| S.No. |
ENTITY |
PERSONS |
REGULATORY CHARGES |
REGULATORY ACTION(S) / DATE OF ORDER |
FURTHER DEVELOPMENTS |
| 501 |
|
VALIANT ORGANICS LTD.
(PAN:AACCV0024A)
|
|
|
ALLEGED FAILURE IN COMPLIANCE OF CLAUSE I (A)(3)(B) OF ANNEXURE – I OF SEBI CIRCULAR NO.CFD/DIL3/CIR/2017/21 DATED 10/03/2017 READ WITH REGULATIONS 11, 37 AND 94 READ WITH REGULATION 101(2) OF SEBI (LODR) REGULATIONS, 2015 IN MATTER OF CONVERSION OF OPTIONALLY CONVERTIBLE PREFERENCE SHARES OF AMARJYOT CHEMICAL LTD.
ALLEGED FAILURE IN COMPLIANCE OF RULE 19(7) OF SECURITIES CONTRACTS (REGULATION) RULES, 19572015 IN MATTER OF CONVERSION OF OPTIONALLY CONVERTIBLE PREFERENCE SHARES OF AMARJYOT CHEMICAL LTD.
|
REACHED SETTLEMENT ( SETTLEMENT CHARGES RS.10,00,000 VIDE CONSENT ORDER)
18-SEP-2023
|
|
| 502 |
|
|
VARANIUM CLOUD LTD.
(PAN:AAZCS6264J)
|
|
|
|
HARSHAWARDHAN HANMANT SABALE
PAN:BMMPS9407G
|
|
MISREPRESENTED FINANCIAL STATEMENTS IN PROSPECTUS AND SHOWED FICTITIOUS SALES AND PURCHASES VIOLATING SECTIONS 12A(A) TO 12A(C) OF SEBI ACT, 1992 AND REGULATIONS 3(A) TO 3(D) AND 4(1), 4(2)(F), 4(2)(K) AND 4(2)(R) OF SEBI (PFUTP) REGULATIONS, 2003 IN MATTER OF VARANIUM CLOUD LTD.
MIS-UTILIZED IPO AND RIGHTS ISSUE PROCEEDS AND DIVERTED FUNDS TO PROMOTER GROUP ENTITIES VIOLATING REGULATIONS 3(A) TO 3(D) AND 4(1) OF SEBI (PFUTP) REGULATIONS, 2003 IN MATTER OF VARANIUM CLOUD LTD.
PROVIDED MISLEADING INFORMATION TO INVESTORS AND STOCK EXCHANGES REGARDING BUSINESS ACQUISITIONS VIOLATING REGULATIONS 4(1), 4(2)(F), 4(2)(K) AND 4(2)(R) OF SEBI (PFUTP) REGULATIONS, 2003 IN MATTER OF VARANIUM CLOUD LTD.
MISREPRESENTED FINANCIAL STATEMENTS IN PROSPECTUS AND SHOWED FICTITIOUS SALES AND PURCHASES VIOLATING REGULATION 24(1) OF SEBI (ICDR) REGULATIONS, 2018 IN MATTER OF VARANIUM CLOUD LTD.
DISCLOSED MISLEADING QUOTATION UNDER OBJECTS OF THE ISSUE AND DID NOT MAKE DISCLOSURE OF LITIGATION IN THE PROSPECTUS AND LETTER OF OFFER VIOLATING REGULATION 24(1) OF SEBI (ICDR) REGULATIONS, 2018 IN MATTER OF VARANIUM CLOUD LTD.
MISREPRESENTED FINANCIAL STATEMENTS IN PROSPECTUS AND SHOWED FICTITIOUS SALES AND PURCHASES VIOLATING REGULATIONS 4(1)(A) TO 4(1)(C), 4(1)(E),4(1)(G) AND 4(1)(J) AND 33(1)(A), 33(1)(C) AND 48 OF SEBI (LODR) REGULATIONS, 2015 READ WITH IND AS-1 IN MATTER OF VARANIUM CLOUD LTD.
FILED INCORRECT STATEMENT OF DEVIATION PERTAINING TO UTILIZATION OF IPO PROCEEDS VIOLATING REGULATIONS 32(1), (4) AND (5) OF SEBI (LODR) REGULATIONS, 2015 IN MATTER OF VARANIUM CLOUD LTD.
