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SOURCE OF INFORMATION

SOURCE OF INFORMATION : SECURITIES AND EXCHANGE BOARD OF INDIA WEBSITE – PRESS RELEASES/ CHAIRMAN’S AND MEMBER’S ORDERS / AO ORDERS/ SAT ORDERS/ NEWSPAPER ADS
UPDATED TILL : 10-SEP-2026

NAMES IN BROWN COLOUR
Names of entities/persons in brown colour denote that the regulatory order is not against them but their names have been mentioned only for association purposes.

STOCK BROKERS: DID NOT ADHERE TO PROVISION REGULATION OF SEBI

S.No. ENTITY PERSONS REGULATORY CHARGES REGULATORY ACTION(S) / DATE OF ORDER FURTHER DEVELOPMENTS
481
History of entity/person SHAREDEAL FINANCIAL CONSULTANTS PVT.LTD.

(Member : BSE)  
  DECLARED DEFAULTER BY THE EXCHANGE AND EXPELLED

DID NOT ADHERE TO THE PROVISION OF SEBI ACT, 1992   		CANCELLED REGISTRATION AS STOCK BROKER FROM 12-JUN-2003

12-JUN-2003 		 
482
History of entity/person SHAREDEAL FINANCIAL CONSULTANTS PVT.LTD.

(Member : OTC)  
  DID NOT ADHERE TO SEBI (COLLECTIVE INVESTMENT SCHEMES) REGULATION, 1992   CANCELLED REGISTRATION AS STOCK BROKER FROM 12-SEP-2003

12-SEP-2003 		 
483
History of entity/person SHASHIKANT MANSUKHLAL SAKALSHAH,M/S

(Member : SKSE)  
Click here to view complete history of this specific entity/person SHASHIKANT MANSUKHLAL SAKALSHAH
  		DID NOT ADHERE TO SEBI (COLLECTIVE INVESTMENT SCHEMES) REGULATION, 1992   CANCELLED REGISTRATION AS STOCK BROKER FROM 03-SEP-2004

03-SEP-2004 		 
484
History of entity/person SHETH SECURITIES PVT.LTD.

(Member : NSE)  
  DID NOT ADHERE TO SEBI (COLLECTIVE INVESTMENT SCHEMES) REGULATION, 1992   CANCELLED REGISTRATION AS STOCK BROKER FROM 26-SEP-2003

26-SEP-2003 		 
485
History of entity/person SHIBU MADHAWAN KARTHA,M/S

(Member : COCSE)  
Click here to view complete history of this specific entity/person SHIBU MADHAWAN KARTHA
  		DID NOT ADHERE TO SEBI (COLLECTIVE INVESTMENT SCHEMES) REGULATION, 1992   CANCELLED REGISTRATION AS STOCK BROKER FROM 03-JAN-2005

03-JAN-2005 		 
486
History of entity/person SHIKHARCHAND JAIN,M/S

(Member : GSE)  
Click here to view complete history of this specific entity/person SHIKHAR CHAND JAIN
  		DID NOT ADHERE TO SEBI (COLLECTIVE INVESTMENT SCHEMES) REGULATION, 1992   CANCELLED REGISTRATION AS STOCK BROKER FROM 22-OCT-2002

22-OCT-2002 		 
487
History of entity/person SHILPA SHARES

(Member : MNGSE)  
Click here to view complete history of this specific entity/person POORNIMA R.SHASTRY
  		DECLARED DEFAULTER BY THE EXCHANGE AND EXPELLED

DID NOT ADHERE TO THE PROVISION OF SEBI ACT, 1992   		CANCELLED REGISTRATION AS STOCK BROKER FROM 17-JUN-2003

17-JUN-2003 		 
488
History of entity/person SHOBHANA DALAL,M/S

(Member : OTC)  
Click here to view complete history of this specific entity/person SHOBHANA DALAL
  		DID NOT ADHERE TO SEBI (COLLECTIVE INVESTMENT SCHEMES) REGULATION, 1992   CANCELLED REGISTRATION AS STOCK BROKER FROM 16-FEB-2005

16-FEB-2005 		 
489
History of entity/person SHREE KRISHNA & CO.

(Member : NSE)  
  DECLARED DEFAULTER BY THE EXCHANGE AND EXPELLED

DID NOT ADHERE TO THE PROVISION OF SEBI ACT, 1992   		CANCELLED REGISTRATION AS STOCK BROKER FROM 20-JAN-2004

20-JAN-2004 		 
490
History of entity/person SHREEJI FINVEST LTD.

