| S.No. |
ENTITY |
PERSONS |
REGULATORY CHARGES |
REGULATORY ACTION(S) / DATE OF ORDER |
FURTHER DEVELOPMENTS |
| 541 |
|
PRESILCO IMPEX LTD.
(PAN:AACCP4844L)
|
|
|
DID NOT MAKE DISCLOSURE OF SHAREHOLDING/CHANGES IN SHAREHOLDING TO COMPANY AS REQUIRED UNDER REGULATIONS 13(1) AND 13(3) READ WITH 13(5) OF SEBI (PROHIBITION OF INSIDER TRADING) REGULATIONS, 1992 IN MATTER OF ZIGMA SOFTWARE LTD.
DID NOT MAKE DISCLOSURE OF SHAREHOLDING/CHANGES IN SHAREHOLDING TO COMPANY AS REQUIRED UNDER REGULATION 7(1) READ WITH 7(2) OF SEBI TAKEOVER CODE, 1997 IN MATTER OF ZIGMA SOFTWARE LTD.
|
IMPOSED PENALTY RS.50,000
15-DEC-2011
|
|
| 542 |
|
|
PRIME CAPITAL MARKET LTD.
(CIN:L67120OR1994PLC003649
PAN:AABCP9313M)
|
|
|
DID NOT MAKE DISCLOSURE OF SHAREHOLDING/CHANGES IN SHAREHOLDING TO COMPANY AS REQUIRED UNDER REGULATION 13(1) READ WITH 13(5) OF SEBI (PROHIBITION OF INSIDER TRADING) REGULATIONS, 1992 IN MATTER OF BLUE CIRCLE SERVICES LTD.
|
IMPOSED PENALTY RS.2,00,000
14-JUN-2017
|
|
| 543 |
|
|
PRIME CAPITAL MARKET LTD.
(CIN:L67120OR1994PLC003649
PAN:AABCP9313M)
|
|
|
DELAY IN MAKING DISCLOSURE OF SHAREHOLDING/CHANGES IN SHAREHOLDING TO STOCK EXCHANGES AS REQUIRED UNDER REGULATIONS 13(4A) READ WITH 13(5) OF SEBI (PROHIBITION OF INSIDER TRADING) REGULATIONS, 1992 IN MATTER OF BLUE CIRCLE SERVICES LTD.
|
IMPOSED PENALTY RS.2,00,000
01-JAN-2018
|
|
| 544 |
|
|
PRIME DYES CHEMICALS CO.PVT.LTD.
(PAN:AACCP1840N)
|
|
|
DID NOT MAKE DISCLOSURE OF SHAREHOLDING/CHANGES IN SHAREHOLDING TO COMPANY AND STOCK EXCHANGES AS REQUIRED UNDER REGULATIONS 13(1) READ WITH 13(5) OF SEBI (PROHIBITION OF INSIDER TRADING) REGULATIONS, 1992 IN MATTER OF MINDVISION CAPITAL LTD.
|
IMPOSED PENALTY RS.3,00,000
28-FEB-2019
|
|
| 545 |
|
|
PRIME PROPERTY DEVELOPMENT CORP.LTD.
|
|
|
ALLEGED INDULGENCE IN MANIPULATION IN SCRIP OF PRIME PROPERTY DEVELOPMENT CORP.LTD.
ALLEGED INDULGENCE IN MANIPULATIVE TRANSACTIONS UNDER SEBI (PROHIBITION OF INSIDER TRADING) REGULATIONS, 1992 IN MATTER OF PRIME PROPERTY DEVELOPMENT CORP.LTD.
|
REACHED SETTLEMENT ( SETTLEMENT CHARGES RS.6,00,000 VIDE CONSENT ORDER)
24-MAR-2009
|
|
| 546 |
|
|
PRIMERA PARTNERS PTE.LTD.
(PAN:AAFCP3480R)
|
|
|
ALLEGED DELAY IN MAKING DISCLOSURE OF SHAREHOLDING/CHANGES IN SHAREHOLDING TO COMPANY AND STOCK EXCHANGES AS REQUIRED UNDER REGULATION 29(2) READ WITH 29(3) OF SAST REGULATIONS, 2011 IN MATTER OF SEQUENT SCIENTIFIC LTD.
