| S.No. |
ENTITY |
PERSONS |
REGULATORY CHARGES |
REGULATORY ACTION(S) / DATE OF ORDER |
FURTHER DEVELOPMENTS |
| 41 |
|
MRN CHAMUNDI CANEPOWER & BIOREFINERIES PVT.LTD.
(PAN:AAOCM1786G)
|
|
|
ALLEGED ALLOTMENT OF EQUITY SHARES TO MORE THAN 49 PERSONS VIOLATING SECTION 67(3) OF COMPANIES ACT, 1956
|
REACHED SETTLEMENT ( SETTLEMENT CHARGES RS.56,00,000 VIDE CONSENT ORDER)
01-APR-2025
|
|
| 42 |
|
|
NOVA UDYOG LTD.
|
|
|
|
INDERSAIN GAMBHIR
|
|
|
M.MAHANI
|
|
DID NOT DESPATCH SHARE CERTIFICATES AFTER ALLOTMENT AND/OR TRANSFER WITHIN STIPULATED PERIOD
|
PROSECUTION LAUNCHED
15-MAY-2006
|
CASE DISMISSED
|
| 43 |
|
|
OJAS TECHNOCHEM PRODUCTS LTD.
|
|
|
|
ALAP SHUKLA
|
|
|
BHADRESHBHAI PATEL
|
|
|
DILIPSINH RAULJI
|
|
|
HANSA J.SHUKLA
|
|
|
JAYENDRA KANTI SHUKLA
|
|
|
JAYENDRA MILAP SHUKLA
|
|
|
SANDEEPSINH CHASATYA
|
|
|
SURESH KANTI SHUKLA
|
|
|
VINOD KANTI SHUKLA
|
|
VIOLATED SECTION 20 OF SEBI DEPOSITORIES ACT, 1996
DID NOT DESPATCH SHARE CERTIFICATES AFTER ALLOTMENT AND/OR TRANSFER WITHIN STIPULATED PERIOD
VIOLATED SECTION 11 (C) 6 OF SEBI ACT, 1992
FAILED TO PAY PENALTY
VIOLATED SECTION 19 OF SEBI DEPOSITORIES ACT, 1996
VIOLATED SECTION 21 OF SEBI DEPOSITORIES ACT, 1996
VIOLATED SECTION 22 OF SEBI DEPOSITORIES ACT, 1996
|
PROSECUTION LAUNCHED
15-MAY-2006
|
|
| 44 |
|
|
OMNITEL INDUSTRIES LTD.
|
|
|
|
K.SHENOY
|
|
|
P.C.ANANTH RAM
|
|
|
P.L.SIVRAM
|
|
|
RAM K.VEPA
|
|
DID NOT DESPATCH SHARE CERTIFICATES AFTER ALLOTMENT AND/OR TRANSFER WITHIN STIPULATED PERIOD
|
PROSECUTION LAUNCHED
15-MAY-2006
|
|
| 45 |
|
|
PADMINI TECHNOLOGIES LTD.
(CIN:L25202DL1990PLC039395)
|
|
|
|
PRAVEEN KUMAR JAIN
|
|
|
RAJESH SODHI
|
|
|
VISHNU SARUP GUPTA
|
|
|
VIVEK NAGPAL
|
|
VIOLATED SEBI ACT, 1992
DID NOT DESPATCH SHARE CERTIFICATES AFTER ALLOTMENT AND/OR TRANSFER WITHIN STIPULATED PERIOD
|
PROSECUTION LAUNCHED
15-MAY-2006
|
COMPOUNDED. THE VIOLATIONS WERE COMPOUNDED BY CLB AND ACCORDINGLY THE COMPLAINT WAS DIPOSED OF BY HON'BLE COURT. ORDER COPY IS AWAITED
|
| 46 |
|
|
PREMIER PLANTATIONS LTD.
