| S.No. |
ENTITY |
PERSONS |
REGULATORY CHARGES |
REGULATORY ACTION(S) / DATE OF ORDER |
FURTHER DEVELOPMENTS |
| 541 |
|
SREE AGRO INDUSTRIES LTD.
|
|
|
|
P.C.BASU
|
|
|
P.KUMARESAN
|
|
DID NOT APPLY FOR REGISTRATION OF CIS
DID NOT WIND UP TO REPAY INVESTORS AS PER REGULATIONS
|
REQUESTED DCA TO INITIATE WINDING UP OF ENTITY
DEBARRED / RESTRAINED FROM ASSOCIATING WITH / ACCESSING CAPITAL MARKET / INTERMEDIARIES FROM 02-JUL-2001 TO 02-JUL-2006
REFERRED TO STATE GOVERNMENTS FOR FILING OF CIVIL/CRIMINAL PROCEEDINGS FOR FRAUD, CHEATING, CRIMINAL BREACH OF TRUST AND MIS-APPROPRIATION OF PUBLIC FUNDS
02-JUL-2001
|
|
| 542 |
|
|
SREE LEELASRI AGRO FARMS & PLANTATIONS PVT. LTD.
|
|
|
|
M.VENKATESWARI
|
|
|
V.S.M.LAXMI
|
|
|
V.S.SOMAYAJULU
|
|
DID NOT APPLY FOR REGISTRATION OF CIS
DID NOT WIND UP TO REPAY INVESTORS AS PER REGULATIONS
|
REQUESTED DCA TO INITIATE WINDING UP OF ENTITY
DEBARRED / RESTRAINED FROM ASSOCIATING WITH / ACCESSING CAPITAL MARKET / INTERMEDIARIES FROM 02-JUL-2001 TO 02-JUL-2006
REFERRED TO STATE GOVERNMENTS FOR FILING OF CIVIL/CRIMINAL PROCEEDINGS FOR FRAUD, CHEATING, CRIMINAL BREACH OF TRUST AND MIS-APPROPRIATION OF PUBLIC FUNDS
02-JUL-2001
|
|
| 543 |
|
|
SRI DHATRI AGRO FARMS (INDIA) LTD.
(CIN:U01110TG1995PLC021894)
|
|
|
|
ANNE RAMA RAO
|
|
|
G.SARANGAPANI
|
|
|
G.VENKATESWARLU
|
|
|
K.SATYAVATHI
|
|
|
P.LINGA MURTHY
|
|
|
P.SUNDARI
|
|
|
R.ARUNA
|
|
DID NOT APPLY FOR REGISTRATION OF CIS
DID NOT WIND UP TO REPAY INVESTORS AS PER REGULATIONS
|
REQUESTED DCA TO INITIATE WINDING UP OF ENTITY
DEBARRED / RESTRAINED FROM ASSOCIATING WITH / ACCESSING CAPITAL MARKET / INTERMEDIARIES FROM 02-JUL-2001 TO 02-JUL-2006
REFERRED TO STATE GOVERNMENTS FOR FILING OF CIVIL/CRIMINAL PROCEEDINGS FOR FRAUD, CHEATING, CRIMINAL BREACH OF TRUST AND MIS-APPROPRIATION OF PUBLIC FUNDS
LAUNCHED PROSECUTION AGAINST THE ENTITY AND ITS DIRECTORS U/S 24 AND 27 OF THE SEBI ACT
02-JUL-2001
|
|
| 544 |
|
|
SRI KAMADHENU GREEN FOREST LTD.
|
|
|
|
H.B.PRABHU
|
|
|
K.S.MANJUNATHA URS
|
|
|
K.SHRINIVASA RAJE URS
|
|
|
KRISHNE URS
|
|
|
M.M.SUSHILA
|
|
|
PRABHU SHEKAR M.
|
|
|
SHIVAKAMAR
|
|
|
ZAREEN TAJ
|
|
DID NOT APPLY FOR REGISTRATION OF CIS
DID NOT WIND UP TO REPAY INVESTORS AS PER REGULATIONS
|
REQUESTED DCA TO INITIATE WINDING UP OF ENTITY
DEBARRED / RESTRAINED FROM ASSOCIATING WITH / ACCESSING CAPITAL MARKET / INTERMEDIARIES FROM 02-JUL-2001 TO 02-JUL-2006
REFERRED TO STATE GOVERNMENTS FOR FILING OF CIVIL/CRIMINAL PROCEEDINGS FOR FRAUD, CHEATING, CRIMINAL BREACH OF TRUST AND MIS-APPROPRIATION OF PUBLIC FUNDS
02-JUL-2001
|
|
| 545 |
|
|
SS KRISHI VIKAS LTD.
|
|
|
|
A.P.PANDEY
|
|
|
AKHILESH KUMAR PANDEY
|
|
|
ASHA PANDEY
|
|
|
BECHAN PRASED
|
|
|
RUNBHAWATI DEVI
|
|
|
SUBRATA PAL
|
|
|
SUBROTA PAL
|
|
|
SUSHILA DEVI
|
|
DID NOT APPLY FOR REGISTRATION OF CIS
DID NOT WIND UP TO REPAY INVESTORS AS PER REGULATIONS
|
REQUESTED DCA TO INITIATE WINDING UP OF ENTITY
DEBARRED / RESTRAINED FROM ASSOCIATING WITH / ACCESSING CAPITAL MARKET / INTERMEDIARIES FROM 02-JUL-2001 TO 02-JUL-2006
REFERRED TO STATE GOVERNMENTS FOR FILING OF CIVIL/CRIMINAL PROCEEDINGS FOR FRAUD, CHEATING, CRIMINAL BREACH OF TRUST AND MIS-APPROPRIATION OF PUBLIC FUNDS
02-JUL-2001
|
ALL ACCUSED DECLARED AS PROCLAIMED OFFENDERS AND KEPT IN DORMANT FILE
|
| 546 |
|
|
STAR INDIA FARMS & PLANTATIONS PVT.LTD.
|
|
|
|
M.A.HANNAN
|
|
|
M.A.QADEAR
|
|
|
M.A.QUAYOOM
|
|
|
SARDAR BEGUM
|
|
DID NOT APPLY FOR REGISTRATION OF CIS
DID NOT WIND UP TO REPAY INVESTORS AS PER REGULATIONS
|
REQUESTED DCA TO INITIATE WINDING UP OF ENTITY
DEBARRED / RESTRAINED FROM ASSOCIATING WITH / ACCESSING CAPITAL MARKET / INTERMEDIARIES FROM 02-JUL-2001 TO 02-JUL-2006
REFERRED TO STATE GOVERNMENTS FOR FILING OF CIVIL/CRIMINAL PROCEEDINGS FOR FRAUD, CHEATING, CRIMINAL BREACH OF TRUST AND MIS-APPROPRIATION OF PUBLIC FUNDS
02-JUL-2001
|
IN THE MATTER, THE CASE WAS TRANSFERRED FROM ACMM COURT TO SPECIAL COURT. ON TRACING OF THE CASE FILE, IT IS NOTED THAT THE CASE HAD BEEN DISMISSED DUE TO NON SERVICE OF PROCESS ON ACCUSED. NOTE PUT UP BY SRO
|
| 547 |
|
|
STARPLUS FOREST DEVELOPMENT LTD.
