| S.No. |
ENTITY |
PERSONS |
REGULATORY CHARGES |
REGULATORY ACTION(S) / DATE OF ORDER |
FURTHER DEVELOPMENTS |
| 521 |
|
UNITED CAPITAL SERVICES (I) LTD.
|
|
|
|
ABDUL QUOYUM KARIMA
|
|
|
DIWAN CHAND SANGRA
|
|
|
GAURI SHANKAR SHARMA
|
|
|
GUMAN SINGH PANWAL
|
|
|
KHAN ABDUL GHANI
|
|
|
MOHD.ALAM
|
|
|
PRABHAKARAN PILLATHU
|
|
|
RAKESH KUMAR SHARMA
|
|
|
ROMESH KUMAR SHARMA
|
|
|
SAROJ BALA
|
|
|
SUBHASH CHANDER
|
|
|
VINOD KUMAR DUTTA
|
|
DID NOT APPLY FOR REGISTRATION OF CIS
DID NOT WIND UP TO REPAY INVESTORS AS PER REGULATIONS
|
REQUESTED DCA TO INITIATE WINDING UP OF ENTITY
DEBARRED / RESTRAINED FROM ASSOCIATING WITH / ACCESSING CAPITAL MARKET / INTERMEDIARIES FROM 29-JUL-2002 TO 29-JUL-2007
REFERRED TO STATE GOVERNMENTS FOR FILING OF CIVIL/CRIMINAL PROCEEDINGS FOR FRAUD, CHEATING, CRIMINAL BREACH OF TRUST AND MIS-APPROPRIATION OF PUBLIC FUNDS
LAUNCHED PROSECUTION AGAINST THE ENTITY AND ITS DIRECTORS U/S 24 AND 27 OF THE SEBI ACT
29-JUL-2002
|
|
| 522 |
|
|
USHA KIRAN TEAK & SANDLE FARM PVT.LTD.
|
|
|
|
BUTUKURI NANJAYYAR
|
|
|
MUVVALA SUBBARAYUDU
|
|
|
SINGARAJU PRATAP
|
|
|
VOOSA SURYAPRAKASA RAO
|
|
DID NOT APPLY FOR REGISTRATION OF CIS
DID NOT WIND UP TO REPAY INVESTORS AS PER REGULATIONS
|
REQUESTED DCA TO INITIATE WINDING UP OF ENTITY
DEBARRED / RESTRAINED FROM ASSOCIATING WITH / ACCESSING CAPITAL MARKET / INTERMEDIARIES FROM 02-JUL-2001 TO 02-JUL-2006
REFERRED TO STATE GOVERNMENTS FOR FILING OF CIVIL/CRIMINAL PROCEEDINGS FOR FRAUD, CHEATING, CRIMINAL BREACH OF TRUST AND MIS-APPROPRIATION OF PUBLIC FUNDS
02-JUL-2001
|
|
| 523 |
|
|
VALUE ADDED PLANTS (I) LTD.
|
|
|
|
ARVIND PARASHARI
|
|
|
KALPANA PRASHARI
|
|
|
RAM BABU PRASHARI
|
|
DID NOT APPLY FOR REGISTRATION OF CIS
DID NOT WIND UP TO REPAY INVESTORS AS PER REGULATIONS
|
REQUESTED DCA TO INITIATE WINDING UP OF ENTITY
DEBARRED / RESTRAINED FROM ASSOCIATING WITH / ACCESSING CAPITAL MARKET / INTERMEDIARIES FROM 02-JUL-2001 TO 02-JUL-2006
REFERRED TO STATE GOVERNMENTS FOR FILING OF CIVIL/CRIMINAL PROCEEDINGS FOR FRAUD, CHEATING, CRIMINAL BREACH OF TRUST AND MIS-APPROPRIATION OF PUBLIC FUNDS
02-JUL-2001
|
ALL ACCUSED DECLARED AS PROCLAIMED OFFENDERS AND KEPT IN DORMANT
|
| 524 |
|
|
VANALAKSHMI PLANTATIONS PVT.LTD.
