| S.No. |
ENTITY |
PERSONS |
REGULATORY CHARGES |
REGULATORY ACTION(S) / DATE OF ORDER |
FURTHER DEVELOPMENTS |
| 461 |
|
SONALI AGRO INDUSTRIES & RESORTS LTD.
|
|
|
|
ARUN KUMAR GUHA ROY
|
|
|
ASIM KUMAR DUTTA
|
|
|
BASANTI PAL
|
|
|
BIRESH CHANDRA SADHYA
|
|
|
GOUR SUNDAR SAMANTA
|
|
|
KRISHNENDU PAL
|
|
|
LAKSHMI NARAYAN PAL
|
|
|
PANKAJ KUMAR TALUKDAR
|
|
|
SHOUVAN MOMON SINGH
|
|
|
SHRIKANTA MISHRA
|
|
DID NOT APPLY FOR REGISTRATION OF CIS
DID NOT WIND UP TO REPAY INVESTORS AS PER REGULATIONS
|
REQUESTED DCA TO INITIATE WINDING UP OF ENTITY
DEBARRED / RESTRAINED FROM ASSOCIATING WITH / ACCESSING CAPITAL MARKET / INTERMEDIARIES FROM 02-JUL-2001 TO 02-JUL-2006
REFERRED TO STATE GOVERNMENTS FOR FILING OF CIVIL/CRIMINAL PROCEEDINGS FOR FRAUD, CHEATING, CRIMINAL BREACH OF TRUST AND MIS-APPROPRIATION OF PUBLIC FUNDS
LAUNCHED PROSECUTION AGAINST THE ENTITY AND ITS DIRECTORS U/S 24 AND 27 OF THE SEBI ACT
02-JUL-2001
|
|
| 462 |
|
|
SONANCHAL PLANTATIONS PVT.LTD.
|
|
|
|
DIVAKAR SINGH
|
|
|
S.P.SINGH
|
|
DID NOT APPLY FOR REGISTRATION OF CIS
DID NOT WIND UP TO REPAY INVESTORS AS PER REGULATIONS
|
REQUESTED DCA TO INITIATE WINDING UP OF ENTITY
DEBARRED / RESTRAINED FROM ASSOCIATING WITH / ACCESSING CAPITAL MARKET / INTERMEDIARIES FROM 02-JUL-2001 TO 02-JUL-2006
REFERRED TO STATE GOVERNMENTS FOR FILING OF CIVIL/CRIMINAL PROCEEDINGS FOR FRAUD, CHEATING, CRIMINAL BREACH OF TRUST AND MIS-APPROPRIATION OF PUBLIC FUNDS
02-JUL-2001
|
|
| 463 |
|
|
SONBHADRA AGRO PLANTATIONS LTD.
|
|
|
|
AVINASH NAGAICH
|
|
|
BHOLA RAO
|
|
|
RAJENDRA KUMAR VERMA
|
|
DID NOT APPLY FOR REGISTRATION OF CIS
DID NOT WIND UP TO REPAY INVESTORS AS PER REGULATIONS
|
REQUESTED DCA TO INITIATE WINDING UP OF ENTITY
DEBARRED / RESTRAINED FROM ASSOCIATING WITH / ACCESSING CAPITAL MARKET / INTERMEDIARIES FROM 02-JUL-2001 TO 02-JUL-2006
02-JUL-2001
|
|
| 464 |
|
|
SOUBHAGYA INDIA VEGETATION & PLANTATION LTD.
|
|
|
|
INDERJEET KAUR
|
|
|
NEELAM SHRIVASTAVA
|
|
|
RAJEEV KUMAR SHRIVASTAVA
|
|
|
RAJIV SHRIVASTAV
|
|
|
SATPAL SINGH PALLI
|
|
|
SEEMA SHRIVASTAVA
|
|
|
SHOBHA SHRIVASTAV
|
|
DID NOT APPLY FOR REGISTRATION OF CIS
DID NOT WIND UP TO REPAY INVESTORS AS PER REGULATIONS
|
REQUESTED DCA TO INITIATE WINDING UP OF ENTITY
DEBARRED / RESTRAINED FROM ASSOCIATING WITH / ACCESSING CAPITAL MARKET / INTERMEDIARIES FROM 02-JUL-2001 TO 02-JUL-2006
REFERRED TO STATE GOVERNMENTS FOR FILING OF CIVIL/CRIMINAL PROCEEDINGS FOR FRAUD, CHEATING, CRIMINAL BREACH OF TRUST AND MIS-APPROPRIATION OF PUBLIC FUNDS
02-JUL-2001
|
|
| 465 |
|
|
SOUTHERN CASHEW PLANTATIONS PVT.LTD.