ALLEGED DELAY IN MAKING DISCLOSURE OF SHAREHOLDING/CHANGES IN SHAREHOLDING TO COMPANY AND STOCK EXCHANGES AS REQUIRED UNDER REGULATION 13(3) OF SEBI (PROHIBITION OF INSIDER TRADING) REGULATIONS, 1992 IN MATTER OF SEQUENT SCIENTIFIC LTD.
|
REACHED SETTLEMENT ( SETTLEMENT CHARGES RS.5,78,348 VIDE CONSENT ORDER)
03-JAN-2017
|
|
| 547 |
|
|
PROBUS CAPITAL LTD.
(PAN:AAECP5806E)
|
|
|
ALLEGED DELAY IN MAKING DISCLOSURE OF SHAREHOLDING/CHANGES IN SHAREHOLDING TO COMPANY AND/OR STOCK EXCHANGES AS REQUIRED UNDER REGULATION 13(4A) AND 13(6) OF SEBI (PROHIBITION OF INSIDER TRADING) REGULATIONS, 1992 IN MATTER OF YBRANT DIGITAL LTD.
|
IMPOSED PENALTY RS.2,00,000
27-SEP-2019
|
SEBI VIDE ITS ORDER DATED 06/10/2020 DIRECTED ALL THE BANKS IN INDIA AND/OR NSDL/CDSL TO 1. ATTACH ALL THE ACCOUNTS BY WHATEVER NAME CALLED INCLUDING LOCKERS, DEMAT ACCOUNTS, MUTUAL FUNDS FOLIOS AND/OR POST OFFICE ACCOUNT EITHER SINGLY OR JOINTLY WITH ANY PERSON/S AND ALL OTHER AMOUNT/PROCEEDS DUE OR MAY BECOME DUE OR ANY MONEY HELD OR MAY SUBSEQUENTLY HOLD FOR ON ACCOUNT OF THE DEFAULTERS AND 2. NOT TO DEBIT ANY AMOUNT IN THE SAID ACCOUNT/S.HOWEVER CREDITS, IF ANY, INTO THE ACCOUNT MAY BE ALLOWED
SEBI VIDE ITS NOTICE DATED 25/02/2026 DIRECTED ALL THE BANKS AND MUTUAL FUNDS IN INDIA TO REMIT RS.3,55,323.00 TO THE EXTENT LYING IN THE ACCOUNT OF NOTICEE TO SEBI BY WAY OF EFT/NEFT/RTG
|
| 548 |
|
|
PROMACT PLASTICS LTD.
|
|
|
MADE MISREPRESENTATIONS IN UNAUDITED QUARTERLY RESULTS
DID NOT SET POLICIES AND PROCEDURES FOR IMPLEMENTATION OF TRADING WINDOW, MONITORING OF TRADES AS REQUIRED UNDER SEBI (PROHIBITION OF INSIDER TRADING) REGULATIONS, 1992
|
DEBARRED / RESTRAINED FROM ASSOCIATING WITH / ACCESSING CAPITAL MARKET / INTERMEDIARIES FROM 04-APR-2012 TO 03-APR-2013
DEBARRED/RESTRAINED FROM BUYING/SELLING/DEALING/IPOS IN SECURITIES/SPECIFIED SCRIPS DIRECTLY/INDIRECTLY FROM 04-APR-2012 TO 03-APR-2013
04-APR-2012
|
|
| 549 |
|
|
PRUDENTIAL STOCK & SECURITIES LTD.
|
|
|
DID NOT MAKE DISCLOSURE OF SHAREHOLDING/CHANGES IN SHAREHOLDING TO COMPANY AND STOCK EXCHANGES AS REQUIRED UNDER REGULATION 7(1) OF SEBI TAKEOVER CODE, 1997 IN MATTER OF GENNEX LABORATORIES LTD.
DID NOT MAKE PUBLIC ANNOUNCEMENT AS REQUIRED UNDER REGULATION 10 OF SEBI TAKEOVER CODE, 1997 IN MATTER OF GENNEX LABORATORIES LTD.
DID NOT MAKE DISCLOSURE OF SHAREHOLDING/CHANGES IN SHAREHOLDING TO COMPANY AS REQUIRED UNDER REGULATIONS 13(1) AND 13(3) OF SEBI (PROHIBITION OF INSIDER TRADING) REGULATIONS, 1992 IN MATTER OF GENNEX LABORATORIES LTD.
