| S.No. |
ENTITY |
PERSONS |
REGULATORY CHARGES |
REGULATORY ACTION(S) / DATE OF ORDER |
FURTHER DEVELOPMENTS |
| 561 |
|
SHARDA GUPTA,M/S
(Authorised Person of ANGEL BROKING LTD., Member : BSE/NSE)
|
|
|
|
SHARDA GUPTA
|
|
NO LONGER AFFILIATED AS AUTHORISED PERSON
|
CANCELLED REGISTRATION AS AUTHORISED PERSON
08-MAR-2019
|
|
| 562 |
|
|
SHASHI AGRAWAL,M/S
(Authorised Person of SHAREKHAN LTD., Member : BSE/NSE)
|
|
|
|
SHASHI AGRAWAL
|
|
NO LONGER AFFILIATED AS AUTHORISED PERSON
|
CANCELLED REGISTRATION AS AUTHORISED PERSON
04-DEC-2013
|
|
| 563 |
|
|
SHASHI DUTT JAITLY,M/S
(Authorised Person of SMC GLOBAL SECURITIES LTD., Member : NSE)
|
|
|
|
SHASHI DUTT JAITLY
|
|
NO LONGER AFFILIATED AS AUTHORISED PERSON
|
CANCELLED REGISTRATION AS AUTHORISED PERSON
23-FEB-2012
|
|
| 564 |
|
|
SHASHI VERMA,M/S
(Authorised Person of KOTAK SECURITIES LTD., Member : BSE/NSE)
|
|
|
|
SHASHI VERMA
|
|
NO LONGER AFFILIATED AS AUTHORISED PERSON
|
CANCELLED REGISTRATION AS AUTHORISED PERSON
12-FEB-2020
|
|
| 565 |
|
|
SHEELA SAHU,M/A
(Authorised Person of KOTAK SECURITIES LTD., Member : NSE)
|
|
|
|
SHEELA SAHU
|
|
NO LONGER AFFILIATED AS AUTHORISED PERSON
|
CANCELLED REGISTRATION AS AUTHORISED PERSON
19-JAN-2019
|
|
| 566 |
|
|
SHEETAL NARENDRAKUMAR,M/S
(Authorised Person of ADINATH STOCK BROKING PVT.LTD., Member : NSE)
|
|
|
|
SHEETAL NARENDRAKUMAR
|
|
NO LONGER AFFILIATED AS AUTHORISED PERSON
|
CANCELLED REGISTRATION AS AUTHORISED PERSON
18-FEB-2013
|
|
| 567 |
|
|
SHEIKH IMRAN FAROOQ,M/S
(Authorised Person of GLOBE CAPITAL MARKET LTD., Member : NSE/BSE)
|
|
|
|
SHEIKH IMRAN FAROOQ
|
|
NO LONGER AFFILIATED AS AUTHORISED PERSON
|
CANCELLED REGISTRATION AS AUTHORISED PERSON
22-AUG-2012
|
|
| 568 |
|
|
SHIREE JAHAN,M/S
(Authorised Person of ANGEL BROKING LTD., Member : NSE/BSE)
|
|
|
|
SHIREE JAHAN
|
|
NO LONGER AFFILIATED AS AUTHORISED PERSON
|
CANCELLED REGISTRATION AS AUTHORISED PERSON
13-DEC-2019
|
|
| 569 |
|
|
SHIV RATAN BHAUKA,M/S
(Authorised Person of KOTAK SECURITIES LTD., Member : NSE/BSE)
|
|
|
|
SHIV RATAN BHAUKA
|
|
NO LONGER AFFILIATED AS AUTHORISED PERSON
|
CANCELLED REGISTRATION AS AUTHORISED PERSON
15-JAN-2021
|
|
| 570 |
|
|
SHIV SHAKTI ASSOCIATES
(Authorised Person of KOTAK SECURITIES LTD., Member : NSE/BSE)
|
|
|
NO LONGER AFFILIATED AS AUTHORISED PERSON
|
CANCELLED REGISTRATION AS AUTHORISED PERSON
08-FEB-2021
|
|
| 571 |
|
|
SHIVANI SHEKHAR PARELKAR,M/S
(Authorised Person of MANGAL KESHAV SECURITIES LTD., Member : NSE)
|
|
|
|
SHIVANI SHEKHAR PARELKAR
|
|
AUTHORISED PERSON REGISTRATION TERMINATED BY BROKER
|
CANCELLED REGISTRATION AS AUTHORISED PERSON
14-MAR-2012
|
|
| 572 |
|
|
SHREE MAHAVIR INVESTMENTS
(Authorised Person of BRICS SECURITIES LTD., Member : NSE/BSE)
|
|
|
NO LONGER AFFILIATED AS AUTHORISED PERSON
|
CANCELLED REGISTRATION AS AUTHORISED PERSON
27-MAY-2013
|
|
| 573 |
|
|
SHREE PARSHWANATH CORPORATE SERVICES PVT.LTD.
