| S.No. |
ENTITY |
PERSONS |
REGULATORY CHARGES |
REGULATORY ACTION(S) / DATE OF ORDER |
FURTHER DEVELOPMENTS |
| 481 |
|
STARTEK PLANTATIONS & RESORTS LTD.
|
|
|
|
V.K.SHARMA
|
|
DID NOT APPLY FOR REGISTRATION OF CIS
DID NOT WIND UP TO REPAY INVESTORS AS PER REGULATIONS
|
REQUESTED DCA TO INITIATE WINDING UP OF ENTITY
DEBARRED / RESTRAINED FROM ASSOCIATING WITH / ACCESSING CAPITAL MARKET / INTERMEDIARIES FROM 02-JUL-2001 TO 02-JUL-2006
REFERRED TO STATE GOVERNMENTS FOR FILING OF CIVIL/CRIMINAL PROCEEDINGS FOR FRAUD, CHEATING, CRIMINAL BREACH OF TRUST AND MIS-APPROPRIATION OF PUBLIC FUNDS
02-JUL-2001
|
ACCUSED NO.2 CONVICTED AND SENTENCED TO RIGOROUS IMPRISONMENT FOR 1 YEAR. IN ADDITION ACCUSED NO.1 AND 2 ALSO TO PAY A FINE OF RS.5 LAKH AND IN DEFAULT OF PAYMENT OF FINE A-2 SHALL UNDERGO SIMPLE IMPRISONMENT FOR 6 MONTHS. PROCEEDINGS AGAINST ACCUSED NO.3 ABATED.ON ACCOUNT OF HIS DEATH
|
| 482 |
|
|
SUGANDHA GREEN FORESTS LTD.
|
|
|
|
AJAY KUMAR RAKTALE
|
|
|
ANIL RICHHARIA
|
|
|
ARCHANA MAHESHWARI
|
|
|
DILIP KUMAR VERMA
|
|
|
KALPANA VERMA
|
|
|
SHARAD SAXENA
|
|
DID NOT APPLY FOR REGISTRATION OF CIS
DID NOT WIND UP TO REPAY INVESTORS AS PER REGULATIONS
|
REQUESTED DCA TO INITIATE WINDING UP OF ENTITY
DEBARRED / RESTRAINED FROM ASSOCIATING WITH / ACCESSING CAPITAL MARKET / INTERMEDIARIES FROM 02-JUL-2001 TO 02-JUL-2006
REFERRED TO STATE GOVERNMENTS FOR FILING OF CIVIL/CRIMINAL PROCEEDINGS FOR FRAUD, CHEATING, CRIMINAL BREACH OF TRUST AND MIS-APPROPRIATION OF PUBLIC FUNDS
02-JUL-2001
|
|
| 483 |
|
|
SUMAN MOTELS LTD.
