DETAILS OF INVESTMENT, AMOUNTS DUE FROM OSIAN’S-CONNOISSEURS OF ART PVT.LTD. ETC.WITHIN THREE WEEKS FROM DATE OF THIS ORDER D) NOT TO ACT UPON ANY DOCUMENTS PURPORTING TO BE DEALING WITH TRANSFER, MORTGAGE, CHARGE, LEASE OR CREATION OR ALTERATION OF ANY INTEREST ON THE ASSETS, ARTWORKS HELD BY THE DEFAULTERS, PURCHASED OUT OF FUNDS COLLECTED FROM THE INVESTORS
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| 51 |
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PACL LTD.
(CIN:U70101RJ1996PLC011577
PAN:AAACP4032A)
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ANAND GURWANT SINGH
|
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GURMEET SINGH
PAN:AAMPS1400Q
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GURNAM SINGH
PAN:AYOPS3203H
|
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NIRMAL SINGH BHANGOO
PAN:ACTPB6698L
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SUBRATA BHATTACHARYA
PAN:AAIPB6480H
|
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SUKHDEV SINGH
PAN:AUGPS0130B
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TARLOCHAN SINGH
PAN:AIEPS9480Q
|
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TYGER JOGINDER
DIN:00694280
PAN:ABVPT0602M
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UPPAL DEVINDER KUMAR
PAN:AABPU0363K
|
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OPERATED CIS SCHEMES WITHOUT OBTAINING CERTIFICATE OF REGISTRATION FROM SEBI
|
DIRECTED NOT TO COLLECT ANY MONEY AND/OR FEE FROM THE INVESTORS FROM 22-AUG-2014
DIRECTED TO WIND UP CIS AND REFUND MONEY TO THE INVESTORS FROM 22-AUG-2014
DIRECTED TO SUBMIT REPORT IN REGARD TO WINDING UP OF CIS AND REPAYMENT OF MONIES TO SEBI IN ACCORDANCE TO CIS REGULATIONS
DIRECTED TO PROVIDE FULL INVENTORY OF ASSETS OWNED BY COMPANY
DIRECTED NOT TO DISPOSE OF ANY OF THE PROPERTIES OR ALIENATE (DIRECTLY OR INDIRECTLY) ASSETS OF THE SCHEME FROM 22-AUG-2014
22-AUG-2014
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SEBI VIDE ITS NOTICE DATED 11/12/2015 DIRECTED ALL THE BANKS IN INDIA AND/OR NSDL/CDSL TO 1. ATTACH ALL THE ACCOUNTS BY WHATEVER NAME CALLED INCLUDING LOCKERS EITHER SINGLY OR JOINTLY WITH ANY PERSON/S AND ALL OTHER AMOUNT/PROCEEDS DUE OR MAY BECOME DUE OR ANY MONEY HELD OR MAY SUBSEQUENTLY HOLD FOR ON ACCOUNT OF THE DEFAULTERS AND 2. NOT TO DEBIT ANY AMOUNT IN THE SAID ACCOUNT/S.HOWEVER CREDITS, IF ANY, INTO THE ACCOUNT MAY BE ALLOWED
HON’BLE SUPEREME COURT OF INDIA VIDE ITS ORDER DATED 02/02/2016 DIRECTED SEBI TO 1) CONSTITUTE A COMMITTEE, UNDER THE CHAIRMANSHIP OF HON’BLE JUSTICE MR.R.M.LODHA, FORMER CHIEF JUSTICE OF INDIA, FOR DISPOSING OF THE LAND PURCHASED BY THE COMPANY (PACL) SO THAT THE SALE PROCEEDS CAN BE PAID TO THE INVESTORS 2) APPOINT A NODAL OFFICER, WHO SHALL BE IN-CHARGE OF THE FUNDS SO COLLECTED AND SHALL HAVE A LIAISON WITH THE COMMITTEE AND SHALL ALSO WORK AS A SECRETARY TO THE COMMITTEE
HON’BLE SUPEREME COURT OF INDIA VIDE ITS ORDER DATED 02/02/2016 DIRECTED SEBI TO 1) CONSTITUTE A COMMITTEE, UNDER THE CHAIRMANSHIP OF HON’BLE JUSTICE MR.R.M.LODHA, FORMER CHIEF JUSTICE OF INDIA, EMPOWERING THE COMMITTEE TO TAKE POSESSION OF THE TITLE DEEDS OF PACL, SALE THE PROPERTIES AND MAKE REPAYMENTS TO CUSTOMERS OF PACL AS PER SEBI PRESS RELAESE DATED 02/05/2016
SEBI VIDE ITS PRESS RELEASE DATED 24/06/2016 CAUTIONED CUSTOMERS/INVESTORS OF PACL LTD. THE COMMITTEE CONSTITUTED BY SEBI UNDER CHAIRMANSHIP OF JUSTICE (RETD.) R.M.LODHA SOLICITS COOPERATION FROM CUSTOMERS / INVESTORS OF PACL LTD. AND REQUESTED THEM NOT TO BE GUIDED BY ANY REPORTS/RUMOURS NOT PUBLISHED BY THE COMMITTEE AND TO SUBMIT DOCUMENTS ONLY UPON BEING SPECIFICALLY INVITED TO DO SO BY THE COMMITTEE
HON’BLE SUPEREME COURT OF INDIA VIDE ITS ORDER DATED 25/07/2016 DIRECTED TO PACL LTD. AND/OR ITS DIRECTORS/PROMOTERS/AGENTS/EMPLOYEES/GROUP AND/OR ASSOCIATE COMPANIES RESTRAINED FROM IN ANY MANNER SELLING/ TRANSFERRING/ALIENATING ANY OF THE PROPERTIES WHEREIN PACL LTD., IN ANY MANNER, A RIGHT/INTEREST, SITUATED EITHER WITHIN OR OUTSIDE INDIA
THE COMMITTEE CONSTITUTED BY SEBI IN COMPLIANCE WITH THE ORDER DATED 02.02.2016 PASSED HON’BLE SUPREME COURT OF INDIA IN CIVIL APPEAL NO.13394 OF 2015 AND CONNECTED MATTERS HAS PUBLISHED AN ADVERTISEMENT DATED 10/08/2016 INVITING PROSPECTIVE BIDDER TO PARTICIPATE IN THE E-AUCTION OF THE VEHICLES OF PACL LTD.
IN COMPLIANCE OF THE ORDER DATED 02/02/2016, PASSED BY HON,BLE SUPREME COURT OF INDIA, IN THE MATTER OF PACL LTD., VS SEBI A COMMITTEE WAS CONSTITUTED BY SEBI ON 17/02/2016. THE COMMITTEE GOT AN ADVERTISEMENT PUBLISHED IN NEWSPAPERS ON 27/08/2016 INVITING PUBLIC AT LARGE TO SUBMIT EXPRESSION OF INTEREST (EOI) IN TERMS OF STATED NOTICE FOR SALE OF PROPERTIES IN 192 DISTRICTS. AS THE SALE WILL BE ON ‘AS IS WHERE BASIS’, INTERESTED BIDDER/PUBLIC HAVE BEEN ASKED TO MAKE INDEPENDENT ENQUIRIES REGARDING LOCATION, ENCUMBRANCES, RIGHT, INTEREST, TITLE, ETC. BEFORE SUBMITTING THE EOI
SEBI VIDE ITS NOTICE DATED 07/09/2016 DIRECTED 1. ALL THE BANKS/DEPOSITORIES AND MUTUAL FUNDS ARE REQUESTED TO TAKE NOTE OF THE ORDER DATED 25/07/2016 OF THE HON’BLE SUPREME COURT OF INDIA AND WITH IMMEDIATE EFFECT THAT NO DEBIT SHALL BE MADE IN ANY OF BANK ACCOUNT/S, LOCKERS, DEMAT ACCOUNTS, MUTUAL FUND FOLIOS ETC. BY WHATEVER NAME CALLED HELD BY PACL LTD. AND/OR THE GROUP/ASSOCIATE ENTITIES OF PACL LTD. IN THE ANNEXURE, EITHER SINGLY OR JOINTLY WITH ANY OTHER PERSON/S 2. ALL THE BANKS/DEPOSITORIES AND MUTUAL FUNDS TO PROVIDE I) DETAILS OF ALL THE DEMAT/BANK ACCOUNTS INCLUDING LOCKERS/MUTUAL FUNDS FOLIOS HELD BY THE GROUP/ASSOCIATE ENTITIES OF PACL LTD. II) COPY OF ACCOUNT STATEMENT/S FOR THE PAST ONE YEAR IN RESPECT OF ALL THE ACCOUNTS III) CONFIRMATION OF DEBIT FREEZE OF THE SAID ACCOUNT/S IV). COMPLETE DETAILS OF ALL LOAN/ADVANCES ACCOUNTS ALONG WITH THE DETAILS OF ASSETS CHARGED FOR THE SAID LOAN/ADVANCES 3. DIRECTED REGISTRATION AUTHORITIES OF ALL STATES AND UNION TERRITORIES NOT TO ACT UPON ANY DOCUMENT PURPORTING TO BE DEALING WITH TRANSFER OF PROPERTIES BY PACL LTD. AND/OR THE GROUP/ASSOCIATE ENTITIES OF PACL LTD. IF PRESENTED FOR REGISTRATION
THE COMMITTEE CONSTITUTED BY SEBI IN COMPLIANCE WITH THE ORDER DATED 02.02.2016. THE COMMITTEE GOT ANOTHER NOTICE PUBLISHED IN NEWSPAPER ON 22/09/2016 INVITING PROSPECTIVE BIDDER TO PARTICIPATE IN E-AUCTION OF THE VEHICLES OF PACL LTD. IN THIS REGARD, THE COMMITTEE HAS ENGAGED MSTC TO CONDUCT THE AUCTION PROCEEDINGS
SEBI VIDE ITS PUBLIC NOTICE AND APPEAL DATED 22/12/2016 ADVISED INVESTORS TO RETAIN THE DOCUMENTS WITH THEMSELVES AND SUBMIT IN PRESCRIBED FORMAT ONLY UPON SPECIFIC NOTIFICATION INVITING SUBMISSION OF CLAIM. ALSO REQUESTED INVESTORS TO NOT TO BE MISGUIDED OR FALL IN TRAP OF ANY INDUCEMENTS AND FALSE PROMISES
SEBI VIDE ITS PRESS RELEASE DATED 22/02/2017 CAUTIONED PUBLIC AGAINST BUYING/DEALING WITH ANY PROPERTIES WHEREIN PACL LTD. OR ANY OF ITS ASSOCIATES/SUBSIDIARIES HAVE ANY INTEREST/RIGHTS, DIRECTLY OR INDIRECTLY
SEBI VIDE ITS PRESS RELEASE DATED 22/02/2017 ONCE AGAIN CAUTIONED PUBLIC AGAINST BUYING/DEALING WITH ANY PROPERTIES WHEREIN PACL LTD. OR ANY OF ITS ASSOCIATES/SUBSIDIARIES HAVE ANY INTEREST/RIGHTS, DIRECTLY OR INDIRECTLY
SEBI VIDE ITS PRESS RELEASE DATED 03/04/2017 REITERATED THAT THE SEBI HAS NOT AUTHORISED ANY PERSON TO COLLECT ANY MONEY/CLAIM ETC. IN ANY MANNER WHATSOEVER, THEREFORE INVESTORS MAY BEWARE AND CAUTIONED NOT TO FALL IN THE TRAP OF ANY SUCH NEWS/REPORT/ADVERTISEMENT ETC.