|
|
|
|
DHARMENDRA SINGH
|
|
|
MAHARAJ SINGH
|
|
|
PRAMOD RAJPAL
|
|
|
PRATAP SINGH VERMA
|
|
|
RADHA VERMA
|
|
|
SANGEETA
|
|
|
SARDAR SINGH
|
|
|
SHILENDRA KUMAR
|
|
DID NOT APPLY FOR REGISTRATION OF CIS
DID NOT WIND UP TO REPAY INVESTORS AS PER REGULATIONS
|
REQUESTED DCA TO INITIATE WINDING UP OF ENTITY
DEBARRED / RESTRAINED FROM ASSOCIATING WITH / ACCESSING CAPITAL MARKET / INTERMEDIARIES FROM 07-FEB-2001 TO 07-FEB-2006
REFERRED TO STATE GOVERNMENTS FOR FILING OF CIVIL/CRIMINAL PROCEEDINGS FOR FRAUD, CHEATING, CRIMINAL BREACH OF TRUST AND MIS-APPROPRIATION OF PUBLIC FUNDS
07-FEB-2001
|
THE COURT CONVICTED ALL THE ACCUSED AND IMPOSED A FINE OF RS.80,000 EACH ACCUSED IN DEFAULT ACCUSED NO.2 TO 5 SHALL UNDERGO SIMPLE IMPRISONMENT FOR A PERIOD OF 3 MONTHS
|
| 548 |
|
|
STARTEK PLANTATIONS & RESORTS LTD.
|
|
|
|
V.K.SHARMA
|
|
DID NOT APPLY FOR REGISTRATION OF CIS
DID NOT WIND UP TO REPAY INVESTORS AS PER REGULATIONS
|
REQUESTED DCA TO INITIATE WINDING UP OF ENTITY
DEBARRED / RESTRAINED FROM ASSOCIATING WITH / ACCESSING CAPITAL MARKET / INTERMEDIARIES FROM 02-JUL-2001 TO 02-JUL-2006
REFERRED TO STATE GOVERNMENTS FOR FILING OF CIVIL/CRIMINAL PROCEEDINGS FOR FRAUD, CHEATING, CRIMINAL BREACH OF TRUST AND MIS-APPROPRIATION OF PUBLIC FUNDS
02-JUL-2001
|
ACCUSED NO.2 CONVICTED AND SENTENCED TO RIGOROUS IMPRISONMENT FOR 1 YEAR. IN ADDITION ACCUSED NO.1 AND 2 ALSO TO PAY A FINE OF RS.5 LAKH AND IN DEFAULT OF PAYMENT OF FINE A-2 SHALL UNDERGO SIMPLE IMPRISONMENT FOR 6 MONTHS. PROCEEDINGS AGAINST ACCUSED NO.3 ABATED.ON ACCOUNT OF HIS DEATH
|
| 549 |
|
|
STEP-UP MARKETING PVT.LTD.
(CIN:U51909HR2002PTC034910
PAN:AAZFS6704Q)
|
|
|
|
HARJIT SINGH DHARIWAL
PAN:ADJPD2284P
|
|
|
RAGHBIR KAUR
DIN:01622483
PAN:AMUPK7500K
|
|
OPERATED CIS SCHEMES WITHOUT OBTAINING CERTIFICATE OF REGISTRATION FROM SEBI
|
DIRECTED NOT TO COLLECT ANY MONEY AND/OR FEE FROM THE INVESTORS FROM 15-DEC-2015 TO 14-DEC-2019
DIRECTED NOT TO LAUNCH ANY NEW SCHEMES FROM 15-DEC-2015 TO 14-DEC-2019
DIRECTED TO PROVIDE FULL INVENTORY OF ASSETS OWNED BY COMPANY
DIRECTED NOT TO DISPOSE OF ANY OF THE PROPERTIES OR ALIENATE (DIRECTLY OR INDIRECTLY) ASSETS OF THE SCHEME FROM 15-DEC-2015 TO 14-DEC-2019
DIRECTED NOT TO DIVERT ANY FUNDS RAISED FROM PUBLIC AT LARGE KEPT IN BANK ACCOUNT AND/OR IN THE CUSTODY OF THE COMPANY FROM 15-DEC-2015 TO 14-DEC-2019
DIRECTED TO SUBMIT DETAILS OF AMOUNT MOBILIZED AND REFUNDED TILL DATE
DIRECTED TO SUBMIT LIST OF INVESTORS WITH FULL PARTICULARS SUCH AS PAN NUMBER, ADDRESS ETC.
DIRECTED TO SUBMIT FINANCIAL STATEMENTS DULY CERTIFIED BY STATUTORY AUDITOR FOR THE LAST THREE YEARS
DEBARRED / RESTRAINED FROM ASSOCIATING WITH / ACCESSING CAPITAL MARKET / INTERMEDIARIES FROM 15-DEC-2015 TO 14-DEC-2019
DEBARRED/RESTRAINED FROM BUYING/SELLING/DEALING/IPOS IN SECURITIES/SPECIFIED SCRIPS DIRECTLY/INDIRECTLY FROM 15-DEC-2015 TO 14-DEC-2019
DIRECTED TO SUBMIT REPORT IN REGARD TO WINDING UP OF CIS AND REPAYMENT OF MONIES TO SEBI IN ACCORDANCE TO CIS REGULATIONS
22-AUG-2014
|
SEBI VIDE ITS ORDER DATED 15/12/2015 DIRECTED STEP-UP MARKETING PVT.LTD. AND ITS DIRECTORS MR.HARJIT SINGH DHARIWAL AND MS.RAGHBHIR KAUR TO 1) ABSTAIN FROM COLLECTING ANY MONEY FROM INVESTORS OR LAUNCH OR CARRY OUT ANY COLLECTIVE INVESTMENT SCHEMES INCLUDING THE SCHEMES WHICH HAVE BEEN INDENTIFIED AS A COLLECTIVE INVESTMENT SCHEME IN THIS ORDER 2. RESTRAINED FROM ACCESSING SECURITIES MARKET AND ARE PROHIBITED FROM BUYING, SELLING OR OTHERWISE DEALING IN SECURITIES MARKET FOR A PERIOD OF 4 YEARS FROM DATE OF THIS ORDER 3. WIND UP ITS EXISTING COLLECTIVE INVESTMENT SCHEME AND REFUND THE MONEY COLLECTED UNDER SCHEME WITH RETURNS WHICH ARE DUE TO INVESTORS AS PER TERMS OF OFFER WITHIN A PERIOD OF THREE MONTHS FROM DATE OF THIS ORDER AND SUBMIT WINDING UP AND REPAYMENT REPORT TO SEBI IN ACCORDANCE WITH SEBI (CIS) REGULATIONS, 1999, INCLUDING TRAIL OF FUNDS CLAIMED TO BE REFUNDED, BANK ACCOUNT STATEMENTS INDICATING REFUND TO INVESTORS AND RECEIPT FROM INVESTORS ACKNOWLEDGING SUCH REFUND 4. NOT TO ALIENATE OR DISPOSE OFF OR SELL ANY ASSETS OF COMPANY EXCEPT FOR THE PURPOSE OF MAKING REFUNDS TO ITS INVESTORS 5. PROVIDE FULL INVENTORY OF ALL THEIR ASSETS AND PROPERTIES AND DETAILS OF THEIR BANK ACCOUNTS, DEMAT ACCOUNTS AND HOLDINGS OF SHARES / SECURITIES, IF HELD IN PHYSICAL FORM
SEBI VIDE ITS NOTICE DATED 10/11/2016 DIRECTED ALL THE BANKS IN INDIA AND/OR NSDL/CDSL TO 1. ATTACH ALL THE ACCOUNTS BY WHATEVER NAME CALLED INCLUDING LOCKERS EITHER SINGLY OR JOINTLY WITH ANY PERSON/S AND ALL OTHER AMOUNT/PROCEEDS DUE OR MAY BECOME DUE OR ANY MONEY HELD OR MAY SUBSEQUENTLY HOLD FOR ON ACCOUNT OF THE DEFAULTERS AND 2. NOT TO DEBIT ANY AMOUNT IN THE SAID ACCOUNT/S.HOWEVER CREDITS, IF ANY, INTO THE ACCOUNT MAY BE ALLOWED
|
| 550 |
|
|
SUGANDHA GREEN FORESTS LTD.