(CIN:U67120RJ2011PTC035736)
(Authorised Person of KOTAK SECURITIES LTD., Member : NSE)
|
|
|
NO LONGER AFFILIATED AS AUTHORISED PERSON
|
CANCELLED REGISTRATION AS AUTHORISED PERSON
23-NOV-2017
|
|
| 574 |
|
|
SHREE PRAKASH DWIVEDI,M/S
(Authorised Person of KOTAK SECURITIES LTD., Member : NSE)
|
|
|
|
SHREE PRAKASH DWIVEDI
|
|
NO LONGER AFFILIATED AS AUTHORISED PERSON
|
CANCELLED REGISTRATION AS AUTHORISED PERSON
12-FEB-2020
|
|
| 575 |
|
|
SHRI BALAJI SECURITIES
(Authorised Person of SMC GLOBAL SECURITIES LTD., Member : NSE)
|
|
|
NO LONGER AFFILIATED AS AUTHORISED PERSON
|
CANCELLED REGISTRATION AS AUTHORISED PERSON
23-FEB-2012
|
|
| 576 |
|
|
SHRI BHAGWAN SINGHAL,M/S
(PAN:AWLPS2880B)
(Authorised Person of F6 FINSERVE PVT. LTD., Member : BSE)
|
|
|
|
SHRI BHAGWAN SINGHAL
PAN:AWLPS2880B
|
|
NO LONGER AFFILIATED AS AUTHORISED PERSON
|
CANCELLED REGISTRATION AS AUTHORISED PERSON FROM 04-MAY-2018
04-MAY-2018
|
|
| 577 |
|
|
SHRI GANESH INVESTMENT
(Authorised Person of SHAREKHAN LTD., Member : NSE/BSE)
|
|
|
|
MANOJ KUMAR BAID
|
|
NO LONGER AFFILIATED AS AUTHORISED PERSON
|
CANCELLED REGISTRATION AS AUTHORISED PERSON
03-APR-2013
|
|
| 578 |
|
|
SHRUTI AGGARWAL,M/S
(Authorised Person of KOTAK SECURITIES LTD., Member : NSE/BSE)
|
|
|
|
SHRUTI AGGARWAL
|
|
NO LONGER AFFILIATED AS AUTHORISED PERSON
|
CANCELLED REGISTRATION AS AUTHORISED PERSON
06-FEB-2020
|
|
| 579 |
|
|
SHUBH INVESTMENT
(Authorised Person of SMC GLOBAL SECURITIES LTD., Member : NSE)
|
|
|
NO LONGER AFFILIATED AS AUTHORISED PERSON
|
CANCELLED REGISTRATION AS AUTHORISED PERSON
23-FEB-2012
|
|
| 580 |
|
|
SHUBHAM CAPITAL SERVICES
(Authorised Person of KOTAK SECURITIES LTD., Member : NSE)
|
|
|
NO LONGER AFFILIATED AS AUTHORISED PERSON
|
CANCELLED REGISTRATION AS AUTHORISED PERSON
12-FEB-2020
|
|
| The regulatory charges/regulatory actions may be fully or partly applicable to the entities/persons mentioned in the second column. |
| |
|
|
| Page 29 of 35
|