(PAN:AAACS9164Q)
|
|
|
|
ABDUL RASHID
|
|
|
ANIL M.KADAKIA
|
|
|
BHARATI SURENDRA KHANDHAR
|
|
|
DAMODAR PATKAR
|
|
|
JAVED AKHTAR
|
|
|
MUKHTAR HUSSAIN
|
|
|
PRAFUL M.KHANDHAR
|
|
|
SHEIKH MUKHTAR HUSSAIN
|
|
|
SRIKANT M.CHITNIS
|
|
|
SURENDRA MANSUKLAL KHANDHAR
|
|
|
VIJAY S.KUMAR
|
|
|
VINOD B.MISTRY
|
|
DID NOT APPLY FOR REGISTRATION OF CIS
DID NOT WIND UP TO REPAY INVESTORS AS PER REGULATIONS
|
REQUESTED DCA TO INITIATE WINDING UP OF ENTITY
DEBARRED / RESTRAINED FROM ASSOCIATING WITH / ACCESSING CAPITAL MARKET / INTERMEDIARIES FROM 27-SEP-2002 TO 27-SEP-2007
REFERRED TO POLICE AUTHORITIES TO FILE FIR
REFERRED TO STATE GOVERNMENTS FOR FILING OF CIVIL/CRIMINAL PROCEEDINGS FOR FRAUD, CHEATING, CRIMINAL BREACH OF TRUST AND MIS-APPROPRIATION OF PUBLIC FUNDS
LAUNCHED PROSECUTION AGAINST THE ENTITY AND ITS DIRECTORS U/S 24 AND 27 OF THE SEBI ACT
27-SEP-2002
|
SEBI VIDE ITS ORDER DATED 13/11/2014 DIRECTED INSPECTORS GENERAL OF REGISTRATION, MAHARASHTRA, KARNATAKA AND UTTARANCHAL AND CONCERNED TAHASILDAR, DISTRICT REGISTRARS AND SUB-REGISTRARS OF THE RESPECTIVE AREAS WHERE THE PROPERTIES ARE LOCATED NOT TO ACT UPON ANY DOCUMENTS PURPORTING TO BE DEALING WITH TRANSFER, MORTGAGE, CHARGE, LEASE OR CREATION OR ALTERATION OF ANY INTEREST IN ANY OF THE PROPERTIES, IF PRESENTED FOR REGISTRATION
SEBI VIDE ITS ORDER DATED 17/02/2016 ORDERED TO SALE THE PROPERTY (1661 SQ.FT. FURNISHED OFFICE PREMISE SITUATED AT 101,INDIA PRINTING HOUSE,42, AMBEDKAR ROAD, WADALA, MUMBAI-400031) THROUGH E-AUCTION IN SATISFACTION OF DUES
SEBI VIDE ITS ORDER DATED 29/06/2015 DIRECTED TO SALE THE OFFICE PREMISE SITUATED AT 101,INDIA PRINTING HOUSE,42, AMBEDKAR ROAD, WADALA, MUMBAI-400031 THROUGH E-AUCTION IN SATISFACTION OF DUES
SEBI VIDE ITS NOTICE DATED 04/08/2017 DIRECTED TO SALE THE IMMOVABLE PROPERTIES THROUGH E-AUCTION IN SATISFACTION OF DUES
SEBI VIDE ITS NOTICE DATED 10/08/2018 ORDERED TO SALE OF THE PROPERTY THROUGH E-AUCTION IN SATISFACTION OF DUES
|
| 484 |
|
|
SUMAN PLANTATIONS PVT.LTD.
|
|
|
|
SAJJANLAL JAIN
|
|
|
SANPATRAJ JAIN
|
|
|
SHYAM SUNDER KHANDELWAL
|
|
|
SUBHASCHAND JAIN
|
|
DID NOT APPLY FOR REGISTRATION OF CIS
DID NOT WIND UP TO REPAY INVESTORS AS PER REGULATIONS
|
REQUESTED DCA TO INITIATE WINDING UP OF ENTITY
DEBARRED / RESTRAINED FROM ASSOCIATING WITH / ACCESSING CAPITAL MARKET / INTERMEDIARIES FROM 02-JUL-2001 TO 02-JUL-2006
REFERRED TO STATE GOVERNMENTS FOR FILING OF CIVIL/CRIMINAL PROCEEDINGS FOR FRAUD, CHEATING, CRIMINAL BREACH OF TRUST AND MIS-APPROPRIATION OF PUBLIC FUNDS
02-JUL-2001
|
|
| 485 |
|
|
SUNBEAM FOREST LTD.
