| S.No. |
ENTITY |
PERSONS |
REGULATORY CHARGES |
REGULATORY ACTION(S) / DATE OF ORDER |
FURTHER DEVELOPMENTS |
| 501 |
|
SEQUOIA FORESTS LTD.
|
|
|
|
ASHOK KUMAR
|
|
|
C.L.VIG
|
|
|
PARVEEN VIG
|
|
|
SHAHI PARMAR
|
|
DID NOT APPLY FOR REGISTRATION OF CIS
DID NOT WIND UP TO REPAY INVESTORS AS PER REGULATIONS
|
REQUESTED DCA TO INITIATE WINDING UP OF ENTITY
DEBARRED / RESTRAINED FROM ASSOCIATING WITH / ACCESSING CAPITAL MARKET / INTERMEDIARIES FROM 05-OCT-2001 TO 05-OCT-2006
REFERRED TO STATE GOVERNMENTS FOR FILING OF CIVIL/CRIMINAL PROCEEDINGS FOR FRAUD, CHEATING, CRIMINAL BREACH OF TRUST AND MIS-APPROPRIATION OF PUBLIC FUNDS
05-OCT-2001
|
ALL ACCUSED DECLARED AS PROCLAIMED OFFENDERS EXCEPT ACCUSED NO.5 AS HE WAS
DEAD AND KEPT IN DORMANT FILE
|
| 502 |
|
|
SEVARS AGRO FORESTRY LTD.
|
|
|
|
ANAND PRAKASH SINGH
|
|
|
ARCHANA SARAIYA
|
|
|
VIRENDRA K.SARAIYA
|
|
DID NOT APPLY FOR REGISTRATION OF CIS
DID NOT WIND UP TO REPAY INVESTORS AS PER REGULATIONS
|
REQUESTED DCA TO INITIATE WINDING UP OF ENTITY
DEBARRED / RESTRAINED FROM ASSOCIATING WITH / ACCESSING CAPITAL MARKET / INTERMEDIARIES FROM 02-JUL-2001 TO 02-JUL-2006
REFERRED TO STATE GOVERNMENTS FOR FILING OF CIVIL/CRIMINAL PROCEEDINGS FOR FRAUD, CHEATING, CRIMINAL BREACH OF TRUST AND MIS-APPROPRIATION OF PUBLIC FUNDS
02-JUL-2001
|
|
| 503 |
|
|
SHAILSON PLANTATIONS LTD.
|
|
|
|
DHARMENDER SINGH
|
|
|
DINESH KUMAR GUPTA
|
|
|
OM DUTT SHARMA
|
|
|
RAM VINOD SINGH
|
|
|
RAVINDER KUMAR SINGH
|
|
|
SHAILESH KUMAR SINGH
|
|
|
SURENDER KUMAR GROVER
|
|
|
UDAY KUMAR SINGH
|
|
DID NOT APPLY FOR REGISTRATION OF CIS
DID NOT WIND UP TO REPAY INVESTORS AS PER REGULATIONS
|
REQUESTED DCA TO INITIATE WINDING UP OF ENTITY
DEBARRED / RESTRAINED FROM ASSOCIATING WITH / ACCESSING CAPITAL MARKET / INTERMEDIARIES FROM 02-JUL-2001 TO 02-JUL-2006
REFERRED TO STATE GOVERNMENTS FOR FILING OF CIVIL/CRIMINAL PROCEEDINGS FOR FRAUD, CHEATING, CRIMINAL BREACH OF TRUST AND MIS-APPROPRIATION OF PUBLIC FUNDS
02-JUL-2001
|
A-1, A2 CONVICTED AND IMPOSED FINE OF RS.2 LACS EACH. A-3 PO. A4 ACQUITTED SINCE THERE WAS NO EVIDENCE SHOW THAT HE WAS A DIRECTOR/PERSON IN CHARGE OF THE COMPANY
|
| 504 |
|
|
SHANE AVADH AGRO INDIA LTD.
|
|
|
|
D.N.TRIPATHI
|
|
|
DEEPAK VISHWAKARMA
|
|
|
KANCHAN KHARE
|
|
|
SANJAY KUMAR SHUKLA
|
|
|
SATYA NARAIN MISHRA
|
|
|
SHIV NARAYAN SINGH YADAV
|
|
|
SHOBHA MISHRA
|
|
|
VINOD KUMAR MISHRA
|
|
DID NOT APPLY FOR REGISTRATION OF CIS
DID NOT WIND UP TO REPAY INVESTORS AS PER REGULATIONS
|
REQUESTED DCA TO INITIATE WINDING UP OF ENTITY
DEBARRED / RESTRAINED FROM ASSOCIATING WITH / ACCESSING CAPITAL MARKET / INTERMEDIARIES FROM 02-JUL-2001 TO 02-JUL-2006
REFERRED TO STATE GOVERNMENTS FOR FILING OF CIVIL/CRIMINAL PROCEEDINGS FOR FRAUD, CHEATING, CRIMINAL BREACH OF TRUST AND MIS-APPROPRIATION OF PUBLIC FUNDS
02-JUL-2001
|
|
| 505 |
|
|
SHANI PLANTATIONS PVT.LTD.
|
|
|
|
CHANDRA SEKHAR SINGH
|
|
|
PARAS NATH SINGH
|
|
|
RAM NAGINA SINGH
|
|
|
SATISH KUMAR SINGH
|
|
DID NOT APPLY FOR REGISTRATION OF CIS
DID NOT WIND UP TO REPAY INVESTORS AS PER REGULATIONS
|
REQUESTED DCA TO INITIATE WINDING UP OF ENTITY
DEBARRED / RESTRAINED FROM ASSOCIATING WITH / ACCESSING CAPITAL MARKET / INTERMEDIARIES FROM 21-OCT-2002 TO 21-OCT-2007
REFERRED TO STATE GOVERNMENTS FOR FILING OF CIVIL/CRIMINAL PROCEEDINGS FOR FRAUD, CHEATING, CRIMINAL BREACH OF TRUST AND MIS-APPROPRIATION OF PUBLIC FUNDS
21-OCT-2002
|
FINE OF RS.25000 EACH ON A2 TO 5 AND IN DEFAULT TO UNDERGO S.I. FOR 30 DAYS
|
| 506 |
|
|
SHEEN AGRO & PLANTATION LTD.