(CIN:U01119KL1990PLC005900)
|
|
|
|
C.M.SUBAIR
|
|
|
K.P.BASHEER
|
|
|
P.VIJAYAN
|
|
|
T.A.LATIF
|
|
|
T.P.MURALEEDHARAN
|
|
|
V.K.SYAMASUNDARAN
|
|
DID NOT REPAY EXCESS SHARE APPLICATION MONEY WITHIN STIPULATED PERIOD
DID NOT DESPATCH SHARE CERTIFICATES AFTER ALLOTMENT AND/OR TRANSFER WITHIN STIPULATED PERIOD
|
PROSECUTION LAUNCHED
15-MAY-2006
|
CASE DISMISSED BY COURT. APPEAL IS FILED BY SEBI AGAINST THE SAID ORDER WHICH IS PENDING BEFORE THE BOMBAY HIGH COURT
|
| 47 |
|
|
PUNJWANI PACKING LTD.
|
|
|
|
AMAR LAL CHUGH
|
|
|
KAMAL PUNJAWANI
|
|
|
NAMDEV PUNJAWANI
|
|
|
SHYAM SUNDER PANDIT
|
|
|
SUJATA VARMA
|
|
DID NOT REPAY EXCESS SHARE APPLICATION MONEY WITHIN STIPULATED PERIOD
DID NOT DESPATCH SHARE CERTIFICATES AFTER ALLOTMENT AND/OR TRANSFER WITHIN STIPULATED PERIOD
|
PROSECUTION LAUNCHED
15-MAY-2006
|
|
| 48 |
|
|
RADHIKA SPINNING MILLS LTD.
|
|
|
|
DINESH KUMAR AGARWAL
|
|
DID NOT DESPATCH SHARE CERTIFICATES AFTER ALLOTMENT AND/OR TRANSFER WITHIN STIPULATED PERIOD
|
PROSECUTION LAUNCHED
15-MAY-2006
|
CASE DISMISSED
|
| 49 |
|
|
RAVINDRA ENERGY LTD.
(PAN:AAACR2065D)
|
|
|
|
J.SURESH KUMAR
PAN:AAAPJ4274H
|
|
|
NANDAN YALGI
PAN:AAEPY3797L
|
|
|
NARENDRA MURKUMBI
PAN:ACDPM0041L
|
|
|
PRASHANT GOUDAR
PAN:AHZPG7768H
|
|
|
RAJASEKHAR CHARANTIMATH
PAN:AEYPR1486H
|
|
|
SATISH MEHTA
PAN:AFAPM1110N
|
|
|
SHRIPAD RAJARAM NERILKAR
PAN:ABQPN8436J
|
|
|
SIDHRAM KALUTI
PAN:AGZPK0186A
|
|
|
SURENDRA KUMAR TUTEJA
PAN:AAGPT7092R
|
|
|
VIDYA MURKUMBI
PAN:AGXPM4054H
|
|
|
VISHWANATHAN MATHUR
PAN:ADGPM7842M
|
|
ALLEGED ISSUANCE AND ALLOTMENT OF EQUITY SHARES TO MORE THAN 49 PERSONS ON 5 OCCASIONS VIOLATING SECTIONS 73, 2(36) READ WITH 60 AND SECTIONS 56 READ WITH 67 OF THE COMPANIES ACT, 1956 IN MATTER OF RAVINDRA ENERGY LTD.