|
|
|
|
MANU DATT SHARMA
|
|
|
MEENAKSHI SHARMA
|
|
|
RAKESH KUMAR SHARMA
|
|
DID NOT APPLY FOR REGISTRATION OF CIS
DID NOT WIND UP TO REPAY INVESTORS AS PER REGULATIONS
|
REQUESTED DCA TO INITIATE WINDING UP OF ENTITY
DEBARRED / RESTRAINED FROM ASSOCIATING WITH / ACCESSING CAPITAL MARKET / INTERMEDIARIES FROM 07-FEB-2001 TO 07-FEB-2006
REFERRED TO STATE GOVERNMENTS FOR FILING OF CIVIL/CRIMINAL PROCEEDINGS FOR FRAUD, CHEATING, CRIMINAL BREACH OF TRUST AND MIS-APPROPRIATION OF PUBLIC FUNDS
LAUNCHED PROSECUTION AGAINST THE ENTITY AND ITS DIRECTORS U/S 24 AND 27 OF THE SEBI ACT
07-FEB-2001
|
ALL ACCUSED DECLARED PO
|
| 486 |
|
|
SUNDARA SRI SAI PLANTATIONS PVT.LTD.
|
|
|
|
B.V.V.SATYANARAYANAMURTHY
|
|
|
BANDI ADINARAYANA
|
|
|
BOJANAPALLI SURYANARAYA MURTHY
|
|
|
CHAKKA SHRIMANNARAYANA
|
|
|
K.V.SURYANARAYANA
|
|
|
MAREMALLA LOKESH
|
|
|
MARISETTY HARANADHBABA
|
|
|
REDDY NARAYANA MURTHY
|
|
|
ROSHAN AGARWAL
|
|
|
TULA PRABHAKARA RAO
|
|
|
VUPPALA SUBRAHMANYESWARA NOOKARAJU
|
|
DID NOT APPLY FOR REGISTRATION OF CIS
DID NOT WIND UP TO REPAY INVESTORS AS PER REGULATIONS
|
REQUESTED DCA TO INITIATE WINDING UP OF ENTITY
DEBARRED / RESTRAINED FROM ASSOCIATING WITH / ACCESSING CAPITAL MARKET / INTERMEDIARIES FROM 02-JUL-2001 TO 02-JUL-2006
REFERRED TO STATE GOVERNMENTS FOR FILING OF CIVIL/CRIMINAL PROCEEDINGS FOR FRAUD, CHEATING, CRIMINAL BREACH OF TRUST AND MIS-APPROPRIATION OF PUBLIC FUNDS
02-JUL-2001
|
|
| 487 |
|
|
SUPERGOLD FORESTS LTD.
|
|
|
|
ABDUL AHAD
|
|
|
ANIL SETH
|
|
|
ARIF H.SHAH
|
|
|
IQBAL WANI
|
|
|
JAGDISH CHANDER
|
|
|
KHURSHID KHAN
|
|
|
MOHD.BASHIR K.
|
|
|
NAZMUL H.SHAH
|
|
|
P.N.GIRI
|
|
|
RAJESH KUMAR BALLI
|
|
|
RAMNATH DATTA
|
|
|
SABIR H.SHAH
|
|
|
SAVITA KANSAL
|
|
|
SHASHI BALA
|
|
|
SUJAIT H.SHAH
|
|
|
SUSHMA DATTA
|
|
|
V.K.DATTA
|
|
|
V.K.KANSAL
|
|
|
V.KUMAR
|
|
|
VIJAY KUMAR DATTA
|
|
DID NOT WIND UP TO REPAY INVESTORS AS PER REGULATIONS
|
DIRECTED TO WIND UP CIS AND REFUND MONEY TO THE INVESTORS FROM 29-JUL-2002 TO 29-JUL-2007
REJECTED APPLICATION FOR REGISTRATION OF CIS
REQUESTED DCA TO INITIATE WINDING UP OF ENTITY
DEBARRED / RESTRAINED FROM ASSOCIATING WITH / ACCESSING CAPITAL MARKET / INTERMEDIARIES FROM 29-JUL-2002 TO 29-JUL-2007
REFERRED TO STATE GOVERNMENTS FOR FILING OF CIVIL/CRIMINAL PROCEEDINGS FOR FRAUD, CHEATING, CRIMINAL BREACH OF TRUST AND MIS-APPROPRIATION OF PUBLIC FUNDS
LAUNCHED PROSECUTION AGAINST THE ENTITY AND ITS DIRECTORS U/S 24 AND 27 OF THE SEBI ACT
29-JUL-2002
|
COPY OF ORDER AWAITED
|
| 488 |
|
|
SUPHALA PLANTATIONS INDIA LTD.