SEBI VIDE ITS PRESS RELEASE DATED 04/05/2017 REITERATED THAT NEITHER THE COMMITTEE NOR THE CHAIRMAN/MEMBERS OF THE COMMITTEE OR SEBI HAS AUTHORIZED ANY PERSON TO COLLECT MONIES EITHER BY WAY OF CHEQUES OR IN ANY FORM AND OR DOCUMENTS IN ANY MANNER WHATSOEVER. PUBLIC AT LARGE ARE REQUESTED TO BEWARE OF RUMORS SPREAD BY UNSCRUPULOUS PERSONS ANY RELY ONLY ON PUBLIC NOTICES AND PRESS RELEASES PUBLISHED / RELEASED BY THE COMMITTEE OR SEBI, WHICH ARE AVAILABE AT WWW.SEBI.GOV.IN AND WWW.AUCTIONPACL.COM. TILL SUCH NOTIFICATION IS ISSUED/ RELEASED, INVESTORS HAVE ALSO BEEN REQUESTED TO RETAIN THEIR DOCUMENTS WITH THEMSELVES AND NOT TO PART WITH THEM FOR ANY REASON WHATSOEVER TO ANY PERSON OR ASSOCIATION
SEBI VIDE ITS PRESS RELEASE DATED 06/09/2017 IT HAS COME TO THE KNOWLEDGE OF THE COMMITTEE THAT CERTAIN INDIVIDUALS/ENTITIES ARE TRYING TO DEAL/TRANSACT IN PROPERTIES WHEREIN PACL LTD. HAS AN INTEREST, DIRECTLY OR INDIRECTLY, BY CLAIMING THESE PROPERTIES AS THEIR OWN. THE COMMITTEE HAS ALSO RECEIVED, WHEREBY IT IS LEARNT THAT CERTAIN INDIVIDUALS/ASSOCIATIONS ARE COLLECTING MONEY/CHEQUES FROM INVESTORS BY MISREPRESENTING THAT SUCH PERSONS HAVE AUTHORISATION FROM THE COMMITTEE. THE INVESTORS ARE ONCE AGAIN REQUESTED TO RETAIN THEIR ORIGINAL DOCUMENTS WITH THEMSELVES AND NOT TO PART WITH THEM FOR ANY REASON WHATSOEVER TO ANY PERSON OR ASSOCIATION
SAT: APPEAL DISMISSED. NO COSTS
PACL COMMITTEE HAS APPOINTED MR.R.S.VIRK, DISTRICT JUDGE (RETD.) FOR HEARING THE OBJECTIONS / REPRESENTATIONS IN RESPECT OF THE WORK BEING UNDERTAKEN BY THE PACL COMMITTEEAS PER SEBI PRESS RELAESE DATED 08/12/2017
SEBI VIDE ITS PRESS RELEASE DATED 02/01/2018 ADVISED ONLY SUCH INVESTORS WHOSE TOTAL OUTSTANDING WITH PACL IS UPTO RS.2,500.00 TO SUBMIT SPECIFIC DETAILS BY 28/02/2018
SEBI VIDE ITS NOTICE DATED 18/05/2018 A) PROHIBITED FROM DISPOSING, TRANSFERRING, ALIENATING OR CHARGING IN RESPECT OF ALL THE IMMOVABLE PROPERTIES LISTED IN THE ORDER B) PROHIBITED FROM TAKING ANY BENEFIT UNDER SUCH DISPOSAL, TRANSFER, ALIENATION OR CHARGE IN RESPECT OF THE PROPERTIES LISTED IN ORDER C) DIRECTED TO FURNISH COMPLETE DETAILS OF ALL MOVABLE AND IMMOVABLE PROPERTIES HELD BY DEFAULTERS AND CHARGES, DULY CERTIFIED BY BOARD OF DIRECTORS ALONG WITH ORIGINAL TITLE DEEDS PERTAINING TO THE PROPERTIES, WITHIN TWO WEEKS FROM THE DATE OF THIS ORDER AT SEBI, NORTHERN REGIONAL OFFICE, NEW DELHI D) DIRECTED INSPECTORS GENERAL OF REGISTRATION OF ALL THE STATES AND UNION TERRITORIES AND CONCERNED TEHSILDARS, DISTRICT REGISTRARS AND SUB-REGISTRARS OF THE RESPECTIVE AREAS WHERE THE PROPERTIES ARE LOCATED WITH A DIRECTION NOT TO ACT UPON ANY DOCUMENTS PURPORTING TO BE DEALING WITH TRANSFER, MORTGAGE, CHARGE, LEASE OR CREATION OR ALTERATION OF ANY INTEREST IN ANY OF THE PROPERTIES OWNED / HELD BY THE DEFAULTERS, IF PRESENTED FOR REGISTRATION
SEBI VIDE ITS PRESS RELEASE DATED 23/05/2018 INVITED COUNTER PROPOSALS IN RESPONSE TO THE PROPOSAL SUBMITTED BY PACL LTD. FOR THE PROPERTIES UPLOADED ON WWW.AUCTIONPACL.COM
SEBI VIDE ITS ORDER DATED 17/07/2018 A) PROHIBITED FROM DISPOSING, TRANSFERRING, ALIENATING OR CHARGING IN RESPECT OF ALL THE MOVABLE PROPERTIES LISTED IN THE ORDER B) PROHIBITED FROM TAKING ANY BENEFIT UNDER SUCH DISPOSAL, TRANSFER, ALIENATION OR CHARGE IN RESPECT OF THE PROPERTIES LISTED IN ORDER C) DIRECTED TO FURNISH COMPLETE DETAILS OF ALL MOVABLE AND IMMOVABLE PROPERTIES HELD BY DEFAULTERS AND CHARGES, DULY CERTIFIED BY BOARD OF DIRECTORS WITHIN TWO WEEKS FROM THE DATE OF THIS ORDER AT SEBI, NORTHERN REGIONAL OFFICE, NEW DELHI D) DIRECTED NOT TO ACT UPON ANY DOCUMENTS PURPORTING TO BE DEALING WITH TRANSFER, MORTGAGE, CHARGE, LEASE OR CREATION OR ALTERATION OF ANY INTEREST IN ANY OF THE PROPERTIES OWNED / HELD BY THE DEFAULTERS, IF PRESENTED FOR REGISTRATION
SEBI VIDE ITS NOTICE DATED 03/09/2018 A) PROHIBITED FROM DISPOSING, TRANSFERRING, ALIENATING OR CHARGING IN RESPECT OF ALL THE MOVABLE ROPERTIES AND VEHICLES LISTED IN ORDER B) PROHIBITED FROM TAKING ANY BENEFIT UNDER SUCH DISPOSAL, TRANSFER, ALIENATION OR CHARGE IN RESPECT OF THE MOVABLE PROPERTIES LISTED IN ORDER C) DIRECTED TO FURNISH COMPLETE DETAILS OF ALL MOVABLE AND IMMOVABLE PROPERTIES HELD BY DEFAULTERS AND CHARGES, DULY CERTIFIED BY BOARD OF DIRECTORS WITHIN TWO WEEKS FROM THE DATE OF THIS ORDER AT SEBI, NORTHERN REGIONAL OFFICE, NEW DELHI D) NOT TO ACT UPON ANY DOCUMENTS PURPORTING TO BE DEALING WITH TRANSFER, MORTGAGE, CHARGE, LEASE OR CREATION OR ALTERATION OF ANY INTEREST IN ANY OF THE MOVABLE PROPERTIES OWNED / HELD BY THE DEFAULTERS, IF PRESENTED FOR REGISTRATION
SEBI VIDE ITS PRESS RELEASE DATED 17/09/2018 REITERATED THAT HON’BLE FEDERAL COURT OF AUSTRALIA VIDE ITS JUDGEMENT DATED 20/07/2018 AND PASSED ORDER DATED 23/07/2018 ACCEPTED THE CLAIM PETITION FILED BY SEBI
AS PER SEBI’S PRESS RELEASE DATED 10/10/2018 COMPANY HAS CREDITED REFUNDS IN RESPECT OF 1,13,352 CLAIM APPLICATIONS TILL DATE
SEBI VIDE ITS PRESS RELEASE DATED 08/02/2019 CAUTIONED CUSTOMERS/INVESTORS OF PACL LTD. AGAINST PARTING WITH THEIR ORIGINAL PACL REGISTRATION CERTIFICATES, UNLESS ON SPECIFIC INTIMATION RECEIVED FROM THE COMMITTEE
SEBI VIDE ITS PRESS RELEASE DATED 08/02/2019 CAUTIONED CUSTOMERS/INVESTORS OF PACL LTD. AGAINST BUYING OR DEALING WITH PROPERTIES OF PACL LTD. OR PROPERTIES WHEREIN PACL LTD. OR ANY OF ITS ASSOCIATES/SUBSIDIARIES HAVE ANY INTEREST/RIGHT, DIRECTLY OR INDIRECTLY
SEBI VIDE ITS NOTICE DATED 30/04/2019 DIRECTED TO ATTACH ALL ACCOUNT/S BY WHATEVER NAME CALLED INCLUDING LOCKERS OF DEFAULTING ENTITIES,EITHER SINGLY OR JOINTLY WITH ANY PERSON/S AND ALL OTHER AMOUNT/PROCEEDS DUE OR MAY BECOME DUE TO DEFAULTING ENTITIES SUBSEQUENTLY BE HELD FOR ON ACCOUNT OF THE DEFAULTING ENTITIES. FURTHER, DIRECTED THAT NO DEBIT SHALL BE MADE IN ANY OF BANK ACCOUNT/S, LOCKERS, DEMAT ACCOUNTS, MUTULA FUNDS FOLIO ETC. HOWEVER CREDITS, IF ANY, INTO THE ACCOUNT MAY BE ALLOWED.DIRECTED BANKS/DEPOSITORIES AND MUTUAL FUNDS TO PROVIDE CERTAIN INFORMATION
SEBI VIDE ITS NOTICE DATED 09/03/2020 DIRECTED TO A) PROHIBITED FROM DISPOSING, TRANSFERRING, ALIENATING OR CHARGING IN RESPECT OF ALL THE IMMOVABLE PROPERTIES LISTED IN THE ORDER B) PROHIBITED FROM TAKING ANY BENEFIT UNDER SUCH DISPOSAL, TRANSFER, ALIENATION OR CHARGE IN RESPECT OF THE PROPERTIES LISTED IN ORDER C) DIRECTED WITAL SEE MARKETING LTD./DEFAULTERS DIRECTED TO FURNISH COMPLETE DETAILS OF ALL MOVABLE AND IMMOVABLE PROPERTIES HELD BY DEFAULTERS AND CHARGES, DULY CERTIFIED BY BOARD OF DIRECTORS ALONG WITH ORIGINAL TITLE DEEDS PERTAINING TO THE PROPERTIES, WITHIN TWO WEEKS FROM DATE OF THIS ORDER AT SEBI, NORTHERN REGIONAL OFFICE, NEW DELHI D) DIRECTED INSPECTORS GENERAL OF REGISTRATION OF ALL THE STATES AND UNION TERRITORIES AND CONCERNED TEHSILDARS, DISTRICT REGISTRARS AND SUB-REGISTRARS OF THE RESPECTIVE AREAS WHERE THE PROPERTIES ARE LOCATED WITH A DIRECTION NOT TO ACT UPON ANY DOCUMENTS PURPORTING TO BE DEALING WITH TRANSFER, MORTGAGE, CHARGE, LEASE OR CREATION OR ALTERATION OF ANY INTEREST IN ANY OF THE PROPERTIES OWNED / HELD BY THE DEFAULTERS, IF PRESENTED FOR REGISTRATION
SEBI VIDE ITS PRESS RELEASE DATED 15/04/2020 HAD INFORMED THAT AS PER THE JUSTICE (RETD.) R.M.LODHA COMMITTEE, THE PROCESS OF PAYMENT TO INVESTORS HAS BEEN INITIATED
SEBI VIDE ITS ORDER DATED 10/02/2016 DIRECTED ALL THE BANKS TO REMIT ENTIRE AMOUNT FROM BANK ACCOUNTS, WHATSOEVER OF THE DEFAULTERS (EXCEPT) MR.NIRMAL SINGH BHANOO
SEBI VIDE ITS NOTICE DATED 25/01/2022 DIRECTED TO ATTACH THE LOCKER/S HELD BY DEFAULTER, EITHER SINGLY OR JOINTLY WITH ANY OTHER PERSON/S WITH BANK AND PROHIBITED FROM ALLOWING THE DEFAULTER OR HIS/HER JOINT HOLDER OR AGENT OF ATTORNEY FROM ANY WAY ACCESSING/OPERATING THE LOCKERS TILL FURTHER
SEBI VIDE ITS ORDER DATED 10/02/2022 IN COMPLIANCE WITH DIRECTIONS OF HON’BLE SUPREME COURT OF INDIA DIRECTED TO RELEASE BANK ACCOUNTS/LOCKERS/DEMAT ACCOUNTS/MUTUAL FUNDS FOLIO OF UNICORN INFRA PROJECTS & ESTATE PVT.LTD. AND DDPL GLOBAL INFRASTRUCTURE PVT.LTD. ATTACHED IN RESPECT OF ATTACHMENT ORDER DATED 01/03/2021
