| S.No. |
ENTITY |
PERSONS |
REGULATORY CHARGES |
REGULATORY ACTION(S) / DATE OF ORDER |
FURTHER DEVELOPMENTS |
| 481 |
|
SHONKH TECHNOLOGIES INTERNATIONAL LTD.
|
|
|
|
C.V.R.RAO
|
|
|
RAVI KRISHNAMOORTHI
|
|
VIOLATED SEBI ACT, 1992
|
PROSECUTION LAUNCHED
15-MAY-2006
|
|
| 482 |
|
|
SHREE CORP.
|
|
|
VIOLATED REGULATION 4 OF SEBI (PFUTP) REGULATIONS, 1995
VIOLATED REGULATION 6 SEBI (PFUTP) REGULATIONS, 1995
VIOLATED SECTION 24 OF SEBI ACT, 1992
|
PROSECUTION LAUNCHED
15-MAY-2006
|
|
| 483 |
|
|
SHREE DEWAN STEELS (INDIA) LTD.
|
|
|
|
DIPAK RALAN
|
|
|
NARESH CHATLY
|
|
|
PUSHPA DEVI CHATLY
|
|
|
SUMITA CHATLY
|
|
|
UMESH MUNJAL
|
|
|
WALAITY RAM CHATLY
|
|
MIS-STATEMENTS IN THE PROSPECTUS
FRAUDULENTLY INDUCING PERSONS TO INVEST MONEY
|
PROSECUTION LAUNCHED
15-MAY-2006
|
ACCUSED NO. 4 AND 5 ARE DISCHARGED BY THE TRIAL COURT ON THE GROUND THAT SEBI FAILED TO PROVE THAT THERE WAS ANY AUTHORIZATION BY A4&5 FOR THE PROSPECTUS OR THERE WAS ANY SIGNATURE ON THE PROSPECTUS
|
| 484 |
|
|
SHREE SHITALNATH STOCK BROKING PVT.LTD.
|
|
|
|
MEHUL RAMESHCHANDRA ANKLESHWARIA
|
|
VIOLATED SECTION 11 (C) 6 OF SEBI ACT, 1992
|
PROSECUTION LAUNCHED
15-MAY-2006
|
THE OFFENCE WAS COMPOUNDED ON PAYMENT OF RS.90,000 BY THE ACCUSED TO SEBI
|
| 485 |
|
|
SHREEHARI HIRA STOCK BROKING PVT.LTD.
(PAN:AAJCS0518D)
|
|
|
|
MAHESH KUMAR BISSA
|
|
|
SARLA VASANT BISSA
|
|
|
SHIVKUMAR HARIKISHAN BISSA
|
|
FAILED TO PAY PENALTY
|
PROSECUTION LAUNCHED
31-MAR-2013
|
THE OFFENCE WAS COMPOUNDED ON PAYMENT OF RS.67000.00 TO SEBI
|
| 486 |
|
|
SHREEHARI HIRA STOCK BROKING PVT.LTD.
(PAN:AAJCS0518D)
|
|
|
|
MAHESH KUMAR BISSA
|
|
|
SARLA VASANT BISSA
|
|
|
SHIVKUMAR HARIKISHAN BISSA
|
|
FAILED TO PAY PENALTY
|
PROSECUTION LAUNCHED
31-MAR-2014
|
THE OFFENCE WAS COMPOUNDED ON PAYMENT OF RS.67000.00 TO SEBI
|
| 487 |
|
|
SHREEJEE CAPITAL MANAGEMENT LTD.
|
|
|
|
ARUN KUMAR CHOWDHURY
|
|
|
DHIRENDRA PRATAP SRIVASTAVA
|
|
|
NISHIKANT CHATURVEDI
|
|
|
RAJ KUMAR SHUKLA
|
|
|
RAKESH KUMAR SRIVASTAVA
|
|
VIOLATED SECTION 24 OF SEBI ACT, 1992
VIOLATED SEBI (PORTFOLIO MANAGERS) REGULATIONS, 1993
|
PROSECUTION LAUNCHED
15-MAY-2006
|
ACCUSED NO.1 TO 6 ACQUITTED
|
| 488 |
|
|
SHRI GOPAL FINANCE LTD.
|
|
|
|
RAJESH RAMANLAL SHAH
|
|
|
SARITA CHOWDHURI
|
|
VIOLATED REGULATION 3 OF SEBI (PFUTP) REGULATIONS, 1995
VIOLATED REGULATION 4 OF SEBI (PFUTP) REGULATIONS, 1995
|
PROSECUTION LAUNCHED
15-MAY-2006
|
CHIEF METROPOLITAN MAGISTRATE ESPLANADE COURT MUMBAI VIDE ITS ORDER DATED 12/02/2014 DISPOSED OFF THE CASE
|
| 489 |
|
|
SHRI PARSHWA FINANCE
|
|
|
FAILED TO PAY PENALTY
|
PROSECUTION LAUNCHED
30-SEP-2012
|
|
| 490 |
|
|
SHRI PARSHWA FINANCE
|
|
|
|
PIYUSH SUBODHCHANDRA JHAVERI
|
|
FAILED TO PAY PENALTY
|
PROSECUTION LAUNCHED
31-MAR-2014
|
THE OFFENCE WAS COMPOUNDED ON PAYMENT OF RS.16,78,660.00
|
| 491 |
|
|
SHRI PARSHWA FINANCE
|
|
|
FAILED TO PAY PENALTY
|
PROSECUTION LAUNCHED
15-JUL-2022
|
|
| 492 |
|
|
SICORP FINLEASE LTD.
