| S.No. |
PERSON |
ENTITY |
REGULATORY CHARGES |
REGULATORY ACTION(S) / DATE OF ORDER |
FURTHER DEVELOPMENTS |
| 501 |
|
RAJESH MANGILAL RANKA
(PAN:ACUPR5573R)
|
|
|
FAILED TO PAY PENALTY
|
PROSECUTION LAUNCHED
31-MAR-2022
|
WITHDRAWN
|
| 502 |
|
|
RAJESH P.SOMANI
|
|
|
|
SOMANI CEMENT CO.LTD.
CIN:L26940GJ1983PLC006400
PAN:AACCS9762N
|
|
FAILED TO PAY PENALTY
|
PROSECUTION LAUNCHED
31-MAR-2010
|
|
| 503 |
|
|
RAJESHWARI ALLURI
|
|
|
FAILED TO PAY PENALTY
|
PROSECUTION LAUNCHED
30-SEP-2011
|
SEBI VIDE ITS NOTICE DATED 19/01/2018 DIRECTED ALL THE BANKS AND MUTUAL FUNDS IN INDIA AND/OR NSDL/CDSL TO 1. ATTACH ALL THE ACCOUNTS BY WHATEVER NAME CALLED INCLUDING LOCKERS EITHER SINGLY OR JOINTLY WITH ANY PERSON/S AND ALL OTHER AMOUNT/PROCEEDS DUE OR MAY BECOME DUE OR ANY MONEY HELD OR MAY SUBSEQUENTLY HOLD FOR ON ACCOUNT OF THE DEFAULTERS AND 2. NOT TO DEBIT ANY AMOUNT IN THE SAID ACCOUNT/S.HOWEVER CREDITS, IF ANY, INTO THE ACCOUNT MAY BE ALLOWED
SEBI VIDE ITS ORDER DATED 30/01/2018 DIRECTED ALL THE BANKS IN INDIA/NSDL/CDSL TO RELEASE ALL THE BANK ACCOUNTS INCLUDING LOCKERS,DEMAT ACCOUNTS AND MUTUAL FUND FOLIOS OF THE DEFAULTERS WHICH WERE ATTACHED PURSUANT TO THE NOTICE OF ATTACHMENT DATED 19/01/2018
WITHDRAWN
|
| 504 |
|
|
RAJINDER HANDA
|
|
|
|
TWISTER FINVEST PVT.LTD.
|
|
FAILED TO PAY PENALTY
|
PROSECUTION LAUNCHED
15-DEC-2016
|
|
| 505 |
|
|
RAJIV ACHARYA
|
|
|
FAILED TO PAY PENALTY
|
PROSECUTION LAUNCHED
30-SEP-2012
|
|
| 506 |
|
|
RAJIV AGARWAL
|
|
|
FAILED TO PAY PENALTY
|
PROSECUTION LAUNCHED
15-MAY-2006
|
|
| 507 |
|
|
RAJIV CHOUDHARI
|
|
|
|
AHILYA COMMERCIAL PVT.LTD.
CIN:U51109WB1994PTC065648
PAN:AACCA2226R
|
|
FAILED TO PAY PENALTY
|
PROSECUTION LAUNCHED
30-SEP-2012
|
|
| 508 |
|
|
RAJIV CHOUDHARI
|
|
|
|
AHILYA COMMERCIAL PVT.LTD.
CIN:U51109WB1994PTC065648
PAN:AACCA2226R
|
|
FAILED TO PAY PENALTY
|
PROSECUTION LAUNCHED
31-MAR-2014
|
THE OFFENCE WAS COMPOUNDED RS.6,27, 581.00
|
| 509 |
|
|
RAJIV KUMAR SINGH
(PAN:BYDPS1992M)
|
|
|
|
ORCHID CULTIVATION PROJECTS INDIA LTD.