PROVIDED MISLEADING INFORMATION TO INVESTORS AND STOCK EXCHANGES REGARDING BUSINESS ACQUISITIONS VIOLATING REGULATIONS 4(1)(C) AND 4(1)(E) OF SEBI (LODR) REGULATIONS, 2015 IN MATTER OF VARANIUM CLOUD LTD.
|
DEBARRED / RESTRAINED FROM ASSOCIATING WITH / ACCESSING CAPITAL MARKET / INTERMEDIARIES FROM 25-AUG-2026 TO 24-AUG-2033
DEBARRED/RESTRAINED FROM BUYING/SELLING/DEALING/IPOS IN SECURITIES/SPECIFIED SCRIPS DIRECTLY/INDIRECTLY FROM 25-AUG-2026 TO 24-AUG-2033
10-MAY-2024
IMPOSED PENALTY RS.1,30,00,000
DIRECTED TO BRING BACK RS.62.51 CRORE DIVERTED ALONG WITH INTEREST @12% TO BE COMPUTED FROM RESPECTIVE DATE OF EACH OF THE DEBIT TRANSACTIONS RECORDED IN VCL’S ACCOUNT
25-AUG-2026
|
SEBI VIDE ITS ORDER DATED 21/10/2024 CONFIRMED ITS DIRECTIONS ISSUED VIDE ITS INTERIM ORDER DATED 10/05/2024
SEBI VIDE ITS ORDER DATED 25/08/2026 DIRECTED TO A) BRING BACK RS.62.51 CRORE, DIVERTED ALONG WITH INTEREST @ 12% FROM RESPECTIVE DATE OF EACH OF DEBIT TRANSACTIONS RECORDED IN VARANIUM CLOUD LTD. ACCOUNTS B) DEBARRED FROM ACCESSING SECURITIES MARKET AND PROHIBITED FROM BUYING, SELLING AND OTHERWISE DEALING IN SECURITIES MARKET, DIRECTLY OR INDIRECTLY IN ANY MANNER WHATSOEVER FOR SEVEN YEARS FROM DATE OF THIS ORDER C) IMPOSED PENALTY OF RS.10 LAC U/S 15A(B), RS.1 CRORE U/S 15HA AND RS.20 LAC U/S 15HB OF SEBI ACT.
|
| 503 |
|
|
VARANIUM CLOUD LTD.
(PAN:AAZCS6264J)
|
|
|
|
FAHIM IUNUS SHAIKH
PAN:BLRPS5717H
|
|
|
MUKUNDAN RAGHAVAN
PAN:AAAPR9571K
|
|
|
VINAYAK VASANT JADHAV
PAN:AMQPJ0393P
|
|
MISREPRESENTED FINANCIAL STATEMENTS IN PROSPECTUS AND SHOWED FICTITIOUS SALES AND PURCHASES VIOLATING SECTIONS 12A(A) TO 12A(C) OF SEBI ACT, 1992 AND REGULATIONS 3(A) TO 3(D) AND 4(1), 4(2)(F), 4(2)(K) AND 4(2)(R) OF SEBI (PFUTP) REGULATIONS, 2003 IN MATTER OF VARANIUM CLOUD LTD.
MISREPRESENTED FINANCIAL STATEMENTS IN PROSPECTUS AND SHOWED FICTITIOUS SALES AND PURCHASES VIOLATING REGULATION 24(1) OF SEBI (ICDR) REGULATIONS, 2018 IN MATTER OF VARANIUM CLOUD LTD.
MISREPRESENTED FINANCIAL STATEMENTS IN PROSPECTUS AND SHOWED FICTITIOUS SALES AND PURCHASES VIOLATING REGULATIONS 4(1)(A) TO 4(1)(C), 4(1)(E),4(1)(G) AND 4(1)(J) AND 33(1)(A), 33(1)(C) AND 48 OF SEBI (LODR) REGULATIONS, 2015 READ WITH IND AS-1 IN MATTER OF VARANIUM CLOUD LTD.
FILED INCORRECT STATEMENT OF DEVIATION PERTAINING TO UTILIZATION OF IPO PROCEEDS VIOLATING REGULATIONS 32(1), (4) AND (5) OF SEBI (LODR) REGULATIONS, 2015 IN MATTER OF VARANIUM CLOUD LTD.
|
DEBARRED / RESTRAINED FROM ASSOCIATING WITH / ACCESSING CAPITAL MARKET / INTERMEDIARIES FROM 25-AUG-2026 TO 24-AUG-2033
DEBARRED/RESTRAINED FROM BUYING/SELLING/DEALING/IPOS IN SECURITIES/SPECIFIED SCRIPS DIRECTLY/INDIRECTLY FROM 25-AUG-2026 TO 24-AUG-2033
25-AUG-2026
|
|
| 504 |
|
|
VARNILAM INVESTMENTS & TRADING CO.LTD.
(PAN:AAACV1963E)
|
|
|
DID NOT ADHERE TO ACCOUNTING STANDARD VIOLATING REGULATION 48 OF SEBI (LODR) REGULATIONS, 2015 IN MATTER OF BOMBAY BURMAH TRADING CORP.LTD.