|
|
|
|
J.PRAMEELA KUMARI
|
|
|
J.VIJAYALAKSHMI
|
|
|
K.GOVINDA PILLAI
|
|
|
K.M.V.NARAYANA BABU
|
|
|
K.PRABHAKAR
|
|
|
K.SUDHAKAR
|
|
DID NOT APPLY FOR REGISTRATION OF CIS
DID NOT WIND UP TO REPAY INVESTORS AS PER REGULATIONS
|
REQUESTED DCA TO INITIATE WINDING UP OF ENTITY
DEBARRED / RESTRAINED FROM ASSOCIATING WITH / ACCESSING CAPITAL MARKET / INTERMEDIARIES FROM 02-JUL-2001 TO 02-JUL-2006
REFERRED TO STATE GOVERNMENTS FOR FILING OF CIVIL/CRIMINAL PROCEEDINGS FOR FRAUD, CHEATING, CRIMINAL BREACH OF TRUST AND MIS-APPROPRIATION OF PUBLIC FUNDS
02-JUL-2001
|
|
| 525 |
|
|
VANANCHAL FLORICULTURE INDIA LTD.
|
|
|
|
AMOD KUMAR JAIN
|
|
|
JITENDRA KUMAR
|
|
|
PURAN RATHOD
|
|
|
PUSHPALATA PANDIT
|
|
|
RAMJEE PRASAD
|
|
|
SHIV SHAKTI PRASAD
|
|
|
USHA PRASAD
|
|
|
VIJAY KUMAR DUBEY
|
|
DID NOT APPLY FOR REGISTRATION OF CIS
DID NOT WIND UP TO REPAY INVESTORS AS PER REGULATIONS
|
REQUESTED DCA TO INITIATE WINDING UP OF ENTITY
DEBARRED / RESTRAINED FROM ASSOCIATING WITH / ACCESSING CAPITAL MARKET / INTERMEDIARIES FROM 02-JUL-2001 TO 02-JUL-2006
REFERRED TO STATE GOVERNMENTS FOR FILING OF CIVIL/CRIMINAL PROCEEDINGS FOR FRAUD, CHEATING, CRIMINAL BREACH OF TRUST AND MIS-APPROPRIATION OF PUBLIC FUNDS
02-JUL-2001
|
THE COURT CONVICTED ACCUSED NO.1 COMPANY AND 4 AND SENTENCED TO PAY A FINE OF RS.50,000 EACH ACCUSED NO.2 WAS DECLARED AS PROCLAIMED OFFENDER. ACCUSED 3- DEAD
|
| 526 |
|
|
VANLAXMI AGRO DEVELOPERS (INDIA) LTD.
|
|
|
|
ASHOK MANSING SHINDE
|
|
|
GANESH SHANTARAM GHADIGAONKAR
|
|
|
MADHUKAR BHAGWAN PADWAL
|
|
|
SANJAY BHAGWAN PADWAL
|
|
|
SURYAKANT PANDURANG ZAGADE
|
|
|
VIJAY RAJARAM WAKKAR
|
|
DID NOT APPLY FOR REGISTRATION OF CIS
DID NOT WIND UP TO REPAY INVESTORS AS PER REGULATIONS
|
REQUESTED DCA TO INITIATE WINDING UP OF ENTITY
DEBARRED / RESTRAINED FROM ASSOCIATING WITH / ACCESSING CAPITAL MARKET / INTERMEDIARIES FROM 02-JUL-2001 TO 02-JUL-2006
REFERRED TO STATE GOVERNMENTS FOR FILING OF CIVIL/CRIMINAL PROCEEDINGS FOR FRAUD, CHEATING, CRIMINAL BREACH OF TRUST AND MIS-APPROPRIATION OF PUBLIC FUNDS
LAUNCHED PROSECUTION AGAINST THE ENTITY AND ITS DIRECTORS U/S 24 AND 27 OF THE SEBI ACT
02-JUL-2001
|
ACQUITTED
SEBI VIDE ITS NOTICE DATED 16/07/2014 DIRECTED ALL THE BANKS IN INDIA AND/OR NSDL/CDSL TO 1. ATTACH ALL THE ACCOUNTS BY WHATEVER NAME CALLED INCLUDING LOCKERS , DEMAT ACCOUNTS AND MUTUAL FUNDS FOLIOS EITHER SINGLY OR JOINTLY WITH ANY PERSON/S AND ALL OTHER AMOUNT/PROCEEDS DUE OR MAY BECOME DUE OR ANY MONEY HELD OR MAY SUBSEQUENTLY HOLD FOR ON ACCOUNT OF THE DEFAULTERS AND 2. NOT TO DEBIT ANY AMOUNT IN THE SAID ACCOUNT/S.HOWEVER CREDITS, IF ANY, INTO THE ACCOUNT MAY BE ALLOWED
SEBI VIDE ITS ORDER DATED 12/12/2022 DIRECTED ALL THE BANKS TO REMIT RS.36,00,000.00 TO THE EXTENT LYING IN THE ACCOUNT OF VANLAXMI AGRO DEVELOPERS (INDIA) LTD., MR.ASHOK MANSING SHINDE, MR.GANESH SHANTARAM GHADIGAONKAR, MR.MADHUKAR BHAGWAN PADWAL, MR.SANJAY BHAGWAN PADWAL, MR.SURYAKANT PANDURANG ZAGADE & MR.VIJAY RAJARAM WAKKAR TO SEBI BY WAY OF EFT/NEFT/RTGS
|
| 527 |
|
|
VARINDHABAN FORESTS LTD.