|
|
|
|
AJAY KUMAR RAKTALE
|
|
|
ANIL RICHHARIA
|
|
|
ARCHANA MAHESHWARI
|
|
|
DILIP KUMAR VERMA
|
|
|
KALPANA VERMA
|
|
|
SHARAD SAXENA
|
|
DID NOT APPLY FOR REGISTRATION OF CIS
DID NOT WIND UP TO REPAY INVESTORS AS PER REGULATIONS
|
REQUESTED DCA TO INITIATE WINDING UP OF ENTITY
DEBARRED / RESTRAINED FROM ASSOCIATING WITH / ACCESSING CAPITAL MARKET / INTERMEDIARIES FROM 02-JUL-2001 TO 02-JUL-2006
REFERRED TO STATE GOVERNMENTS FOR FILING OF CIVIL/CRIMINAL PROCEEDINGS FOR FRAUD, CHEATING, CRIMINAL BREACH OF TRUST AND MIS-APPROPRIATION OF PUBLIC FUNDS
02-JUL-2001
|
|
| 551 |
|
|
SUMAN MOTELS LTD.
(PAN:AAACS9164Q)
|
|
|
|
ABDUL RASHID
|
|
|
ANIL M.KADAKIA
|
|
|
BHARATI SURENDRA KHANDHAR
|
|
|
DAMODAR PATKAR
|
|
|
JAVED AKHTAR
|
|
|
MUKHTAR HUSSAIN
|
|
|
PRAFUL M.KHANDHAR
|
|
|
SHEIKH MUKHTAR HUSSAIN
|
|
|
SRIKANT M.CHITNIS
|
|
|
SURENDRA MANSUKLAL KHANDHAR
|
|
|
VIJAY S.KUMAR
|
|
|
VINOD B.MISTRY
|
|
DID NOT APPLY FOR REGISTRATION OF CIS
DID NOT WIND UP TO REPAY INVESTORS AS PER REGULATIONS
|
REQUESTED DCA TO INITIATE WINDING UP OF ENTITY
DEBARRED / RESTRAINED FROM ASSOCIATING WITH / ACCESSING CAPITAL MARKET / INTERMEDIARIES FROM 27-SEP-2002 TO 27-SEP-2007
REFERRED TO POLICE AUTHORITIES TO FILE FIR
REFERRED TO STATE GOVERNMENTS FOR FILING OF CIVIL/CRIMINAL PROCEEDINGS FOR FRAUD, CHEATING, CRIMINAL BREACH OF TRUST AND MIS-APPROPRIATION OF PUBLIC FUNDS
LAUNCHED PROSECUTION AGAINST THE ENTITY AND ITS DIRECTORS U/S 24 AND 27 OF THE SEBI ACT
27-SEP-2002
|
SEBI VIDE ITS ORDER DATED 13/11/2014 DIRECTED INSPECTORS GENERAL OF REGISTRATION, MAHARASHTRA, KARNATAKA AND UTTARANCHAL AND CONCERNED TAHASILDAR, DISTRICT REGISTRARS AND SUB-REGISTRARS OF THE RESPECTIVE AREAS WHERE THE PROPERTIES ARE LOCATED NOT TO ACT UPON ANY DOCUMENTS PURPORTING TO BE DEALING WITH TRANSFER, MORTGAGE, CHARGE, LEASE OR CREATION OR ALTERATION OF ANY INTEREST IN ANY OF THE PROPERTIES, IF PRESENTED FOR REGISTRATION
SEBI VIDE ITS ORDER DATED 17/02/2016 ORDERED TO SALE THE PROPERTY (1661 SQ.FT. FURNISHED OFFICE PREMISE SITUATED AT 101,INDIA PRINTING HOUSE,42, AMBEDKAR ROAD, WADALA, MUMBAI-400031) THROUGH E-AUCTION IN SATISFACTION OF DUES
SEBI VIDE ITS ORDER DATED 29/06/2015 DIRECTED TO SALE THE OFFICE PREMISE SITUATED AT 101,INDIA PRINTING HOUSE,42, AMBEDKAR ROAD, WADALA, MUMBAI-400031 THROUGH E-AUCTION IN SATISFACTION OF DUES
SEBI VIDE ITS NOTICE DATED 04/08/2017 DIRECTED TO SALE THE IMMOVABLE PROPERTIES THROUGH E-AUCTION IN SATISFACTION OF DUES
SEBI VIDE ITS NOTICE DATED 10/08/2018 ORDERED TO SALE OF THE PROPERTY THROUGH E-AUCTION IN SATISFACTION OF DUES
|
| 552 |
|
|
SUMAN PLANTATIONS PVT.LTD.
|
|
|
|
SAJJANLAL JAIN
|
|
|
SANPATRAJ JAIN
|
|
|
SHYAM SUNDER KHANDELWAL
|
|
|
SUBHASCHAND JAIN
|
|
DID NOT APPLY FOR REGISTRATION OF CIS
DID NOT WIND UP TO REPAY INVESTORS AS PER REGULATIONS
|
REQUESTED DCA TO INITIATE WINDING UP OF ENTITY
DEBARRED / RESTRAINED FROM ASSOCIATING WITH / ACCESSING CAPITAL MARKET / INTERMEDIARIES FROM 02-JUL-2001 TO 02-JUL-2006
REFERRED TO STATE GOVERNMENTS FOR FILING OF CIVIL/CRIMINAL PROCEEDINGS FOR FRAUD, CHEATING, CRIMINAL BREACH OF TRUST AND MIS-APPROPRIATION OF PUBLIC FUNDS
02-JUL-2001
|
|
| 553 |
|
|
SUMANGAL INDUSTRIES LTD.