SEBI VIDE ITS NOTICE DATED 17/03/2022 DIRECTED BEST HOTELS & RESORTS (INDIA) PVT.LTD. TO REMIT RS.1,87,06,616.00 ALONG WITH ACCRUED INTEREST AS THE AMOUNT BELONGING TO PACL AND DUE TO PACL/INVESTORS OF PACL WITHIN FIFTEEN DAYS OF THE RECEIPT OF THIS NOTICE
SEBI VIDE ITS NOTICE DATED 17/03/2022 DIRECTED INDIADATSEC SOLUTIONS PVT.LTD. TO REMIT RS.4,80,34,931.99 ALONG WITH ACCRUED INTEREST AS THE AMOUNT BELONGING TO PACL AND DUE TO PACL/INVESTORS OF PACL WITHIN FIFTEEN DAYS OF THE RECEIPT OF THIS NOTICE
SEBI VIDE ITS NOTICE DATED 31/03/2022 A) PROHIBITED FROM DISPOSING, TRANSFERRING, ALIENATING OR CHARGING IN RESPECT OF ALL THE IMMOVABLE PROPERTIES LISTED IN THE ORDER B) PROHIBITED FROM TAKING ANY BENEFIT UNDER SUCH DISPOSAL, TRANSFER, ALIENATION OR CHARGE IN RESPECT OF THE PROPERTIES LISTED IN ORDER C) DIRECTED TO FURNISH COMPLETE DETAILS OF ALL MOVABLE AND IMMOVABLE PROPERTIES HELD BY DEFAULTERS AND CHARGES IF ANY, DULY CERTIFIED BY BOARD OF DIRECTORS ALONG WITH ORIGINAL TITLE DEEDS PERTAINING TO THE PROPERTIES, WITHIN TWO WEEKS FROM DATE OF THIS ORDER AT SEBI, NORTHERN REGIONAL OFFICE, NEW DELHI D) DIRECTED INSPECTORS GENERAL OF REGISTRATION OF ALL THE STATES AND UNION TERRITORIES AND CONCERNED TEHSILDARS, DISTRICT REGISTRARS AND SUB-REGISTRARS OF THE RESPECTIVE AREAS WHERE THE PROPERTIES ARE LOCATED WITH A DIRECTION NOT TO ACT UPON ANY DOCUMENTS PURPORTING TO BE DEALING WITH TRANSFER, MORTGAGE, CHARGE, LEASE OR CREATION OR ALTERATION OF ANY INTEREST IN ANY OF THE PROPERTIES OWNED / HELD BY THE DEFAULTERS, IF PRESENTED FOR REGISTRATION
SEBI VIDE ITS ORDER DATED 22/01/2025 A) PROHIBITED FROM DISPOSING, TRANSFERRING, ALIENATING OR CHARGING IN RESPECT OF ALL THE IMMOVABLE PROPERTIES LISTED IN THE ORDER B) PROHIBITED FROM TAKING ANY BENEFIT UNDER SUCH DISPOSAL, TRANSFER, ALIENATION OR CHARGE IN RESPECT OF THE PROPERTIES LISTED IN ORDER C) DIRECTED TO FURNISH COMPLETE DETAILS OF ALL MOVABLE AND IMMOVABLE PROPERTIES HELD BY DEFAULTERS AND CHARGES, IF ANY, DULY CERTIFIED BY THE BOARD OF DIRECTORS ALONG WITH ORIGINAL TITLE DEEDS PERTAINING TO THE PROPERTIES WITHIN TWO WEEKS FROM DATE OF THIS ORDER AT SEBI, NORTHERN REGIONAL OFFICE, NEW DELHI D) DIRECTED INSPECTORS GENERAL OF REGISTRATION OF THE STATE OF RAJASTHAN AND CONCERNED TEHSILDARS, DISTRICT REGISTRARS AND SUB-REGISTRARS OF THE RESPECTIVE AREAS WHERE THE PROPERTIES ARE LOCATED E) NOT TO ACT UPON ANY DOCUMENTS PURPORTING TO BE DEALING WITH TRANSFER, MORTGAGE, CHARGE, LEASE OR CREATION OR ALTERATION OF ANY INTEREST IN ANY OF THE PROPERTIES OWNED/HELD BY THE DEFAULTERS, IF PRESENTED FOR REGISTRATION
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PANCARD CLUBS LTD.
(CIN:U91900MH1997PLC105363
PAN:AAACP9093R)
(Along with : PANORAMIC UNIVERSAL LTD.)
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CHANDRASEN GANPATRAO BHISE
DIN:02393535
PAN:AADPB6103E
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MANISH KALIDAS GANDHI
DIN:02606802
PAN:AITPG8933H
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RAMACHANDRAN RAMAKRISHNAN
DIN:03510460
PAN:AAIPR9196G
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SHOBHA RATNAKAR BARDE
DIN:00177938
PAN:ASLPB1204C
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USHA ARUN TARI
DIN:00178078
PAN:ABYPT8841M
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VIIDYAA S.MORAVEKAR
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OPERATED CIS SCHEMES WITHOUT OBTAINING CERTIFICATE OF REGISTRATION FROM SEBI
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DIRECTED NOT TO COLLECT ANY MONEY AND/OR FEE FROM THE INVESTORS FROM 29-FEB-2016 TO 28-FEB-2020
DIRECTED NOT TO LAUNCH ANY NEW SCHEMES FROM 29-FEB-2016 TO 28-FEB-2020
DIRECTED TO PROVIDE FULL INVENTORY OF ASSETS OWNED BY COMPANY
DIRECTED NOT TO DISPOSE OF ANY OF THE PROPERTIES OR ALIENATE (DIRECTLY OR INDIRECTLY) ASSETS OF THE SCHEME FROM 29-FEB-2016 TO 28-FEB-2020
DIRECTED NOT TO DIVERT ANY FUNDS RAISED FROM PUBLIC AT LARGE KEPT IN BANK ACCOUNT AND/OR IN THE CUSTODY OF THE COMPANY FROM 29-FEB-2016 TO 28-FEB-2020
DIRECTED TO SUBMIT SCHEME WISE LIST OF INVESTORS AND THEIR CONTACT NUMBERS AND ADDRESS ALONG WITH DETAILS OF AMOUNT MOBILIZED & REFUNDED
DIRECTED TO SUBMIT DETAILS OF AGENTS ALONGWITH ADDRESS, MONEY MOBILIZED AND COMMISSION PAID
DIRECTED TO WIND UP CIS AND REFUND MONEY TO THE INVESTORS FROM 29-FEB-2016 TO 28-FEB-2020
DIRECTED TO SUBMIT REPORT IN REGARD TO WINDING UP OF CIS AND REPAYMENT OF MONIES TO SEBI IN ACCORDANCE TO CIS REGULATIONS
DIRECTED TO FILE CERTIFICATE OF COMPLETION OF PROCESS WITH SEBI FROM TWO INDEPENDENT PEER REVIEWED CHARTERED ACCOUNTANTS
DEBARRED / RESTRAINED FROM ASSOCIATING WITH / ACCESSING CAPITAL MARKET / INTERMEDIARIES FROM 29-FEB-2016 TO 28-FEB-2020
DEBARRED/RESTRAINED FROM BUYING/SELLING/DEALING/IPOS IN SECURITIES/SPECIFIED SCRIPS DIRECTLY/INDIRECTLY FROM 29-FEB-2016 TO 28-FEB-2020
31-JUL-2014
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SAT: SAT VIDE ITS ORDER DATED 17/09/2014 SET ASIDED IMPUGNED EX-PARTE INTERIM ORDER DATED 31/07/2014 AND DIRECTED SEBI TO PASS APPROPRIATE ORDER ON MERITS AS EXPEDITIOUSLY AS POSSIBLE, PREFERABLY WITHIN EIGHT WEEKS FROM THE DATE OF APPELLANT TENDERING ALL DOCUMENTS/PARTICULARS TO SEBI. TILL THEN APPELLANT SHALL NOT LAUNCH ANY NEW CIS SCHEMES AND BOTH APPELLANT SHALL NOT SELL OR DISPOSE OFF OR CREATE ANY THIRD PARTY RIGHTS IN RESPECT OF ASSETS BELONGING TO THEM IN ANY MANNER WHATSOEVER. MISCELLANEOUS APPLICATIONS BECAME INFRUCTUOUS AND ARE ACCORDINGLY DISPOSED OFF. NO COSTS
SEBI VIDE ITS ORDER DATED 29/02/2016 DIRECTED TO 1) ABSTAIN FROM COLLECTING ANY MONEY FROM INVESTORS OR LAUNCH OR CARRY OUT ANY COLLECTIVE INVESTMENT SCHEMES INCLUDING THE SCHEMES WHICH HAVE BEEN INDENTIFIED AS A COLLECTIVE INVESTMENT SCHEME IN THIS ORDER 2) WIND UP ITS EXISTING SCHEME AND REFUND THROUGH ‘BANK DEMAND DRAFT’ OR ‘PAY ORDER’, THE MONEY COLLECTED UNDER SCHEME WITH RETURNS WHICH ARE DUE TO INVESTORS AS PER TERMS OF OFFER WITHIN A PERIOD OF THREE MONTHS FROM DATE OF THIS ORDER AND SUBMIT WINDING UP AND REPAYMENT REPORT TO SEBI IN ACCORDANCE WITH SEBI (CIS) REGULATIONS, 1999, INCLUDING TRAIL OF FUNDS CLAIMED TO BE REFUNDED, BANK ACCOUNT STATEMENTS INDICATING REFUND TO INVESTORS AND RECEIPT FROM INVESTORS ACKNOWLEDGING SUCH REFUNDS 3) NOT TO ALIENATE OR DISPOSE OFF OR SELL ANY ASSETS OF COMPANY EXCEPT FOR THE PURPOSE OF MAKING REFUNDS TO ITS INVESTORS 4) FILE A CERTIFICATE OF SUCH COMPLETION WITH SEBI FROM TWO INDEPENDENT PEER REVIEWED CHARTERED ACCOUNTS WHO ARE IN THE PANEL OF ANY PUBLIC AUTHORITY OR PUBLIC INSTITUTION 5) DIRECTED TO PROVIDE FULL INVENTORY OF ALL ASSETS AND PROPERTIES AND DETAILS OF ALL THEIR BANK ACCOUNTS, DEMAT ACCOUNTS AND HOLDINGS OF SHARES/SECURITIES, OR HELD IN PHYSICAL FORM 6) RESTRAINED FROM ACCESSING SECURITIES MARKET AND ARE PROHIBITED FROM BUYING, SELLING OR OTHERWISE DEALING IN SECURITIES MARKET FOR A PERIOD OF FOUR YEARS
SAT: MISCELLANEOUS APPLICATION DISPOSED OFF. NO COSTS
SAT: SAT VIDE ITS ORDER DATED 14/12/2015 PERMITTED THE APPLICANT TO SELL OFF/DISPOSE/CREATE CHARGE IN RESPECT OF THE ASSETS SPECIFIED IN THE EXHIBIT 4 TO THE MISC.APPLICATION
SAT: MISCELLANEOUS APPLICATION DISMISSED. NO COSTS
SAT: MISCELLANEOUS APPLICATION ALLOWED TO BE WITHDRAWN WITH LIBERTY TO FILE FRESH MISCELLANEOUS APPLICATIONS WITHIN A PERIOD OF FOUR WEEKS FROM DATE OF THIS ORDER. NO COSTS
SAT: SAT VIDE ITS ORDER DATED 19/07/2016 DISPOSED OFF THE APPEAL. NO COSTS
SAT: SAT VIDE ITS ORDER DATED 11/08/2016 ALLOWED TO WITHDRAW THE APPEAL WITH LIBERTY TO FILE INTERVENTION APPLICATION AGAINST THE ORDER PASSED BY WTM OF SEBI ON 29/02/2016. NO COSTS
SAT: SAT VIDE ITS ORDER DATED 17/11/2016 VACATED INTERIM ORDER AND DIRECTION GRANTED ON 09/03/2016 READ WITH ORDER OF 15/03/2016. MISC.