|
|
|
|
ARVIND PARASHARI
|
|
|
ASHOK KUMAR
|
|
|
DEVINDER KAUR
|
|
|
MANJIT KOUR
|
|
|
RAKESH KUMAR
|
|
DID NOT APPLY FOR REGISTRATION OF CIS
DID NOT WIND UP TO REPAY INVESTORS AS PER REGULATIONS
|
REQUESTED DCA TO INITIATE WINDING UP OF ENTITY
DEBARRED / RESTRAINED FROM ASSOCIATING WITH / ACCESSING CAPITAL MARKET / INTERMEDIARIES FROM 02-JUL-2001 TO 02-JUL-2006
REFERRED TO STATE GOVERNMENTS FOR FILING OF CIVIL/CRIMINAL PROCEEDINGS FOR FRAUD, CHEATING, CRIMINAL BREACH OF TRUST AND MIS-APPROPRIATION OF PUBLIC FUNDS
02-JUL-2001
|
SAT: IMPUGNED ORDER UPHELD,APPEAL DISMISSED
ALL ACCUSED DECLARED AS PROCLAIMED OFFENDERS AND KEPT IN DORMANT FILE
|
| 528 |
|
|
VARTIKA AGRO INDUSTRIES (INDIA) LTD.
|
|
|
|
AMAR NATH SHUKLA
|
|
|
RISHI KUMAR PANDEY
|
|
|
SHEELA PANDEY
|
|
DID NOT APPLY FOR REGISTRATION OF CIS
DID NOT WIND UP TO REPAY INVESTORS AS PER REGULATIONS
|
REQUESTED DCA TO INITIATE WINDING UP OF ENTITY
DEBARRED / RESTRAINED FROM ASSOCIATING WITH / ACCESSING CAPITAL MARKET / INTERMEDIARIES FROM 02-JUL-2001 TO 02-JUL-2006
REFERRED TO STATE GOVERNMENTS FOR FILING OF CIVIL/CRIMINAL PROCEEDINGS FOR FRAUD, CHEATING, CRIMINAL BREACH OF TRUST AND MIS-APPROPRIATION OF PUBLIC FUNDS
02-JUL-2001
|
ACCUSED MOBILIZED RS.3.2 LAKH. ALL ACCUSED CONVICTED AND SENTENCED TO FINE OF
RS.8000 EACH AND ON DEFAULT SIMPLE IMPRISONMENT FOR 1 MONTH. AWARD OF RS.1000 FROM EACH CONVICT WAS AWARDED TO SEBI AND ON DEFAULT 15 DAYS SIMPLE IMPRISONMENT (SI). FURTHER, ORDERED TO FILE WRR WITHIN TWO MONTHS WITH SEBI
|
| 529 |
|
|
VARUNI PLANTATION LTD.
|
|
|
|
KULDEEP SINGH PARMAR
|
|
DID NOT APPLY FOR REGISTRATION OF CIS
DID NOT WIND UP TO REPAY INVESTORS AS PER REGULATIONS
|
REQUESTED DCA TO INITIATE WINDING UP OF ENTITY
DEBARRED / RESTRAINED FROM ASSOCIATING WITH / ACCESSING CAPITAL MARKET / INTERMEDIARIES FROM 02-JUL-2001 TO 02-JUL-2006
REFERRED TO STATE GOVERNMENTS FOR FILING OF CIVIL/CRIMINAL PROCEEDINGS FOR FRAUD, CHEATING, CRIMINAL BREACH OF TRUST AND MIS-APPROPRIATION OF PUBLIC FUNDS
02-JUL-2001
|
|
| 530 |
|
|
VASUDHAIV PLANTATIONS & LIFESTOCKS LTD.