(CIN:U70100WB2010PLC150956
PAN:AAPCS1196R)
|
|
|
|
ASTICK KUMAR ROY
|
|
|
DEBIKA ADHIKARY
|
|
|
GOPAL CHANDRA ADHIKARY
PAN:ACWPA7524R
|
|
|
INDUSHEKHAR CHAKRABOTY
DIN:03578355
PAN:ARLPC7486N
|
|
|
KAUSHIK ROY
PAN:AANPR5592F
|
|
|
MADHUMITA ADHIKARY
PAN:ANNPA0414E
|
|
|
SAJAL BHATTACHARYA
|
|
|
SARBANI ADHIKARY
|
|
|
SOMNATH ADHIKARY
PAN:AIHPA8279L
|
|
|
SOUMEN GHOSH
PAN:AHGPG1610B
|
|
|
SUBRATA ADHIKARY
PAN:AFCPA5220R
|
|
OPERATED CIS SCHEMES WITHOUT OBTAINING CERTIFICATE OF REGISTRATION FROM SEBI
|
DIRECTED NOT TO COLLECT ANY MONEY AND/OR FEE FROM THE INVESTORS FROM 03-JAN-2020 TILL THE COMPLETION OF REFUND
DIRECTED TO WIND UP CIS AND REFUND MONEY TO THE INVESTORS FROM 03-JAN-2020 TILL THE COMPLETION OF REFUND
DIRECTED TO SUBMIT REPORT IN REGARD TO WINDING UP OF CIS AND REPAYMENT OF MONIES TO SEBI IN ACCORDANCE TO CIS REGULATIONS
DIRECTED NOT TO LAUNCH ANY NEW SCHEMES FROM 03-JAN-2020 TILL THE COMPLETION OF REFUND
DEBARRED / RESTRAINED FROM ASSOCIATING WITH / ACCESSING CAPITAL MARKET / INTERMEDIARIES FROM 03-JAN-2020 TILL THE COMPLETION OF REFUND
DEBARRED/RESTRAINED FROM BUYING/SELLING/DEALING/IPOS IN SECURITIES/SPECIFIED SCRIPS DIRECTLY/INDIRECTLY FROM 03-JAN-2020 TILL THE COMPLETION OF REFUND
09-JUL-2013
|
SAT: SAT VIDE ITS ORDER DATED 03/02/2014 EXTENDED THE TIME FOR COMPLETING THE PROCESS OF REFUNDING THE MONEY TILL 31/01/2015. NO COSTS
SEBI VIDE ITS NOTICE DATED 02/06/2015 DIRECTED ALL THE BANKS IN INDIA AND/OR NSDL/CDSL TO 1. ATTACH ALL THE ACCOUNTS BY WHATEVER NAME CALLED INCLUDING LOCKERS EITHER SINGLY OR JOINTLY WITH ANY PERSON/S AND ALL OTHER AMOUNT/PROCEEDS DUE OR MAY BECOME DUE OR ANY MONEY HELD OR MAY SUBSEQUENTLY HOLD FOR ON ACCOUNT OF THE DEFAULTERS AND 2. NOT TO DEBIT ANY AMOUNT IN THE SAID ACCOUNT/S.HOWEVER CREDITS, IF ANY, INTO THE ACCOUNT MAY BE ALLOWED
SEBI VIDE ITS ORDER DATED 03/12/2015 PROHIBITED DEFAULTERS FROM DISPOSING, TRANSFERRING, ALIENATING OR CHARGING IN RESPECT OF PROPERTIES ATTACHED AND FROM TAKING ANY BENEFIT UNDER SUCH DISPOSAL, TRANSFER, ALIENATION OR CHARGE IN RESPECT OF THE PROPERTIES AND DIRECTED DEFAULTERS TO FURNISH SEBI AT ITS EASTERN REGIONAL OFFICE, KOLKATA, COMPLETE DETAILS OF ALL THE MOVABLE AND IMMOVABLE PROPERTIES HELD BY DEFAULTERS AND CHARGES DULY CERTIFIED BY BOARD OF DIRECTORS WITHIN TWO WEEKS FROM DATE OF THIS ORDER. FURTHER DIRECTED INSPECTORS GENERAL OF REGISTRATION OF ALL THE STATES AND UNION TERRITORIES AND TEHSILDARS, DISTRICT REGISTRAR AND SUB-REGISTARS OF RESPECTIVE AREAS NOT TO ACT UPON ANY DOCUMENTS PURPORTING TO BE DEALING WITH TRANSFER, MORTGAGE, CHARGE, LEASE OR CREATION OR ALTERATION OF ANY INTEREST IN ANY OF THE PROPERTIES, IF PRESENTED FOR REGISTRATION
SAT: SAT VIDE ITS ORDER DATED 16/11/2015 DISPOSED OFF THE APPEAL WITH LIBERTY TO APPELLANTS TO WITHDRAW THE APPEL AND FILE A FRESH APPEAL WITHIN A PERIOD OF THREE WEEKS. NO COSTS
SAT: SAT VIDE ITS ORDER DATED 11/02/2016 DISMISSED THE APPEAL AS WITHDRAWN. NO COSTS
SAT: SAT VIDE ITS ORDER DATED 21/04/2016 DISMISSED THE APPEAL. NO COSTS
SEBI VIDE ITS ORDER DATED 27/01/2017 DIRECTED ALL THE BANKS IN INDIA/NSDL/CDSL TO RELEASE ALL THE BANK ACCOUNTS/LOCKERS/DEMAT ACCOUNTS AND MUTUAL FUND FOLIOS OF THE DEFAULTERS WHICH WERE ATTACHED PURSUANT TO THE NOTICE OF ATTACHMENT DATED 02/06/2015
SEBI VIDE ITS ORDER DATED 03/01/2020 DIRECTED TO 1) WIND UP ITS CIS AND REFUND THE MONEY COLLECTED UNDER SCHEME WITH RETURNS DUE TO INVESTORS VIDE ORDER DATED 09/07/2013 2) RESTRAINED FROM ACCESSING SECURITIES MARKET AND PROHIBITED FROM BUYING, SELLING OR OTHERWISE DEALING IN SECURITIES MARKETDIRECTLY OR INDIRECTLY IN WHATSOEVER MANNER FROM DATE OF THIS ORDER TILL COMPLETION OF REFUND
SEBI VIDE ITS ORDER DATED 23/03/2023 EXTENDED THE PERIOD OF ATTACHMENT ON ALL THE PROPERTIES OF THE DEFAULTERS BY ANOTHER PERIOD OF THREE YEARS FROM DATE OF EXPIRY OF EARLIER PROHIBITORY ORDER DATED 03/12/2015
|
| 554 |
|
|
SUNBEAM FOREST LTD.
|
|
|
|
MANU DATT SHARMA
|
|
|
MEENAKSHI SHARMA
|
|
|
RAKESH KUMAR SHARMA
|
|
DID NOT APPLY FOR REGISTRATION OF CIS
DID NOT WIND UP TO REPAY INVESTORS AS PER REGULATIONS
|
REQUESTED DCA TO INITIATE WINDING UP OF ENTITY
DEBARRED / RESTRAINED FROM ASSOCIATING WITH / ACCESSING CAPITAL MARKET / INTERMEDIARIES FROM 07-FEB-2001 TO 07-FEB-2006
REFERRED TO STATE GOVERNMENTS FOR FILING OF CIVIL/CRIMINAL PROCEEDINGS FOR FRAUD, CHEATING, CRIMINAL BREACH OF TRUST AND MIS-APPROPRIATION OF PUBLIC FUNDS
LAUNCHED PROSECUTION AGAINST THE ENTITY AND ITS DIRECTORS U/S 24 AND 27 OF THE SEBI ACT
07-FEB-2001
|
ALL ACCUSED DECLARED PO
|
| 555 |
|
|
SUNDARA SRI SAI PLANTATIONS PVT.LTD.
|
|
|
|
B.V.V.SATYANARAYANAMURTHY
|
|
|
BANDI ADINARAYANA
|
|
|
BOJANAPALLI SURYANARAYA MURTHY
|
|
|
CHAKKA SHRIMANNARAYANA
|
|
|
K.V.SURYANARAYANA
|
|
|
MAREMALLA LOKESH
|
|
|
MARISETTY HARANADHBABA
|
|
|
REDDY NARAYANA MURTHY
|
|
|
ROSHAN AGARWAL
|
|
|
TULA PRABHAKARA RAO
|
|
|
VUPPALA SUBRAHMANYESWARA NOOKARAJU
|
|
DID NOT APPLY FOR REGISTRATION OF CIS
DID NOT WIND UP TO REPAY INVESTORS AS PER REGULATIONS
|
REQUESTED DCA TO INITIATE WINDING UP OF ENTITY
DEBARRED / RESTRAINED FROM ASSOCIATING WITH / ACCESSING CAPITAL MARKET / INTERMEDIARIES FROM 02-JUL-2001 TO 02-JUL-2006
REFERRED TO STATE GOVERNMENTS FOR FILING OF CIVIL/CRIMINAL PROCEEDINGS FOR FRAUD, CHEATING, CRIMINAL BREACH OF TRUST AND MIS-APPROPRIATION OF PUBLIC FUNDS
02-JUL-2001
|
|
| 556 |
|
|
SUNPLANT AGRO LTD.