|
|
|
|
ASHOK SONU BHAGAT
PAN:AFTPB6492F
|
|
|
PRAKASH D'SOUZA
|
|
|
PRASAD SAKHARAM TANDEL
PAN:ACSPT7007J
|
|
|
PRASHANT M.NARVEKAR
|
|
|
PRAVINA CHANDRAKANT SHAH
|
|
|
RAJESH JAGANNATH PANCHAL
PAN:AHQPP3844E
|
|
|
SANDHYA SHIRISH SHAH
|
|
|
SHILA BABURAO SURYAVANSHI
DIN:02534667
PAN:ALJPS1605H
|
|
FAILED TO PAY PENALTY
|
PROSECUTION LAUNCHED
31-MAR-2014
|
ACQUITTED
|
| 493 |
|
|
SICORP FINLEASE LTD.
|
|
|
|
DIRECTORS
|
|
|
PRASAD SAKHARAM TANDEL
PAN:ACSPT7007J
|
|
FAILED TO PAY PENALTY
|
PROSECUTION LAUNCHED
15-JUL-2022
|
|
| 494 |
|
|
SILVERFLAG TRADING CO.PVT.LTD.
|
|
|
|
PRAVIN SAWANT
|
|
FAILED TO PAY PENALTY
|
PROSECUTION LAUNCHED
31-MAR-2013
|
|
| 495 |
|
|
SILVERLINE TECHNOLOGIES LTD.
(PAN:AAACS7365M)
|
|
|
|
ARJAN R.DASWANI
|
|
|
GEORGE R.ZOFFINGER
|
|
|
K.KALATHU SUBRAMANIAN
|
|
|
PEJAVAR MURARI
|
|
|
RAVI SUBRAMANIAN
|
|
|
S.V.MONY
|
|
|
SHANKAR IYER
|
|
|
V.PANCHAPAKESAN
|
|
FAILED TO PAY PENALTY
|
PROSECUTION LAUNCHED
15-MAY-2006
|
COMPANY VIDE DEMAND DRAFT NO.854566 DATED 11/03/2005 FOR RS.19,00,000.00 (RUPEES NINETEEN LAC ONLY) DRAWN ON THE SHAMRAO VITHAL CO-OP BANK LTD. PAID THE PENALTY AMOUNT TO SEBI ON 11/03/2005
|
| 496 |
|
|
SIRPUR MARKETING PVT.LTD.
|
|
|
|
ANIL KUMAR PUROHIT
|
|
|
BIJENDRA JOSHI
|
|
FAILED TO PAY PENALTY
|
PROSECUTION LAUNCHED
31-MAR-2014
|
THE CASE IS COMPOUNDED ON PAYMENT OF RS.14,35,318.00 PAID TOWARDS COMPOUNDING, RS.1,28,186.00 TOWARDS ADDITIONAL INTEREST
|
| 497 |
|
|
SJ CORP.LTD.
|
|
|
VIOLATED SECTION 24 (1) OF SEBI ACT, 1992
|
PROSECUTION LAUNCHED
15-JUL-2022
|
THE MATTER IS DISPOSED OFF AS COMPOUNDED
|
| 498 |
|
|
SOFITEL & FINSTOCK
|
|
|
VIOLATED REGULATION 4 OF SEBI (PFUTP) REGULATIONS, 1995
VIOLATED REGULATION 6 SEBI (PFUTP) REGULATIONS, 1995
VIOLATED SECTION 24 OF SEBI ACT, 1992
|
PROSECUTION LAUNCHED
15-MAY-2006
|
|
| 499 |
|
|
SOFTRAK TECHNOLOGY EXPORTS LTD.
|
|
|
|
SUNIL GAGLANI
|
|
VIOLATED SECTION 24 (1) OF SEBI ACT, 1992
VIOLATED SEBI (PFUTP) REGULATIONS, 1995
|
PROSECUTION LAUNCHED
31-MAR-2010
|
|
| 500 |
|
|
SOMANI CEMENT CO.LTD.
(CIN:L26940GJ1983PLC006400
PAN:AACCS9762N)
|
|
|
|
A.K.SINGH
|
|
|
BIMLESH KUMAR MISHRA
|
|
|
RAJESH P.SOMANI
|
|
FAILED TO PAY PENALTY
|
PROSECUTION LAUNCHED
31-MAR-2010
|
|
| The regulatory charges/regulatory actions may be fully or partly applicable to the entities/persons mentioned in the second column. |
| |
|
|
| Page 25 of 32
|