CIN:U01403WB2011PLC166376
PAN:AABCO5512D
|
|
FAILED TO PAY PENALTY
|
PROSECUTION LAUNCHED
15-DEC-2016
|
ALL ACCUSED PLEADED GUILTY. CONSIDERING THEIR SUBMISSIONS THE COURT HELD THEM GUILTY AND DIRECTED THEM TO PAY RS.7,00,000.00 AS COMPENSATION TO SEBI AND RS.60,000.00
AS FINE. IN DEFAULT THE SIMPLE IMPRISONMENT OF 2YEARS. THEY HAVE
DEPOSITED THE AMOUNT IN CASH BEFORE THE REGISTRY OF COURT
|
| 510 |
|
|
RAJIV RAMESHCHANDRA SHAH
|
|
|
|
CLASSIC CONSULTANCY
|
|
FAILED TO PAY PENALTY
|
PROSECUTION LAUNCHED
31-MAR-2010
|
|
| 511 |
|
|
RAJIV SAHNEY
|
|
|
FAILED TO PAY PENALTY
DEALT IN SECURITIES WHILE IN POSSESSION OF UNPUBLISHED PRICE SENSITIVE INFORMATION VIOLATING REGULATION 3 OF SEBI (PROHIBITION OF INSIDER TRADING) REGULATIONS, 1992
|
PROSECUTION LAUNCHED
15-MAY-2006
|
THE OFFENCE WAS COMPOUNDED ON PAYMENT OF RS.7,78,000 BY THE ACCUSED TO SEBI
THE OFFENCE WAS COMPOUNDED ON PAYMENT OF RS.1,50,000 BY THE ACCUSED TO SEBI
|
| 512 |
|
|
RAJIV SAMANI
|
|
|
FAILED TO PAY PENALTY
|
PROSECUTION LAUNCHED
15-MAY-2006
|
|
| 513 |
|
|
RAJKUMAR C.BASANTANI
(PAN:AESPB2834F)
|
|
|
|
KOLAR SHAREX PVT.LTD.
PAN:AAACK6474D
|
|
|
SOUNDCRAFT INDUSTRIES LTD.
PAN:AABCS3556M
|
|
FAILED TO PAY PENALTY
|
PROSECUTION LAUNCHED
31-MAR-2010
|
|
| 514 |
|
|
RAJKUMAR C.BASANTANI
(PAN:AESPB2834F)
|
|
|
|
SOUNDCRAFT INDUSTRIES LTD.
PAN:AABCS3556M
|
|
VIOLATED REGULATIONS 4 (A) TO (D) OF SEBI (PFUTP) REGULATIONS, 1995
FAILED TO PAY PENALTY
VIOLATED SECTION 11 (C) 6 OF SEBI ACT, 1992
|
PROSECUTION LAUNCHED
15-MAY-2006
|
CASE DISMISSED BY COURT. APPLICATION FOR RESTORATION FILED BY SEBI IS PENDING
CASE DISMISSED BY COURT. REVISION PETITION FILED BY SEBI IS PENDING BEFORE BOMBAY HIGH COURT
|
| 515 |
|
|
RAJKUMAR GUPTA
|
|
|
|
GORDON HERBERT (INDIA) LTD.
PAN:AAACK7424R
|
|
FAILED TO PAY PENALTY
VIOLATED SECTION 27 OF SEBI ACT, 1992
VIOLATED SECTION 20(2) OF SEBI DEPOSITORIES ACT, 1996
VIOLATED SECTION 21 OF SEBI DEPOSITORIES ACT, 1996
|
PROSECUTION LAUNCHED
15-JUL-2022
|
|
| 516 |
|
|
RAJNISH BHANWARLAL JAIN
(PAN:ADGPJ2392F)
|
|
|
FAILED TO PAY PENALTY
|
PROSECUTION LAUNCHED
31-MAR-2014
|
|
| 517 |
|
|
RAJU B.SHAH
|
|
|
|
SAWACA COMMUNICATION LTD.
CIN:L64201GJ1995PLC024912
|
|
FAILED TO PAY PENALTY
VIOLATED SECTION 11 (C) 6 OF SEBI ACT, 1992
|
PROSECUTION LAUNCHED
15-MAY-2006
|
THE OFFENCE WAS COMPOUNDED ON PAYMENT OF RS.6,15,955.00
|
| 518 |
|
|
RAJU JAIN
|
|
|
|
GOLDWIN MERCHANDISE PVT.LTD.
|
|
FAILED TO PAY PENALTY
|
PROSECUTION LAUNCHED
31-MAR-2014
|
LEGAL COSTS OF RS.67,000.00
|
| 519 |
|
|
RAKESH AGARWAL
|
|
|
|
SANYOG COMMODITIES PVT.LTD.
|
|
FAILED TO PAY PENALTY
|
PROSECUTION LAUNCHED
31-MAR-2014
|
|
| 520 |
|
|
RAKESH JAIN
|
|
|
FAILED TO PAY PENALTY
|
PROSECUTION LAUNCHED
31-MAR-2014
|
ACQUITTED
|
| The regulatory charges/regulatory actions may be fully or partly applicable to the entities/persons mentioned in the second column. |
| |
|
|
| Page 26 of 38
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