|
|
|
|
A.H.RAJAN
|
|
|
BINDU RAJAGOPAL
|
|
|
GANESH N.THAMPI
|
|
|
JOJO SEBASTIAN
|
|
|
JOSE SEBASTIAN
|
|
|
K.CHANDRASEKHARAN NAIR
|
|
|
K.RAJAGOPAL
|
|
|
K.S.SASHIKUMAR
|
|
|
R.BALACHANDRAN
|
|
|
SUBA JOSE
|
|
|
SUJA JOJO
|
|
DID NOT APPLY FOR REGISTRATION OF CIS
DID NOT WIND UP TO REPAY INVESTORS AS PER REGULATIONS
|
REQUESTED DCA TO INITIATE WINDING UP OF ENTITY
DEBARRED / RESTRAINED FROM ASSOCIATING WITH / ACCESSING CAPITAL MARKET / INTERMEDIARIES FROM 02-JUL-2001 TO 02-JUL-2006
REFERRED TO STATE GOVERNMENTS FOR FILING OF CIVIL/CRIMINAL PROCEEDINGS FOR FRAUD, CHEATING, CRIMINAL BREACH OF TRUST AND MIS-APPROPRIATION OF PUBLIC FUNDS
LAUNCHED PROSECUTION AGAINST THE ENTITY AND ITS DIRECTORS U/S 24 AND 27 OF THE SEBI ACT
02-JUL-2001
|
|
| 489 |
|
|
SUPREME FORESTS INDIA LTD.
|
|
|
|
G.N.BEHERA
|
|
|
K.VENKATA RAO
|
|
|
M.KHASIM ALI
|
|
|
M.PRABHU
|
|
|
MURALIDHAR REDDY
|
|
DID NOT APPLY FOR REGISTRATION OF CIS
DID NOT WIND UP TO REPAY INVESTORS AS PER REGULATIONS
|
REQUESTED DCA TO INITIATE WINDING UP OF ENTITY
DEBARRED / RESTRAINED FROM ASSOCIATING WITH / ACCESSING CAPITAL MARKET / INTERMEDIARIES FROM 02-JUL-2001 TO 02-JUL-2006
REFERRED TO STATE GOVERNMENTS FOR FILING OF CIVIL/CRIMINAL PROCEEDINGS FOR FRAUD, CHEATING, CRIMINAL BREACH OF TRUST AND MIS-APPROPRIATION OF PUBLIC FUNDS
02-JUL-2001
|
|
| 490 |
|
|
SURAKSHA FARMS LTD.
|
|
|
|
ELSIE SCARIA
|
|
|
JOJO SEBASTIAN
|
|
|
JOSE SCARIA
|
|
|
MATHEW JACOB
|
|
|
REGIGIE IBRAHIM
|
|
|
ROSAMMA SEBASTIAN
|
|
|
S.KAMARAJ
|
|
|
S.PRAVEEN
|
|
|
SUJA SEABASTIAN
|
|
|
SUNIL P.MANI
|
|
|
T.RAGHUNATH
|
|
|
TOM JOSEPH
|
|
|
V.VINOD
|
|
DID NOT APPLY FOR REGISTRATION OF CIS
DID NOT WIND UP TO REPAY INVESTORS AS PER REGULATIONS
|
REQUESTED DCA TO INITIATE WINDING UP OF ENTITY
DEBARRED / RESTRAINED FROM ASSOCIATING WITH / ACCESSING CAPITAL MARKET / INTERMEDIARIES FROM 02-JUL-2001 TO 02-JUL-2006
REFERRED TO STATE GOVERNMENTS FOR FILING OF CIVIL/CRIMINAL PROCEEDINGS FOR FRAUD, CHEATING, CRIMINAL BREACH OF TRUST AND MIS-APPROPRIATION OF PUBLIC FUNDS
02-JUL-2001
|
|
| 491 |
|
|
SURAKSHYA GREEN GOLD (I) LTD.