SAT: SAT VIDE ITS ORDER DATED 17/11/2016 VACATED INTERIM ORDER AND DIRECTION GRANTED ON 09/03/2016 READ WITH ORDER OF 15/03/2016. MISC. APPLICATION NOS.251, 276 AND 312 OF 2016 FILED BY THE INTERVENERS ALONGWITH THE APPEALS SHALL BE TAKEN UP FOR HEARING ON 05/12/2016
SEBI VIDE ITS NOTICE DATED 02/12/2016 DIRECTED ALL THE BANKS IN INDIA AND/OR NSDL/CDSL TO 1. ATTACH ALL THE ACCOUNTS BY WHATEVER NAME CALLED INCLUDING LOCKERS EITHER SINGLY OR JOINTLY WITH ANY PERSON/S AND ALL OTHER AMOUNT/PROCEEDS DUE OR MAY BECOME DUE OR ANY MONEY HELD OR MAY SUBSEQUENTLY HOLD FOR ON ACCOUNT OF THE DEFAULTERS AND 2. NOT TO DEBIT ANY AMOUNT IN THE SAID ACCOUNT/S.HOWEVER CREDITS, IF ANY, INTO THE ACCOUNT MAY BE ALLOWED
SEBI VIDE ITS NOTICE DATED 09/12/2016 PROHIBITED AND RESTRAINED, UNTIL FURTHER ORDERS OF THE RECOVERY OFFICER, FROM PERMITTING ANY TRANSFER OF THE SHARES IN YOUR COMPANY STANDING IN THE NAME OF ANYONE OR ALL THE DEFAULTERS OR CREATION OF ANY ENCUMBRANCE OR FROM MAKING ANY PAYMENT OF ANY DIVIDEND THEREON
SAT: SAT VIDE ITS ORDER DATED 05/12/2016 ALLOWED TO WITHDRAW THE MISC. APPLICATION NO.330 OF 2016. NO COST
SAT: SAT VIDE ITS ORDER DATED 07/12/2016 DISMISSED MISC. APPLICATION WITH COST QUANTIFIED AT RS.1 LAC TO BE PAID BY APPELLANT TO SEBI WITHIN A PERIOD OF TWO WEEKS FROM THE DATE OF THIS ORDER
SEBI VIDE ITS ORDER DATED 21/12/2016 PROHIBITED DEFAULTERS FROM DISPOSING, TRANSFERRING, ALIENATING OR CHARGING IN RESPECT OF ALL THE IMMOVABLE AND MOVABLE PROPERTIES HELD BY DEFAULTERS AND FROM TAKING ANY BENEFIT UNDER SUCH DISPOSAL, TRANSFER, ALIENATION OR CHARGE IN RESPECT OF THE PROPERTIES AND DIRECTED DEFAULTERS TO FURNISH SEBI, HEAD OFFICE, MUMBAI, COMPLETE DETAILS OF ALL THE MOVABLE AND IMMOVABLE PROPERTIES HELD BY DEFAULTERS AND CHARGES, IF ANY, DULY CERTIFIED BY BOARD OF DIRECTORS WITHIN TWO WEEKS FROM DATE OF THIS ORDER. ORIGINAL TITLE DEEDS, VALUATION REPORTS OF ALL THE PROPERTIES, FINANCIAL AND FIXED ASSETS, CAPACITIES IN ANY COMPANY, ANY FIRM OR ANY BUSINESS CONCERN, ETC. ALONG WITH THE DETAILS OF SHAREHOLDING, ETC. AND DEBTORS, PERSONS FROM WHOM MONEY IS DUE TO THE DEFAULTERS EITHER SINGLY OR JOINTLY, WITHIN TWO WEEKS FROM THE DATE OF THIS ORDER. FURTHER DIRECTED INSPECTORS GENERAL OF ALL THE STATES AND UNION TERRITORIES AND CONCERNED TEHSILDARS, DISTRICT REGISTRARS AND SUB-REGISTARS OF THE RESPECTIVE AREAS.WITH DIRECTION NOT TO ACT UPON ANY DOCUMENTS PURPORTING TO BE DEALING WITH TRANSFER, MORTGAGE, CHARGE, LEASE OR CREATION OR ALTERATION OF ANY INTEREST IN ANY OF THE PROPERTIES OWNED/HELD BY THE DEFAULTERS, IF PRESENTED FOR REGISTRATION
SAT: SAT VIDE ITS ORDER DATED 12/05/2017 UPHELD THE IMPUGNED ORDER DATED 29/02/2016 AND DISMISSED THE APPEAL. NO COSTS
SEBI VIDE ITS NOTICE DATED 06/10/2017 HAS ATTACHED THE SHAREHOLDING OF PROMOTERS OF LISTED SUBSIDIARY COMPANY VIZ PANORAMIC UNIVERSAL LTD.
SEBI VIDE ITS ORDER DATED 18/10/2017 ORDERED TO SALE THE PROPERTY THROUGH E-AUCTION IN SATISFACTION OF DUES
SEBI VIDE ITS NOTICE DATED 08/12/2017 ORDERED TO SALE THE PROPERTIES THROUGH E-AUCTION IN SATISFACTION OF DUES
SEBI VIDE ITS NOTICE DATED 23/01/2018 REJECTED REQUEST OF THE APPLICANTS FOR RELEASING THE PREMISES FROM THE ATTACHMENT OF SEBI OR PAYMENT OF MENSE PROFIT FROM THE MONEY RECOVERED BY SEBI
SEBI VIDE ITS ORDER DATED 15/01/2018 ORDERED TO SALE OF PROPERTY THROUGH E-AUCTION IN SATISFACTION OF DUES
SEBI VIDE ITS ORDER DATED 22/02/2018 ORDERED TO SALE THE PROPERTY THROUGH E-AUCTION IN SATISFACTION OF DUES
SEBI VIDE ITS NOTICE DATED 05/03/2018 DIRECTED THE LOOT (INDIA) PVT. LTD. AND MR JAY PRAKASH GUPTA, PCL AND ITS DIRECTORS NOT TO TAKE ANY ACTION INCLUDING PROCEEDING WITH THE ARBITRATION PROCEEDINGS IN RESPECT OF SAID PREMISES CONTRAVENING OR CONTRADICTING ITS ATTACHMENT ORDER DATED 21/12/2016
SEBI VIDE ITS NOTICE DATED 05/03/2018 DIRECTED ATTACHED 1) ALL THE IMMOVABLE PROPERTIES OF 43 COMPANIES/ENTERPRISES B) DEFAULTER AND THE DIRECTORS/OFFICER IN CHARGE OF ALL THE 43 SUBSIDIARY COMPANIES AND ENTERPRISES ARE HEREBY PROHIBITED FROM DISPOSING, TRANSFERING, ALIENATING, OR CHARING IN RESPECT OF ALL THE IMMOVABLE PROPERTIES AND ANY MOVABLE PROPERTIES MENTIONEX IN ANNEXURE A C) PROHIBITED FROM TAKING ANY BENEFIT UNDER SUCH DISPOSAL, TRANSFER, ALIENATION OR CHARGE IN RESPECT OF THE PROPERTIES MENTIONED WHICH STANDS ATTACHED IN EXECUTION OF RECOVERY CERTIFICATE D) BANKS, DEPOSITORIES, MUTUAL FUNDS DIRECTED NOT TO ALLOW ANY DEBITS IN ANY OF THE ACCOUNTS/FOLIOS AND OPERATION OF LOCEKRS OF THE 43 COMPANIES/ENTERPRISES HELD EITHER SINGLY OR JOINTLY E) BANKS/DEPOSITORIES/MUTUAL FUNDS DIRECTED TO FORWARD A CONFIRMATION OF THE ATTACHMENT AND ALSO FORWARD STATEMENT OF ACCOUNTS FROM THE DATE OF OPENING OF THE SAID ACCOUNTS TILL DATE BOTH BY EMAIL AT RECOVERY@SEBI.GOV.IN AND PHYSICAL COPY IMMEDIATELY F) DEFAULTERS ITS SUBSIDIARIES, ASSOCIATES, GROUP COMPANIES/ENTERPRISES DIRECTED TO FURNISH AT SEBI, HEAD OFFICE, MUMBAI A) COMPLETE DETAILS OF ALL MOVABLE AND IMMOVABLE PROPERTIES HELD BY THEM IN FORMAT PRESCRIBED AT ANNEXURE B, DULY CERTIFIED BY THE BOARD OF DIRECTORS/PARTNERS, WITHIN TWO WEEKS FROM THE DATE OF THIS ORDER B) ORIGINAL TITLE DEEDS, VALUATION REPORTS OF ALL THE PROPERTIES, HELD EITHER SINGLY OR JOINTLY, WITHIN TWO WEEKS FROM THE DATE OF THIS ORDER C) DETAILS OF ANY FINANCIAL ASSETS, BANK ACCOUNTS, LOCKERS, INVESTMENTS, ETC. HELD EITHER SINGLY OR JOINTLY G) CLAIMS/OBJECTIONS/ENCUMBRANCES, IF ANY ON THE ASSETS HELD BY THE SUBSIDIARIES/ASSOCIARES SHALL BE MADE IN WRITING TO THE RECOVERLY OFFICER, SEBI WITHIN 21 DAYS FROM THE DATE OF THIS ORDER
SEBI VIDE ITS ORDER DATED 28/03/2018 DIRECTED TO 1. ATTACH ALL MOVABLE AND IMMOVABLE PROPERTIES INCLUDING PROPERTIES OF PANORAMIC AND ITS SUBSIDIARIES / ENTERPRISES AS PER ANNEXURE A 2. PROHIBITED DEFAULTERS AND HE DIRECTORS / OFFICERS IN CHARGE OF PANORAMIC FROM DISPOSING, TRANSFERRING, ALIENATING OR CHARGING IN RESPECT OF ALL THE IMMOVABLE AND ANY MOVABLE PROPERTIES OF SAID COMPANIES/ ENTERPRISES 3. PROHIBITED DEFAULTERS AND FROM TAKING ANY BENEFIT UNDER SUCH DISPOSAL, TRANSFER, ALIENATION OR CHARGE IN RESPECT OF THE PROPERTIES MENTIONED AND 4.DIRECTED DIRECTORS / OFFICERS IN CHARGES OF PANORAMIC TO FURNISH SEBI, HEAD OFFICE, MUMBAI, COMPLETE DETAILS OF ALL THE MOVABLE AND IMMOVABLE PROPERTIES HELD BY DEFAULTERS AND CHARGES, IF ANY, DULY CERTIFIED BY BOARD OF DIRECTORS/PARTNERS WITHIN TWO WEEKS FROM DATE OF THIS ORDER. ORIGINAL TITLE DEEDS, VALUATION REPORTS OF ALL THE PROPERTIES, HELD EITHER SINGLY OR JOINTLY, WITHIN TWO WEEKS FROM THE DATE OF THIS ORDER. DETAILS OF ALL ACCOUNTS, ANY FINANCIAL ASSETS, VIZ, BANK ACCOUNTS, LOCKERS, INVESTMENTS ETC. HELD EITHER OR JOINTLY. FURTHER DIRECTED TO FURNISH ALL BOOKS OF ACCOUNTS AND ITS SUBSIDIARIES TO FORENSIC AUDITORS APPOINTED BY SEBI.