DID NOT PERSONALLY APPEAR AND/OR PROVIDE NECESSARY INFORMATION/DOCUMENTS IN RESPONSE TO SUMMONS/NOTICES/LETTERS IN MATTER OF GENNEX LABORATORIES LTD.
PURCHASED SHARES IN SPOT DELIVERY CONTRACT WITHOUT MAKING PAYMENT AS REQUIRED UNDER SECTION 2(I) READ WITH SECTION 13(1) OF SECURITIES CONTRACTS (REGULATION) ACT, 1956 IN MATTER OF GENNEX LABORATORIES LTD.
|
IMPOSED PENALTY RS.17,00,000
21-OCT-2011
|
SAT: APPEAL DISMISSED AS WITHDRAWN
SAT: APPEAL DISMISSED WITH NO ORDER AS TO COSTS
INCLUDED IN SEBI LIST DATED 31/03/2014, AS DEFAULTER IN PAYMENT OF PENALTY IMPOSED BY SEBI
THE OFFENCE WAS COMPOUNDED ON PAYMENT OF RS.5,00,000.00
|
| 550 |
|
|
PUKHRAJ HOLDINGS PVT.LTD.
|
|
|
|
ANIL KANODIA
|
|
|
ANIL RAI
|
|
|
B.M.JOSHI
|
|
|
T.S.NAIR
|
|
|
VINAY RAI
|
|
VIOLATED REGULATIONS 4(A) TO 4(E) OF SEBI (PFUTP) REGULATIONS, 1995
VIOLATED REGULATION 6(D) OF SEBI (PFUTP) REGULATIONS, 1995
DEALT IN SECURITIES VIOLATING REGULATION 4 OF SEBI (PROHIBITION OF INSIDER TRADING) REGULATIONS, 1992
VIOLATED SECTION 11 (2) OF SEBI TAKEOVER CODE, 1997
|
PROSECUTION LAUNCHED
15-MAY-2006
|
|
| 551 |
|
|
PUSHPANJALI DRUMS PVT.LTD.
(PAN:AAECP1906D)
|
|
|
DELAY IN MAKING DISCLOSURE OF SHAREHOLDING/CHANGES IN SHAREHOLDING TO COMPANY AND STOCK EXCHANGES AS REQUIRED UNDER REGULATIONS 29(2) READ WITH 29(3) OF SAST REGULATIONS, 2011 IN MATTER OF VAS INFRASTRUCTURE LTD.
DELAY IN MAKING DISCLOSURE OF SHAREHOLDING/CHANGES IN SHAREHOLDING TO COMPANY AND STOCK EXCHANGES AS REQUIRED UNDER REGULATIONS 31(2) READ WITH 31(3) OF SAST REGULATIONS, 2011 IN MATTER OF VAS INFRASTRUCTURE LTD.
DELAY IN MAKING DISCLOSURE OF SHAREHOLDING/CHANGES IN SHAREHOLDING TO COMPANY AND STOCK EXCHANGES AS REQUIRED UNDER REGULATION 13(4A) READ WITH 13(5) OF SEBI (PROHIBITION OF INSIDER TRADING) REGULATIONS, 1992 IN MATTER OF VAS INFRASTRUCTURE LTD.
|
IMPOSED PENALTY RS.10,00,000 ALONG WITH OTHER ENTITIES/PERSONS
19-MAR-2014
|
|
| 552 |
|
|
PVP GLOBAL VENTURES PVT.LTD.
(PAN:AAECP0807F)
|
|
|
|
PRASAD V.POTLURI
PAN:AHZPP1406F
|
|
DID NOT MAKE DISCLOSURE OF SHAREHOLDING/CHANGES IN SHAREHOLDING TO COMPANY AND STOCK EXCHANGES AS REQUIRED UNDER REGULATION 7(1A) OF SEBI TAKEOVER CODE, 1997 IN MATTER OF PVP VENTURES LTD.