|
|
|
|
AMULYA KUMAR NAYAK
|
|
|
BIDUT PRAVA PATNAIK
|
|
|
GAJENDRA PANDA
|
|
|
NARESH SWAIN
|
|
|
SARBASRI RASANAND PATNAIK
|
|
DID NOT APPLY FOR REGISTRATION OF CIS
DID NOT WIND UP TO REPAY INVESTORS AS PER REGULATIONS
|
REQUESTED DCA TO INITIATE WINDING UP OF ENTITY
DEBARRED / RESTRAINED FROM ASSOCIATING WITH / ACCESSING CAPITAL MARKET / INTERMEDIARIES FROM 02-JUL-2001 TO 02-JUL-2006
REFERRED TO STATE GOVERNMENTS FOR FILING OF CIVIL/CRIMINAL PROCEEDINGS FOR FRAUD, CHEATING, CRIMINAL BREACH OF TRUST AND MIS-APPROPRIATION OF PUBLIC FUNDS
LAUNCHED PROSECUTION AGAINST THE ENTITY AND ITS DIRECTORS U/S 24 AND 27 OF THE SEBI ACT
02-JUL-2001
|
CASE DISMISSED. SLP FILED BY SEBI IS PENDING BEFORE THE HON’BLE SUPREME COURT
|
| 492 |
|
|
SURBHI AGROTECH LTD.
|
|
|
|
ALPONS RAJA REDDY
|
|
|
AMALENDU BHOWMICK
|
|
|
ASHWANI KAUSHIK
|
|
|
AVTAR SINGH
|
|
|
BIMAL SABARWAL
|
|
|
DAYANAND MISHRA
|
|
|
GURPRATAP SINGH BHANGU
|
|
|
H.P.BHARDWAJ
|
|
|
HARISH KUMAR POPLI
|
|
|
J.K.BHANDARI
|
|
|
JYOTI PRABHA KAUSHIK
|
|
|
KICHLOO
|
|
|
KRISHAN KUMAR
|
|
|
M.MALLARAJE URS
|
|
|
M.S.S.PILLAT
|
|
|
MAGHAR SINGH
|
|
|
MUKESH ARORA
|
|
|
NAHAR SINGH
|
|
|
NARESH CHANDER KAUSHIK
|
|
|
PREM PRAKASH CHATURVEDI
|
|
|
RAJENDRA KUMAR SINGH
|
|
|
RAJIV KATYAL
|
|
|
SANAT KUMAR PANJA
|
|
|
SUNIL TYAGI
|
|
|
USHA KIRAN CHATURVEDI
|
|
|
VED SHRIRAM BALSOD
|
|
|
VIJAY KUMAR GUPTA
|
|
|
VIJAY NAIDU
|
|
DID NOT WIND UP TO REPAY INVESTORS AS PER REGULATIONS
|
DIRECTED TO WIND UP CIS AND REFUND MONEY TO THE INVESTORS FROM 29-JUL-2002 TO 29-JUL-2007
REJECTED APPLICATION FOR REGISTRATION OF CIS
REQUESTED DCA TO INITIATE WINDING UP OF ENTITY
DEBARRED / RESTRAINED FROM ASSOCIATING WITH / ACCESSING CAPITAL MARKET / INTERMEDIARIES FROM 29-JUL-2002 TO 29-JUL-2007
REFERRED TO POLICE AUTHORITIES TO FILE FIR
REFERRED TO STATE GOVERNMENTS FOR FILING OF CIVIL/CRIMINAL PROCEEDINGS FOR FRAUD, CHEATING, CRIMINAL BREACH OF TRUST AND MIS-APPROPRIATION OF PUBLIC FUNDS
LAUNCHED PROSECUTION AGAINST THE ENTITY AND ITS DIRECTORS U/S 24 AND 27 OF THE SEBI ACT
29-JUL-2002
|
ALL ACCUSED DECLARED PO MATTER ADJOURNED SINE-DIE WITH THE LIBERTY TO THE COMPLAINANT TO REVIVE THE SAME AS WHEN ACCUSED ARE ARRESTED OR FRESH ADDRESS OF THE ACCUSED PERSONS ARE TRACED
|
| 493 |
|
|
SURBHI FORESTS (I) LTD.