ACQUIRED SHARES OF BOMBAY BURMAH TRADING CORP.LTD. BEYOND THRESHOLD LIMIT OF 5% WITHOUT MAKING OPEN OFFER VIOLATING REGULATIONS 5(1) READ WITH 3(2) OF SAST REGULATIONS, 2011 IN MATTER OF BOMBAY BURMAH TRADING CORP.LTD.
DELAY IN MAKING DISCLOSURE OF SHAREHOLDING/CHANGES IN SHAREHOLDING TO STOCK EXCHANGES AS REQUIRED UNDER REGULATION 29(2) OF SAST REGULATIONS, 2011 IN MATTER OF BOMBAY BURMAH TRADING CORP.LTD.
DELAY IN MAKING DISCLOSURE OF SHAREHOLDING/CHANGES IN SHAREHOLDING STOCK EXCHANGES AS REQUIRED UNDER REGULATION 30 OF SAST REGULATIONS, 2011 IN MATTER OF BOMBAY BURMAH TRADING CORP.LTD.
|
REACHED SETTLEMENT ( SETTLEMENT CHARGES RS.1,46,79,935 ALONG WITH OTHER ENTITIES/PERSONS VIDE CONSENT ORDER)
10-JAN-2025
|
|
| 505 |
|
|
VEDANTA LTD.
(PAN:AACCS7101B)
|
|
|
|
G.R.ARUN KUMAR
PAN:ADJPA2469F
|
|
|
NAVIN AGARWAL
PAN:ACTPA4140J
|
|
|
TARUN JAIN
PAN:AACPJ9089J
|
|
|
THOMAS ALBANESE
PAN:BNCPA8714K
|
|
DELAY IN PAYMENT OF DIVIDEND TO CAIRN UK HOLDINGS LTD.
|
RESTRAINED FROM ACCESSING SECURITIES MARKET AND FURTHER PROHIBITED FROM BUYING/SELLING OR OTHERWISE DEALING IN SECURITIES AND/OR UNITS OF MUTUAL FUNDS DIRECTLY OR INDIRECTLY OR BEING ASSOCIATED WITH SECURITIES MARKET IN ANY MANNER FROM 12-MAR-2024 TO 11-MAY-2024
12-MAR-2024
|
|
| 506 |
|
|
VEDANTA LTD.
(PAN:AACCS7101B)
|
|
|
|
AMAN MEHTA
PAN:AAGPM5030J
|
|
|
EDWARD T.STORY
PAN:AONPJ7391G
|
|
|
K.VENKATARAMANAN
PAN:AABPV8512F
|
|
|
LALITA D.GUPTE
PAN:AAEPG5696C
|
|
|
PRIYA AGARWAL
PAN:ANFPA8240C
|
|
|
RAVI KANT
PAN:AAIPK7999L
|
|
DELAY IN PAYMENT OF DIVIDEND TO CAIRN UK HOLDINGS LTD.
|
RESTRAINED FROM ACCESSING SECURITIES MARKET AND FURTHER PROHIBITED FROM BUYING/SELLING OR OTHERWISE DEALING IN SECURITIES AND/OR UNITS OF MUTUAL FUNDS DIRECTLY OR INDIRECTLY OR BEING ASSOCIATED WITH SECURITIES MARKET IN ANY MANNER FROM 12-MAR-2024 TO 11-APR-2024
12-MAR-2024
|
|
| 507 |
|
|
VEDANTA LTD.
(PAN:AACCS7101B)
|
|
|
MADE FALSE REPRESENTATIONS THROUGH PRESS RELEASE ON ITS LETTERHEAD REGARDING A MATERIAL EVENT, WHICH WAS NOT PERTAINING TO IT VIOLATING REGULATIONS 4(1)(C), 30(11) READ WITH 30(12) AND 46(3) OF SEBI (LODR) REGULATIONS, 2015
|
IMPOSED PENALTY RS.30,00,000
30-JUN-2023
|
SAT: SAT VIDE ITS ORDER DATED 21/07/2023 DISMISSED THE APPEAL AS WITHDRAWN
|
| 508 |
|
|
VEDANTA LTD.
(PAN:AACCS7101B)
|
|
|
DELAY IN PAYMENT OF DIVIDEND TO CAIRN UK HOLDINGS LTD.
|
DIRECTED TO PAY RS.77.62 CRORE ALONG WITH SIMPLE INTEREST @18% P.A. FOR THE DELAYED PAYMENT OF DIVIDEND CAINUK HOLDINGS LTD.