TRADED WHILE IN POSSESSION OF UNPUBLISHED PRICE SENSITIVE INFORMATION VIOLATING SECTIONS 12A (D) & (E) OF SEBI ACT, 1992 AND REGULATIONS 3(I) AND 3(II) READ WITH 4 OF SEBI (PROHIBITION OF INSIDER TRADING) REGULATIONS, 1992 IN SCRIP OF PVP VENTURES LTD.
|
IMPOSED PENALTY RS.5,00,00,000
27-MAR-2015
|
SEBI VIDE ITS ORDER DATED 30/08/2016 WITHDRAWN THE WARRANT OF ATTACHMENTS ISSUED VIDE ITS ORDER DATED 30/08/2016
SAT: SAT VIDE ITS ORDER DATED 20/06/2018 SET ASIDED PENALTY AMOUNT OF RS. 15 LACS
SAT: SAT VIDE ITS ORDER DATED 20/06/2018 REDUCED PENALTY AMOUNT TO RS.5 CRORES FROM RS.15 CRORES IMPOSED VIDE IMPUGNED ORDER DATED 27/03/2015. NO COSTS
SAT: SAT VIDE ITS ORDER DATED 06/07/2018 GRANTED STAY OF IMPUGNED ORDER FOR SIX WEEKS FROM THE DATE OF THIS ORDER SUBJECT TO APPELLANTS DEPOSITING WITH SEBI, TITLE DEEDS OF IMMOVABLE PROPERTIES BELONGING TO THEIR SUBSIDIARY COMPANIES WITH AN INTENT TO CREATE EQUITABLE MORTGAGE FOR SECURING PENALTY AND INTEREST. NO COSTS
SEBI VIDE ITS NOTICE DATED 19/11/2018 DIRECTED ALL THE BANKS AND MUTUAL FUNDS IN INDIA AND/OR NSDL/CDSL TO 1. ATTACH ALL THE ACCOUNTS BY WHATEVER NAME CALLED INCLUDING LOCKERS EITHER SINGLY OR JOINTLY WITH ANY PERSON/S AND ALL OTHER AMOUNT/PROCEEDS DUE OR MAY BECOME DUE OR ANY MONEY HELD OR MAY SUBSEQUENTLY HOLD FOR ON ACCOUNT OF THE DEFAULTERS AND 2. NOT TO DEBIT ANY AMOUNT IN THE SAID ACCOUNT/S.HOWEVER CREDITS, IF ANY, INTO THE ACCOUNT MAY BE ALLOWED
SEBI VIDE ITS ORDER DATED 11/02/2019 A) PROHIBITED FROM DISPOSING, TRANSFERRING, ALIENATING OR CHARGING IN RESPECT OF ALL THE IMMOVABLE AND MOVABLE PROPERTIES LISTED IN THE ORDER B) PROHIBITED FROM TAKING ANY BENEFIT UNDER SUCH DISPOSAL, TRANSFER, ALIENATION OR CHARGE IN RESPECT OF THE PROPERTIES LISTED IN ORDER C) DIRECTED TO FURNISH COMPLETE DETAILS OF ALL MOVABLE AND IMMOVABLE PROPERTIES HELD BY DEFAULTERS AND CHARGES, DULY CERTIFIED BY BOARD OF DIRECTORS WITHIN TWO WEEKS FROM DATE OF THIS ORDER AT SEBI, SOUTHERN REGIONAL OFFICE, CHENNAI D) DIRECTED INSPECTORS GENERAL OF REGISTRATION OF ALL THE STATES AND UNION TERRITORIES AND CONCERNED TEHSILDARS, DISTRICT REGISTRARS AND SUB-REGISTRARS OF THE RESPECTIVE AREAS WHERE THE PROPERTIES ARE LOCATED E) NOT TO ACT UPON ANY DOCUMENTS PURPORTING TO BE DEALING WITH TRANSFER, MORTGAGE, CHARGE, LEASE OR CREATION OR ALTERATION OF ANY INTEREST IN ANY OF THE PROPERTIES OWNED / HELD BY THE DEFAULTERS, IF PRESENTED FOR REGISTRATION
|
| 553 |
|
|
PVP VENTURES LTD.