|
|
|
|
ANGREZ SINGH BHADWAL
PAN:ACBPB5282C
|
|
|
KAMAL SINGH BHAU
PAN:BJKPS4811H
|
|
|
NASEEB SINGH PAWAR
PAN:APOPS9255C
|
|
|
SOHAN SINGH
|
|
|
SUDERSHAN SINGH JAMWAL
PAN:AAPPJ8220N
|
|
|
SURINDER KUMAR TRILOKIA
PAN:ACXPT9782D
|
|
|
TEJ PAL SINGH
|
|
OPERATED CIS SCHEMES WITHOUT OBTAINING CERTIFICATE OF REGISTRATION FROM SEBI
|
DEBARRED / RESTRAINED FROM ASSOCIATING WITH / ACCESSING CAPITAL MARKET / INTERMEDIARIES FROM 14-NOV-2014 WOUND UP AND ALL MONIES MOBILISED THROUGH IT ARE REFUNDED TO THE INVESTORS
DEBARRED/RESTRAINED FROM BUYING/SELLING/DEALING/IPOS IN SECURITIES/SPECIFIED SCRIPS DIRECTLY/INDIRECTLY FROM 14-NOV-2014 WOUND UP AND ALL MONIES MOBILISED THROUGH IT ARE REFUNDED TO THE INVESTORS
14-NOV-2014
|
|
| 507 |
|
|
SHEEN AGRO & PLANTATION LTD.
|
|
|
|
AJEET LAL SHARMA
|
|
|
ANITA SHARMA
|
|
|
BRITA SINGH BHAU
|
|
|
KIRPAL SINGH
|
|
|
PAWAN KUMAR KHAJURIA
|
|
|
R.S.BHAU
|
|
|
RENU BALA
|
|
|
SHYAM LAL PAHWA
PAN:APQPP5268L
|
|
|
YOGRAJ SINGH BHAU
|
|
OPERATED CIS SCHEMES WITHOUT OBTAINING CERTIFICATE OF REGISTRATION FROM SEBI
|
DIRECTED TO WIND UP CIS AND REFUND MONEY TO THE INVESTORS FROM 14-NOV-2014 WOUND UP AND ALL THE MONIES MOBILISED THROUGH IT ARE RFUNDED TO INVESTORS
DIRECTED TO SUBMIT REPORT IN REGARD TO WINDING UP OF CIS AND REPAYMENT OF MONIES TO SEBI IN ACCORDANCE TO CIS REGULATIONS
DEBARRED / RESTRAINED FROM ASSOCIATING WITH / ACCESSING CAPITAL MARKET / INTERMEDIARIES FROM 14-NOV-2014 WOUND UP AND ALL THE MONIES MOBILISED THROUGH IT ARE RFUNDED TO INVESTORS
DEBARRED/RESTRAINED FROM BUYING/SELLING/DEALING/IPOS IN SECURITIES/SPECIFIED SCRIPS DIRECTLY/INDIRECTLY FROM 14-NOV-2014 WOUND UP AND ALL THE MONIES MOBILISED THROUGH IT ARE RFUNDED TO INVESTORS
14-NOV-2014
|
|
| 508 |
|
|
SHEKHAR PLANTATIONS PVT.LTD.
|
|
|
|
INDU SHEKAR TIWARY
|
|
|
KEDARNATH PD
|
|
DID NOT APPLY FOR REGISTRATION OF CIS
DID NOT WIND UP TO REPAY INVESTORS AS PER REGULATIONS
|
REQUESTED DCA TO INITIATE WINDING UP OF ENTITY
DEBARRED / RESTRAINED FROM ASSOCIATING WITH / ACCESSING CAPITAL MARKET / INTERMEDIARIES FROM 02-JUL-2001 TO 02-JUL-2006
REFERRED TO STATE GOVERNMENTS FOR FILING OF CIVIL/CRIMINAL PROCEEDINGS FOR FRAUD, CHEATING, CRIMINAL BREACH OF TRUST AND MIS-APPROPRIATION OF PUBLIC FUNDS
02-JUL-2001
|
|
| 509 |
|
|
SHILPA PLANTATIONS PVT.LTD.
|
|
|
|
AMBIKA PRASAD TULSIAN
|
|
|
SUNIL KUMAR TULSIAN
|
|
DID NOT APPLY FOR REGISTRATION OF CIS
DID NOT WIND UP TO REPAY INVESTORS AS PER REGULATIONS
|
REQUESTED DCA TO INITIATE WINDING UP OF ENTITY
DEBARRED / RESTRAINED FROM ASSOCIATING WITH / ACCESSING CAPITAL MARKET / INTERMEDIARIES FROM 02-JUL-2001 TO 02-JUL-2006
REFERRED TO STATE GOVERNMENTS FOR FILING OF CIVIL/CRIMINAL PROCEEDINGS FOR FRAUD, CHEATING, CRIMINAL BREACH OF TRUST AND MIS-APPROPRIATION OF PUBLIC FUNDS
02-JUL-2001
|
THE OFFENCE WAS COMPOUNDED ON PAYMENT OF RS.85,000 BY THE ACCUSED TO SEBI
|
| 510 |
|
|
SHIVAM PLANTATIONS PVT.LTD.
|
|
|
|
MAMTA SINHA
|
|
|
MEENA SINGH
|
|
|
MRINALINI SINHA
|
|
|
NEELAM SINHA
|
|
|
SHAKUNTALA TIWARI
|
|
|
SUDHAMA PRASAD SINGH
|
|
DID NOT APPLY FOR REGISTRATION OF CIS
DID NOT WIND UP TO REPAY INVESTORS AS PER REGULATIONS
|
REQUESTED DCA TO INITIATE WINDING UP OF ENTITY
DEBARRED / RESTRAINED FROM ASSOCIATING WITH / ACCESSING CAPITAL MARKET / INTERMEDIARIES FROM 02-JUL-2001 TO 02-JUL-2006
REFERRED TO STATE GOVERNMENTS FOR FILING OF CIVIL/CRIMINAL PROCEEDINGS FOR FRAUD, CHEATING, CRIMINAL BREACH OF TRUST AND MIS-APPROPRIATION OF PUBLIC FUNDS
LAUNCHED PROSECUTION AGAINST THE ENTITY AND ITS DIRECTORS U/S 24 AND 27 OF THE SEBI ACT
02-JUL-2001
|
|
| 511 |
|
|
SHIVRAM PUR ORCHARD & PLANTATION LTD.