12-MAR-2024
|
SAT: SAT VIDE ITS ORDER DATED 20/03/2024 STAYED EFFECT AND OPERATION OF IMPUGNED ORDER AND DIRECTED APPELLANT TO DEPOSIT 50% OF INTEREST AMOUNT TO CAIRN UK HOLDINGS LTD. IN INTEREST BEARING ACCOUNT WITHIN TWO WEEKS FROM DATE OF THIS ORDER. IF AMOUNT DEPOSITED, BALANCE AMOUNT NOT TO BE RECOVERED DURING PENDENCY OF APPEAL
SAT: SAT VIDE ITS ORDER DATED 18/06/2024 GRANTED THREE WEEKS TO FILE REPLY AND ONE WEEK THEREAFTER TO FILE REJOINDER
SAT: SAT VIDE ITS ORDER DATED 17/10/2024 CONDONED THE DELAY IN FILING OF APPEAL
|
| 509 |
|
|
VEDIC AYURVEDA LTD.
(PAN:AAACV0043P)
|
|
|
DID NOT FOLLOW DUE PROCESS FOR RECLASSIFICATION OF PROMOTER VIOLATING REGULATION 31A(2) AND 31A(3) OF SEBI (LODR) REGULATIONS, 2015
DID NOT MAKE CORRECT DISCLOSURE OF SHAREHOLDING PATTERN TO STOCK EXCHANGES VIOLATING REGULATIONS 31(1) AND 31(4) READ WITH 4(1)(E) OF SEBI (LODR) REGULATIONS, 2015
|
IMPOSED PENALTY RS.3,00,000
27-AUG-2026
|
|
| 510 |
|
|
VEERKRUPA JEWELLERS LTD.
(PAN:AAHCV0966G)
|
|
|
|
CHIRAG ARVINDBHAI SHAH
PAN:BFPPS0557F
|
|
TRANSFERRED IPO PROCEEDS DIRECTLY FROM PUBLIC ISSUE ESCROW ACCOUNT TO THIRD PARTY VENDORS ACCOUNT VIOLATING REGULATIONS 4(2)(F)(III)(3) OF SEBI (LODR) REGULATIONS, 2015 IN MATTER OF VEERKRUPA JEWELLERS LTD.
|
IMPOSED PENALTY RS.5,00,000
31-AUG-2026
|
|
| 511 |
|
|
VENMAX DRUGS & PHARMACEUTICALS LTD.
(PAN:AAACY1073C)
|
|
|
|
A.RAMAKRISHNAIAH
PAN:AHKPA5243Q
|
|
|
A.VENKATESWARLU
PAN:BKEPA5210K
|
|
|
G.S.V.DIVYA JYOTHI
PAN:BQSPG9204P
|
|
|
N.KRISHNANIAH
PAN:AYPPN3755J
|
|
|
N.V.NARENDER
PAN:ABCPN2615D
|
|
INDULGED IN MISREPRESENTATION OF FINANCIALS AND/OR BUSINESS AND MISUSE OF FUNDS/BOOKS OF ACCOUNTS VIOLATING SECTIONS 12A (A) TO 12A(C) OF SEBI ACT, 1992 AND REGULATIONS 3(B) TO 3(D), 4(1) AND 4(2)(F) & (R) OF SEBI (PFUTP) REGULATIONS, 2003 IN MATTER OF VENMAX DRUGS & PHARMACEUTICALS LTD.
DID NOT OBTAIN NECESSARY APPROVAL FOR MATERIAL RELATED PARTY TRANSACTIONS FROM ITS SHAREHOLDERS VIOLATING REGULATION 23(4) OF SEBI (LODR) REGULATIONS, 2015
DID NOT COMPLY WITH THE DISCLOSURE REQUIREMENTS OF AS 18/ IND AS 24 VIOLATING REGULATIONS 33(1)(C) AND 48 OF SEBI (LODR) REGULATIONS, 2015
DID NOT APPOINT QUALIFIED AND EXPERIENCE COMPLIANCE OFFICER AND/OR COMPANY SECRETARY
DID NOT MAINTAIN FUNCTIONAL WEBSITE CONTAINING BASIC INFORMATION ABOUT THE COMPANY VIOLATING REGULATION 46(1) (ERSTWHILE CLAUSE 54) OF SEBI (LODR) REGULATIONS, 2015
DID NOT APPOINT QUALIFIED COMPANY SECRETARY VIOLATING SECTION 203(1)(II) OF COMPANIES ACT, 2013
|
IMPOSED PENALTY RS.10,00,000
14-JUL-2021
|
SAT: SAT VIDE ITS ORDER DATED 10/01/2022 DIRECTED RESPONDENT TO FILE REPLY WITHIN THREE WEEKS AND REJOINDER WITHIN THREE WEEKS THEREAFTER
SAT: SAT VIDE ITS ORDER DATED 08/03/2022ALLOWED APPELLANTS THREE WEEKS TO FILE REJOINDER