|
|
|
|
ASHWANI KAUSHIK
|
|
|
JYOTI PRABHA KAUSHIK
|
|
|
KRISHAN KUMAR
|
|
|
MUKESH ARORA
|
|
|
NARESH CHANDER KAUSHIK
|
|
|
PREM PRAKASH CHATURVEDI
|
|
|
RAJIV KATYAL
|
|
|
USHA KIRAN CHATURVEDI
|
|
|
VIJAY NAIDU
|
|
DID NOT APPLY FOR REGISTRATION OF CIS
DID NOT WIND UP TO REPAY INVESTORS AS PER REGULATIONS
|
REQUESTED DCA TO INITIATE WINDING UP OF ENTITY
DEBARRED / RESTRAINED FROM ASSOCIATING WITH / ACCESSING CAPITAL MARKET / INTERMEDIARIES FROM 02-JUL-2001 TO 02-JUL-2006
REFERRED TO POLICE AUTHORITIES TO FILE FIR
REFERRED TO STATE GOVERNMENTS FOR FILING OF CIVIL/CRIMINAL PROCEEDINGS FOR FRAUD, CHEATING, CRIMINAL BREACH OF TRUST AND MIS-APPROPRIATION OF PUBLIC FUNDS
LAUNCHED PROSECUTION AGAINST THE ENTITY AND ITS DIRECTORS U/S 24 AND 27 OF THE SEBI ACT
02-JUL-2001
|
ALL ACCUSED DECLARED PO MATTER ADJOURNED SINE-DIE WITH THE LIBERTY TO THE COMPLAINANT TO REVIVE THE SAME AS WHEN ACCUSED ARE ARRESTED OR FRESH ADDRESS OF THE ACCUSED PERSONS ARE TRACED
|
| 494 |
|
|
SURYA NELLY PLANTATIONS PVT.LTD.
|
|
|
|
M.S.ANTONY
|
|
|
M.S.JEROME
|
|
|
M.S.MARTIN
|
|
|
M.S.THOMAS
|
|
DID NOT APPLY FOR REGISTRATION OF CIS
DID NOT WIND UP TO REPAY INVESTORS AS PER REGULATIONS
|
REQUESTED DCA TO INITIATE WINDING UP OF ENTITY
DEBARRED / RESTRAINED FROM ASSOCIATING WITH / ACCESSING CAPITAL MARKET / INTERMEDIARIES FROM 02-JUL-2001 TO 02-JUL-2006
REFERRED TO STATE GOVERNMENTS FOR FILING OF CIVIL/CRIMINAL PROCEEDINGS FOR FRAUD, CHEATING, CRIMINAL BREACH OF TRUST AND MIS-APPROPRIATION OF PUBLIC FUNDS
02-JUL-2001
|
|
| 495 |
|
|
SUVARNA PLANTATIONS & ESTATES PVT.LTD.
|
|
|
|
S.S.P.VARMA
|
|
|
V.VENKATA RAO
|
|
DID NOT APPLY FOR REGISTRATION OF CIS
DID NOT WIND UP TO REPAY INVESTORS AS PER REGULATIONS
|
REQUESTED DCA TO INITIATE WINDING UP OF ENTITY
DEBARRED / RESTRAINED FROM ASSOCIATING WITH / ACCESSING CAPITAL MARKET / INTERMEDIARIES FROM 02-JUL-2001 TO 02-JUL-2006
REFERRED TO STATE GOVERNMENTS FOR FILING OF CIVIL/CRIMINAL PROCEEDINGS FOR FRAUD, CHEATING, CRIMINAL BREACH OF TRUST AND MIS-APPROPRIATION OF PUBLIC FUNDS
02-JUL-2001
|
|
| 496 |
|
|
SVK AGRO GREEN FIELDS & ESTATE LTD.