(CIN:U01122WB1993PLC059523
PAN:AADCS8447H)
|
|
|
|
GIRIJA SHANKAR KUMAR
DIN:00355512
PAN:AKAPK2774R
|
|
|
SANT KUMAR
DIN:02082593
PAN:BBXPK3112N
|
|
OPERATED CIS SCHEMES WITHOUT OBTAINING CERTIFICATE OF REGISTRATION FROM SEBI
|
DIRECTED NOT TO COLLECT ANY MONEY AND/OR FEE FROM THE INVESTORS FROM 30-DEC-2013 TO 29-DEC-2018
DIRECTED NOT TO LAUNCH ANY NEW SCHEMES FROM 30-DEC-2013 TO 29-DEC-2018
DIRECTED NOT TO DISPOSE OF ANY OF THE PROPERTIES OR ALIENATE (DIRECTLY OR INDIRECTLY) ASSETS OF THE SCHEME FROM 30-DEC-2013 TO 29-DEC-2018
DIRECTED NOT TO DIVERT ANY FUNDS RAISED FROM PUBLIC AT LARGE KEPT IN BANK ACCOUNT AND/OR IN THE CUSTODY OF THE COMPANY FROM 30-DEC-2013 TO 29-DEC-2018
DEBARRED / RESTRAINED FROM ASSOCIATING WITH / ACCESSING CAPITAL MARKET / INTERMEDIARIES FROM 30-DEC-2013 TO 29-DEC-2018
DEBARRED/RESTRAINED FROM BUYING/SELLING/DEALING/IPOS IN SECURITIES/SPECIFIED SCRIPS DIRECTLY/INDIRECTLY FROM 30-DEC-2013 TO 29-DEC-2018
PROHIBITED FROM MOBILIZING FUNDS UNDER ANY SCHEMES OR ARRANGEMENT, EXISTING OR FUTURE FROM 30-DEC-2013 TO 29-DEC-2018
IMPOSED PENALTY RS.1,00,00,000 ALONG WITH OTHER ENTITIES/PERSONS
21-OCT-2010
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EX-PARTE ORDER DATED 21/10/2010 CONFIRMED AND DIRECTED COMPANY TO WIND UP ITS EXISTING COLLECTIVE SCHEME(S) AND REFUND MONEY COLLECTED BY IT UNDER THE SCHEME(S) WITH RETURNS WHICH ARE DUE TO THE INVESTORS WITHIN THREE MONTHS FROM THE DATE OF THIS ORDER I.E. 03/05/2011
SEBI VIDE ITS ORDER DATED 30/12/2013 RESTRAINED AND DEBARRED NOTICEES FROM ACCESSING SECURITIES MARKET AND PROHIBITED FROM BUYING, SELLING OR DEALING IN SECURITIES MARKET, DIRECTLY OR INDIRECTLY, IN ANY MANNER WHATSOEVER FOR A PERIOD OF FIVE YEARS FROM DATE OF THIS ORDER AND PROHIBITED FROM MOBILIZING FUNDS UNDER ANY SCHEMES OR ARRANGEMENT, EXISTING OR FUTURE
SEBI VIDE ITS NOTICE DATED 18/07/2014 DIRECTED ALL THE BANKS IN INDIA AND/OR NSDL/CDSL TO 1. ATTACH ALL THE ACCOUNTS BY WHATEVER NAME CALLED INCLUDING LOCKERS EITHER SINGLY OR JOINTLY WITH ANY PERSON/S AND ALL OTHER AMOUNT/PROCEEDS DUE OR MAY BECOME DUE OR ANY MONEY HELD OR MAY SUBSEQUENTLY HOLD FOR ON ACCOUNT OF THE DEFAULTERS AND 2. NOT TO DEBIT ANY AMOUNT IN THE SAID ACCOUNT/S.HOWEVER CREDITS, IF ANY, INTO THE ACCOUNT MAY BE ALLOWED
SEBI VIDE ITS ORDER DATED 15/03/2016 IMPOSED A PENALTY OF RS.1,00,00,000.00 U/S 15HB PAYABLE JOINTLY AND SEVERALLY AS THE NOTICEES FAILED TO COMPLY WITH THE DIRECTIONS ISSUED VIDE ITS ORDER DATED 03/05/2011
SEBI VIDE ITS NOTICE DATED 20/05/2016 ORDERED TO SALE THE PROPERTIES AS PER DETAILS AVAILABLE IN NOTICE
SEBI VIDE ITS ORDER DATED 17/07/2017 ORDERED TO SALE OF THE PROPERTY THROUGH E-AUCTION IN SATISFACTION OF DUES
SEBI VIDE ITS ORDER DATED 29/08/2018 ORDERED TO SALE OF THE PROPERTY THROUGH E-AUCTION IN SATISFACTION OF DUES
INCLUDED IN SEBI LIST DATED 31/12/2017, AS DEFAULTER IN PAYMENT OF PENALTY IMPOSED BY SEBI
SEBI VIDE ITS ORDER DATED 07/03/2019 ORDERED TO SALE OF THE PROPERTY THROUGH E-AUCTION IN SATISFACTION OF DUES
SEBI VIDE ITS ORDER DATED 15/11/2019 DISPOSED OFF THE PETITION CONSIDERING THAT THE APPELLANTS WERE WILLING TO PAY COMPLETE AMOUNT AS DIRECTED VIDE SEBI ORDER AND DIRECTED DEFAULTERS TO SUBMIT WINDING UP AND REPAYMENT REPORT TO SEBI IN ACCORDANCE WITH CIS REGULATIONS ALONG WITH CERTIFICATION OF SUCH REPAYMENT FROM TWO INDEPENDENT PEER REVIEWED CHARTERED ACCOUNTS AS PER SEBI LETTER DATED 22/08/2019 WITHIN FOUR MONTHS FROM THE DATE OF THIS ORDER
SEBI VIDE ITS ORDER DATED 01/04/2022 A) PROHIBITED FROM DISPOSING, TRANSFERRING, ALIENATING OR CHARGING IN RESPECT OF ALL THE IMMOVABLE AND MOVABLE PROPERTIES LISTED IN THE ORDER B) PROHIBITED FROM TAKING ANY BENEFIT UNDER SUCH DISPOSAL, TRANSFER, ALIENATION OR CHARGE IN RESPECT OF THE PROPERTIES C) DIRECTED TO FURNISH, DULY CERTIFIED COPIES OF DOCUMENTS D) DIRECTED INSPECTORS GENERAL OF REGISTRATION ALL THE STATES AND UNION TERRITORIES AND CONCERNED TEHSILDARS, DISTRICT REGISTRARS AND SUB-REGISTRARS OF THE AREAS WHERE THE PROPERTIES ARE LOCATED WITH DIRECTION NOT TO ACT UPON ANY DOCUMENTS PURPORTING TO BE DEALING WITH TRANSFER, MORTGAGE, CHARGE, LEASE OR CREATION OR ALTERATION OF ANY INTEREST IN ANY OF THE PROPERTIES OWNED/HELD BY THE DEFAULTERS, IF PRESENTED FOR REGISTRATION
SEBI VIDE ITS NOTICE DATED 05/09/2022 DIRECTED TO PAY RS.1,79,01,000.00 WITHIN FIFTEEN DAYS FROM RECEIPT OF THIS NOTICE
SEBI VIDE ITS NOTICE DATED 07/09/2022 DIRECTED ALL THE BANKS IN INDIA AND/OR NSDL/CDSL TO 1. ATTACH ALL THE ACCOUNTS BY WHATEVER NAME CALLED INCLUDING LOCKERS, DEMAT ACCOUNTS AND MUTUAL FUNDS FOLIOS EITHER SINGLY OR JOINTLY WITH ANY PERSON/S AND ALL OTHER AMOUNT/PROCEEDS DUE OR MAY BECOME DUE OR ANY MONEY HELD OR MAY SUBSEQUENTLY HOLD FOR ON ACCOUNT OF THE DEFAULTERS AND 2. NOT TO DEBIT ANY AMOUNT IN THE SAID ACCOUNT/S.HOWEVER CREDITS, IF ANY, INTO THE ACCOUNT MAY BE ALLOWED
|
| 557 |
|
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SUNPLANT BIO ENERGY PVT.LTD.