SEBI VIDE ITS NOTICE DATED 20/04/2022 DIRECTED ALL THE BANKS IN INDIA AND/OR NSDL/CDSL TO 1. ATTACH ALL THE ACCOUNTS BY WHATEVER NAME CALLED INCLUDING LOCKERS, DEMAT ACCOUNTS AND MUTUAL FUNDS FOLIOS EITHER SINGLY OR JOINTLY WITH ANY PERSON/S AND ALL OTHER AMOUNT/PROCEEDS DUE OR MAY BECOME DUE OR ANY MONEY HELD OR MAY SUBSEQUENTLY HOLD FOR ON ACCOUNT OF THE DEFAULTERS AND 2. NOT TO DEBIT ANY AMOUNT IN THE SAID ACCOUNT/S.HOWEVER CREDITS, IF ANY, INTO THE ACCOUNT MAY BE ALLOWED
SEBI VIDE ITS ORDER DATED 27/04/2022 DIRECTED ALL THE BANKS TO REMIT RS.32,84,068.00 TO THE EXTENT LYING IN THE ACCOUNT OF VENMAX DRUGS & PHARMACEUTICALS LTD. TO SEBI BY WAY OF EFT/NEFT/RTGS
SAT: SAT VIDE ITS ORDER DATED 14/11/2022 PARTLY ALLOWED THE APPEAL BY REDUCING THE PENALTY AMOUNT TO RS.10 LAC FROM RS.30 LAC
SEBI VIDE ITS ORDER DATED 20/12/2022 MODIFIED RECOVERY CERTIFICATE IN RC NO.4355 OF 2021 DATED 08/12/2021 BY REDUCING PENALTY AMOUNT RS.10 LAC FROM RS.30 LAC
SEBI VIDE ITS ORDER DATED 02/03/2026 MODIFIED RECOVERY CERTIFICATE NO.4355 OF 2021 DATED 20/12/2022 (ATTACHMENT PROCEEDING NO. 8177/2022) TO RS.11,81,000.00 ALONGWITH FURTHER INTEREST, ALL COSTS, CHARGES AND EXPENSES ETC.
SEBI VIDE ITS ORDER DATED 02/03/2026 MODIFIED RECOVERY CERTIFICATE NO.4355 OF 2021 DATED 20/12/2022 (ATTACHMENT PROCEEDING NO. 8177 AND 8178//2022) TO RS.11,81,000.00 ALONGWITH FURTHER INTEREST, ALL COSTS, CHARGES AND EXPENSES ETC.
SEBI VIDE ITS ORDER DATED 02/03/2026 A) PROHIBITED FROM DISPOSING, TRANSFERRING, ALIENATING OR CHARGING IN RESPECT OF ALL THE IMMOVABLE AND MOVABLE PROPERTIES LISTED IN THE ORDER B) PROHIBITED FROM TAKING ANY BENEFIT UNDER SUCH DISPOSAL, TRANSFER, ALIENATION OR CHARGE IN RESPECT OF THE PROPERTIES LISTED IN ORDER C) DIRECTED TO FURNISH COMPLETE DETAILS OF ALL MOVABLE AND IMMOVABLE PROPERTIES HELD BY DEFAULTERS AND CHARGES, IF ANY, ALONG WITH ORIGINAL TITLE DEEDS PERTAINING TO THE PROPERTIES, WITHIN TWO WEEKS FROM DATE OF THIS ORDER AT SEBI, SOUTHERN REGIONAL OFFICE, CHENNAI D) DEFAULTERS AND INSPECTOR GENERAL OF REGISTRATION OF ALL THE STATES AND UNION TERRITORIES AND SPECIFICALLY TO THE CONCERNED TEHSILDARS, DISTRICT REGISTRARS AND SUB-REGISTRARS IN THE STATE OF TELANGANA E) NOT TO ACT UPON ANY DOCUMENTS PURPORTING TO BE DEALING WITH TRANSFER, MORTGAGE, CHARGE, LEASE OR CREATION OR ALTERATION OF ANY INTEREST IN ANY OF THE PROPERTIES OWNED / HELD BY THE DEFAULTER, INCLUDING THE SAID PROPERTIES, IF PRESENTED FOR REGISTRATION
SEBI VIDE ITS NOTICE DATED 17/03/2026 ALLOWED THE APPEAL AND DIRECTED ALL THE BANKS IN INDIA/NSDL/CDSL TO RELEASE ALL THE BANK ACCOUNTS INCLUDING LOCKERS, DEMAT ACCOUNTS AND MUTUAL FUND FOLIOS OF THE DEFAULTERS WHICH WERE ATTACHED PURSUANT TO THE NOTICE OF ATTACHMENT DATED 02/03/2026
SEBI VIDE ITS ORDER DATED 17/03/2026 COMPLETED OF RECOVERY CERTIFICATE PAYMENT OF AMOUNT DUE UNDER CERTIFICATE NO.4355 OF 2021 DATED 08/12/2021
|
| 512 |
|
|
VENMAX DRUGS & PHARMACEUTICALS LTD.