|
|
|
|
ALOK SINHA
|
|
|
ASHOK KUMAR AGARWAL
|
|
|
BABITA CHOWKANI
|
|
|
MANOJ KUMAR GUPTA
|
|
|
P.K.SAMANT
|
|
|
PRADEEP KUMAR TULSIYAN
|
|
|
PRADIP KUMAR SAMANT
|
|
|
SATISH KUMAR CHOKHANI
|
|
|
VIJAY KUMAR GUPTA
|
|
DID NOT APPLY FOR REGISTRATION OF CIS
DID NOT WIND UP TO REPAY INVESTORS AS PER REGULATIONS
|
REQUESTED DCA TO INITIATE WINDING UP OF ENTITY
DEBARRED / RESTRAINED FROM ASSOCIATING WITH / ACCESSING CAPITAL MARKET / INTERMEDIARIES FROM 02-JUL-2001 TO 02-JUL-2006
REFERRED TO STATE GOVERNMENTS FOR FILING OF CIVIL/CRIMINAL PROCEEDINGS FOR FRAUD, CHEATING, CRIMINAL BREACH OF TRUST AND MIS-APPROPRIATION OF PUBLIC FUNDS
02-JUL-2001
|
ACCUSED MOBILIZED RS.9.7 LAKH. ALL ACCUSED CONVICTED AND SENTENCED TO FINE OF
RS.30,000 EACH AND ON DEFAULT SIMPLE IMPRISONMENT FOR 6 MONTHS
|
| 531 |
|
|
VASUNDHARA FARMS & PLANTATIONS PVT.LTD.
|
|
|
|
RAMESH MANGAL
|
|
|
SALIL VAIDYA
|
|
DID NOT APPLY FOR REGISTRATION OF CIS
DID NOT WIND UP TO REPAY INVESTORS AS PER REGULATIONS
|
REQUESTED DCA TO INITIATE WINDING UP OF ENTITY
DEBARRED / RESTRAINED FROM ASSOCIATING WITH / ACCESSING CAPITAL MARKET / INTERMEDIARIES FROM 02-JUL-2001 TO 02-JUL-2006
REFERRED TO STATE GOVERNMENTS FOR FILING OF CIVIL/CRIMINAL PROCEEDINGS FOR FRAUD, CHEATING, CRIMINAL BREACH OF TRUST AND MIS-APPROPRIATION OF PUBLIC FUNDS
02-JUL-2001
|
|
| 532 |
|
|
VASUNDHARA FORESTS LTD.
|
|
|
|
NIDHI CHOPRA
|
|
|
POONAM CHOPRA
|
|
|
S.P.KAPOOR
|
|
|
SANJAY KAPOOR
|
|
|
SUDESH CHOPRA
|
|
|
SWARN KAPOOR
|
|
|
UMESH CHOPRA
|
|
DID NOT APPLY FOR REGISTRATION OF CIS
DID NOT WIND UP TO REPAY INVESTORS AS PER REGULATIONS
|
REQUESTED DCA TO INITIATE WINDING UP OF ENTITY
DEBARRED / RESTRAINED FROM ASSOCIATING WITH / ACCESSING CAPITAL MARKET / INTERMEDIARIES FROM 02-JUL-2001 TO 02-JUL-2006
REFERRED TO STATE GOVERNMENTS FOR FILING OF CIVIL/CRIMINAL PROCEEDINGS FOR FRAUD, CHEATING, CRIMINAL BREACH OF TRUST AND MIS-APPROPRIATION OF PUBLIC FUNDS
LAUNCHED PROSECUTION AGAINST THE ENTITY AND ITS DIRECTORS U/S 24 AND 27 OF THE SEBI ACT
02-JUL-2001
|
THE COURT CONVICTED ACCUSED NO.1 COMPANY, 2, 3 AND 6 AND SENTENCED RIGOROUS IMPRISONMENT FOR 6 MONTHS TO ACCUSED 3 & 6AND A FINE OF RS.4 LACS EACH. IN CASE OF DEFAULT, ACCUSED 3, & 6 SHALL UNDERGO SIMPLE IMPRISONMENT FOR 3 MONTHS. FURTHER, ACCUSED NO.2 IS BURDENED WITH FINE OF RS.4.50 LACS ONLY THE LD. COURT ALSO DIRECTED THAT THE FINE AMOUNT, IF REALISED SHALL BE UTILIZED TO COMPENSATE THE INVESTORS PROPORTIONATELY U/S 357 OF CR.P.C.THE COURT ACQUITTED ACCUSED NO.4,5,7 AND 8 FROM ALL THE CHARGES
|
| 533 |
|
|
VASUNDHARA MARIN PRODUCTS LTD.