(PAN:AAACS3101P)
|
|
|
|
PRASAD V.POTLURI
PAN:AHZPP1406F
|
|
DID NOT MAKE DISCLOSURE OF SHAREHOLDING/CHANGES IN SHAREHOLDING TO STOCK EXCHANGES AS REQUIRED UNDER REGULATION 13(6) OF SEBI (PROHIBITION OF INSIDER TRADING) REGULATIONS, 1992 IN MATTER OF PVP VENTURES LTD.
|
IMPOSED PENALTY RS.15,00,000
27-MAR-2015
|
SEBI VIDE ITS ORDER DATED 30/08/2016 WITHDRAWN THE WARRANT OF ATTACHMENTS ISSUED VIDE ITS ORDER DATED 30/08/2016
SAT: SAT VIDE ITS ORDER DATED 20/06/2018 DISMISSED THE APPEAL. NO COSTS
SAT: SAT VIDE ITS ORDER DATED 06/07/2018 GRANTED STAY OF IMPUGNED ORDER FOR SIX WEEKS FROM THE DATE OF THIS ORDER SUBJECT TO APPELLANTS DEPOSITING WITH SEBI, TITLE DEEDS OF IMMOVABLE PROPERTIES BELONGING TO THEIR SUBSIDIARY COMPANIES WITH AN INTENT TO CREATE EQUITABLE MORTGAGE FOR SECURING PENALTY AND INTEREST. NO COSTS
SEBI VIDE ITS NOTICE DATED 19/11/2018 DIRECTED ALL THE BANKS AND MUTUAL FUNDS IN INDIA AND/OR NSDL/CDSL TO 1. ATTACH ALL THE ACCOUNTS BY WHATEVER NAME CALLED INCLUDING LOCKERS EITHER SINGLY OR JOINTLY WITH ANY PERSON/S AND ALL OTHER AMOUNT/PROCEEDS DUE OR MAY BECOME DUE OR ANY MONEY HELD OR MAY SUBSEQUENTLY HOLD FOR ON ACCOUNT OF THE DEFAULTERS AND 2. NOT TO DEBIT ANY AMOUNT IN THE SAID ACCOUNT/S.HOWEVER CREDITS, IF ANY, INTO THE ACCOUNT MAY BE ALLOWED
SAT: APPEAL DISMISSED. NO COSTS
COMPANY HAS PAID RS.15 LAC TOWARDS PENALTY AND RS.6,79,082.00 TOWARDS INTEREST TO SEBI VIDE DD ISSUED FROM HDFC BANK LTD. A/C NO.50200004407651
|
| 554 |
|
|
R.(HUF)
|
|
|
|
RAWAL CHAND BHANWAR LAL CHOPRA
PAN:AAAHC2327J
|
|
DID NOT MAKE DISCLOSURE OF SHAREHOLDING/CHANGES IN SHAREHOLDING TO BOMBAY STOCK EXCHANGES AS REQUIRED UNDER SEBI TAKEOVER CODE, 1997 IN MATTER OF ALKA SECURITES LTD.
DID NOT MAKE DISCLOSURE OF DILUTION OF SHAREHOLDING AS REQUIRED UNDER SEBI (PROHIBITION OF INSIDER TRADING) REGULATIONS, 1992 IN MATTER OF ALKA SECURITES LTD.
INDULGED IN CREATION OF ARTIFICIAL MARKET THROUGH OFF-MARKET TRANSACTIONS IN SCRIP OF ALKA SECURITIES LTD.
|
DEBARRED/RESTRAINED FROM BUYING/SELLING/DEALING/IPOS IN SECURITIES/SPECIFIED SCRIPS DIRECTLY/INDIRECTLY FROM 28-JUL-2009 TILL FURTHERS ORDERS
DIRECTED NSDL AND CDSL TO FREEZE BENEFICIAL OWNER ACCOUNTS OF PERSONS/ENTITIES
28-JUL-2009
|
EX-PARTE INTERIM ORDER DATED 28/07/2009 CONFIRMED
SEBI VIDE ITS ORDER DATED 10/09/2012 REVOKED DIRECTIONS ISSUED VIDE ITS AD INTERIM EX-PARTE ORDER DATED 28/07/2009 AND CONFIRMATORY ORDER DATED 30/10/2009 WITH IMMEDIATE EFFECT
|
| 555 |
|
|
R.K.AGRAWAL (HUF)
(PAN:AADHR0901A)
|
|
|
DELAY IN MAKING DISCLOSURE OF SHAREHOLDING/CHANGES IN SHAREHOLDING TO COMPANY AND STOCK EXCHANGES AS REQUIRED UNDER REGULATION 7(1A) OF SEBI TAKEOVER CODE, 1997 IN MATTER OF PREMIER CAPITAL SERVICES LTD.