|
|
|
|
R.N.UPADHYAY
|
|
|
S.S.P.DUBEY
|
|
|
SHAILENDRAVIKRAM SINGH
|
|
|
SUSHIL KUMAR SHRIVASTAVA
|
|
|
SUSHIL PATEL
|
|
|
UDAI NATH PANDEY
|
|
|
VIJAY SHANKER SHUKLA
|
|
|
VIRENDRA PANDEY
|
|
|
VIVEK DUBEY
|
|
DID NOT APPLY FOR REGISTRATION OF CIS
DID NOT WIND UP TO REPAY INVESTORS AS PER REGULATIONS
|
REQUESTED DCA TO INITIATE WINDING UP OF ENTITY
DEBARRED / RESTRAINED FROM ASSOCIATING WITH / ACCESSING CAPITAL MARKET / INTERMEDIARIES FROM 02-JUL-2001 TO 02-JUL-2006
REFERRED TO STATE GOVERNMENTS FOR FILING OF CIVIL/CRIMINAL PROCEEDINGS FOR FRAUD, CHEATING, CRIMINAL BREACH OF TRUST AND MIS-APPROPRIATION OF PUBLIC FUNDS
02-JUL-2001
|
ACCUSED MOBILIZED RS.0.8 LAKH. ALL ACCUSED CONVICTED AND SENTENCED TO FINE OF
RS.10,000 EACH AND ON DEFAULT SIMPLE IMPRISONMENT FOR 3 MONTHS
|
| 512 |
|
|
SHREE SAI SPACES CREATIONS LTD.
(CIN:U45200PN2012PLC144315
PAN:AARCS9644N)
|
|
|
|
RAJKUMAR LAXMAN KONDE
PAN:ABXPK2421P
|
|
OPERATED CIS SCHEMES WITHOUT OBTAINING CERTIFICATE OF REGISTRATION FROM SEBI
|
DEBARRED / RESTRAINED FROM ASSOCIATING WITH / ACCESSING CAPITAL MARKET / INTERMEDIARIES FROM 24-NOV-2014 TO 23-NOV-2016
DEBARRED/RESTRAINED FROM BUYING/SELLING/DEALING/IPOS IN SECURITIES/SPECIFIED SCRIPS DIRECTLY/INDIRECTLY FROM 24-NOV-2014 TO 23-NOV-2016
24-NOV-2014
|
SEBI VIDE ITS NOTICE DATED 24/02/2016 DIRECTED ALL THE BANKS IN INDIA AND/OR NSDL/CDSL TO 1. ATTACH ALL THE ACCOUNTS BY WHATEVER NAME CALLED INCLUDING LOCKERS EITHER SINGLY OR JOINTLY WITH ANY PERSON/S AND ALL OTHER AMOUNT/PROCEEDS DUE OR MAY BECOME DUE OR ANY MONEY HELD OR MAY SUBSEQUENTLY HOLD FOR ON ACCOUNT OF THE DEFAULTERS AND 2. NOT TO DEBIT ANY AMOUNT IN THE SAID ACCOUNT/S.HOWEVER CREDITS, IF ANY, INTO THE ACCOUNT MAY BE ALLOWED
SAT: SAT VIDE ITS ORDER DATED 20/04/2016 DISPOSED OFF THE APPEL. NO COSTS
SAT: SAT VIDE ITS ORDER DATED 13/05/2016 TIME TO FILE PROPOSAL AS PER ORDER DATED 20/04/2016 EXTENDED BY TWO WEEKS FROM THE DATE OF THIS ORDER. NO COSTS
SEBI VIDE ITS ORDER DATED 04/07/2016 A. DIRECTED DEFAULTERS TO BRING AT LEAST RS.1.30 CRORES WITHIN ONE MONTH BY ANY SOURCE EITHER FROM THEIR OWN FUNDS OR THROUGH SALE/MORTGAGE OF ANY OF PROPERTIES OF DEFAULTERS B. DIRECTED DEFAULTERS THAT WITH THE CORPUS OF RS.1.74 CRORE (AMOUNT OF RS.1.30 CRORE AND AMOUNTS OF RS.32 LACS WITH BANKS AND RS.12 LACS INVESTED IN MUTUAL FUND FOLIOS), THE DEFAULTERS SHALL WITHIN ONE MONTH FROM DATE OF COMPLETION OF DIRECTION AT (I) REPAY THE ENTIRE DUES ALONG WITH ASSURED RETURNS AND INTEREST TO 2085 INVESTORS TO WHOM MONEY DUE IS LESS THAN RS.10,000 AND PAY A MAXIMUM OF RS.10,000 TO REMAINING 995 INVESTORS TO WHOM DUES MORE THAN RS.10,000 IS PAYABLE C. DIRECTED DEFAULTERS TO BRING AT LEAST RS.1.50 CRORE WITHIN TWO MONTHS FROM DATE OF COMPLIANCE OF DIRECTION AT (I) FROM ANY SOURCE I.E.EITHER FROM THEIR OWN FUNDS OR THROUGH SALE/MORTGAGE OF ANY OF THE PROPERTIES OF DEFAULTERS AND REPAY MAXIMUM OF RS.15,000 PER PERSON TO THE REMAINING 995 INVESTORS TOWARDS THEIR OUTSTANDING DUES ALONG WITH ASSURED RETURNS AND INTEREST D. DIRECTED DEFAULTERS TO BRING BALANCE AMOUNT OF DUES INCLUDING ASSURED RETURNS AND INTEREST TO THE INVESTORS WITHIN TWO MONTHS FROM THE DATE OF COMPLIANCE OF DIRECTION AT (III) ANY SOURCE EITHER FROM THEIR OWN FUNDS OR THROUGH SALE / MORTGAGE OF ANY OF THE PROPERTIES OF DEFAULTERS AND REPAY THE ENTIRE BALANCE DUES ALONG WITH ASSURED RETURNS AND INTEREST TO REMAINING INVESTORS E. DIRECTED DEFAULTERS TO FURNISH WRR WITHIN ONE MONTH FROM DATE OF COMPLIANCE OF THE ABOVE DIRECTIONS IN TERMS OF SEBI (CIS) REGULATIONS AND ENTIRE PROCESS SHALL BE DONE BY THE DEFAULTERS UNDER THE SUPERVISION OF SEBI F. RESTRAINED DEFAULTERS FROM DISPOSING/SELLING/MORTGAGING ANY OF THEIR ASSETS EXCEPT FOR THE PURPOSE OF REPAYMENT TO THE INVESTORS WITH SPECIFIC PERMISSION FROM SEBI G. DIRECTED THAT ALL THE AMOUNTS REFERRED SHALL BE ROUTED THROUGH A SEPARATE ESCROW ACCOUNT OPENED BY THE DEFAULTERS IN CONSULTATION WITH SEBI
SAT: SAT VIDE ITS ORDER DATED 09/02/2017 ALLOWED APPEAL TO BE WITHDRAWN. NO COSTS
SEBI VIDE ITS ORDER DATED 20/07/2017 ORDERED TO SALE THE PROPERTY THROUGH E-AUCTION IN SATISFACTION OF DUES
SEBI VIDE ITS ORDER DATED 18/10/2017 ORDERED TO SALE THE PROPERTY THROUGH E-AUCTION IN SATISFACTION OF DUES
SAT: SAT VIDE ITS ORDER DATED 01/08/2018 RESTORED THE APPEAL RESTORED. NO COSTS
|
| 513 |
|
|
SHREE SAI SPACES CREATIONS LTD.