|
|
|
|
LAKSHMI RAMANI
|
|
|
S.RAMANI
|
|
DID NOT APPLY FOR REGISTRATION OF CIS
DID NOT WIND UP TO REPAY INVESTORS AS PER REGULATIONS
|
REQUESTED DCA TO INITIATE WINDING UP OF ENTITY
DEBARRED / RESTRAINED FROM ASSOCIATING WITH / ACCESSING CAPITAL MARKET / INTERMEDIARIES FROM 02-JUL-2001 TO 02-JUL-2006
REFERRED TO STATE GOVERNMENTS FOR FILING OF CIVIL/CRIMINAL PROCEEDINGS FOR FRAUD, CHEATING, CRIMINAL BREACH OF TRUST AND MIS-APPROPRIATION OF PUBLIC FUNDS
02-JUL-2001
|
|
| 466 |
|
|
SOUTHERN GREEN FIELDS LTD.
|
|
|
DID NOT APPLY FOR REGISTRATION OF CIS
DID NOT WIND UP TO REPAY INVESTORS AS PER REGULATIONS
|
REQUESTED DCA TO INITIATE WINDING UP OF ENTITY
DEBARRED / RESTRAINED FROM ASSOCIATING WITH / ACCESSING CAPITAL MARKET / INTERMEDIARIES FROM 02-JUL-2001 TO 02-JUL-2006
REFERRED TO STATE GOVERNMENTS FOR FILING OF CIVIL/CRIMINAL PROCEEDINGS FOR FRAUD, CHEATING, CRIMINAL BREACH OF TRUST AND MIS-APPROPRIATION OF PUBLIC FUNDS
OFFICIAL LIQUIDATOR/ADMINISTRATOR APPOINTED SUBSEQUENT TO THE INITIATION OF ACTION BY SEBI
02-JUL-2001
|
|
| 467 |
|
|
SOUTHERN HORTICULTURE & RUBBER PLANTATION LTD.
|
|
|
|
JOSEPH MATHEW
|
|
|
M.MATHEW
|
|
|
MARIA MATHEW
|
|
|
RAMACHANDRAN
|
|
|
SHEKHAR PACHUPUTE
|
|
|
UDAY SHAH
|
|
DID NOT APPLY FOR REGISTRATION OF CIS
DID NOT WIND UP TO REPAY INVESTORS AS PER REGULATIONS
|
REQUESTED DCA TO INITIATE WINDING UP OF ENTITY
DEBARRED / RESTRAINED FROM ASSOCIATING WITH / ACCESSING CAPITAL MARKET / INTERMEDIARIES FROM 02-JUL-2001 TO 02-JUL-2006
REFERRED TO POLICE AUTHORITIES TO FILE FIR
REFERRED TO STATE GOVERNMENTS FOR FILING OF CIVIL/CRIMINAL PROCEEDINGS FOR FRAUD, CHEATING, CRIMINAL BREACH OF TRUST AND MIS-APPROPRIATION OF PUBLIC FUNDS
LAUNCHED PROSECUTION AGAINST THE ENTITY AND ITS DIRECTORS U/S 24 AND 27 OF THE SEBI ACT
02-JUL-2001
|
CASE DISMISSED BY COURT. REVISION PETITION FILED BY SEBI IS PENDING BEFORE BOMBAY HIGH COURT
|
| 468 |
|
|
SPARROW AGRO FOREST LTD.
|
|
|
|
ARVIND KUMAR BANSAL
|
|
|
BALBIR SINGH SAINI
|
|
|
DAYA NAND SAINI
|
|
|
DHANRAJ SHARMA
|
|
|
KAMLESH SAINI
|
|
|
KARAN SINGH SAINI
|
|
|
SANTOSH SAINI
|
|
DID NOT APPLY FOR REGISTRATION OF CIS
DID NOT WIND UP TO REPAY INVESTORS AS PER REGULATIONS
|
REQUESTED DCA TO INITIATE WINDING UP OF ENTITY
DEBARRED / RESTRAINED FROM ASSOCIATING WITH / ACCESSING CAPITAL MARKET / INTERMEDIARIES FROM 02-JUL-2001 TO 02-JUL-2006
REFERRED TO STATE GOVERNMENTS FOR FILING OF CIVIL/CRIMINAL PROCEEDINGS FOR FRAUD, CHEATING, CRIMINAL BREACH OF TRUST AND MIS-APPROPRIATION OF PUBLIC FUNDS
LAUNCHED PROSECUTION AGAINST THE ENTITY AND ITS DIRECTORS U/S 24 AND 27 OF THE SEBI ACT
02-JUL-2001
|
ACCUSED MOBILIZED RS.96.5 LAKH. ALL ACCUSED CONVICTED AND SENTENCED TO FINE OF
RS.6,000 EACH AND ON DEFAULT SIMPLE IMPRISONMENT FOR 15 DAYS. AWARD OF RS.2000 TO SEBI AND IN DEFAULT 15 DAYS SIMPLE IMPRISONMENT FURTHER, ORDERED TO FILE WRR WITHIN TWO MONTHS WITH SEBI
|
| 469 |
|
|
SPEED PARK PLANTATIONS INDIA PVT.LTD.