SEBI VIDE ITS ORDER DATED 09/04/2018 ORDERED TO SALE THE PROPERTY THROUGH E-AUCTION IN SATISFACTION OF DUES
SEBI VIDE ITS ORDER DATED 16/04/2018 DIRECTED TO ATTACH MOVABLE ASSETS OF THE DEFAULTERS. PROHIBITED DEFAULTERS FROM TAKING ANY BENEFIT UNDER SUCH DISPOSAL, TRANSFER, ALIENATION OR CHARGE IN RESPECT OF THE PROPERTIES WHICH STANDS ATTACHED IN EXECUTION OF RECOVERY CERTIFICATE. DIRECTED DEFAULTERS, ITS SUBSIDIARIES, ASSOCIATES, GROUP COMPANIES/ENTERPRISES FURNISH TO SEBI, HEAD OFFICE, MUMBAI I) COMPLETE DETAILS OF ALL THE MOVABLE AND IMMOVABLE PROPERTIES HELD BY THEM IN THE FORMAT PRESCRIBED AT ANNEXURE, DULY CERTIFIED BY THE BOARD OF DIRECTORS/PARTNERS, WITHIN TWO WEEKS FROM THE DATE OF THIS ORDER II) ORIGINAL TITLE DEEDS, VALUATION REPORT OF ALL THE PROPERTIES, HELD EITHER SINGLY OR JOINTLY, WITHIN TWO WEEKS FROM THE DATE OF THIS ORDER III) DETAILS OF ANY FINANCIAL ASSETS, VIZ, BANK ACCOUNTS, LOCKERS, INVESTMENTS, ETC. HELD EITHER SINGLY OR JOINTLY. DIRECTED RTO AND SUB-REGISTRAR OF ASSURANCES NOT TO ACT UPON ANY DOCUMENTS PURPORTING TO BE DEALING WITH TRANSFER, MORTGAGE, CHARGE, LEASE OR CREATION OR ALTERATION OF ANY INTEREST IN ANY OF THE MOVABLE ASSETS OF ALL THE DEFAULTERS, IF PRESENTED FOR REGISTRATION
SEBI VIDE ITS ORDER DATED 18/10/2017 ORDERED TO SALE IMMOVABLE PROPERTY & VEHICLES THROUGH E-AUCTION IN SATISFACTION OF DUES
SEBI VIDE ITS NOTICE DATED 13/06/2018 DECLARED THAT THE PROPERTY ATTACHED BY SEBI HAS BEEN SOLD AND AUCTION PURCHASERS WERE PUT IN POSSESSION WITH EFFECT FROM 04/06/2018. DISPOSED OFF APPLICATION DATED 27/05/2018 OF THE AUCTION PURCHASERS
SEBI VIDE ITS ORDER DATED 18/07/2018 ORDERED TO SALE THE PROPERTY THROUGH E-AUCTION IN SATISFACTION OF DUES
SAT: SAT VIDE ITS ORDER DATED 13/06/2018 DIRECTED APPELLANT TO FURNISH DOCUMENTS TO SEBI WITHIN ONE WEEK AND DIRECTED SEBI TO PASS ORDER WITHIN 8 WEEKS FROM THE DATE OF RECEIVING THE DOCUMENTS. NO COSTS
SEBI VIDE ITS ORDER DATED 21/08/2018 DIRECTED THAT ATTACHMENT VIDE ORDER DATED 28/03/2018 PASSED AGAINST PANORAMIC UNIVERSAL LTD. AND ITS SUBSIDIARIES SHALL CONTINUE TO REMAIN IN FORCE. FURTHER, DIRECTED PANORAMIC UNIVERSAL LTD. AND ITS DIRECTORS TO FURNISH COMPLETE LIST OF ALL MOVABLE, IMMOVABLE PROPERTIES, INVESTMENTS, BANK ACCOUNTS, DEPOSITS, ETC. OF PUL, HELD BY PUL AND ITS SUBSIDIARIES IN ABROAD WITHIN 15 DAYS OF RECEIPT OF THIS ORDER
SEBI VIDE ITS ORDER DATED 18/09/2018 ORDERED TO SALE THE IMMOVABLE PROPERTY AND VEHICLES THROUGH E-AUCTION IN SATISFACTION OF DUES
SAT: SAT VIDE ITS ORDER DATED 07/02/2022 PARTLY ALLOWED THE APPEAL AND REJECTED PRAYER FOR QUASHING ORDERS DATED 21/12/2016 AND 23/01/2018. QUASHED ORDER DATED 05/03/2018 PASSED BY RECOVERY OFFICER
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| 53 |
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PANORAMIC UNIVERSAL LTD.
(Along with : PANCARD CLUBS LTD.)
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OPERATED CIS SCHEMES WITHOUT OBTAINING CERTIFICATE OF REGISTRATION FROM SEBI
|
DIRECTED NOT TO COLLECT ANY MONEY AND/OR FEE FROM THE INVESTORS FROM 29-FEB-2016 TO 28-FEB-2020
DIRECTED NOT TO LAUNCH ANY NEW SCHEMES FROM 29-FEB-2016 TO 28-FEB-2020
DIRECTED TO PROVIDE FULL INVENTORY OF ASSETS OWNED BY COMPANY
DIRECTED NOT TO DISPOSE OF ANY OF THE PROPERTIES OR ALIENATE (DIRECTLY OR INDIRECTLY) ASSETS OF THE SCHEME FROM 29-FEB-2016 TO 28-FEB-2020
DIRECTED NOT TO DIVERT ANY FUNDS RAISED FROM PUBLIC AT LARGE KEPT IN BANK ACCOUNT AND/OR IN THE CUSTODY OF THE COMPANY FROM 29-FEB-2016 TO 28-FEB-2020
DIRECTED TO SUBMIT SCHEME WISE LIST OF INVESTORS AND THEIR CONTACT NUMBERS AND ADDRESS ALONG WITH DETAILS OF AMOUNT MOBILIZED & REFUNDED
DIRECTED TO SUBMIT DETAILS OF AGENTS ALONGWITH ADDRESS, MONEY MOBILIZED AND COMMISSION PAID
DIRECTED TO WIND UP CIS AND REFUND MONEY TO THE INVESTORS FROM 29-FEB-2016 TO 28-FEB-2020
DIRECTED TO SUBMIT REPORT IN REGARD TO WINDING UP OF CIS AND REPAYMENT OF MONIES TO SEBI IN ACCORDANCE TO CIS REGULATIONS
DIRECTED TO FILE CERTIFICATE OF COMPLETION OF PROCESS WITH SEBI FROM TWO INDEPENDENT PEER REVIEWED CHARTERED ACCOUNTANTS
DEBARRED / RESTRAINED FROM ASSOCIATING WITH / ACCESSING CAPITAL MARKET / INTERMEDIARIES FROM 29-FEB-2016 TO 28-FEB-2020
DEBARRED/RESTRAINED FROM BUYING/SELLING/DEALING/IPOS IN SECURITIES/SPECIFIED SCRIPS DIRECTLY/INDIRECTLY FROM 29-FEB-2016 TO 28-FEB-2020
31-JUL-2014
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SEBI VIDE ITS ORDER DATED 18/10/2017 ORDERED TO SALE IMMOVABLE PROPERTY & VEHICLES THROUGH E-AUCTION IN SATISFACTION OF DUES
SEBI VIDE ITS NOTICE DATED 08/12/2017 ORDERED TO SALE THE PROPERTIES THROUGH E-AUCTION IN SATISFACTION OF DUES
SEBI VIDE ITS ORDER DATED 28/03/2018 DIRECTED TO 1. ATTACH ALL MOVABLE AND IMMOVABLE PROPERTIES INCLUDING PROPERTIES OF PANORAMIC AND ITS SUBSIDIARIES / ENTERPRISES AS PER ANNEXURE A 2. PROHIBITED DEFAULTERS AND HE DIRECTORS / OFFICERS IN CHARGE OF PANORAMIC FROM DISPOSING, TRANSFERRING, ALIENATING OR CHARGING IN RESPECT OF ALL THE IMMOVABLE AND ANY MOVABLE PROPERTIES OF SAID COMPANIES/ ENTERPRISES 3. PROHIBITED DEFAULTERS AND FROM TAKING ANY BENEFIT UNDER SUCH DISPOSAL, TRANSFER, ALIENATION OR CHARGE IN RESPECT OF THE PROPERTIES MENTIONED AND 4.DIRECTED DIRECTORS / OFFICERS IN CHARGES OF PANORAMIC TO FURNISH SEBI, HEAD OFFICE, MUMBAI, COMPLETE DETAILS OF ALL THE MOVABLE AND IMMOVABLE PROPERTIES HELD BY DEFAULTERS AND CHARGES, IF ANY, DULY CERTIFIED BY BOARD OF DIRECTORS/PARTNERS WITHIN TWO WEEKS FROM DATE OF THIS ORDER. ORIGINAL TITLE DEEDS, VALUATION REPORTS OF ALL THE PROPERTIES, HELD EITHER SINGLY OR JOINTLY, WITHIN TWO WEEKS FROM THE DATE OF THIS ORDER. DETAILS OF ALL ACCOUNTS, ANY FINANCIAL ASSETS, VIZ, BANK ACCOUNTS, LOCKERS, INVESTMENTS ETC. HELD EITHER OR JOINTLY. FURTHER DIRECTED TO FURNISH ALL BOOKS OF ACCOUNTS AND ITS SUBSIDIARIES TO FORENSIC AUDITORS APPOINTED BY SEBI
SAT: SAT VIDE ITS ORDER DATED 13/06/2018 DIRECTED APPELLANT TO FURNISH DOCUMENTS TO SEBI WITHIN ONE WEEK AND DIRECTED SEBI TO PASS ORDER WITHIN 8 WEEKS FROM THE DATE OF RECEIVING THE DOCUMENTS. NO COSTS
SEBI VIDE ITS ORDER DATED 21/08/2018 DIRECTED THAT ATTACHMENT VIDE ORDER DATED 28/03/2018 PASSED AGAINST PANORAMIC UNIVERSAL LTD. AND ITS SUBSIDIARIES SHALL CONTINUE TO REMAIN IN FORCE. FURTHER, DIRECTED PANORAMIC UNIVERSAL LTD. AND ITS DIRECTORS TO FURNISH COMPLETE LIST OF ALL MOVABLE, IMMOVABLE PROPERTIES, INVESTMENTS, BANK ACCOUNTS, DEPOSITS, ETC. OF PUL, HELD BY PUL AND ITS SUBSIDIARIES IN ABROAD WITHIN 15 DAYS OF RECEIPT OF THIS ORDER
SEBI VIDE ITS ORDER DATED 18/09/2018 ORDERED TO SALE THE IMMOVABLE PROPERTY AND VEHICLES THROUGH E-AUCTION IN SATISFACTION OF DUES
SAT: SAT VIDE ITS ORDER DATED 26/11/2020 ALLOWED THE APPEAL AND QUASHED IMPUGNED ORDER DATED 29/02/2016. MATTER REMANDED TO THE RO TO PASS A FRESH ORDER IN ACCORDING WITH LAW
SAT: SAT VIDE ITS ORDER DATED 04/12/2020 DISPOSED OFF THE APPEAL AND DIRECTED APPELLANT TO FILE COMPREHENSIVE CLAIM/OBJECTIONS BEFORE RECOVERY OFFICER OBJECTING TO ATTACHMENT OF THE TWO FLATS
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| 54 |
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PARIVAR DAIRIES & ALLIED LTD.