DELAY IN MAKING DISCLOSURE OF SHAREHOLDING/CHANGES IN SHAREHOLDING TO COMPANY AS REQUIRED UNDER REGULATION 13(3) OF SEBI (PROHIBITION OF INSIDER TRADING) REGULATIONS, 1992 IN MATTER OF PREMIER CAPITAL SERVICES LTD.
DELAY IN MAKING DISCLOSURE OF SHAREHOLDING/CHANGES IN SHAREHOLDING TO COMPANY AND STOCK EXCHANGES AS REQUIRED UNDER REGULATION 13(4) OF SEBI (PROHIBITION OF INSIDER TRADING) REGULATIONS, 1992 IN MATTER OF PREMIER CAPITAL SERVICES LTD.
|
IMPOSED PENALTY RS.1,50,000
14-SEP-2017
|
INCLUDED IN SEBI LIST DATED 31/12/2017, AS DEFAULTER IN PAYMENT OF PENALTY IMPOSED BY SEBI
|
| 556 |
|
|
RABALE ENGINEERING (INDIA) PVT.LTD.
(PAN:AACCR1332D)
|
|
|
ALLEGED DELAY IN MAKING DISCLOSURE OF SHAREHOLDING/CHANGES IN SHAREHOLDING TO COMPANY AND STOCK EXCHANGES AS REQUIRED UNDER REGULATION 30(2) READ WITH 30(3) OF SAST REGULATIONS, 2011 IN MATTER OF PRADEEP METALS LTD.
ALLEGED DELAY IN MAKING DISCLOSURE OF SHAREHOLDING/CHANGES IN SHAREHOLDING TO COMPANY AND STOCK EXCHANGES AS REQUIRED UNDER REGULATION 29(1), 29(2) READ WITH 29(3) OF SAST REGULATIONS, 2011 IN MATTER OF PRADEEP METALS LTD.
ALLEGED DELAY IN MAKING DISCLOSURE OF SHAREHOLDING/CHANGES IN SHAREHOLDING TO COMPANY AND STOCK EXCHANGES AS REQUIRED UNDER REGULATIONS 13(1) AND 13(4A) READ WITH 13(5) OF SEBI (PROHIBITION OF INSIDER TRADING) REGULATIONS, IN MATTER OF PRADEEP METALS LTD.
|
REACHED SETTLEMENT ( SETTLEMENT CHARGES RS.21,29,625 ALONG WITH OTHER ENTITIES/PERSONS VIDE CONSENT ORDER)
09-DEC-2015
|
|
| 557 |
|
|
RADHE DEVELOPERS (INDIA) LTD.
(PAN:AAACR9177L)
|
|
|
DELAY IN MAKING DISCLOSURE OF SHAREHOLDING/CHANGES IN SHAREHOLDING TO STOCK EXCHANGES AS REQUIRED UNDER REGULATION 13(6) OF SEBI (PROHIBITION OF INSIDER TRADING) REGULATIONS, 1992
ENTERED INTO OPPOSITE TRANSACTIONS DURING NEXT SIX MONTHS FOLLOWING PRIOR TRANSACTION VIOLATING CLAUSE 1.2 OF CODE OF CONDUCT SPECIFIED UNDER PART A OF SCHEDULE I READ WITH REGULATIONS 12(1) AND 12(3) OF SEBI (PIT) REGULATIONS, 1992
|
IMPOSED PENALTY RS.8,00,000
30-DEC-2022
|
SAT: SAT VIDE ITS ORDER DATED 16/05/2023 CONDONED THE DELAY IN FILING OF APPEAL AND DIRECTED RESPONDENT TO FILE REPLY WITHIN THREE WEEKS AND REJOINDER MAY BE FILE THREE WEEKS THEREAFTER
SAT: SAT VIDE ITS ORDER DATED 31/07/2023 ALLOWED RESPONDENT FURTHER ONE WEEK TO FILE REPLY
SAT: SAT VIDE ITS ORDER DATED 07/08/2023 ALLOWED APPELLANT THREE WEEKS TO FILE REJOINDER