(CIN:U24100WB2011PTC158737
PAN:AAPCS3390F)
|
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AWDHESH KUMAR SINGH
DIN:00301404
PAN:AKQPS6527G
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GIRIJA SHANKAR KUMAR
DIN:00355512
PAN:AKAPK2774R
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NEERAJ PATHAK
DIN:03561265
PAN:BAZPP2860B
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PADMALOCHAN NAYAK
DIN:06966981
PAN:AHZPN2835J
|
|
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SUBIR GUPTA
DIN:07133112
PAN:BONPG5600Q
|
|
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SUMANTA SINHA
DIN:03573218
PAN:ALBPS3314F
|
|
|
SUNIL KUMAR JHA
DIN:03566733
PAN:AMHPJ3198H
|
|
OPERATED CIS SCHEMES WITHOUT OBTAINING CERTIFICATE OF REGISTRATION FROM SEBI
|
DIRECTED NOT TO COLLECT ANY FRESH MONEY FROM THE INVESTORS UNDER ITS EXISTING SCHEMES
DIRECTED NOT TO LAUNCH ANY NEW SCHEME(S) / PLAN OR FLOAT ANY NEW COMPANY/IES/FIRM TO RAISE FRESH MONIES FROM 18-SEP-2017 TO 17-SEP-2021
DIRECTED NOT TO DISPOSE OF ANY OF THE PROPERTIES OR ALIENATE (DIRECTLY OR INDIRECTLY) ASSETS OF THE SCHEME FROM 18-SEP-2017 TO 17-SEP-2021
DIRECTED NOT TO DIVERT ANY FUNDS RAISED FROM PUBLIC AT LARGE KEPT IN BANK ACCOUNT AND/OR IN THE CUSTODY OF THE COMPANY FROM 18-SEP-2017 TO 17-SEP-2021
DIRECTED TO PROVIDE FULL INVENTORY OF ASSETS OWNED BY COMPANY
DIRECTED TO SUBMIT SCHEME WISE LIST OF INVESTORS AND THEIR CONTACT NUMBERS AND ADDRESS ALONG WITH DETAILS OF AMOUNT MOBILIZED & REFUNDED
DIRECTED TO SUBMIT FINANCIAL STATEMENTS DULY CERTIFIED BY STATUTORY AUDITOR FOR THE LAST THREE YEARS
DIRECTED TO REFUND MONEY TO THE INVESTORS
DIRECTED TO SUBMIT REPORT IN REGARD TO WINDING UP OF CIS AND REPAYMENT OF MONIES TO SEBI IN ACCORDANCE TO CIS REGULATIONS
DIRECTED TO FILE CERTIFICATE OF COMPLETION OF PROCESS WITH SEBI FROM TWO INDEPENDENT PEER REVIEWED CHARTERED ACCOUNTANTS
DEBARRED / RESTRAINED FROM ASSOCIATING WITH / ACCESSING CAPITAL MARKET / INTERMEDIARIES FROM 18-SEP-2017 TO 17-SEP-2021
DEBARRED/RESTRAINED FROM BUYING/SELLING/DEALING/IPOS IN SECURITIES/SPECIFIED SCRIPS DIRECTLY/INDIRECTLY FROM 18-SEP-2017 TO 17-SEP-2021
09-DEC-2015
|
SEBI VIDE ITS ORDER DATED 18/09/2017 TO 1) JOINTLY AND SEVEALLY WIND UP ITS EXISTING COLLECTIVE INVESTMENT SCHEMES AND REFUND THE MONEY COLLECTED UNDER SCHEMES WITH RETURNS WHICH ARE DUE TO INVESTORS AS PER TERMS OF OFFER WITHIN A PERIOD OF THREE MONTHS FROM DATE OF THIS ORDER. REFUND SHALL BE MADE THROUGH ‘BANK DEMAND DRAFT’ OR ‘PAY ORDER’ WITHIN A FURTHER PERIOD OF SEVEN DAYS AND SUBMIT WINDING UP AND REPAYMENT REPORT TO SEBI IN ACCORDANCE WITH SEBI (CIS) REGULATIONS 2) NOT TO ALIENATE OR DISPOSE OF OR SELL ANY OF THE ASSETS OF THE COMPANY EXCEPT FOR THE PURPOSE OF MAKING REFUND TO ITS INVESTORS 4) RESTRAINED FROM ACCESSING THE SECURITIES MARKET AND PROHIBITED FROM BUYING, SELLING OR OTHERWISE DEALING IN THE SECURITIES MARKET, DIRECTLY OR INDIRECTLY FOR A PERIOD OF FOUR YEARS FROM THE DATE OF COMPLETION OF REFUND
SEBI VIDE ITS NOTICE DATED 07/02/2020 DIRECTED ALL THE BANKS IN INDIA AND/OR NSDL/CDSL AND/OR MUTUAL FUNDS TO 1. ATTACH ALL THE ACCOUNTS (INCLUDING MUTUAL FUNDS) BY WHATEVER NAME CALLED INCLUDING LOCKERS EITHER SINGLY OR JOINTLY WITH ANY PERSON/S AND ALL OTHER AMOUNT/PROCEEDS DUE OR MAY BECOME DUE OR ANY MONEY HELD OR MAY SUBSEQUENTLY HOLD FOR ON ACCOUNT OF THE DEFAULTERS AND 2. NOT TO DEBIT ANY AMOUNT IN THE SAID ACCOUNT/S.HOWEVER CREDITS, IF ANY, INTO THE ACCOUNT MAY BE ALLOWED
SEBI VIDE ITS ORDER DATED 13/04/2023 DIRECTED ALL THE BANKS AND MUTUAL FUNDS IN INDIA TO REMIT RS.4,88,00,000.00 TO THE EXTENT LYING IN THE ACCOUNT OF NOTICEES TO SEBI BY WAY OF EFT/NEFT/RTGS
|
| 558 |
|
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SUNSHINE GLOBAL AGRO LTD.