(CIN:U01211MP2002PLC015368)
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GIRJA NARWARIA
PAN:AFEPN2325L
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PHOOL SINGH RAJPUT
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RAKESH SINGH NARWARIA
PAN:ACNPN0341E
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OPERATED CIS SCHEMES WITHOUT OBTAINING CERTIFICATE OF REGISTRATION FROM SEBI
|
DEBARRED / RESTRAINED FROM ASSOCIATING WITH / ACCESSING CAPITAL MARKET / INTERMEDIARIES FROM 27-MAR-2018 TO 26-MAR-2022
DEBARRED/RESTRAINED FROM BUYING/SELLING/DEALING/IPOS IN SECURITIES/SPECIFIED SCRIPS DIRECTLY/INDIRECTLY FROM 27-MAR-2018 TO 26-MAR-2022
DIRECTED NOT TO DISPOSE OF, ALIENATE OR ENCUMBER ANY ASSETS / PROPERTIES
DIRECTED NOT TO DIVERT ANY FUNDS RAISED FROM PUBLIC BY WAY OF SPONSORING/CAUSING TO SPONSOR OR CARRYING ON/CAUSING TO BE CARRIED ON THE COLLECTIVE INVESTMENT SCHEMES
DIRECTED TO REFUND MONEY TO THE INVESTORS
DIRECTED TO SUBMIT REPORT IN REGARD TO WINDING UP OF CIS AND REPAYMENT OF MONIES TO SEBI IN ACCORDANCE TO CIS REGULATIONS
DIRECTED TO FILE CERTIFICATE OF COMPLETION OF PROCESS WITH SEBI FROM TWO INDEPENDENT PEER REVIEWED CHARTERED ACCOUNTANTS
RESTRAINED FROM HOLDING OR OCCUPYING POSITION AS DIRECTOR OR KEY MANAGERIAL PERSONNEL IN ANY LISTED COMPANY FROM 27-MAR-2018 TO 26-MAR-2022
10-OCT-2017
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|
| 55 |
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PEERS ALLIED CORP.LTD.
(PAN:AAECP5032C)
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SHAILESH KUMAR UPADHYAY
PAN:ABDPU8384M
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VISHWAMBHER NATH DUBEY
PAN:AZRPD9701B
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OPERATED CIS SCHEMES WITHOUT OBTAINING CERTIFICATE OF REGISTRATION FROM SEBI
|
DIRECTED NOT TO COLLECT ANY MONEY AND/OR FEE FROM THE INVESTORS FROM 14-MAR-2016
DIRECTED NOT TO LAUNCH ANY NEW SCHEMES FROM 14-MAR-2016
DIRECTED TO WIND UP CIS AND REFUND MONEY TO THE INVESTORS FROM 14-MAR-2016
DIRECTED TO SUBMIT REPORT IN REGARD TO WINDING UP OF CIS AND REPAYMENT OF MONIES TO SEBI IN ACCORDANCE TO CIS REGULATIONS
DIRECTED NOT TO DISPOSE OF ANY OF THE PROPERTIES OR ALIENATE (DIRECTLY OR INDIRECTLY) ASSETS OF THE SCHEME FROM 14-MAR-2016
DIRECTED TO PROVIDE FULL INVENTORY OF ASSETS OWNED BY COMPANY
14-MAR-2016
|
SAT: SAT VIDE ITS ORDER DATED 30/08/2017 DISPOSED OFF THE APPEAL BY DIRECTING THE COMPANY TO MAKE A REPRESENTATION TO SEBI WITHIN THREE WEEKS FROM THE DATE OF THIS ORDER. AD-INTERIM RELIED ALREADY GRANTED TO CONTINUE TILL SEBI PASSES AN ORDER ON THE REPRESENTATION. NO COSTS
SEBI VIDE ITS ORDER DATED 27/12/2019 DISPOSED OFF THE REPRESENTATIONS AND DIRECTED NOTICEES TO ENSURE THAT REFUND (TO ALL THE UNPAID INVESTORS AS ON DATE) AS PAR SEBI ORDER DATED 14/03/2016 ARE COMPLETED WITHIN 45 DAYS OF THIS ORDER AND ALL THE OTHER DIRECTIONS CONTAINED IN SEBI ORDER DATED 14/03/2016 TO REMAIN INTACT
|
| 56 |
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PEERS ALLIED CORP.LTD.
(PAN:AAECP5032C)
|
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AJAY KUMAR PANDEY
PAN:AXLPP7767R
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ALOK KUMAR TRIPATHI
PAN:AEUPT1819A
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ANUP AGGARWAL
PAN:AFVPA8971N
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ASHISH KUMAR TRIPATHI
PAN:AGEPT4844K
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DURGA PRASAD DUBEY
PAN:AIYPD6009L
|
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INDU DUBEY
PAN:AKYDP8151B
|
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MANJU UPADHYAY
PAN:AAZPU1224F
|
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SADHU SHARAN
PAN:AAZPU1225E
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SANDEEP KUMAR MISHRA
PAN:AXHPM2750M
|
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SHAILESH KUMAR UPADHYAY
PAN:ABDPU8384M
|
|
|
VISHWAMBHER NATH DUBEY
PAN:AZRPD9701B
|
|
OPERATED CIS SCHEMES WITHOUT OBTAINING CERTIFICATE OF REGISTRATION FROM SEBI
|
DIRECTED NOT TO COLLECT ANY MONEY AND/OR FEE FROM THE INVESTORS FROM 14-MAR-2016 TO 13-MAR-2020
DIRECTED NOT TO LAUNCH ANY NEW SCHEMES FROM 14-MAR-2016 TO 13-MAR-2020
DIRECTED TO PROVIDE FULL INVENTORY OF ASSETS OWNED BY COMPANY
DIRECTED NOT TO DISPOSE OF ANY OF THE PROPERTIES OR ALIENATE (DIRECTLY OR INDIRECTLY) ASSETS OF THE SCHEME FROM 14-MAR-2016 TO 13-MAR-2020
DIRECTED NOT TO DIVERT ANY FUNDS RAISED FROM PUBLIC AT LARGE KEPT IN BANK ACCOUNT AND/OR IN THE CUSTODY OF THE COMPANY FROM 14-MAR-2016 TO 13-MAR-2020
DIRECTED TO SUBMIT LIST OF INVESTORS WITH FULL PARTICULARS SUCH AS PAN NUMBER, ADDRESS ETC.
DIRECTED TO WIND UP CIS AND REFUND MONEY TO THE INVESTORS FROM 14-MAR-2016 TO 13-MAR-2020
DIRECTED TO SUBMIT REPORT IN REGARD TO WINDING UP OF CIS AND REPAYMENT OF MONIES TO SEBI IN ACCORDANCE TO CIS REGULATIONS
DIRECTED TO FILE CERTIFICATE OF COMPLETION OF PROCESS WITH SEBI FROM TWO INDEPENDENT PEER REVIEWED CHARTERED ACCOUNTANTS
DEBARRED / RESTRAINED FROM ASSOCIATING WITH / ACCESSING CAPITAL MARKET / INTERMEDIARIES FROM 14-MAR-2016 TO 13-MAR-2020
DEBARRED/RESTRAINED FROM BUYING/SELLING/DEALING/IPOS IN SECURITIES/SPECIFIED SCRIPS DIRECTLY/INDIRECTLY FROM 14-MAR-2016 TO 13-MAR-2020
23-APR-2014
|
SEBI VIDE ITS ORDER DATED 14/03/2016 DIRECTED TO 1) ABSTAIN FROM COLLECTING ANY MONEY FROM INVESTORS OR LAUNCH OR CARRY OUT ANY COLLECTIVE INVESTMENT SCHEMES INCLUDING THE SCHEMES WHICH HAVE BEEN INDENTIFIED AS A COLLECTIVE INVESTMENT SCHEME IN THIS ORDER 2) WIND UP ITS EXISTING SCHEME AND REFUND THROUGH ‘BANK DEMAND DRAFT’ OR ‘PAY ORDER’, THE MONEY COLLECTED UNDER SCHEME WITH RETURNS WHICH ARE DUE TO INVESTORS AS PER TERMS OF OFFER WITHIN A PERIOD OF THREE MONTHS FROM DATE OF THIS ORDER AND SUBMIT WINDING UP AND REPAYMENT REPORT TO SEBI IN ACCORDANCE WITH SEBI (CIS) REGULATIONS, 1999, INCLUDING TRAIL OF FUNDS CLAIMED TO BE REFUNDED, BANK ACCOUNT STATEMENTS INDICATING REFUND TO INVESTORS AND RECEIPT FROM INVESTORS ACKNOWLEDGING SUCH REFUNDS 3) NOT TO ALIENATE OR DISPOSE OFF OR SELL ANY ASSETS OF COMPANY EXCEPT FOR THE PURPOSE OF MAKING REFUNDS TO ITS INVESTORS 4) FILE A CERTIFICATE OF SUCH COMPLETION WITH SEBI FROM TWO INDEPENDENT PEER REVIEWED CHARTERED ACCOUNTS WHO ARE IN THE PANEL OF ANY PUBLIC AUTHORITY OR PUBLIC INSTITUTION 5) DIRECTED TO PROVIDE FULL INVENTORY OF ALL ASSETS AND PROPERTIES AND DETAILS OF ALL THEIR BANK ACCOUNTS, DEMAT ACCOUNTS AND HOLDINGS OF SHARES/SECURITIES, OR HELD IN PHYSICAL FORM 6) RESTRAINED FROM ACCESSING SECURITIES MARKET AND ARE PROHIBITED FROM BUYING, SELLING OR OTHERWISE DEALING IN SECURITIES MARKET FOR A PERIOD OF FOUR YEARS
SAT: SAT VIDE ITS ORDER DATED 30/08/2017 DISPOSED OFF THE APPEAL BY DIRECTING THE COMPANY TO MAKE A REPRESENTATION TO SEBI WITHIN THREE WEEKS FROM THE DATE OF THIS ORDER. AD-INTERIM RELIED ALREADY GRANTED TO CONTINUE TILL SEBI PASSES AN ORDER ON THE REPRESENTATION. NO COSTS
SEBI VIDE ITS NOTICE DATED 10/08/2021 DIRECTED ALL THE BANKS AND MUTUAL FUNDS IN INDIA AND/OR NSDL/CDSL TO 1. ATTACH ALL THE ACCOUNTS BY WHATEVER NAME CALLED INCLUDING LOCKERS EITHER SINGLY OR JOINTLY WITH ANY PERSON/S AND ALL OTHER AMOUNT/PROCEEDS DUE OR MAY BECOME DUE OR ANY MONEY HELD OR MAY SUBSEQUENTLY HOLD FOR ON ACCOUNT OF THE DEFAULTERS AND 2. NOT TO DEBIT ANY AMOUNT IN THE SAID ACCOUNT/S.HOWEVER CREDITS, IF ANY, INTO THE ACCOUNT MAY BE ALLOWED
SEBI VIDE ITS ORDER DATED 26/08/2021 DIRECTED ALL THE BANKS TO REMIT IN BANK AND FIXED DEPOSITS ACCOUNTS JOINTLY AND SEVERALLY TO SEBI BY WAY OF EFT/NEFT/RTGS
SEBI VIDE ITS ORDER DATED 28/10/2021 A) PROHIBITED FROM DISPOSING, TRANSFERRING, ALIENATING OR CHARGING IN RESPECT OF ALL THE IMMOVABLE AND MOVABLE PROPERTIES LISTED IN THE ORDER B) PROHIBITED FROM TAKING ANY BENEFIT UNDER SUCH DISPOSAL, TRANSFER, ALIENATION OR CHARGE IN RESPECT OF THE PROPERTIES LISTED IN ORDER C) DIRECTED TO FURNISH COMPLETE DETAILS OF ALL MOVABLE AND IMMOVABLE PROPERTIES HELD BY DEFAULTERS AND CHARGES, IF ANY DULY CERTIFIED BY BOARD OF DIRECTORS ALONG WITH ORIGINAL TITLE DEEDS WITHIN TWO WEEKS FROM DATE OF THIS ORDER AT SEBI, NORTHERN REGIONAL OFFICE, NEW DELHI D) DIRECTED INSPECTORS GENERAL OF REGISTRATION OF ALL THE STATES AND UNION TERRITORIES AND CONCERNED TEHSILDARS, DISTRICT REGISTRARS AND SUB-REGISTRARS OF THE RESPECTIVE AREAS WHERE THE PROPERTIES ARE LOCATED E) NOT TO ACT UPON ANY DOCUMENTS PURPORTING TO BE DEALING WITH TRANSFER, MORTGAGE, CHARGE, LEASE OR CREATION OR ALTERATION OF ANY INTEREST IN ANY OF THE PROPERTIES OWNED / HELD BY THE DEFAULTERS, IF PRESENTED FOR REGISTRATION
|
| 57 |
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PRAGYA DAIRIES & AGRO LTD.