(PAN:AAACY1073C)
|
|
|
|
A.VENKATESWARLU
PAN:BKEPA5210K
|
|
|
N.V.NARENDER
PAN:ABCPN2615D
|
|
INDULGED IN MISREPRESENTATION OF FINANCIALS AND/OR BUSINESS AND MISUSE OF FUNDS/BOOKS OF ACCOUNTS VIOLATING SECTIONS 12A (A) TO 12A(C) OF SEBI ACT, 1992 AND REGULATIONS 3(B) TO 3(D), 4(1) AND 4(2)(F) & (R) OF SEBI (PFUTP) REGULATIONS, 2003 IN MATTER OF VENMAX DRUGS & PHARMACEUTICALS LTD.
DID NOT OBTAIN NECESSARY APPROVAL FOR MATERIAL RELATED PARTY TRANSACTIONS FROM ITS SHAREHOLDERS VIOLATING REGULATION 23(4) OF SEBI (LODR) REGULATIONS, 2015
DID NOT COMPLY WITH THE DISCLOSURE REQUIREMENTS OF AS 18/ IND AS 24 VIOLATING REGULATIONS 33(1)(C) AND 48 OF SEBI (LODR) REGULATIONS, 2015
DID NOT APPOINT QUALIFIED AND EXPERIENCE COMPLIANCE OFFICER AND/OR COMPANY SECRETARY
DID NOT MAINTAIN FUNCTIONAL WEBSITE CONTAINING BASIC INFORMATION ABOUT THE COMPANY VIOLATING REGULATION 46(1) (ERSTWHILE CLAUSE 54) OF SEBI (LODR) REGULATIONS, 2015
DID NOT APPOINT QUALIFIED COMPANY SECRETARY VIOLATING SECTION 203(1)(II) OF COMPANIES ACT, 2013
|
RESTRAINED FROM ACCESSING SECURITIES MARKET AND FURTHER PROHIBITED FROM BUYING/SELLING OR OTHERWISE DEALING IN SECURITIES AND/OR UNITS OF MUTUAL FUNDS DIRECTLY OR INDIRECTLY OR BEING ASSOCIATED WITH SECURITIES MARKET IN ANY MANNER FROM 14-JUL-2021 TO 13-JUL-2022
14-JUL-2021
|
SAT: SAT VIDE ITS ORDER DATED 10/01/2022 DIRECTED RESPONDENT TO FILE REPLY WITHIN THREE WEEKS AND REJOINDER WITHIN THREE WEEKS THEREAFTER
SAT: SAT VIDE ITS ORDER DATED 08/03/2022ALLOWED APPELLANTS THREE WEEKS TO FILE REJOINDER
|
| 513 |
|
|
VIBHUTI INVESTMENTS PVT.LTD.
(PAN:AAACV1258N)
|
|
|
FILED WRONG DISCLOSURE OF SHAREHOLDING PATTERN IN MATTER OF KEMP & CO.LTD.
DID NOT ADHERE TO MINIMUM PUBLIC SHAREHOLDING REQUIREMENT
|
IMPOSED PENALTY RS.20,00,000
26-JUN-2024
|
SAT: SAT VIDE ITS ORDER DATED 21/08/2024 ALLOWED RESPONDENT FOUR WEEKS TO FILE REPLY AND REJOINDER TO BE FILED WITHIN TWO WEEKS THEREAFTER. EFFECT AND OPERATION OF IMPUGNED ORDER TO REMAIN STAYED SUBJECT TO DEPOSIT OF RS.1 CRORE BY APPELLANT WITH RESPONDENT WITHIN FOUR WEEKS FROM DATE OF THIS ORDER
|
| 514 |
|
|
VIJAY SOLVEX LTD.
(PAN:AAACV6864A)
|
|
|
DID NOT MAKE DISCLOSURE OF SHAREHOLDING/CHANGES IN SHAREHOLDING TO STOCK EXCHANGES AS REQUIRED UNDER REGULATION 31(1) (B) OF SEBI (LODR) REGULATIONS, 2015 READ WITH SEBI CIRCULAR NO.CIR/CFD/CMD/13/2015 DATED 3/11/2015 READ WITH SECTIONS 21 AND 31 OF SCRA
|
IMPOSED PENALTY RS.50,000
28-NOV-2019
|
|
| 515 |
|
|
VIKAS LIFECARE LTD.