(PAN:AAJCS2508K)
|
|
|
|
ANAND KUMAR JHA
PAN:AEKPJ8257J
|
|
|
ASHIF KHAN
PAN:BEMPK1322J
|
|
|
LEKH NARAYAN CHAND
PAN:AALPH6536K
|
|
|
MOHAMMAD AHTESHAMUL HAQ
PAN:ACGPH4147P
|
|
|
MOKARRAM MOHAMMAD
PAN:AJPPM9356A
|
|
|
WASIM KHAN
PAN:CENPK6085G
|
|
OPERATED CIS SCHEMES WITHOUT OBTAINING CERTIFICATE OF REGISTRATION FROM SEBI
|
DIRECTED NOT TO COLLECT ANY MONEY AND/OR FEE FROM THE INVESTORS FROM 09-NOV-2015 TO 08-NOV-2019
DIRECTED NOT TO LAUNCH ANY NEW SCHEMES FROM 09-NOV-2015 TO 08-NOV-2019
DIRECTED TO PROVIDE FULL INVENTORY OF ASSETS OWNED BY COMPANY
DIRECTED NOT TO DISPOSE OF ANY OF THE PROPERTIES OR ALIENATE (DIRECTLY OR INDIRECTLY) ASSETS OF THE SCHEME FROM 09-NOV-2015 TO 08-NOV-2019
DIRECTED NOT TO DIVERT ANY FUNDS RAISED FROM PUBLIC AT LARGE KEPT IN BANK ACCOUNT AND/OR IN THE CUSTODY OF THE COMPANY FROM 09-NOV-2015 TO 08-NOV-2019
DIRECTED TO REFUND MONEY TO THE INVESTORS
DIRECTED TO SUBMIT REPORT IN REGARD TO WINDING UP OF CIS AND REPAYMENT OF MONIES TO SEBI IN ACCORDANCE TO CIS REGULATIONS
DEBARRED / RESTRAINED FROM ASSOCIATING WITH / ACCESSING CAPITAL MARKET / INTERMEDIARIES FROM 09-NOV-2015 TO 08-NOV-2019
DEBARRED/RESTRAINED FROM BUYING/SELLING/DEALING/IPOS IN SECURITIES/SPECIFIED SCRIPS DIRECTLY/INDIRECTLY FROM 09-NOV-2015 TO 08-NOV-2019
15-JUL-2014
|
SEBI VIDE ITS ORDER DATED 09/11/2015 DIRECTED SUNSHINE GLOBAL AGRO LTD. AND ITS DIRECTORS MR.LEKH NARAYAN CHAND, MR.MOKARRAM MOHAMMAD, MR.MOHAMMAD AHTESHAMUL HAQ, MR.ANAND KUMAR JHA, MR.WASIM KHAN, MR.ASHIF KHAN, MR.MOHAMMAD FAISAL AND MR.BIBEKA NAND MANDAL TO 1) ABSTAIN FROM COLLECTING ANY MONEY FROM INVESTORS OR LAUNCH OR CARRY OUT ANY COLLECTIVE INVESTMENT SCHEMES INCLUDING THE SCHEMES WHICH HAVE BEEN INDENTIFIED AS A COLLECTIVE INVESTMENT SCHEME IN THIS ORDER 2) WIND UP ITS EXISTING SCHEME AND REFUND THE MONEY COLLECTED UNDER SCHEME WITH RETURNS WHICH ARE DUE TO INVESTORS AS PER TERMS OF OFFER WITHIN A PERIOD OF THREE MONTHS FROM DATE OF THIS ORDER AND SUBMIT WINDING UP AND REPAYMENT REPORT TO SEBI IN ACCORDANCE WITH SEBI (CIS) REGULATIONS, 1999, INCLUDING TRAIL OF FUNDS CLAIMED TO BE REFUNDED, BANK ACCOUNT STATEMENTS INDICATING REFUND TO INVESTORS AND RECEIPT FROM INVESTORS ACKNOWLEDGING SUCH REFUNDS 3) NOT TO ALIENATE OR DISPOSE OFF OR SELL ANY ASSETS OF COMPANY EXCEPT FOR THE PURPOSE OF MAKING REFUNDS TO ITS INVESTORS 4) DIRECTED TO PROVIDE FULL INVENTORY OF ALL ASSETS AND PROPERTIES AND DETAILS OF ALL THEIR BANK ACCOUNTS, DEMAT ACCOUNTS AND HOLDINGS OF SHARES/SECURITIES, OR HELD IN PHYSICAL FORM 5) RESTRAINED FROM ACCESSING SECURITIES MARKET AND ARE PROHIBITED FROM BUYING, SELLING OR OTHERWISE DEALING IN SECURITIES MARKET FOR A PERIOD OF FOUR YEARS
SEBI VIDE ITS NOTICE DATED 13/10/2016 DIRECTED ALL THE BANKS AND MUTUAL FUNDS IN INDIA AND/OR NSDL/CDSL TO 1. ATTACH ALL THE ACCOUNTS BY WHATEVER NAME CALLED INCLUDING LOCKERS EITHER SINGLY OR JOINTLY WITH ANY PERSON/S AND ALL OTHER AMOUNT/PROCEEDS DUE OR MAY BECOME DUE OR ANY MONEY HELD OR MAY SUBSEQUENTLY HOLD FOR ON ACCOUNT OF THE DEFAULTERS AND 2. NOT TO DEBIT ANY AMOUNT IN THE SAID ACCOUNT/S.HOWEVER CREDITS, IF ANY, INTO THE ACCOUNT MAY BE ALLOWED
SEBI VIDE ITS ORDER DATED 13/06/2018 DIRECTED ALL THE BANKS IN INDIA/NSDL/CDSL TO RELEASE ALL THE BANK ACCOUNTS INCLUDING LOCKERS,DEMAT ACCOUNTS AND MUTUAL FUND FOLIOS OF THE DEFAULTERS WHICH WERE ATTACHED PURSUANT TO THE NOTICE OF ATTACHMENT DATED 13/10/2016
SEBI VIDE ITS ORDER DATED 13/07/2018 A) PROHIBITED FROM DISPOSING, TRANSFERRING, ALIENATING OR CHARGING IN RESPECT OF ALL THE IMMOVABLE AND MOVABLE PROPERTIES LISTED IN THE ORDER B) PROHIBITED FROM TAKING ANY BENEFIT UNDER SUCH DISPOSAL, TRANSFER, ALIENATION OR CHARGE IN RESPECT OF THE PROPERTIES LISTED IN ORDER C) DIRECTED TO FURNISH COMPLETE DETAILS OF ALL MOVABLE AND IMMOVABLE PROPERTIES HELD BY DEFAULTERS AND CHARGES, DULY CERTIFIED BY BOARD OF DIRECTORS WITHIN TWO WEEKS FROM THE DATE OF THIS ORDER AT SEBI, NORTHERN REGIONAL OFFICE, NEW DELHI D) DIRECTED INSPECTORS GENERAL OF REGISTRATION OF ALL THE STATES AND UNION TERRITORIES AND CONCERNED TEHSILDARS, DISTRICT REGISTRARS AND SUB-REGISTRARS OF THE RESPECTIVE AREAS WHERE THE PROPERTIES ARE LOCATED WITH A DIRECTION NOT TO ACT UPON ANY DOCUMENTS PURPORTING TO BE DEALING WITH TRANSFER, MORTGAGE, CHARGE, LEASE OR CREATION OR ALTERATION OF ANY INTEREST IN ANY OF THE PROPERTIES OWNED / HELD BY THE DEFAULTERS, IF PRESENTED FOR REGISTRATION
|
| 559 |
|
|
SUNSHINE GLOBAL AGRO LTD.