(Member : NSE)  
  DECLARED DEFAULTER BY THE EXCHANGE AND EXPELLED

DID NOT ADHERE TO THE PROVISION OF SEBI ACT, 1992   		CANCELLED REGISTRATION AS STOCK BROKER FROM 14-JAN-2004

14-JAN-2004 		 
491
History of entity/person SHRENIK J.SHAH,M/S

(Member : NSE)  
Click here to view complete history of this specific entity/person SHRENIK J.SHAH
  		DID NOT ADHERE TO SEBI (COLLECTIVE INVESTMENT SCHEMES) REGULATION, 1992   CANCELLED REGISTRATION AS STOCK BROKER FROM 21-OCT-2002

21-OCT-2002 		 
492
History of entity/person SHRENIK J.SHAH,M/S

(Member : BSE)  
Click here to view complete history of this specific entity/person SHRENIK J.SHAH
  		DID NOT ADHERE TO SEBI (COLLECTIVE INVESTMENT SCHEMES) REGULATION, 1992   CANCELLED REGISTRATION AS STOCK BROKER FROM 14-AUG-2002

14-AUG-2002 		 
493
History of entity/person SHRIDHAR FINANCIAL SERVICES LTD.

(PAN:AABCS7408J)

(Member : UPSE)  
  DID NOT ADHERE TO SEBI (COLLECTIVE INVESTMENT SCHEMES) REGULATION, 1992   CANCELLED REGISTRATION AS STOCK BROKER FROM 14-JAN-2005

14-JAN-2005 		 
494
History of entity/person SHUBHDA FINVEST PVT.LTD.

(Member : OTC)  
  DID NOT ADHERE TO SEBI (COLLECTIVE INVESTMENT SCHEMES) REGULATION, 1992   CANCELLED REGISTRATION AS STOCK BROKER FROM 03-SEP-2004

03-SEP-2004 		 
495
History of entity/person SHUBI CONSULTANTS

(Member : OTC)  
Click here to view complete history of this specific entity/person RENU SOBTI
  		DID NOT ADHERE TO SEBI (COLLECTIVE INVESTMENT SCHEMES) REGULATION, 1992   CANCELLED REGISTRATION AS STOCK BROKER FROM 03-SEP-2004

03-SEP-2004 		 
496
History of entity/person SHYAM LAL SHARMA,M/S

(Member : DSE)  
Click here to view complete history of this specific entity/person SHYAM LAL SHARMA
  		DID NOT ADHERE TO SEBI (COLLECTIVE INVESTMENT SCHEMES) REGULATION, 1992   CANCELLED REGISTRATION AS STOCK BROKER FROM 10-SEP-2004

10-SEP-2004 		 
497
History of entity/person SHYAM SUNDER MUNDRA,M/S

(Member : JSE)  
Click here to view complete history of this specific entity/person SHYAM SUNDER MUNDRA
  		DID NOT ADHERE TO SEBI (COLLECTIVE INVESTMENT SCHEMES) REGULATION, 1992   CANCELLED REGISTRATION AS STOCK BROKER FROM 08-FEB-2007

08-FEB-2007 		 
498
History of entity/person SHYAMLAL AGARWAL,M/S

(Member : UPSE)  
Click here to view complete history of this specific entity/person SHYAMLAL AGARWAL
  		DID NOT ADHERE TO SEBI (COLLECTIVE INVESTMENT SCHEMES) REGULATION, 1992   CANCELLED REGISTRATION AS STOCK BROKER FROM 15-APR-2002

15-APR-2002 		 
499
History of entity/person SIBY MATHEW & CO.

(Member : COCSE)  
Click here to view complete history of this specific entity/person SIBY MATHEW
  		DID NOT ADHERE TO SEBI (COLLECTIVE INVESTMENT SCHEMES) REGULATION, 1992   CANCELLED REGISTRATION AS STOCK BROKER FROM 16-FEB-2005

16-FEB-2005 		 
500
History of entity/person SIDDHARTHA FINANCIAL & CAPITAL SERVICES PVT.LTD.

(Member : OTC)  
  DID NOT ADHERE TO SEBI (COLLECTIVE INVESTMENT SCHEMES) REGULATION, 1992   CANCELLED REGISTRATION AS STOCK BROKER FROM 03-SEP-2004

03-SEP-2004 		 
The regulatory charges/regulatory actions may be fully or partly applicable to the entities/persons mentioned in the second column.
 
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