(CIN:U45200PN2012PLC144315
PAN:AARCS9644N)
|
|
|
|
LAXMI SURESH LAL SHRIVASTAV
PAN:ARAPS3958G
|
|
|
RITESH KUMAR SHRIVASTAV
DIN:03290891
PAN:CEBPS5607E
|
|
|
SURESH LAL SHRIVASTAV
DIN:03290887
PAN:ABTPS4472N
|
|
|
VIVEKKUMAR SURESH SRIVASTAV
PAN:DRMPS4668Q
|
|
OPERATED CIS SCHEMES WITHOUT OBTAINING CERTIFICATE OF REGISTRATION FROM SEBI
|
DIRECTED NOT TO COLLECT ANY MONEY AND/OR FEE FROM THE INVESTORS FROM 24-NOV-2014 TO 23-NOV-2018
DIRECTED NOT TO LAUNCH ANY NEW SCHEMES FROM 24-NOV-2014 TO 23-NOV-2018
DIRECTED TO SUBMIT REPORT IN REGARD TO WINDING UP OF CIS AND REPAYMENT OF MONIES TO SEBI IN ACCORDANCE TO CIS REGULATIONS
DIRECTED NOT TO DISPOSE OF ANY OF THE PROPERTIES OR ALIENATE (DIRECTLY OR INDIRECTLY) ASSETS OF THE SCHEME FROM 24-NOV-2014 TO 23-NOV-2018
DIRECTED TO PROVIDE FULL INVENTORY OF ASSETS OWNED BY COMPANY
DEBARRED / RESTRAINED FROM ASSOCIATING WITH / ACCESSING CAPITAL MARKET / INTERMEDIARIES FROM 24-NOV-2014 TO 23-NOV-2018
DEBARRED/RESTRAINED FROM BUYING/SELLING/DEALING/IPOS IN SECURITIES/SPECIFIED SCRIPS DIRECTLY/INDIRECTLY FROM 24-NOV-2014 TO 23-NOV-2018
24-NOV-2014
|
SEBI VIDE ITS NOTICE DATED 24/02/2016 DIRECTED ALL THE BANKS IN INDIA AND/OR NSDL/CDSL TO 1. ATTACH ALL THE ACCOUNTS BY WHATEVER NAME CALLED INCLUDING LOCKERS EITHER SINGLY OR JOINTLY WITH ANY PERSON/S AND ALL OTHER AMOUNT/PROCEEDS DUE OR MAY BECOME DUE OR ANY MONEY HELD OR MAY SUBSEQUENTLY HOLD FOR ON ACCOUNT OF THE DEFAULTERS AND 2. NOT TO DEBIT ANY AMOUNT IN THE SAID ACCOUNT/S.HOWEVER CREDITS, IF ANY, INTO THE ACCOUNT MAY BE ALLOWED
SAT: SAT VIDE ITS ORDER DATED 20/04/2016 DISPOSED OFF THE APPEL. NO COSTS
SAT: SAT VIDE ITS ORDER DATED 13/05/2016 TIME TO FILE PROPOSAL AS PER ORDER DATED 20/04/2016 EXTENDED BY TWO WEEKS FROM THE DATE OF THIS ORDER. NO COSTS
SEBI VIDE ITS ORDER DATED 04/07/2016 A. DIRECTED DEFAULTERS TO BRING AT LEAST RS.1.30 CRORES WITHIN ONE MONTH BY ANY SOURCE EITHER FROM THEIR OWN FUNDS OR THROUGH SALE/MORTGAGE OF ANY OF PROPERTIES OF DEFAULTERS B. DIRECTED DEFAULTERS THAT WITH THE CORPUS OF RS.1.74 CRORE (AMOUNT OF RS.1.30 CRORE AND AMOUNTS OF RS.32 LACS WITH BANKS AND RS.12 LACS INVESTED IN MUTUAL FUND FOLIOS), THE DEFAULTERS SHALL WITHIN ONE MONTH FROM DATE OF COMPLETION OF DIRECTION AT (I) REPAY THE ENTIRE DUES ALONG WITH ASSURED RETURNS AND INTEREST TO 2085 INVESTORS TO WHOM MONEY DUE IS LESS THAN RS.10,000 AND PAY A MAXIMUM OF RS.10,000 TO REMAINING 995 INVESTORS TO WHOM DUES MORE THAN RS.10,000 IS PAYABLE C. DIRECTED DEFAULTERS TO BRING AT LEAST RS.1.50 CRORE WITHIN TWO MONTHS FROM DATE OF COMPLIANCE OF DIRECTION AT (I) FROM ANY SOURCE I.E.EITHER FROM THEIR OWN FUNDS OR THROUGH SALE/MORTGAGE OF ANY OF THE PROPERTIES OF DEFAULTERS AND REPAY MAXIMUM OF RS.15,000 PER PERSON TO THE REMAINING 995 INVESTORS TOWARDS THEIR OUTSTANDING DUES ALONG WITH ASSURED RETURNS AND INTEREST D. DIRECTED DEFAULTERS TO BRING BALANCE AMOUNT OF DUES INCLUDING ASSURED RETURNS AND INTEREST TO THE INVESTORS WITHIN TWO MONTHS FROM THE DATE OF COMPLIANCE OF DIRECTION AT (III) ANY SOURCE EITHER FROM THEIR OWN FUNDS OR THROUGH SALE / MORTGAGE OF ANY OF THE PROPERTIES OF DEFAULTERS AND REPAY THE ENTIRE BALANCE DUES ALONG WITH ASSURED RETURNS AND INTEREST TO REMAINING INVESTORS E. DIRECTED DEFAULTERS TO FURNISH WRR WITHIN ONE MONTH FROM DATE OF COMPLIANCE OF THE ABOVE DIRECTIONS IN TERMS OF SEBI (CIS) REGULATIONS AND ENTIRE PROCESS SHALL BE DONE BY THE DEFAULTERS UNDER THE SUPERVISION OF SEBI F. RESTRAINED DEFAULTERS FROM DISPOSING/SELLING/MORTGAGING ANY OF THEIR ASSETS EXCEPT FOR THE PURPOSE OF REPAYMENT TO THE INVESTORS WITH SPECIFIC PERMISSION FROM SEBI G. DIRECTED THAT ALL THE AMOUNTS REFERRED SHALL BE ROUTED THROUGH A SEPARATE ESCROW ACCOUNT OPENED BY THE DEFAULTERS IN CONSULTATION WITH SEBI