(PAN:AAJCS2508K)
|
|
|
|
BIBEKA NAND MANDAL
PAN:CNVPM6593E
|
|
|
MOHAMMAD FAISAL
PAN:AAWPF1464H
|
|
|
YOGESH NARAYAN CHAND
DIN:02083909
|
|
OPERATED CIS SCHEMES WITHOUT OBTAINING CERTIFICATE OF REGISTRATION FROM SEBI
|
DIRECTED NOT TO COLLECT ANY MONEY AND/OR FEE FROM THE INVESTORS FROM 27-FEB-2019 TO 26-FEB-2023
DIRECTED NOT TO LAUNCH ANY NEW SCHEMES FROM 27-FEB-2019 TO 26-FEB-2023
DIRECTED TO PROVIDE FULL INVENTORY OF ASSETS OWNED BY COMPANY
DIRECTED NOT TO DISPOSE OF ANY OF THE PROPERTIES OR ALIENATE (DIRECTLY OR INDIRECTLY) ASSETS OF THE SCHEME FROM 27-FEB-2019 TO 26-FEB-2023
DIRECTED NOT TO DIVERT ANY FUNDS RAISED FROM PUBLIC AT LARGE KEPT IN BANK ACCOUNT AND/OR IN THE CUSTODY OF THE COMPANY FROM 27-FEB-2019 TO 26-FEB-2023
DIRECTED TO REFUND MONEY TO THE INVESTORS
DIRECTED TO SUBMIT REPORT IN REGARD TO WINDING UP OF CIS AND REPAYMENT OF MONIES TO SEBI IN ACCORDANCE TO CIS REGULATIONS
DEBARRED / RESTRAINED FROM ASSOCIATING WITH / ACCESSING CAPITAL MARKET / INTERMEDIARIES FROM 27-FEB-2019 TO 26-FEB-2023
DEBARRED/RESTRAINED FROM BUYING/SELLING/DEALING/IPOS IN SECURITIES/SPECIFIED SCRIPS DIRECTLY/INDIRECTLY FROM 27-FEB-2019 TO 26-FEB-2023
15-JUL-2014
|
SEBI VIDE ITS ORDER DATED 09/11/2015 DIRECTED SUNSHINE GLOBAL AGRO LTD. AND ITS DIRECTORS MR.LEKH NARAYAN CHAND, MR.MOKARRAM MOHAMMAD, MR.MOHAMMAD AHTESHAMUL HAQ, MR.ANAND KUMAR JHA, MR.WASIM KHAN, MR.ASHIF KHAN, MR.MOHAMMAD FAISAL AND MR.BIBEKA NAND MANDAL TO 1) ABSTAIN FROM COLLECTING ANY MONEY FROM INVESTORS OR LAUNCH OR CARRY OUT ANY COLLECTIVE INVESTMENT SCHEMES INCLUDING THE SCHEMES WHICH HAVE BEEN INDENTIFIED AS A COLLECTIVE INVESTMENT SCHEME IN THIS ORDER 2) WIND UP ITS EXISTING SCHEME AND REFUND THE MONEY COLLECTED UNDER SCHEME WITH RETURNS WHICH ARE DUE TO INVESTORS AS PER TERMS OF OFFER WITHIN A PERIOD OF THREE MONTHS FROM DATE OF THIS ORDER AND SUBMIT WINDING UP AND REPAYMENT REPORT TO SEBI IN ACCORDANCE WITH SEBI (CIS) REGULATIONS, 1999, INCLUDING TRAIL OF FUNDS CLAIMED TO BE REFUNDED, BANK ACCOUNT STATEMENTS INDICATING REFUND TO INVESTORS AND RECEIPT FROM INVESTORS ACKNOWLEDGING SUCH REFUNDS 3) NOT TO ALIENATE OR DISPOSE OFF OR SELL ANY ASSETS OF COMPANY EXCEPT FOR THE PURPOSE OF MAKING REFUNDS TO ITS INVESTORS 4) DIRECTED TO PROVIDE FULL INVENTORY OF ALL ASSETS AND PROPERTIES AND DETAILS OF ALL THEIR BANK ACCOUNTS, DEMAT ACCOUNTS AND HOLDINGS OF SHARES/SECURITIES, OR HELD IN PHYSICAL FORM 5) RESTRAINED FROM ACCESSING SECURITIES MARKET AND ARE PROHIBITED FROM BUYING, SELLING OR OTHERWISE DEALING IN SECURITIES MARKET FOR A PERIOD OF FOUR YEARS
SEBI VIDE ITS NOTICE DATED 13/10/2016 DIRECTED ALL THE BANKS AND MUTUAL FUNDS IN INDIA AND/OR NSDL/CDSL TO 1. ATTACH ALL THE ACCOUNTS BY WHATEVER NAME CALLED INCLUDING LOCKERS EITHER SINGLY OR JOINTLY WITH ANY PERSON/S AND ALL OTHER AMOUNT/PROCEEDS DUE OR MAY BECOME DUE OR ANY MONEY HELD OR MAY SUBSEQUENTLY HOLD FOR ON ACCOUNT OF THE DEFAULTERS AND 2. NOT TO DEBIT ANY AMOUNT IN THE SAID ACCOUNT/S.HOWEVER CREDITS, IF ANY, INTO THE ACCOUNT MAY BE ALLOWED
|
| 560 |
|
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SUPERGOLD FORESTS LTD.
|
|
|
|
ABDUL AHAD
|
|
|
ANIL SETH
|
|
|
ARIF H.SHAH
|
|
|
IQBAL WANI
|
|
|
JAGDISH CHANDER
|
|
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KHURSHID KHAN
|
|
|
MOHD.BASHIR K.
|
|
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NAZMUL H.SHAH
|
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P.N.GIRI
|
|
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RAJESH KUMAR BALLI
|
|
|
RAMNATH DATTA
|
|
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SABIR H.SHAH
|
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SAVITA KANSAL
|
|
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SHASHI BALA
|
|
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SUJAIT H.SHAH
|
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SUSHMA DATTA
|
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V.K.DATTA
|
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V.K.KANSAL
|
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V.KUMAR
|
|
|
VIJAY KUMAR DATTA
|
|
DID NOT WIND UP TO REPAY INVESTORS AS PER REGULATIONS
|
DIRECTED TO WIND UP CIS AND REFUND MONEY TO THE INVESTORS FROM 29-JUL-2002 TO 29-JUL-2007
REJECTED APPLICATION FOR REGISTRATION OF CIS
REQUESTED DCA TO INITIATE WINDING UP OF ENTITY
DEBARRED / RESTRAINED FROM ASSOCIATING WITH / ACCESSING CAPITAL MARKET / INTERMEDIARIES FROM 29-JUL-2002 TO 29-JUL-2007
REFERRED TO STATE GOVERNMENTS FOR FILING OF CIVIL/CRIMINAL PROCEEDINGS FOR FRAUD, CHEATING, CRIMINAL BREACH OF TRUST AND MIS-APPROPRIATION OF PUBLIC FUNDS
LAUNCHED PROSECUTION AGAINST THE ENTITY AND ITS DIRECTORS U/S 24 AND 27 OF THE SEBI ACT
29-JUL-2002
|
COPY OF ORDER AWAITED
|
| The regulatory charges/regulatory actions may be fully or partly applicable to the entities/persons mentioned in the second column. |
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| Page 28 of 33
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