|
|
|
|
ANIL MALIK
|
|
|
GRIJESH KUMAR MISHRA
|
|
|
KRIPA SHANKAR SONI
|
|
|
KRISHNA KUMAR SINGH
|
|
|
RAGHAW SHARAN MISHRA
|
|
|
SATISH KUMAR CHOKHANI
|
|
|
SATYA PRAKASH VERMA
|
|
|
VIDYUT KUMAR
|
|
DID NOT APPLY FOR REGISTRATION OF CIS
DID NOT WIND UP TO REPAY INVESTORS AS PER REGULATIONS
|
REQUESTED DCA TO INITIATE WINDING UP OF ENTITY
DEBARRED / RESTRAINED FROM ASSOCIATING WITH / ACCESSING CAPITAL MARKET / INTERMEDIARIES FROM 07-FEB-2001 TO 07-FEB-2006
REFERRED TO STATE GOVERNMENTS FOR FILING OF CIVIL/CRIMINAL PROCEEDINGS FOR FRAUD, CHEATING, CRIMINAL BREACH OF TRUST AND MIS-APPROPRIATION OF PUBLIC FUNDS
LAUNCHED PROSECUTION AGAINST THE ENTITY AND ITS DIRECTORS U/S 24 AND 27 OF THE SEBI ACT
07-FEB-2001
|
ALL ACCUSED DECLARED PO MATTER ADJOURNED SINE-DIE WITH THE LIBERTY TO THE COMPLAINANT TO REVIVE THE SAME AS WHEN ACCUSED ARE ARRESTED OR FRESH ADDRESS OF THE ACCUSED PERSONS ARE TRACED
|
| 534 |
|
|
VASUNDHARA PLANTATIONS INDIA LTD.
|
|
|
|
GRIJESH KUMAR MISHRA
|
|
|
KRIPA SHANKAR SONI
|
|
|
KRISHNA KUMAR SINGH
|
|
|
KRISHNA MOHAN
|
|
|
KUMUD SHUKLA
|
|
|
PARAS NATH SINGH
|
|
|
RAGHAW SHARAN MISHRA
|
|
|
RAM KUMAR SAHI
|
|
|
SATISH KUMAR CHOKHANI
|
|
|
SATYA PRAKASH VERMA
|
|
|
SHEEL SRIVASTAVA
|
|
|
SNEH LATA
|
|
|
VIDYUT KUMAR
|
|
DID NOT APPLY FOR REGISTRATION OF CIS
DID NOT WIND UP TO REPAY INVESTORS AS PER REGULATIONS
|
REQUESTED DCA TO INITIATE WINDING UP OF ENTITY
DEBARRED / RESTRAINED FROM ASSOCIATING WITH / ACCESSING CAPITAL MARKET / INTERMEDIARIES FROM 02-JUL-2001 TO 02-JUL-2006
REFERRED TO STATE GOVERNMENTS FOR FILING OF CIVIL/CRIMINAL PROCEEDINGS FOR FRAUD, CHEATING, CRIMINAL BREACH OF TRUST AND MIS-APPROPRIATION OF PUBLIC FUNDS
LAUNCHED PROSECUTION AGAINST THE ENTITY AND ITS DIRECTORS U/S 24 AND 27 OF THE SEBI ACT
02-JUL-2001
|
ALL ACCUSED DECLARED PO
|
| 535 |
|
|
VATS INTEGRATED PLANTATIONS CO.LTD.