ALLEGED ISSUANCE AND ALLOTMENT OF EQUITY SHARES TO MORE THAN 49 PERSONS ON 5 OCCASIONS VIOLATING REGULATIONS 4(2) (D) & (E), 5(1),(2), (5) & (7), 6(1), 7, 26(1),(2) & (6), 32(1), 36, 37, 46, 47, 49, 57, 58 AND 63 OF SEBI (ICDR) REGULATIONS, 2009 IN MATTER OF RAVINDRA ENERGY LTD.
|
REACHED SETTLEMENT ( SETTLEMENT CHARGES RS.99,60,938 ALONG WITH OTHER ENTITIES/PERSONS VIDE CONSENT ORDER)
16-APR-2020
|
|
| 50 |
|
|
READY FOODS LTD.
|
|
|
|
H.A.B.PAPRIA
|
|
|
J.MATTAN
|
|
|
N.S.RANDHAVA
|
|
|
R.ANAND
|
|
|
T.V.RAJA REDDY
|
|
DID NOT DESPATCH SHARE CERTIFICATES AFTER ALLOTMENT AND/OR TRANSFER WITHIN STIPULATED PERIOD
|
PROSECUTION LAUNCHED
15-MAY-2006
|
|
| 51 |
|
|
RICHIMEN SILKS LTD.
(CIN:U18100AP1984PLC005033)
|
|
|
|
B.N.JAISIMHA
|
|
|
G.VIJAYA LAXMI
|
|
|
G.VITTAL
|
|
|
K.THIPPA SWAMY
|
|
|
R.R.KUMAR
|
|
DID NOT REPAY EXCESS SHARE APPLICATION MONEY WITHIN STIPULATED PERIOD
DID NOT DESPATCH SHARE CERTIFICATES AFTER ALLOTMENT AND/OR TRANSFER WITHIN STIPULATED PERIOD
|
PROSECUTION LAUNCHED
15-MAY-2006
|
|
| 52 |
|
|
ROSE VALLEY REAL ESTATES CONSTRUCTIONS LTD.
(CIN:U45201WB1999PLC089311
PAN:AABCR8068D)
|
|
|
ISSUED DEBENTURES VIOLATING COMPANIES ACT, 1956
ISSUED DEBENTURES VIOLATING SEBI ACT, 1992
|
PROSECUTION LAUNCHED
31-MAR-2014
|
|
| 53 |
|
|
SEER FINLEASE PVT.LTD.
|
|
|
|
BHUPENDRA T.JOSHI
|
|
|
COMANDUR PARTHASARATHY
PAN:AAFPC7617L
|
|
|
GAUTAMBHAI KARSANBHAI PATEL
|
|
|
HEMLATABEN VINUBHAI PATEL
|
|
|
JAGDISHBHAI GOVINDLAL SHETH
|
|
|
KIRITBEN RAJESH PATEL
|
|
|
M.S.RAMAKRISHNA
|
|
|
M.YAGUANDHAR
|
|
|
MANHARLAL KANTALILAL KOTADIA
|
|
|
NILESH RAMANLAL SHAH
|
|
|
RAJESH KUMAR VITHABHAI PATEL
|
|
|
RAKESH SURESHCHANDRA SHAH
|
|
|
SOAYUBEN H.VORA
|
|
|
VIPINCHANDRA GORDHANBHAI PATEL
|
|
FILED APPLICATION FOR SUBSCRIPTION AND/OR ACQUISITION OF SHARES IN FICTITIOUS NAME
VIOLATED SECTION 12A OF SEBI ACT.,1992
VIOLATED SECTION 24 (1) OF SEBI ACT, 1992
VIOLATED SEBI (PFUTP) REGULATIONS, 1995
VIOLATED SECURITIES CONTRACTS (REGULATION) ACT, 1956
VIOLATED SEBI DEPOSITORIES ACT, 1996
|
PROSECUTION LAUNCHED
15-MAY-2006
|
|
| 54 |
|
|
SHAH INVESTOR'S HOME LTD.
(PAN:AAFCS4436C)
|
|
|
ALLEGED PREFERENTIAL ALLOTMENT OF EQUITY SHARES TO 502 ALLOTTEES VIOLATING SECTIONS, 56, 67 AND 73 OF COMPANIES ACT, 1956
ALLEGED PREFERENTIAL ALLOTMENT OF EQUITY SHARES TO 502 ALLOTTEES VIOLATING OF SEBI (DISCLOSURE AND INVESTOR PROTECTION) DIRECTIVES/INSTRUCTIONS/GUIDELINES, 2009
|
REACHED SETTLEMENT ( SETTLEMENT CHARGES RS.12,18,750 VIDE CONSENT ORDER)
14-JUN-2019
|
|
| 55 |
|
|
SHILPI CABLE TECHNOLOGIES LTD.