SAT: SAT VIDE ITS ORDER DATED 09/02/2017 ALLOWED APPEAL TO BE WITHDRAWN. NO COSTS
SEBI VIDE ITS ORDER DATED 20/07/2017 ORDERED TO SALE THE PROPERTY THROUGH E-AUCTION IN SATISFACTION OF DUES
SEBI VIDE ITS ORDER DATED 18/10/2017 ORDERED TO SALE THE PROPERTY THROUGH E-AUCTION IN SATISFACTION OF DUES
SAT: SAT VIDE ITS ORDER DATED 01/08/2018 RESTORED THE APPEAL RESTORED. NO COSTS
SEBI VIDE ITS ORDER DATED 03/03/2022 DIRECTED ALL THE BANKS TO REMIT RS.3,07,34,918.04 TO THE EXTENT LYING IN THE ACCOUNT OF SHREE SAI SPACES CREATIONS LTD., MR.SURESH LAL SHRIVASTAV, MR.LAXMI SURESH LAL SHRIVASTAV, MR.RITESH KUMAR SHRIVASTAV & MR.VIVEKKUMAR SURESH SRIVASTAV BY WAY OF EFT/NEFT/RTGS
|
| 514 |
|
|
SHREE SHOKHAJI AGRO PLANTATION LTD.
|
|
|
|
B.K.THAKUR
|
|
|
D.N.THAKUR
|
|
|
RAM BINOD THAKUR
|
|
|
S.K.JHA
|
|
DID NOT APPLY FOR REGISTRATION OF CIS
DID NOT WIND UP TO REPAY INVESTORS AS PER REGULATIONS
|
REQUESTED DCA TO INITIATE WINDING UP OF ENTITY
DEBARRED / RESTRAINED FROM ASSOCIATING WITH / ACCESSING CAPITAL MARKET / INTERMEDIARIES FROM 02-JUL-2001 TO 02-JUL-2006
REFERRED TO STATE GOVERNMENTS FOR FILING OF CIVIL/CRIMINAL PROCEEDINGS FOR FRAUD, CHEATING, CRIMINAL BREACH OF TRUST AND MIS-APPROPRIATION OF PUBLIC FUNDS
02-JUL-2001
|
|
| 515 |
|
|
SHRI RAM REAL ESTATE & BUSINESS SOLUTION LTD.
(PAN:AAMCS4086P
CIN:U70102MP2008PLC021116)
|
|
|
|
MAN SINGH VERMA
PAN:AMEPV2587R
DIN:02292062
|
|
OPERATED CIS SCHEMES WITHOUT OBTAINING CERTIFICATE OF REGISTRATION FROM SEBI
|
DIRECTED NOT TO LAUNCH ANY NEW SCHEME(S) / PLAN OR FLOAT ANY NEW COMPANY/IES/FIRM TO RAISE FRESH MONIES FROM 07-MAY-2019 TO 06-MAY-2023
DIRECTED NOT TO DISPOSE OF ANY OF THE PROPERTIES OR ALIENATE (DIRECTLY OR INDIRECTLY) ASSETS OF THE SCHEME FROM 07-MAY-2019 TO 06-MAY-2023
DIRECTED TO PROVIDE FULL INVENTORY OF ASSETS OWNED BY COMPANY
DIRECTED TO FURNISH PAN NUMBER OF COMPANY AND/OR DIRECTORS
DIRECTED TO REFUND MONEY TO THE INVESTORS
DIRECTED TO MAKE REFUND THROUGH BANKING CHANNELS SUCH AS DEMAND DRAFT AND/OR PAY ORDER AND/OR ELECTRONIC MODE OF TRANSFER
DIRECTED TO FILE CERTIFICATE OF COMPLETION OF PROCESS WITH SEBI FROM TWO INDEPENDENT PEER REVIEWED CHARTERED ACCOUNTANTS
DIRECTED NOT TO COLLECT ANY MONEY AND/OR FEE FROM THE INVESTORS FROM 07-MAY-2019 TO 06-MAY-2023
DEBARRED / RESTRAINED FROM ASSOCIATING WITH / ACCESSING CAPITAL MARKET / INTERMEDIARIES FROM 07-MAY-2019 TO 06-MAY-2023
DEBARRED/RESTRAINED FROM BUYING/SELLING/DEALING/IPOS IN SECURITIES/SPECIFIED SCRIPS DIRECTLY/INDIRECTLY FROM 07-MAY-2019 TO 06-MAY-2023
DIRECTED TO SUBMIT REPORT IN REGARD TO WINDING UP OF CIS AND REPAYMENT OF MONIES TO SEBI IN ACCORDANCE TO CIS REGULATIONS
RESTRAINED FROM HOLDING OR OCCUPYING POSITION AS DIRECTOR OR KEY MANAGERIAL PERSONNEL IN ANY LISTED COMPANY FROM 07-MAY-2019 TO 06-MAY-2023
14-JAN-2016
|
|
| 516 |
|
|
SHRI RAM REAL ESTATE & BUSINESS SOLUTION LTD.