(CIN:U01400MP2010PLC023243
PAN:AAFCP3908E)
|
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ALOK SAHAI VIDYARTHI
PAN:ABSPV8334R
|
|
|
ANSAR AHMED
DIN:02336694
PAN:AFFPA4197L
|
|
|
DURGA PATIDAR
DIN:02977847
PAN:APJPP6921M
|
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NANA LAL PATIDAR
DIN:02978194
PAN:AJWPP3490J
|
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POOJA PATIDAR
DIN:02977813
PAN:AVBPP1293Q
|
|
|
PRAMILA JAIN
|
|
|
PUNAM CHAND PATIDAR
DIN:02977863
PAN:BTUPP0108C
|
|
|
RAJESH JAIN
DIN:02978284
PAN:AEDPJ0277M
|
|
OPERATED CIS SCHEMES WITHOUT OBTAINING CERTIFICATE OF REGISTRATION FROM SEBI
|
DIRECTED NOT TO COLLECT ANY FRESH MONEY FROM THE INVESTORS UNDER ITS EXISTING SCHEMES
DIRECTED NOT TO LAUNCH ANY NEW SCHEME(S) / PLAN OR FLOAT ANY NEW COMPANY/IES/FIRM TO RAISE FRESH MONIES FROM 06-MAR-2020 TO 05-MAR-2024
DIRECTED NOT TO DISPOSE OF ANY OF THE PROPERTIES OR ALIENATE (DIRECTLY OR INDIRECTLY) ASSETS OF THE SCHEME FROM 06-MAR-2020 TO 05-MAR-2024
DIRECTED NOT TO DIVERT ANY FUNDS RAISED FROM PUBLIC AT LARGE KEPT IN BANK ACCOUNT AND/OR IN THE CUSTODY OF THE COMPANY FROM 06-MAR-2020 TO 05-MAR-2024
DIRECTED TO PROVIDE FULL INVENTORY OF ASSETS OWNED BY COMPANY
DIRECTED TO FURNISH ALL RELEVANT DOCUMENTS I.E.APPLICATION FORM, AGREEMENTS AND CERTIFICATES ETC.
DIRECTED TO SUBMIT SCHEME WISE LIST OF INVESTORS, THEIR CONTACT NUMBERS AND ADDRESS ALONG WITH LIST OF INVESTORS TO WHICH LAND HAS BEEN ALLOTTED AND GOT REGISTETED & DETAILS OF AMOUNT REFUNDED
DIRECTED TO SUBMIT DETAILS OF AMOUNT REFUNDED TILL DATE ALONG WITH DETAILS OF MODE OF PAYMENT, DULY CERTIFIED BY COMPANY’S AUDITORS
DIRECTED TO SUBMIT SCHEME WISE LIST OF INVESTORS AND THEIR CONTACT NUMBERS AND ADDRESS ALONG WITH DETAILS OF AMOUNT MOBILIZED & REFUNDED
DIRECTED NOT TO COLLECT ANY MONEY AND/OR FEE FROM THE INVESTORS FROM 06-MAR-2020 TO 05-MAR-2024
DIRECTED TO SUBMIT REPORT IN REGARD TO WINDING UP OF CIS AND REPAYMENT OF MONIES TO SEBI IN ACCORDANCE TO CIS REGULATIONS
DIRECTED TO FILE CERTIFICATE OF COMPLETION OF PROCESS WITH SEBI FROM TWO INDEPENDENT PEER REVIEWED CHARTERED ACCOUNTANTS
DEBARRED / RESTRAINED FROM ASSOCIATING WITH / ACCESSING CAPITAL MARKET / INTERMEDIARIES FROM 06-MAR-2020 TO 05-MAR-2024
DEBARRED/RESTRAINED FROM BUYING/SELLING/DEALING/IPOS IN SECURITIES/SPECIFIED SCRIPS DIRECTLY/INDIRECTLY FROM 06-MAR-2020 TO 05-MAR-2024
09-NOV-2018
|
SEBI VIDE ITS ORDER DATED 06/03/2020 DIRECTED TO 1) ABSTAIN FROM COLLECTING ANY MONEY FROM INVESTORS AND WIND UP ITS EXISTING COLLECTIVE INVESTMENT SCHEMES AND REFUND THE MONEY COLLECTED UNDER SCHEME WITH RETURNS DUE TO INVESTORS WITHIN A PERIOD OF THREE MONTHS FROM THE DATE OF THIS ORDER THROUGH BANK DEMAND DRAFT OR PAY ORDER 2) SUBMIT WINDING UP AND REPAYMENT REPORT (WRR) TO SEBI IN ACCORDANCE WITH SEBI (CIS) REGULATIONS INCLUDING TRAIL OF FUNDS CLAIMED TO BE REFUNDED, BANK ACCOUNT STATEMENTS INDICATING REFUND TO INVESTORS AND RECEIPT FROM INVESTORS ACKNOWLEDGING SUCH REFUNDS ALONG WITH CERTIFIED FROM TWO INDEPENDENT CHARTERED ACCOUNTS WHO ARE IN THE PANEL OF ANY PUBLIC AUTHORITY OR PUBLIC INSTITUTION 3) NOT TO ALIENATE OR DISPOSE OFF OR SELL ANY OF THE ASSETS OF THE COMPANY EXCEPT FOR THE PURPOSE OF MAKING REFUNDS TO ITS INVESTORS 4) RESTRAINED FROM ACCESSING THE SECURITIES MARKET AND PROHIBITED FROM BUYING, SELLING OR OTHERWISE DEALING IN SECURITIES MARKET, DIRECTLY OR INDIRECTLY FOR A FURTHER PERIOD OF FOUR YEARS FROM THE DATE OF COMPLETION OF REFUND
|
| 58 |
|
|
PROSPERITY AGRO INDIA LTD.
(CIN:U01400PN2010PLC135473
PAN:AANCS8397N)
|
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|
|
DATTATRAY MADHAV YADAV
PAN:ACPPY3360C
|
|
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HRISHIKESH VASANT KANASE
PAN:BBXPK1567K
|
|
|
SANTOSH KALURAM PAYGUDE
PAN:ANQPP5668L
|
|
|
SANTOSH SHRAWAN MALI
PAN:AWMPM2320F
|
|
|
VANSHREE TUKARAM CHIDRAWAR
PAN:AMHPC6141M
|
|
OPERATED CIS SCHEMES WITHOUT OBTAINING CERTIFICATE OF REGISTRATION FROM SEBI
|
DIRECTED NOT TO COLLECT ANY MONEY AND/OR FEE FROM THE INVESTORS FROM 08-AUG-2017 TO 07-AUG-2021
DIRECTED NOT TO LAUNCH ANY NEW SCHEME(S) / PLAN OR FLOAT ANY NEW COMPANY/IES/FIRM TO RAISE FRESH MONIES FROM 08-AUG-2017 TO 07-AUG-2021
DIRECTED TO PROVIDE FULL INVENTORY OF ASSETS OWNED BY COMPANY
DIRECTED NOT TO DISPOSE OF ANY OF THE PROPERTIES OR ALIENATE (DIRECTLY OR INDIRECTLY) ASSETS OF THE SCHEME FROM 08-AUG-2017 TO 07-AUG-2021
DIRECTED NOT TO DIVERT ANY FUNDS RAISED FROM PUBLIC AT LARGE KEPT IN BANK ACCOUNT AND/OR IN THE CUSTODY OF THE COMPANY FROM 08-AUG-2017 TO 07-AUG-2021
DIRECTED TO FURNISH FULL DETAILS OF ADVERTISEMENT & SALES PROMOTION EXPENSES
DIRECTED TO FURNISH COMPLETE DETAILS OF ACCOUNTS TRANSFERRED FROM SAMRUDDHA JEEVAN FOODS INDIA LTD. TO PROSPERITY AGRO INDIA LTD. AND TRANSFERRED FROM PROSPERITY AGRO INDIA LTD. TO SAMRUDDHA JEEVAN MULTI-STATE MULTI PURPOSE CO-OPERATIVE SOCIETY LTD.