(PAN:AADCA5571A)
|
|
|
DELAY IN MAKING REQUISITE DISCLOSURES RELATED TO HIGH COURT ORDERS VIOLATING REGULATION 30(2) OF SEBI (LODR) REGULATIONS, 2015 READ WITH SUB-PARA 20 OF PARA A OF PART A OF SCHEDULE III OF LODR REGULATIONS READ WITH SEBI CIRCULAR NO.SEBI/HO/CFD/CFD-POD-1/P/CIR/2023/123 DATED 13/07/2023 AND 30(4)(I)(A) OF SEBI (LODR) REGULATIONS, 2015
|
IMPOSED PENALTY RS.2,00,000
06-FEB-2025
|
SEBI VIDE ITS NOTICE DATED 25/04/2025 DIRECTED TO PAY RS.2,07,000.00 WITHIN FIFTEEN DAYS FROM RECEIPT OF THIS NOTICE
SEBI VIDE ITS ORDER DATED 16/02/2026 DIRECTED ALL THE BANKS IN INDIA AND/OR NSDL/CDSL TO 1. ATTACH ALL THE ACCOUNTS BY WHATEVER NAME CALLED INCLUDING LOCKERS, DEMAT ACCOUNTS, MUTUAL FUNDS FOLIOS AND/OR POST OFFICE ACCOUNT EITHER SINGLY OR JOINTLY WITH ANY PERSON/S AND ALL OTHER AMOUNT/PROCEEDS DUE OR MAY BECOME DUE OR ANY MONEY HELD OR MAY SUBSEQUENTLY HOLD FOR ON ACCOUNT OF THE DEFAULTERS AND 2. NOT TO DEBIT ANY AMOUNT IN THE SAID ACCOUNT/S.HOWEVER CREDITS, IF ANY, INTO THE ACCOUNT MAY BE ALLOWED
SEBI VIDE ITS NOTICE DATED 27/02/2026 ALLOWED THE APPEAL AND DIRECTED ALL THE BANKS IN INDIA/NSDL/CDSL TO RELEASE ALL THE BANK ACCOUNTS INCLUDING LOCKERS, DEMAT ACCOUNTS AND MUTUAL FUND FOLIOS OF THE DEFAULTERS WHICH WERE ATTACHED PURSUANT TO THE NOTICE OF ATTACHMENT DATED 16/02/2026
SEBI VIDE ITS ORDER DATED 27/02/2026 COMPLETED OF RECOVERY CERTIFICATE PAYMENT OF AMOUNT DUE UNDER
CERTIFICATE NO.8713 OF 2025 DATED 25/04/2025
|
| 516 |
|
|
VIPUL LTD.
(CIN:L65923DL2002PLC167607
PAN:AAACA5396C)
|
|
|
DID NOT MAKE DISCLOSURE OF DEFAULT IN PAYMENT OF INTEREST/REPAYMENT OF SECURED LOAN TO PNB HOUSING FINANCE LTD. VIOLATING REGULATIONS 30(1) READ WITH 30(2) AND 6 OF SEBI (LODR) REGULATIONS, 2015 AND PARA A OF PART A OF SCHEDULE III AND PARA 3(B), C(2) AND 5 OF SEBI CIRCULAR READ WITH REGULATION 30 OF SEBI (LODR) REGULATIONS, 2015
|
IMPOSED PENALTY RS.5,00,000
18-NOV-2022
|
|
| 517 |
|
|
VISHNU PRAKASH R PUNGLIA LTD.
(PAN:AAECV4526D)
|
|
|
DELAY IN MAKING DISCLOSURES WITH REGARD TO ACTION TAKEN BY PUBLIC HEALTH ENGINEERING DEPARTMENT, GOVERNMENT OF RAJASTHAN VIDE ORDERS DATED 22/06/2024 AND 24/06/2024 VIOLATING REGULATION 30(2) READ WITH PART A PARA A SUB-PARA 20 OF SCHEDULE III AND REGULATION 4(1)(D) OF SEBI (LODR) REGULATIONS, 2015
DELAY IN MAKING DISCLOSURES WITH REGARD TO PENDENCY OF LITIGATION UPON BECOMING PARTY OF THE LITIGATION IN RESPECT OF ORDERS DATED 22/06/2024 AND 24/06/2024 AND OUTCOME THEREOF VIOLATING REGULATIONS 30(3) READ WITH 30(4)(I)(C) AND PART A PARA B SUB-PARA O OF SCHEDULE III AND REGULATION 4(1)(D) OF SEBI (LODR) REGULATIONS, 2015
|
IMPOSED PENALTY RS.2,00,000
24-FEB-2026
|
|
| 518 |
|
|
VITAN AGRO INDUSTRIES LTD.