(PAN:AAMCS4086P
CIN:U70102MP2008PLC021116)
|
|
|
|
BABLOO PRAJAPATI
PAN:AMQPP8230M
DIN:06765008
|
|
|
BHUVNESHWAR PRASAD SAHU
DIN:06405979
PAN:CNHPS3845M
|
|
|
GOPAL MEENA
PAN:BXYPM8890C
DIN:06770974
|
|
|
JAGDIESH SINGH MEENA
DIN:03151978
PAN:AUIPM1257D
|
|
|
SOHAN KUMAR PATEL
DIN:03113778
PAN:ALCPP9159L
|
|
|
SUBHASH DESHMUKH
DIN:03119711
PAN:AFCPD1730M
|
|
|
VIJAY SINGH
PAN:BXMPS0718K
DIN:02287778
|
|
OPERATED CIS SCHEMES WITHOUT OBTAINING CERTIFICATE OF REGISTRATION FROM SEBI
|
DIRECTED NOT TO COLLECT ANY MONEY AND/OR FEE FROM THE INVESTORS FROM 18-JAN-2019 TO 17-JAN-2025
DIRECTED NOT TO LAUNCH ANY NEW SCHEME(S) / PLAN OR FLOAT ANY NEW COMPANY/IES/FIRM TO RAISE FRESH MONIES FROM 18-JAN-2019 TO 17-JAN-2025
DIRECTED TO PROVIDE FULL INVENTORY OF ASSETS OWNED BY COMPANY
DIRECTED NOT TO DISPOSE OF ANY OF THE PROPERTIES OR ALIENATE (DIRECTLY OR INDIRECTLY) ASSETS OF THE SCHEME FROM 18-JAN-2019 TO 17-JAN-2025
DIRECTED NOT TO DIVERT ANY FUNDS RAISED FROM PUBLIC AT LARGE KEPT IN BANK ACCOUNT AND/OR IN THE CUSTODY OF THE COMPANY FROM 18-JAN-2019 TO 17-JAN-2025
DIRECTED TO SUBMIT DETAILS OF AMOUNT MOBILIZED AND REFUNDED TILL DATE
DIRECTED TO SUBMIT DETAILS OF AGENTS ALONGWITH ADDRESS, MONEY MOBILIZED AND COMMISSION PAID
DIRECTED TO SUBMIT AUDITED ACCOUNTS FOR THE LAST FINANCIAL YEAR
DIRECTED TO FURNISH PAN NUMBER OF COMPANY AND/OR DIRECTORS
DEBARRED / RESTRAINED FROM ASSOCIATING WITH / ACCESSING CAPITAL MARKET / INTERMEDIARIES FROM 18-JAN-2019 TO 17-JAN-2025
DEBARRED/RESTRAINED FROM BUYING/SELLING/DEALING/IPOS IN SECURITIES/SPECIFIED SCRIPS DIRECTLY/INDIRECTLY FROM 18-JAN-2019 TO 17-JAN-2025
17-MAR-2015
|
SEBI VIDE ITS ORDER DATED 18/01/2019 DIRECTED TO 1) WINDING UP ITS EXISTING COLLECTIVE INVESTMENT SCHEMES AND REFUND THE MONEY COLLECTED UNDER SCHEMES WITH RETURNS DUE TO INVESTORS AS PER TERMS OF OFFER WITHIN THREE MONTHS FROM DATE OF THIS ORDER AND SUBMIT WINDING UP AND REPAYMENT REPORT (WRR) TO SEBI. WRR SHALL BE SUPPORTED BY THE PROOF OF TRAIL OF FUNDS CLAIMED TO BE REFUNDED, BANK ACCOUNT STATEMENTS INDICATING REFUND TO INVESTORS AND RECEIPT FROM INVESTORS ACKNOWLEDGE SUCH REFUNDS ALONG WITH CERTIFICATION OF SUCH REPAYMENT FROM TWO INDEPENDENT PEER REVIEWED CHARTERED ACCOUNTANTS WHO ARE IN PANEL OF ANY PUBLIC AUTHORITY OR PUBLIC INSTITUTIONS 2) NOT TO ALIENATE OR DISPOSE OF OR SELL ANY OF THE ASSETS OF THE COMPANY EXCEPT FOR THE PURPOSE OF MAKING REFUND TO ITS INVESTORS 3) ABSTAIN FROM COLLECTING ANY MONEY FROM THE INVESTORS IN RESPECT OF SCHEMES INDENTIFIED AS A COLLECTIVE INVESTMENT SCHEMES IN THIS ORDER 4) RESTRAINED FROM ACCESSING SECURITIES MARKET AND PROHIBITED FROM BUYING, SELLING OR OTHERWISE DEALING IN THE SECURITIES MARKET, DIRECTLY OR INDIRECTLY FOR FURTHER SIX YEARS FROM DATE OF COMPLETION OF REFUNDS
SEBI VIDE ITS NOTICE DATED 19/06/2024 DIRECTED ALL THE BANKS AND MUTUAL FUNDS IN INDIA TO REMIT RS.12,01,90,105.00 TO THE EXTENT LYING IN THE ACCOUNT OF NOTICEE TO SEBI BY WAY OF EFT/NEFT/RTG
|
| 517 |
|
|
SHRI RAM REAL ESTATE & BUSINESS SOLUTION LTD.