|
|
|
|
ASHA KHOSLA
|
|
|
MADHU KHOSLA
|
|
|
MANISHA KHOSLA
|
|
|
S.K.KHOSLA
|
|
|
TARUNA KHOSLA
|
|
|
V.K.KHOSLA
|
|
|
VIKAS KHOSLA
|
|
DID NOT APPLY FOR REGISTRATION OF CIS
DID NOT WIND UP TO REPAY INVESTORS AS PER REGULATIONS
|
REQUESTED DCA TO INITIATE WINDING UP OF ENTITY
REFERRED TO STATE GOVERNMENTS FOR FILING OF CIVIL/CRIMINAL PROCEEDINGS FOR FRAUD, CHEATING, CRIMINAL BREACH OF TRUST AND MIS-APPROPRIATION OF PUBLIC FUNDS
02-JUL-2001
|
COURT CONVICTED ACCUSED NO.1 COMPANY,2,3 AND 4 AND SENTENCED TO PAY A FINE OF RS.50000 ON EACH,IN DEFAULT 3 MONTHS SIMPLE IMPRISONMENT. THE COURT ACQUITTED ACCUSED 5 TO 8
|
| 497 |
|
|
SWADESHI PLANTATIONS LTD.
|
|
|
|
KALKA PRASAD SEN
|
|
|
NARAYAN SINGH KUSHWAH
|
|
|
R.P.SHRIVASTAVA
|
|
DID NOT APPLY FOR REGISTRATION OF CIS
DID NOT WIND UP TO REPAY INVESTORS AS PER REGULATIONS
|
REQUESTED DCA TO INITIATE WINDING UP OF ENTITY
DEBARRED / RESTRAINED FROM ASSOCIATING WITH / ACCESSING CAPITAL MARKET / INTERMEDIARIES FROM 02-JUL-2001 TO 02-JUL-2006
REFERRED TO STATE GOVERNMENTS FOR FILING OF CIVIL/CRIMINAL PROCEEDINGS FOR FRAUD, CHEATING, CRIMINAL BREACH OF TRUST AND MIS-APPROPRIATION OF PUBLIC FUNDS
02-JUL-2001
|
|
| 498 |
|
|
SWARN BHARAT FOREST LTD.
|
|
|
|
BHARTI SINGH
|
|
|
OM PRAKASH GUPTA
|
|
|
PANKAJ KUMAR GUPTA
|
|
|
PRAKASH GUPTA
|
|
|
PREMLATA GUPTA
|
|
|
RAKESH KUMAR GUPTA
|
|
|
SHARAWAN KUMAR JAISWAL
|
|
|
URMILA GUPTA
|
|
|
V.K.SINGH
|
|
|
VIRENDER KUMAR SINGH
|
|
DID NOT APPLY FOR REGISTRATION OF CIS
DID NOT WIND UP TO REPAY INVESTORS AS PER REGULATIONS
|
REQUESTED DCA TO INITIATE WINDING UP OF ENTITY
DEBARRED / RESTRAINED FROM ASSOCIATING WITH / ACCESSING CAPITAL MARKET / INTERMEDIARIES FROM 02-JUL-2001 TO 02-JUL-2006
REFERRED TO STATE GOVERNMENTS FOR FILING OF CIVIL/CRIMINAL PROCEEDINGS FOR FRAUD, CHEATING, CRIMINAL BREACH OF TRUST AND MIS-APPROPRIATION OF PUBLIC FUNDS
02-JUL-2001
|
ALL ACCUSED DECLARED AS PROCLAIMED OFFENDERS AND KEPT IN DORMANT FILE
|
| 499 |
|
|
SWARNBHUMI FOREST (INDIA) LTD.