DIRECTED TO SUBMIT REPORT IN REGARD TO WINDING UP OF CIS AND REPAYMENT OF MONIES TO SEBI IN ACCORDANCE TO CIS REGULATIONS
DEBARRED / RESTRAINED FROM ASSOCIATING WITH / ACCESSING CAPITAL MARKET / INTERMEDIARIES FROM 08-AUG-2017 TO 07-AUG-2021
DEBARRED/RESTRAINED FROM BUYING/SELLING/DEALING/IPOS IN SECURITIES/SPECIFIED SCRIPS DIRECTLY/INDIRECTLY FROM 08-AUG-2017 TO 07-AUG-2021
31-MAR-2015
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SAT: SAT VIDE ITS ORDER DATED 08/12/2016 PERMITTED SEBI TO CONSIDER THE REPRESENTATION MADE BY THE APPELLANT ON 21/10/2016 AND PASS APPROPRIATE ORDER THEREON AS EXPEDITIOUSLY AS POSSIBLE AND IN ANY EVENT WITHIN A PERIOD OF FOUR WEEKS FROM THE DATE OF THIS ORDER. NO COSTS
SEBI VIDE ITS ORDER DATED 08/08/2017 DIRECTED PROSPERITY AGRO INDIA LTD. TO 1) ABSTAIN FROM COLLECTING ANY CONTRIBUTIONS/PAYMENTS, EITHER DIRECTLY OR INDIRECTLY FROM INVESTORS OR LAUNCH OR CARRY OUT ANY COLLECTIVE INVESTMENT SCHEMES INCLUDING THE SCHEMES WHICH HAVE BEEN INDENTIFIED AS A COLLECTIVE INVESTMENT SCHEME IN THIS ORDER 2) WIND UP ITS EXISTING COLLECTIVE INVESTMENT SCHEMES AND REFUND THE CONTRIBUTIONS OR PAYMENTS COLLECTED UNDER SCHEME WITH RETURNS WHICH ARE DUE TO INVESTORS AS PER TERMS OF OFFER WITHIN A PERIOD OF THREE MONTHS FROM DATE OF THIS ORDER AND SUBMIT WINDING UP AND REPAYMENT REPORT TO SEBI IN ACCORDANCE WITH SEBI (CIS) REGULATIONS 3) NOT TO ALIENATE OR DISPOSE OF OR SELL OR CREATE ANY ENCUMBRANCE ON ANY OF THE ASSETS OF THE COMPANY EXCEPT FOR THE PURPOSE OF MAKING REFUND TO ITS INVESTORS 4) RESTRAINED FROM ACCESSING THE SECURITIES MARKET AND PROHIBITED FROM BUYING, SELLING OR OTHERWISE DEALING IN THE SECURITIES MARKET, DIRECTLY OR INDIRECTLY FOR A PERIOD OF FOUR YEARS FROM THE DATE OF COMPLETION OF REFUND
SEBI VIDE ITS NOTICE DATED 12/04/2018 DIRECTED ALL THE BANKS IN INDIA AND/OR NSDL/CDSL TO 1. ATTACH ALL THE ACCOUNTS BY WHATEVER NAME CALLED INCLUDING LOCKERS EITHER SINGLY OR JOINTLY WITH ANY PERSON/S AND ALL OTHER AMOUNT/PROCEEDS DUE OR MAY BECOME DUE OR ANY MONEY HELD OR MAY SUBSEQUENTLY HOLD FOR ON ACCOUNT OF THE DEFAULTERS AND 2. NOT TO DEBIT ANY AMOUNT IN THE SAID ACCOUNT/S.HOWEVER CREDITS, IF ANY, INTO THE ACCOUNT MAY BE ALLOWED
SEBI VIDE ITS ORDER DATED 09/11/2022 DIRECTED ALL THE BANKS TO REMIT RS.66,58,01,000.00 TO THE EXTENT LYING IN THE ACCOUNT OF PROSPERITY AGRO INDIA LTD., MR.SANTOSH SHRAWAN MALI, MR.SANTOSH KALURAM PAYGUDE, MR.VANSHREE TUKARAM CHIDRAWAR, MR.HRISHIKESH VASANT KANASE & MR.DATTATRAY MADHAV YADAV TO SEBI BY WAY OF EFT/NEFT/RTGS
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RAMEL INDUSTRIES LTD.
(PAN:AAGCR8991L)
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OPERATED CIS SCHEMES WITHOUT OBTAINING CERTIFICATE OF REGISTRATION FROM SEBI
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DIRECTED NOT TO COLLECT ANY MONEY AND/OR FEE FROM THE INVESTORS FROM 11-JUL-2014 TILL ALL COLLECTIVE INVESTMENT SCHEMES ARE WOUND UP
DIRECTED NOT TO LAUNCH ANY NEW SCHEMES FROM 11-JUL-2014 TILL ALL COLLECTIVE INVESTMENT SCHEMES ARE WOUND UP
DIRECTED TO WIND UP CIS AND REFUND MONEY TO THE INVESTORS FROM 11-JUL-2014 TILL ALL COLLECTIVE INVESTMENT SCHEMES ARE WOUND UP
DIRECTED TO SUBMIT REPORT IN REGARD TO WINDING UP OF CIS AND REPAYMENT OF MONIES TO SEBI IN ACCORDANCE TO CIS REGULATIONS
DIRECTED NOT TO DISPOSE OF ANY OF THE PROPERTIES OR ALIENATE (DIRECTLY OR INDIRECTLY) ASSETS OF THE SCHEME FROM 11-JUL-2014 TILL ALL COLLECTIVE INVESTMENT SCHEMES ARE WOUND UP
DEBARRED / RESTRAINED FROM ASSOCIATING WITH / ACCESSING CAPITAL MARKET / INTERMEDIARIES FROM 11-JUL-2014 TILL ALL COLLECTIVE INVESTMENT SCHEMES ARE WOUND UP
DEBARRED/RESTRAINED FROM BUYING/SELLING/DEALING/IPOS IN SECURITIES/SPECIFIED SCRIPS DIRECTLY/INDIRECTLY FROM 11-JUL-2014 TILL ALL COLLECTIVE INVESTMENT SCHEMES ARE WOUND UP
11-JUL-2014
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SEBI VIDE ITS NOTICE DATED 05/06/2015 DIRECTED ALL THE BANKS IN INDIA AND/OR NSDL/CDSL TO 1. ATTACH ALL THE ACCOUNTS BY WHATEVER NAME CALLED INCLUDING LOCKERS EITHER SINGLY OR JOINTLY WITH ANY PERSON/S AND ALL OTHER AMOUNT/PROCEEDS DUE OR MAY BECOME DUE OR ANY MONEY HELD OR MAY SUBSEQUENTLY HOLD FOR ON ACCOUNT OF THE DEFAULTERS AND 2. NOT TO DEBIT ANY AMOUNT IN THE SAID ACCOUNT/S.HOWEVER CREDITS, IF ANY, INTO THE ACCOUNT MAY BE ALLOWED
SEBI VIDE ITS ORDER DATED 02/06/2016 A. PROHIBITED FROM DISPOSING, TRANSFERRING, ALIENATING OR CHARGING IN RESPECT OF ALL THE IMMOVEABLE PROPERTIES LISTED IN THE ORDER AND ALL OTHER MOVABLE PROPERTIES HELD BY THE DEFAULTERS B. PROHIBITED FROM TAKING ANY BENEFIT UNDER SUCH DISPOSAL, TRANSFER, ALIENATION OR CHARGE IN RESPECT OF THE PROPERTIES C. DIRECTED TO FURNISH COMPLETE DETAILS OF MOVEABLE AND IMMOVABLE PROPERTIES TO SEBI AND CHARGES,IF ANY THEREON IN THE FORMAT PRESCRIBED AT ANNEXURE-B ALONGWITH THE ORIGINAL TITLE DEEDS WITHIN TWO WEEKS FROM THE DATE OF THIS ORDER AT SEBI, EASTERN REGIONAL OFFICE, KOLKATA AND D.DIRECTED INSPECTORS GENERAL OF REGISTRATION OF ALL THE STATES AND UNION TERRITORIES AND CONCERNED TEHSILDARS, DISTRICT REGISTRARS AND SUB-REGISTRARS OF THE RESPECTIVE AREAS WHERE THE PROPERTIES ARE LOCATED WITH A DIRECTION NOT TO ACT UPON ANY DOCUMENTS PURPORTING TO BE DEALING WITH TRANSFER, MORTGAGE, CHARGE, LEASE OR CREATION OR ALTERATION OF ANY INTEREST IN ANY OF THE PROPERTIES OWNED / HELD BY THE DEFAULTERS, IF PRESENTED FOR REGISTRATION
SAT: APPEAL DISMISSED FOR WANT OF PROSECUTION
SEBI VIDE ITS NOTICE DATED 06/12/2017 ORDERED TO SALE THE PROPERTIES THROUGH E-AUCTION IN SATISFACTION OF DUES
SEBI VIDE ITS ORDER DATED 04/08/2021 ORDERED TO SALE THE PROPERTY THROUGH E-AUCTION IN SATISFACTION OF DUES
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RBN INFRASTRUCTURES INDIA LTD.
(PAN:AAECR3617H)
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ANIL KUMAR BAGHEL
PAN:AVAPB4134D
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ASHOK KUMAR PAL
PAN:AIQPP5338L
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RAM NIWAS BAGHEL
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RAM NIWAS PAL
PAN:AJJPP5891L
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RAM RUP BAGHEL
PAN:AJSPB4005D
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RANVEER SINGH BAGHEL
PAN:AMPPB4342K
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SARVESH SINGH BAGHEL
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OPERATED CIS SCHEMES WITHOUT OBTAINING CERTIFICATE OF REGISTRATION FROM SEBI
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DIRECTED NOT TO COLLECT ANY MONEY AND/OR FEE FROM THE INVESTORS FROM 14-AUG-2017 TO 13-AUG-2021
DIRECTED NOT TO LAUNCH ANY NEW SCHEMES FROM 14-AUG-2017 TO 13-AUG-2021
DIRECTED NOT TO DISPOSE OF ANY OF THE PROPERTIES OR ALIENATE (DIRECTLY OR INDIRECTLY) ASSETS OF THE SCHEME FROM 14-AUG-2017 TO 13-AUG-2021
DIRECTED NOT TO DIVERT ANY FUNDS RAISED FROM PUBLIC AT LARGE KEPT IN BANK ACCOUNT AND/OR IN THE CUSTODY OF THE COMPANY FROM 14-AUG-2017 TO 13-AUG-2021
DIRECTED TO PROVIDE FULL INVENTORY OF ASSETS OWNED BY COMPANY
DIRECTED TO SUBMIT SCHEME WISE LIST OF INVESTORS AND THEIR CONTACT NUMBERS AND ADDRESS ALONG WITH DETAILS OF AMOUNT MOBILIZED & REFUNDED
DIRECTED TO SUBMIT DETAILS OF AMOUNT REFUNDED TILL DATE ALONG WITH DETAILS OF MODE OF PAYMENT, DULY CERTIFIED BY COMPANY’S AUDITORS
DIRECTED TO SUBMIT REPORT IN REGARD TO WINDING UP OF CIS AND REPAYMENT OF MONIES TO SEBI IN ACCORDANCE TO CIS REGULATIONS
DIRECTED TO FILE CERTIFICATE OF COMPLETION OF PROCESS WITH SEBI FROM TWO INDEPENDENT PEER REVIEWED CHARTERED ACCOUNTANTS
DEBARRED / RESTRAINED FROM ASSOCIATING WITH / ACCESSING CAPITAL MARKET / INTERMEDIARIES FROM 14-AUG-2017 TO 13-AUG-2021
DEBARRED/RESTRAINED FROM BUYING/SELLING/DEALING/IPOS IN SECURITIES/SPECIFIED SCRIPS DIRECTLY/INDIRECTLY FROM 14-AUG-2017 TO 13-AUG-2021
13-FEB-2015
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SEBI VIDE ITS ORDER DATED 14/08/2017 DIRECTED RBN INFRASTRUCTURE INDIA LTD. TO 1. WIND UP ITS EXISTING SCHEME AND REFUND (JOINTLY & SEVERALLY) THE MONEY COLLECTED UNDER SCHEME WITH RETURNS WHICH ARE DUE TO INVESTORS AS PER TERMS OF OFFER WITHIN A PERIOD OF THREE MONTHS FROM DATE OF THIS ORDER THROUGH BANK DEMAND DRAFT OR PAY ORDER AND SUBMIT WINDING UP AND REPAYMENT REPORT TO SEBI IN ACCORDANCE WITH SEBI (CIS) REGULATIONS, 1999, INCLUDING TRAIL OF FUNDS CLAIMED TO BE REFUNDED, BANK ACCOUNT STATEMENTS INDICATING REFUND TO INVESTORS AND RECEIPT FROM INVESTORS ACKNOWLEDGING SUCH REFUNDS WITH CERTIFICATE OF SUCH REPAYMENT FROM TWO INDEPENDENT CHARTERED ACCOUNTS 2. NOT TO ALIENATE OR DISPOSE OFF OR SELL ANY ASSETS OF COMPANY EXCEPT FOR THE PURPOSE OF MAKING REFUNDS TO ITS INVESTORS 3. RESTRAINED FROM ACCESSING SECURITIES MARKET AND PROHIBITED FROM BUYING, SELLING OR OTHERWISE DEALING IN SECURITIES MARKET, DIRECTLY OR INDIRECTLY, TILL THE DIRECTIONS FOR REFUND / REPAYMENT TO INVESTORSD ARE COMPLIED WITH AND FOR A PERIOD OF FOUR YEARS THE DATE OF COMPLETION OF REFUND
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