(PAN:AADCR3380E)
|
|
|
|
GHANSHYAM PANDEY
PAN:AEDPP9478A
|
|
|
MANISH GOEL
DIN:00163105
PAN:AEDPG0138E
|
|
INDULGED IN MIS-UTILIZATION OF IPO PROCEEDS AS PER THE OBJECTS STATED IN THE PROSPECTUS VIOLATING SECTION 61 OF COMPANIES ACT, 1956 IN MATTER OF SHILPI CABLE TECHNOLOGIES LTD.
MADE WRONG DISCLOSURE TO STOCK EXCHANGES REGARDING UTILIZATION OF IPO PROCEEDS VIOLATING CLAUSE 43A OF EQUITY LISTING AGREEMENT READ WITH SECTION 21 OF SCRA, 1956 IN MATTER OF SHILPI CABLE TECHNOLOGIES LTD.
MADE WRONG DISCLOSURE TO STOCK EXCHANGES REGARDING UTILIZATION OF IPO PROCEEDS VIOLATING SECTIONS 12(A) TO 12A(C) OF SEBI ACT, 1992 READ WITH REGULATIONS 3(A) TO 3(D), 4(1), 4(2)(F) AND 4(2)(K) OF SEBI (PFUTP) REGULATIONS, 2003 IN MATTER OF SHILPI CABLE TECHNOLOGIES LTD.
DID NOT INFORM SHAREHOLDERS THAT THEIR APPROVAL WAS A POST FACTO APPROVAL OF ACTUAL DEPLOYMENT OF IPO PROCEEDS IN MATTER OF SHILPI CABLE TECHNOLOGIES LTD.
DID NOT MAKE DISCLOSURE OF MATERIAL INFORMATION IN RHP/PROSPECTUS IN MATTER OF SHILPI CABLE TECHNOLOGIES LTD.
TRANSFERRED IPO PROCEEDS FOR DUBIOUS TRANSACTIONS TO ENTITIES WHOSE CREDENTIALS WERE QUESTIONABLE IN MATTER OF SHILPI CABLE TECHNOLOGIES LTD.
TRANSFERRED RS.6.05 CRORE OF IPO PROCEEDS TO GROUP COMPANY/ PROMOTER ENTITY IN MATTER OF SHILPI CABLE TECHNOLOGIES LTD.
DID NOT MAKE DISCLOSURE OF ALL MONIES UTILIZED AND UNUTILIZED OUT OF ISSUE PROCEEDS UNDER APPROPRIATE SEPARATE HEADS IN BALANCE-SHEETS VIOLATING CLAUSES 2(XII)(B)(31)(A)(II) AND 2(XII)(B)(31) (A)(III) OF PART A OF SCHEDULE VIII OF SEBI (ICDR) REGULATIONS, 2009 IN MATTER OF SHILPI CABLE TECHNOLOGIES LTD.