|
|
|
|
ANJANA SHARMA
|
|
|
DAVENDRA KUMAR SHARMA
|
|
|
KAMLESH SHARMA
|
|
|
LOKESH SHARMA
|
|
|
NANDAN SINGH RAWAT
|
|
|
NARENDRA KUMAR SHARMA
|
|
|
NARESH KUMAR YADAV
|
|
DID NOT APPLY FOR REGISTRATION OF CIS
DID NOT WIND UP TO REPAY INVESTORS AS PER REGULATIONS
|
REQUESTED DCA TO INITIATE WINDING UP OF ENTITY
DEBARRED / RESTRAINED FROM ASSOCIATING WITH / ACCESSING CAPITAL MARKET / INTERMEDIARIES FROM 02-JUL-2001 TO 02-JUL-2006
REFERRED TO STATE GOVERNMENTS FOR FILING OF CIVIL/CRIMINAL PROCEEDINGS FOR FRAUD, CHEATING, CRIMINAL BREACH OF TRUST AND MIS-APPROPRIATION OF PUBLIC FUNDS
02-JUL-2001
|
ACCUSED MOBILIZED RS.0.7 LAKH. ACCUSED PLEADED GUILTY. ALL ACCUSED CONVICTED AND SENTENCED TO FINE OF RS.5000 EACH AND ON DEFAULT SIMPLE IMPRISONMENT FOR 15 DAYS. FURTHER, ORDERED TO FILE WRR WITHIN TWO MONTHS WITH SEBI
|
| 536 |
|
|
VAYUPUTRA PLANTATIONS LTD.
|
|
|
|
DUMPALA VENKATA RAMANA
|
|
|
GOLUSU AADILAKSHMI
|
|
|
GOLUSU RAMU
|
|
|
GUNDU VENKATA RAO
|
|
|
PALLA VENKATA RAO
|
|
|
PISINI APPALA NAIDU
|
|
|
ROUTHU YAJNESWARA KUMAR
|
|
DID NOT APPLY FOR REGISTRATION OF CIS
DID NOT WIND UP TO REPAY INVESTORS AS PER REGULATIONS
|
REQUESTED DCA TO INITIATE WINDING UP OF ENTITY
DEBARRED / RESTRAINED FROM ASSOCIATING WITH / ACCESSING CAPITAL MARKET / INTERMEDIARIES FROM 02-JUL-2001 TO 02-JUL-2006
REFERRED TO STATE GOVERNMENTS FOR FILING OF CIVIL/CRIMINAL PROCEEDINGS FOR FRAUD, CHEATING, CRIMINAL BREACH OF TRUST AND MIS-APPROPRIATION OF PUBLIC FUNDS
02-JUL-2001
|
|
| 537 |
|
|
VEERBHARAT FARMS & PLANTATIONS INDIA LTD.
|
|
|
|
ANITA SHARMA
|
|
|
ASHOK KUMAR SHARMA
|
|
|
BALKAR SINGH JAMWAL
|
|
|
NARINDER KUMAR JAIN
|
|
|
RAJIV CHABA
|
|
|
TOOFAN SINGH
|
|
|
VINAY SHARMA
|
|
DID NOT APPLY FOR REGISTRATION OF CIS
DID NOT WIND UP TO REPAY INVESTORS AS PER REGULATIONS
|
REQUESTED DCA TO INITIATE WINDING UP OF ENTITY
DEBARRED / RESTRAINED FROM ASSOCIATING WITH / ACCESSING CAPITAL MARKET / INTERMEDIARIES FROM 02-JUL-2001 TO 02-JUL-2006
REFERRED TO STATE GOVERNMENTS FOR FILING OF CIVIL/CRIMINAL PROCEEDINGS FOR FRAUD, CHEATING, CRIMINAL BREACH OF TRUST AND MIS-APPROPRIATION OF PUBLIC FUNDS
02-JUL-2001
|
|
| 538 |
|
|
VEERBHARAT FORESTS (INDIA) LTD.
|
|
|
|
ANITA SHARMA
|
|
|
ASHOK KUMAR SHARMA
|
|
|
BALKAR SINGH JAMWAL
|
|
|
DEVENDERA SINGH MALIK
|
|
|
K.K.SANGRAL
|
|
|
NARINDER KUMAR JAIN
|
|
|
TOOFAN SINGH
|
|
DID NOT APPLY FOR REGISTRATION OF CIS
DID NOT WIND UP TO REPAY INVESTORS AS PER REGULATIONS
|
REQUESTED DCA TO INITIATE WINDING UP OF ENTITY
DEBARRED / RESTRAINED FROM ASSOCIATING WITH / ACCESSING CAPITAL MARKET / INTERMEDIARIES FROM 02-JUL-2001 TO 02-JUL-2006
REFERRED TO STATE GOVERNMENTS FOR FILING OF CIVIL/CRIMINAL PROCEEDINGS FOR FRAUD, CHEATING, CRIMINAL BREACH OF TRUST AND MIS-APPROPRIATION OF PUBLIC FUNDS
LAUNCHED PROSECUTION AGAINST THE ENTITY AND ITS DIRECTORS U/S 24 AND 27 OF THE SEBI ACT
02-JUL-2001
|
ACCUSED NO.6 (DEVENDER SINGH MALIK) PLEADED GUILTY. THE COURT SENTENCED THE ACCUSED TO PAY A FINE OF RS.10,000 ONLY. OTHER ACCUSED ARE PO
|
| 539 |
|
|
VEERBHUMI FOREST (I) LTD.