|
|
|
|
A.B.PANDEY
|
|
|
ASHWANI KAUSHIK
|
|
|
JYOTI PRABHA KAUSHIK
|
|
|
K.D.SHARMA
|
|
|
KULDEEP KUMAR
|
|
|
P.K.BHADAURIA
|
|
|
PARSHANT UPADHYAY
|
|
|
PRAVEEN KUMAR
|
|
|
PREM PRAKASH CHATURVEDI
|
|
|
SEEMA PANDEY
|
|
|
SUDHIR SINGH
|
|
|
TEJVIR SINGH
|
|
|
USHA KIRAN CHATURVEDI
|
|
DID NOT WIND UP TO REPAY INVESTORS AS PER REGULATIONS
|
DIRECTED TO WIND UP CIS AND REFUND MONEY TO THE INVESTORS FROM 07-FEB-2001 TO 07-FEB-2006
REJECTED APPLICATION FOR REGISTRATION OF CIS
REQUESTED DCA TO INITIATE WINDING UP OF ENTITY
DEBARRED / RESTRAINED FROM ASSOCIATING WITH / ACCESSING CAPITAL MARKET / INTERMEDIARIES FROM 07-FEB-2001 TO 07-FEB-2006
REFERRED TO POLICE AUTHORITIES TO FILE FIR
REFERRED TO STATE GOVERNMENTS FOR FILING OF CIVIL/CRIMINAL PROCEEDINGS FOR FRAUD, CHEATING, CRIMINAL BREACH OF TRUST AND MIS-APPROPRIATION OF PUBLIC FUNDS
LAUNCHED PROSECUTION AGAINST THE ENTITY AND ITS DIRECTORS U/S 24 AND 27 OF THE SEBI ACT
07-FEB-2001
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ALL ACCUSED DECLARED PO MATTER ADJOURNED SINE-DIE WITH THE LIBERTY TO THE COMPLAINANT TO REVIVE THE SAME AS WHEN ACCUSED ARE ARRESTED OR FRESH ADDRESS OF THE ACCUSED PERSONS ARE TRACED
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| 500 |
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SYMPHONY FARM & FOREST LTD.
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|
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DEEPAK KALELE
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DID NOT APPLY FOR REGISTRATION OF CIS
DID NOT WIND UP TO REPAY INVESTORS AS PER REGULATIONS
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REQUESTED DCA TO INITIATE WINDING UP OF ENTITY
DEBARRED / RESTRAINED FROM ASSOCIATING WITH / ACCESSING CAPITAL MARKET / INTERMEDIARIES FROM 02-JUL-2001 TO 02-JUL-2006
REFERRED TO POLICE AUTHORITIES TO FILE FIR
REFERRED TO STATE GOVERNMENTS FOR FILING OF CIVIL/CRIMINAL PROCEEDINGS FOR FRAUD, CHEATING, CRIMINAL BREACH OF TRUST AND MIS-APPROPRIATION OF PUBLIC FUNDS
LAUNCHED PROSECUTION AGAINST THE ENTITY AND ITS DIRECTORS U/S 24 AND 27 OF THE SEBI ACT
02-JUL-2001
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SEBI VIDE ITS NOTICE DATED 18/07/2014 DIRECTED ALL THE BANKS IN INDIA AND/OR NSDL/CDSL TO 1. ATTACH ALL THE ACCOUNTS BY WHATEVER NAME CALLED INCLUDING LOCKERS EITHER SINGLY OR JOINTLY WITH ANY PERSON/S AND ALL OTHER AMOUNT/PROCEEDS DUE OR MAY BECOME DUE OR ANY MONEY HELD OR MAY SUBSEQUENTLY HOLD FOR ON ACCOUNT OF THE DEFAULTERS AND 2. NOT TO DEBIT ANY AMOUNT IN THE SAID ACCOUNT/S.HOWEVER CREDITS, IF ANY, INTO THE ACCOUNT MAY BE ALLOWED
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| The regulatory charges/regulatory actions may be fully or partly applicable to the entities/persons mentioned in the second column. |
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| Page 25 of 29
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