|
DIRECTED TO TAKE STEPS TO CALL BACK AND RETURN TO SHILPI CABLE TECHNOLOGIES LTD. RS.50.05 CRORE WHICH WERE DIVERTED/MIS-UTILIZED
DIRECTED TO FURNISH COMPLIANCE REPORT TO SEBI DULY CERTIFIED BY INDEPENDENT SEBI REGISTERED MERCHANT BANKER WITHIN TWO WEEKS OF THE DATE OF COMPLIANCE
DEBARRED / RESTRAINED FROM ASSOCIATING WITH / ACCESSING CAPITAL MARKET / INTERMEDIARIES FROM 13-JUN-2023 TO 12-JUN-2024
DEBARRED/RESTRAINED FROM BUYING/SELLING/DEALING/IPOS IN SECURITIES/SPECIFIED SCRIPS DIRECTLY/INDIRECTLY FROM 13-JUN-2023 TO 12-JUN-2024
RESTRAINED FROM ASSOCIATED WITH ANY OTHER LISTED COMPANY OR SEBI REGISTERED INTERMEDIARY IN ANY CAPACITY INCLUDING DIRECTOR OR KEY MANAGERIAL PERSON DIRECTLY OR INDIRECTLY FROM 13-JUN-2023 TO 12-JUN-2024
IMPOSED PENALTY RS.30,00,000
13-JUN-2023
|
|
| 56 |
|
|
SHREE DEWAN STEELS (INDIA) LTD.
|
|
|
|
DIPAK RALAN
|
|
|
NARESH CHATLY
|
|
|
PUSHPA DEVI CHATLY
|
|
|
SUMITA CHATLY
|
|
|
UMESH MUNJAL
|
|
|
WALAITY RAM CHATLY
|
|
MIS-STATEMENTS IN THE PROSPECTUS
FRAUDULENTLY INDUCING PERSONS TO INVEST MONEY
|
PROSECUTION LAUNCHED
15-MAY-2006
|
ACCUSED NO. 4 AND 5 ARE DISCHARGED BY THE TRIAL COURT ON THE GROUND THAT SEBI FAILED TO PROVE THAT THERE WAS ANY AUTHORIZATION BY A4&5 FOR THE PROSPECTUS OR THERE WAS ANY SIGNATURE ON THE PROSPECTUS
|
| 57 |
|
|
SRG INFOTECH (INDIA) LTD.
|
|
|
|
ASHOK AGGARWAL
|
|
|
G.L.SHARMA
|
|
|
KANIKA SHARMA
|
|
|
S.K.AGARWAL
|
|
|
SAHIDANAND RAI
|
|
|
SANDEEP BANSAL
|
|
VIOLATED SECTION 11 (3) OF SEBI ACT, 1992
DID NOT DESPATCH SHARE CERTIFICATES AFTER ALLOTMENT AND/OR TRANSFER WITHIN STIPULATED PERIOD
VIOLATED SEBI ACT, 1992
|
PROSECUTION LAUNCHED
15-MAY-2006
|
PARTLY COMPOUNDED BY COMPANY LAW BOARD
|
| 58 |
|
|
STHITHI INSURANCE SERVICES PVT.LTD.
(CIN:U66030TN2003PTC051201
PAN:AAKCS6316E)
|
|
|
|
RAMANUJAM SHESHARATHNAM
PAN:AERPR6301N
|
|
|
SUDARSHAN VENKATRAMAN
PAN:AWJPS4793B
|
|
MADE FALSE, INCORRECT AND MISLEADING DISCLOSURES ABOUT PRICE SENSITIVE INFORMATION TO STOCK EXCHANGES AND MEDIA IN MATTER OF ZYLOG SYSTEMS LTD.