(PAN:AAMCS4086P
CIN:U70102MP2008PLC021116)
|
|
|
|
GYAN SINGH
DIN:02303319
PAN:BNSPS7260N
|
|
|
HEMANT BHAGAT
DIN:02287766
|
|
|
JAGDIESH SINGH MEENA
DIN:03151978
PAN:AUIPM1257D
|
|
|
NIRMAL DHANELIYA
DIN:00665179
PAN:ASNPD7796H
|
|
|
RAJESH KUMAR BHAGAT
DIN:02240082
PAN:AIIPB4384N
|
|
|
SANJAY MEWADA
DIN:02287787
PAN:ASCPM1521A
|
|
|
VIKRAM SINGH
DIN:02254081
PAN:BOUPS2001E
|
|
OPERATED CIS SCHEMES WITHOUT OBTAINING CERTIFICATE OF REGISTRATION FROM SEBI
|
DIRECTED NOT TO COLLECT ANY MONEY AND/OR FEE FROM THE INVESTORS FROM 18-JAN-2019 TO 17-JAN-2023
DIRECTED NOT TO LAUNCH ANY NEW SCHEME(S) / PLAN OR FLOAT ANY NEW COMPANY/IES/FIRM TO RAISE FRESH MONIES FROM 18-JAN-2019 TO 17-JAN-2023
DIRECTED TO PROVIDE FULL INVENTORY OF ASSETS OWNED BY COMPANY
DIRECTED NOT TO DISPOSE OF ANY OF THE PROPERTIES OR ALIENATE (DIRECTLY OR INDIRECTLY) ASSETS OF THE SCHEME FROM 18-JAN-2019 TO 17-JAN-2023
DIRECTED NOT TO DIVERT ANY FUNDS RAISED FROM PUBLIC AT LARGE KEPT IN BANK ACCOUNT AND/OR IN THE CUSTODY OF THE COMPANY FROM 18-JAN-2019 TO 17-JAN-2023
DIRECTED TO SUBMIT DETAILS OF AMOUNT MOBILIZED AND REFUNDED TILL DATE
DIRECTED TO SUBMIT DETAILS OF AGENTS ALONGWITH ADDRESS, MONEY MOBILIZED AND COMMISSION PAID
DIRECTED TO SUBMIT AUDITED ACCOUNTS FOR THE LAST FINANCIAL YEAR
DIRECTED TO FURNISH PAN NUMBER OF COMPANY AND/OR DIRECTORS
DEBARRED / RESTRAINED FROM ASSOCIATING WITH / ACCESSING CAPITAL MARKET / INTERMEDIARIES FROM 18-JAN-2019 TO 17-JAN-2023
DEBARRED/RESTRAINED FROM BUYING/SELLING/DEALING/IPOS IN SECURITIES/SPECIFIED SCRIPS DIRECTLY/INDIRECTLY FROM 18-JAN-2019 TO 17-JAN-2023
17-MAR-2015
|
SEBI VIDE ITS ORDER DATED 18/01/2019 DIRECTED TO 1) WINDING UP ITS EXISTING COLLECTIVE INVESTMENT SCHEMES AND REFUND THE MONEY COLLECTED UNDER SCHEMES WITH RETURNS DUE TO INVESTORS AS PER TERMS OF OFFER WITHIN THREE MONTHS FROM DATE OF THIS ORDER AND SUBMIT WINDING UP AND REPAYMENT REPORT (WRR) TO SEBI. WRR SHALL BE SUPPORTED BY THE PROOF OF TRAIL OF FUNDS CLAIMED TO BE REFUNDED, BANK ACCOUNT STATEMENTS INDICATING REFUND TO INVESTORS AND RECEIPT FROM INVESTORS ACKNOWLEDGE SUCH REFUNDS ALONG WITH CERTIFICATION OF SUCH REPAYMENT FROM TWO INDEPENDENT PEER REVIEWED CHARTERED ACCOUNTANTS WHO ARE IN PANEL OF ANY PUBLIC AUTHORITY OR PUBLIC INSTITUTIONS 2) NOT TO ALIENATE OR DISPOSE OF OR SELL ANY OF THE ASSETS OF THE COMPANY EXCEPT FOR THE PURPOSE OF MAKING REFUND TO ITS INVESTORS 3) ABSTAIN FROM COLLECTING ANY MONEY FROM THE INVESTORS IN RESPECT OF SCHEMES INDENTIFIED AS A COLLECTIVE INVESTMENT SCHEMES IN THIS ORDER 4) RESTRAINED FROM ACCESSING SECURITIES MARKET AND PROHIBITED FROM BUYING, SELLING OR OTHERWISE DEALING IN THE SECURITIES MARKET, DIRECTLY OR INDIRECTLY FOR FURTHER SIX YEARS FROM DATE OF COMPLETION OF REFUNDS
|
| 518 |
|
|
SHRISHRIMAL PLANTATION LTD.
|
|
|
|
DEVICHAND SHRISHRIMAL
|
|
|
KAMAL CHAND JAIN
|
|
|
SHAILENDRA JAIN
|
|
DID NOT APPLY FOR REGISTRATION OF CIS
DID NOT WIND UP TO REPAY INVESTORS AS PER REGULATIONS
|
REQUESTED DCA TO INITIATE WINDING UP OF ENTITY
DEBARRED / RESTRAINED FROM ASSOCIATING WITH / ACCESSING CAPITAL MARKET / INTERMEDIARIES FROM 02-JUL-2001 TO 02-JUL-2006
REFERRED TO STATE GOVERNMENTS FOR FILING OF CIVIL/CRIMINAL PROCEEDINGS FOR FRAUD, CHEATING, CRIMINAL BREACH OF TRUST AND MIS-APPROPRIATION OF PUBLIC FUNDS
LAUNCHED PROSECUTION AGAINST THE ENTITY AND ITS DIRECTORS U/S 24 AND 27 OF THE SEBI ACT
02-JUL-2001
|
OBTAINED A STAY ORDER FROM THE HON'BLE HIGH COURT
|
| 519 |
|
|
SHUBHAM KAROTI FOODS PVT.LTD.