(PAN:AAACC1353K)
|
|
|
|
DINANATH SHYAMSUNDAR
PAN:BKXPS1638G
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DID NOT SUBMIT STATEMENT TO STOCK EXCHANGES INDICATING VARIATIONS BETWEEN PROJECTED AND ACTUAL UTILIZATION OF FUNDS VIOLATING SECTIONS 12(A) TO 12A(C) OF SEBI ACT, 1992 READ WITH REGULATIONS 3(B) TO 3(D), 4(1), 4(2)(F), 4(2)(K) AND 4(2)(R) OF SEBI (PFUTP) REGULATIONS, 2003
DID NOT SUBMIT STATEMENT TO STOCK EXCHANGES INDICATING VARIATIONS BETWEEN PROJECTED AND ACTUAL UTILIZATION OF FUNDS VIOLATING CLAUSE 43 OF ERSTWHILE LISTING AGREEMENT (NOW REGULATION 32 OF SEBI (LODR) REGULATIONS, 2015 READ WITH SECTION 21 OF SCRA, 1956
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IMPOSED PENALTY RS.1,10,00,000
20-SEP-2022
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SEBI VIDE ITS NOTICE DATED 18/07/2023 DIRECTED TO PAY RS.1,11,01,000.00 WITHIN FIFTEEN DAYS FROM RECEIPT OF THIS NOTICE
SEBI VIDE ITS ORDER DATED 27/09/2023 DIRECTED ALL THE BANKS IN INDIA AND/OR NSDL/CDSL TO 1. ATTACH ALL THE ACCOUNTS BY WHATEVER NAME CALLED INCLUDING LOCKERS, DEMAT ACCOUNTS AND MUTUAL FUNDS FOLIOS EITHER SINGLY OR JOINTLY WITH ANY PERSON/S AND ALL OTHER AMOUNT/PROCEEDS DUE OR MAY BECOME DUE OR ANY MONEY HELD OR MAY SUBSEQUENTLY HOLD FOR ON ACCOUNT OF THE DEFAULTERS AND 2. NOT TO DEBIT ANY AMOUNT IN THE SAID ACCOUNT/S.HOWEVER CREDITS, IF ANY, INTO THE ACCOUNT MAY BE ALLOWED
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| 519 |
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VITOBA REALTORS PVT.LTD.
(PAN:AAACV5887D)
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INDULGED IN DIVERSION OF FUNDS OF RS.2315.09 CRORES (APPROX.) FROM RELIGARE FINVEST LTD. TO PROMOTERS AND THEIR RELATED ENTITIES VIOLATING SECTIONS 12A(A) TO (C) OF SEBI ACT, 1992 READ WITH REGULATIONS 3(B) TO 3(D) & 4(1), 4(2)(F) AND 4(2) (R) OF SEBI (PFUTP) REGULATIONS, 2003 IN MATTER OF RELIGARE ENTERPRISES LTD.
DID NOT MAKE DISCLOSURE OF FUNDS ROUTED BY RELIGARE FINVEST LTD. THROUGH UNRELATED ENTITIES TO PROMOTERS AND PROMOTERS GROUP ENTITIES VIOLATING CLAUSE 32 OF LISTING AGREEMENT IN MATTER OF RELIGARE ENTERPRISES LTD.
MISREPRESENTATED FINANCIAL POSITION BY ROLLING OVER THE LOANS VIOLATING REGULATIONS 4(1)(B), (C), 30(1) AND 51(1) OF SEBI (LISTING OBLIGATIONS AND DISCLOSURE REQUIREMENTS) REGULATIONS, 2015 IN MATTER OF RELIGARE ENTERPRISES LTD.
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DIRECTED NOT TO DIVERT ANY FUNDS EXCEPT TO MEET EXPENSES OF DAY-TO-DAY BUSINESS OPERATIONS WITHOUT PRIOR PERMISSION OF SEBI
14-MAR-2019
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SEBI VIDE ITS ORDER DATED 11/09/2019 DIRECTED NOT TO DISPOSED OFF OR ALIENATE ANY OF THEIR ASSETS OR DIVERT ANY FUNDS, EXCEPT TO MEET EXPENSES OF DAY-TO-DAY BUSINESS OPERATIONS WITHOUT PRIOR PERMISSION OF SEBI TILL COMPLETION OF INVESTIGATION AND FURTHER ORDERS
SEBI VIDE ITS ORDER DATED 12/11/2020 REVOKED ITS DIRECTIONS ISSUED VIDE INTERIM ORDER DATED 14/03/2019 READ WITH CORRIGENDUM ORDER DATED 18/04/2019
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| 520 |
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VIVIMED LABS LTD.
(PAN:AAACV6060A)
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DID NOT MAKE DISCLOSURE AND/OR MADE INADEQUATE DISCLOSURE TO STOCK EXCHANGES WITH REGARD TO FUND RAISING ACTIVITIES VIOLATING REGULATIONS 4(1)(D) AND 4(1)(E) READ WITH REGULATIONS 30(6) AND 30(9) OF SEBI (LODR) REGULATIONS, 2015 READ WITH CLAUSE 2 OF LISTING AGREEMENT AND READ WITH SEBI CIRCULAR NO.CIR/CFD/CMD/4/2015 DATED 09/09/2015
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IMPOSED PENALTY RS.5,00,000
29-NOV-2022
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| The regulatory charges/regulatory actions may be fully or partly applicable to the entities/persons mentioned in the second column. |
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| Page 26 of 27
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