|
|
|
|
GEETA RANA
|
|
|
HARI PRAKASH
|
|
|
K.D.SHARMA
|
|
|
PARVEEN BINDAL
|
|
|
RAJESH SHARMA
|
|
|
RASHPAL KAUR
|
|
|
SUCHETA KHANDELWAL
|
|
|
SUDESH SHARMA
|
|
|
VINOD KUMAR JAIN
|
|
DID NOT APPLY FOR REGISTRATION OF CIS
DID NOT WIND UP TO REPAY INVESTORS AS PER REGULATIONS
|
REQUESTED DCA TO INITIATE WINDING UP OF ENTITY
DEBARRED / RESTRAINED FROM ASSOCIATING WITH / ACCESSING CAPITAL MARKET / INTERMEDIARIES FROM 02-JUL-2001 TO 02-JUL-2006
REFERRED TO STATE GOVERNMENTS FOR FILING OF CIVIL/CRIMINAL PROCEEDINGS FOR FRAUD, CHEATING, CRIMINAL BREACH OF TRUST AND MIS-APPROPRIATION OF PUBLIC FUNDS
LAUNCHED PROSECUTION AGAINST THE ENTITY AND ITS DIRECTORS U/S 24 AND 27 OF THE SEBI ACT
02-JUL-2001
|
ACQUITTED/DISMISSED
A1: PROCEEDED U/S. 305 CR.P.C., A2: EXPIRED, A3: ACQUITTED, A4: ALREADY PROCLAIMED OFFENDERS
|
| 540 |
|
|
VEERBHUMI PLANTATIONS (I) LTD.
|
|
|
|
AMRISH KALA
|
|
|
BIDUT MAJUMDAR
|
|
|
CHANDAN SHARMA
|
|
|
D.K.DAS
|
|
|
HIRAJI SINGH
|
|
|
J.P.GIRI
|
|
|
K.D.SHARMA
|
|
|
K.K.SANGRAL
|
|
|
KABITA SAHU
|
|
|
MAHESH SHARMA
|
|
|
MANOHAR RASNAKAR
|
|
|
N.K.JAIN
|
|
|
NANAK CHAND
|
|
|
RAJESH SHARMA
|
|
|
RASHPAL KAUR
|
|
|
SANJAY RATH
|
|
|
SOM DATT
|
|
|
SUDESH SHARMA
|
|
|
VEERJI PANDIT
|
|
DID NOT WIND UP TO REPAY INVESTORS AS PER REGULATIONS
|
DIRECTED TO WIND UP CIS AND REFUND MONEY TO THE INVESTORS FROM 29-JUL-2002 TO 29-JUL-2007
REJECTED APPLICATION FOR REGISTRATION OF CIS
REQUESTED DCA TO INITIATE WINDING UP OF ENTITY
DEBARRED / RESTRAINED FROM ASSOCIATING WITH / ACCESSING CAPITAL MARKET / INTERMEDIARIES FROM 29-JUL-2002 TO 29-JUL-2007
REFERRED TO POLICE AUTHORITIES TO FILE FIR
REFERRED TO STATE GOVERNMENTS FOR FILING OF CIVIL/CRIMINAL PROCEEDINGS FOR FRAUD, CHEATING, CRIMINAL BREACH OF TRUST AND MIS-APPROPRIATION OF PUBLIC FUNDS
LAUNCHED PROSECUTION AGAINST THE ENTITY AND ITS DIRECTORS U/S 24 AND 27 OF THE SEBI ACT
29-JUL-2002
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| The regulatory charges/regulatory actions may be fully or partly applicable to the entities/persons mentioned in the second column. |
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| Page 27 of 29
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