SAT: SAT VIDE ITS ORDER DATED 22/09/2023 ALLOWED APPELLANTS THREE WEEKS TO FILE REJOINDER
SAT: SAT VIDE ITS ORDER DATED 01/11/2023 ALLOWED APPELLANT THREE WEEKS TO FILE REJOINDER
SAT: SAT VIDE ITS ORDER DATED 13/12/2023 CONDONED THE DELAY IN FILING OF APPEAL AND ALLOWED APPELLANTS FURTHER THREE WEEKS TO FILE REJOINDER
SAT: SAT VIDE ITS ORDER DATED 02/02/2024 ALLOWED APPELLANT TWO MORE WEEKS TO FILE REJOINDER
SAT: SAT VIDE ITS ORDER DATED 13/01/2025 GRANTED APPELLANT THREE WEEKS TO FILE CERTAIN ADDITIONAL DOCUMENTS
SAT: SAT VIDE ITS ORDER DATED 10/11/2025 ALLOWED THE APPEALS AND QUASHED IMPUGNED ORDER DATED 30/12/2022 AND DIRECTED TO REFUND PENALTY AMOUNT DEPOSITED BY APPELLANTS WITH ACCRUED INTEREST WITHIN SIX WEEKS
|
| 558 |
|
|
RADHE DEVELOPERS (INDIA) LTD.
(PAN:AAACR9177L)
|
|
|
|
ASHISH P.PATEL
PAN:ACTPP0045R
|
|
|
MILAN PATEL
PAN:AASPP2685A
|
|
|
PRAFUL C.PATEL
PAN:AGUPP9330N
|
|
DID NOT ADHERE TO CODE OF INTERNAL PROCEDURES AND CONDUCT AS REQUIRED UNDER REGULATIONS 12(1) AND 12(3) OF SEBI (PROHIBITION OF INSIDER TRADING) REGULATIONS, 1992 IN MATTER OF RADHE DEVELOPERS (INDIA) LTD.
|
IMPOSED PENALTY RS.10,00,000 ALONG WITH OTHER ENTITIES/PERSONS
28-MAR-2013
|
SAT: SAT VIDE ITS ORDER DATED 13/02/2014 SET ASIDED IMPUGNED ORDER DATED 28/03/2013. NO COSTS
SEBI VIDE ITS ORDER DATED 29/06/2022 MODIFIED PENALTY TO RS.10 LAC (JOINTLY AND SEVERALLY) FROM RS.5 LAC INDIVIDUALLY U/S 15HB OF SEBI ACT, 1992
|
| 559 |
|
|
RADHE DEVELOPERS (INDIA) LTD.
(PAN:AAACR9177L)
|
|
|
|
ASHISH P.PATEL
PAN:ACTPP0045R
|
|
TRADED WHILE IN POSSESSION OF UNPUBLISHED PRICE SENSITIVE INFORMATION VIOLATING REGULATION 3(I) OF SEBI (PROHIBITION OF INSIDER TRADING) REGULATIONS, 1992 IN MATTER OF RADHE DEVELOPERS (INDIA) LTD.
|
IMPOSED PENALTY RS.13,98,264
28-MAR-2013
|
|
| 560 |
|
|
RAJ INVESTMENTS LTD.
|
|
|
DID NOT MAKE DISCLOSURE OF SHAREHOLDING/CHANGES IN SHAREHOLDING TO COMPANY AS REQUIRED UNDER REGULATION 13(3) OF SEBI (PROHIBITION OF INSIDER TRADING) REGULATIONS, 1992 IN MATTER OF GLOBAL BOARDS LTD.
DID NOT MAKE DISCLOSURE OF SHAREHOLDING/CHANGES IN SHAREHOLDING TO COMPANY AS REQUIRED UNDER REGULATION 8(2) OF SEBI TAKEOVER CODE, 1997 IN MATTER OF GLOBAL BOARDS LTD.
|
IMPOSED PENALTY RS.4,00,000
18-JAN-2013
|
|
| The regulatory charges/regulatory actions may be fully or partly applicable to the entities/persons mentioned in the second column. |
| |
|
|
| Page 28 of 42
|