ACQUIRED SHARES OF ZYLOG SYSTEMS LTD. BEYOND THRESHOLD LIMIT AS STIPULATED UNDER REGULATION 3(2) OF SEBI TAKEOVER CODE, 1997 WITHOUT MAKING OPEN OFFER
PROVIDED FUNDS TO PROMOTER ENTITY AND OTHERS FOR DEALING IN SHARES OF ZYLOG SYSTEMS LTD. VIOLATING SECTION 77(2) OF COMPANIES ACT, 1956
|
DEBARRED/RESTRAINED FROM BUYING/SELLING/DEALING/IPOS IN SECURITIES/SPECIFIED SCRIPS DIRECTLY/INDIRECTLY FROM 14-JUN-2021 TO 13-JUN-2023
DIRECTED ACQUIRER TO MAKE PUBLIC OFFER
DIRECTED ACQUIRER TO PAY INTEREST FOR LOSS CAUSED TO SHAREHOLDERS
PROHIBITED FROM ISSUING PROSPECTUS OR ANY OFFER DOCUMENT, OR ISSUE ADVERTISEMENT FOR SOLICITING MONEY FROM PUBLIC FOR ISSUE OF SECURITIES IN ANY MANNER EITHER DIRECTLY OR INDIRECTLY FROM 14-JUN-2021 TO 13-JUN-2023
13-JUN-2013
|
SEBI VIDE ITS ORDER DATED 30/07/2015 CONFIRMED ITS DIRECTIONS ISSUED VIDE ITS AD-INTERIM EX-PARTE ORDER DATED 13/06/2013
WHOLE TIME MEMBER SEBI VIDE ITS ORDER DATED 07/06/2016 DIRECTED SEBI TO INVESTIGATE THE ALLEGATIONS PERTAINING TO TAKEOVER REGULATIONS LEVELLED AGAINST MR.RAMANUJAM SESHARATHNAM, MR.SUDARSHAN VENKATARAMAN, MR.PARTHASARATHY SRIKANTH, MS.SRIPRIYA SRIKANTH & STHITHI INSURANCE SERVICES PVT.LTD. AND ALSO ADVISED TO EXPEDITIOUSLY COMPLETE THE INVESTIGATION. NOTICEES ARE ALSO DIRECTED TO CO-OPERATE WITH SEBI IN ON-GOING INVESTIGATION AND PROVIDE ALL INFORMATION AND DOCUMENTS THAT MAY BE SOUGHT BY SEBI IN THIS REGARD
|
| 59 |
|
|
SUNSTAR SOFTWARE SYSTEMS LTD.
|
|
|
|
BHARAT GANDHI
|
|
|
DHAVAL A.JHAVERI
|
|
|
SEEMA D.JHAVERI
|
|
DID NOT DESPATCH SHARE CERTIFICATES AFTER ALLOTMENT AND/OR TRANSFER WITHIN STIPULATED PERIOD
|
PROSECUTION LAUNCHED
15-MAY-2006
|
DISMISSED
|
| 60 |
|
|
TAURAS INFOSYS LTD.
|
|
|
|
BHUPENDRA T.JOSHI
|
|
|
COMANDUR PARTHASARATHY
PAN:AAFPC7617L
|
|
|
GAUTAMBHAI KARSANBHAI PATEL
|
|
|
HEMLATABEN VINUBHAI PATEL
|
|
|
JAGDISHBHAI GOVINDLAL SHETH
|
|
|
KIRITBEN RAJESH PATEL
|
|
|
M.S.RAMAKRISHNA
|
|
|
M.YAGUANDHAR
|
|
|
MANHARLAL KANTALILAL KOTADIA
|
|
|
NILESH RAMANLAL SHAH
|
|
|
RAJESH KUMAR VITHABHAI PATEL
|
|
|
RAKESH SURESHCHANDRA SHAH
|
|
|
SOAYUBEN H.VORA
|
|
|
VIPINCHANDRA GORDHANBHAI PATEL
|
|
FILED APPLICATION FOR SUBSCRIPTION AND/OR ACQUISITION OF SHARES IN FICTITIOUS NAME
VIOLATED SECTION 12A OF SEBI ACT.,1992
VIOLATED SECTION 24 (1) OF SEBI ACT, 1992
VIOLATED SEBI (PFUTP) REGULATIONS, 1995
VIOLATED SECURITIES CONTRACTS (REGULATION) ACT, 1956
VIOLATED SEBI DEPOSITORIES ACT, 1996
|
PROSECUTION LAUNCHED
15-MAY-2006
|
|
| The regulatory charges/regulatory actions may be fully or partly applicable to the entities/persons mentioned in the second column. |
| |
|
|
| Page 3 of 4
|