(PAN:AAQCS5807E)
|
|
|
|
SOMIT KISHANCHANDRA SAXENA
DIN:03619568
PAN:BCQPS5051J
|
|
|
SUDHIR NATHURAM PAWAR
PAN:AIIPP3823E
DIN:03644382
|
|
OPERATED CIS SCHEMES WITHOUT OBTAINING CERTIFICATE OF REGISTRATION FROM SEBI
|
DIRECTED NOT TO COLLECT ANY MONEY AND/OR FEE FROM THE INVESTORS FROM 17-FEB-2016 TO 16-FEB-2020
DIRECTED NOT TO LAUNCH ANY NEW SCHEMES FROM 17-FEB-2016 TO 16-FEB-2020
DIRECTED NOT TO DISPOSE OF ANY OF THE PROPERTIES OR ALIENATE (DIRECTLY OR INDIRECTLY) ASSETS OF THE SCHEME FROM 17-FEB-2016 TO 16-FEB-2020
DIRECTED NOT TO DIVERT ANY FUNDS RAISED FROM PUBLIC AT LARGE KEPT IN BANK ACCOUNT AND/OR IN THE CUSTODY OF THE COMPANY FROM 17-FEB-2016 TO 16-FEB-2020
DIRECTED TO FURNISH ALL INFORMATION REGARDING SCHEMES WITH DETAILS OF INVESTORS AND INSURANCE POLICIES AND COMPENSATION GIVEN UNDER THE POLICIES AS PART OF THE SCHEMES
DIRECTED TO WIND UP CIS AND REFUND MONEY TO THE INVESTORS FROM 17-FEB-2016 TO 16-FEB-2020
DIRECTED TO SUBMIT REPORT IN REGARD TO WINDING UP OF CIS AND REPAYMENT OF MONIES TO SEBI IN ACCORDANCE TO CIS REGULATIONS
DIRECTED TO FILE CERTIFICATE OF COMPLETION OF PROCESS WITH SEBI FROM TWO INDEPENDENT PEER REVIEWED CHARTERED ACCOUNTANTS
DIRECTED TO PROVIDE FULL INVENTORY OF ASSETS OWNED BY COMPANY
DEBARRED / RESTRAINED FROM ASSOCIATING WITH / ACCESSING CAPITAL MARKET / INTERMEDIARIES FROM 17-FEB-2016 TO 16-FEB-2020
DEBARRED/RESTRAINED FROM BUYING/SELLING/DEALING/IPOS IN SECURITIES/SPECIFIED SCRIPS DIRECTLY/INDIRECTLY FROM 17-FEB-2016 TO 16-FEB-2020
08-AUG-2014
|
SEBI VIDE ITS ORDER DATED 17/02/2016 DIRECTED SHUBHAM KAROTI FOODS PVT.LTD. TO 1) ABSTAIN FROM COLLECTING ANY MONEY FROM INVESTORS OR LAUNCH OR CARRY OUT ANY COLLECTIVE INVESTMENT SCHEMES INCLUDING THE SCHEMES WHICH HAVE BEEN INDENTIFIED AS A COLLECTIVE INVESTMENT SCHEME IN THIS ORDER 2) WIND UP ITS EXISTING SCHEME AND REFUND THROUGH ‘BANK DEMAND DRAFT’ OR ‘PAY ORDER’, THE MONEY COLLECTED UNDER SCHEME WITH RETURNS WHICH ARE DUE TO INVESTORS AS PER TERMS OF OFFER WITHIN A PERIOD OF THREE MONTHS FROM DATE OF THIS ORDER AND SUBMIT WINDING UP AND REPAYMENT REPORT TO SEBI IN ACCORDANCE WITH SEBI (CIS) REGULATIONS, 1999, INCLUDING TRAIL OF FUNDS CLAIMED TO BE REFUNDED, BANK ACCOUNT STATEMENTS INDICATING REFUND TO INVESTORS AND RECEIPT FROM INVESTORS ACKNOWLEDGING SUCH REFUNDS 3) NOT TO ALIENATE OR DISPOSE OFF OR SELL ANY ASSETS OF COMPANY EXCEPT FOR THE PURPOSE OF MAKING REFUNDS TO ITS INVESTORS 4) FILE A CERTIFICATE OF SUCH COMPLETION WITH SEBI FROM TWO INDEPENDENT PEER REVIEWED CHARTERED ACCOUNTS WHO ARE IN THE PANEL OF ANY PUBLIC AUTHORITY OR PUBLIC INSTITUTION 5) DIRECTED TO PROVIDE FULL INVENTORY OF ALL ASSETS AND PROPERTIES AND DETAILS OF ALL THEIR BANK ACCOUNTS, DEMAT ACCOUNTS AND HOLDINGS OF SHARES/SECURITIES, OR HELD IN PHYSICAL FORM 6) RESTRAINED FROM ACCESSING SECURITIES MARKET AND ARE PROHIBITED FROM BUYING, SELLING OR OTHERWISE DEALING IN SECURITIES MARKET FOR A PERIOD OF FOUR YEARS
|
| 520 |
|
|
SIDRAH PLANTATION & MARKETING LTD.
|
|
|
|
DAWAR AZMI
|
|
|
MOHD.AWAIS SIDDIQUI
|
|
|
MOHD.PARVEZ
|
|
|
MOHD.QUARAISH SIDDIQUI
|
|
|
SABA KHAN
|
|
|
SYED MOHD.AUN
|
|
|
SYED MOHD.HAIDER
|
|
DID NOT APPLY FOR REGISTRATION OF CIS
DID NOT WIND UP TO REPAY INVESTORS AS PER REGULATIONS
|
REQUESTED DCA TO INITIATE WINDING UP OF ENTITY
DEBARRED / RESTRAINED FROM ASSOCIATING WITH / ACCESSING CAPITAL MARKET / INTERMEDIARIES FROM 02-JUL-2001 TO 02-JUL-2006
REFERRED TO STATE GOVERNMENTS FOR FILING OF CIVIL/CRIMINAL PROCEEDINGS FOR FRAUD, CHEATING, CRIMINAL BREACH OF TRUST AND MIS-APPROPRIATION OF PUBLIC FUNDS
LAUNCHED PROSECUTION AGAINST THE ENTITY AND ITS DIRECTORS U/S 24 AND 27 OF THE SEBI ACT
02-JUL-2001
|
|
| The regulatory charges/regulatory actions may be fully or partly applicable to the entities/persons mentioned in the second column. |
| |
|
|
| Page 26 of 33
|