|
|
|
|
K.T.RAMESHAN
|
|
|
USHA BABA SHANKAR
|
|
DID NOT APPLY FOR REGISTRATION OF CIS
DID NOT WIND UP TO REPAY INVESTORS AS PER REGULATIONS
|
REQUESTED DCA TO INITIATE WINDING UP OF ENTITY
DEBARRED / RESTRAINED FROM ASSOCIATING WITH / ACCESSING CAPITAL MARKET / INTERMEDIARIES FROM 02-JUL-2001 TO 02-JUL-2006
REFERRED TO STATE GOVERNMENTS FOR FILING OF CIVIL/CRIMINAL PROCEEDINGS FOR FRAUD, CHEATING, CRIMINAL BREACH OF TRUST AND MIS-APPROPRIATION OF PUBLIC FUNDS
LAUNCHED PROSECUTION AGAINST THE ENTITY AND ITS DIRECTORS U/S 24 AND 27 OF THE SEBI ACT
02-JUL-2001
|
|
| 470 |
|
|
SQUARE AGRO FORESTRY (INDIA) LTD.
|
|
|
|
KRISHNA KUMAR SINGH
|
|
|
RANJNA SINGH PARIHAR
|
|
|
RAVENDRA SINGH
|
|
|
REENA SINGH
|
|
DID NOT APPLY FOR REGISTRATION OF CIS
DID NOT WIND UP TO REPAY INVESTORS AS PER REGULATIONS
|
REQUESTED DCA TO INITIATE WINDING UP OF ENTITY
DEBARRED / RESTRAINED FROM ASSOCIATING WITH / ACCESSING CAPITAL MARKET / INTERMEDIARIES FROM 02-JUL-2001 TO 02-JUL-2006
REFERRED TO STATE GOVERNMENTS FOR FILING OF CIVIL/CRIMINAL PROCEEDINGS FOR FRAUD, CHEATING, CRIMINAL BREACH OF TRUST AND MIS-APPROPRIATION OF PUBLIC FUNDS
LAUNCHED PROSECUTION AGAINST THE ENTITY AND ITS DIRECTORS U/S 24 AND 27 OF THE SEBI ACT
02-JUL-2001
|
|
| 471 |
|
|
SREE AGRO INDUSTRIES LTD.
|
|
|
|
P.C.BASU
|
|
|
P.KUMARESAN
|
|
DID NOT APPLY FOR REGISTRATION OF CIS
DID NOT WIND UP TO REPAY INVESTORS AS PER REGULATIONS
|
REQUESTED DCA TO INITIATE WINDING UP OF ENTITY
DEBARRED / RESTRAINED FROM ASSOCIATING WITH / ACCESSING CAPITAL MARKET / INTERMEDIARIES FROM 02-JUL-2001 TO 02-JUL-2006
REFERRED TO STATE GOVERNMENTS FOR FILING OF CIVIL/CRIMINAL PROCEEDINGS FOR FRAUD, CHEATING, CRIMINAL BREACH OF TRUST AND MIS-APPROPRIATION OF PUBLIC FUNDS
02-JUL-2001
|
|
| 472 |
|
|
SREE LEELASRI AGRO FARMS & PLANTATIONS PVT. LTD.
|
|
|
|
M.VENKATESWARI
|
|
|
V.S.M.LAXMI
|
|
|
V.S.SOMAYAJULU
|
|
DID NOT APPLY FOR REGISTRATION OF CIS
DID NOT WIND UP TO REPAY INVESTORS AS PER REGULATIONS
|
REQUESTED DCA TO INITIATE WINDING UP OF ENTITY
DEBARRED / RESTRAINED FROM ASSOCIATING WITH / ACCESSING CAPITAL MARKET / INTERMEDIARIES FROM 02-JUL-2001 TO 02-JUL-2006
REFERRED TO STATE GOVERNMENTS FOR FILING OF CIVIL/CRIMINAL PROCEEDINGS FOR FRAUD, CHEATING, CRIMINAL BREACH OF TRUST AND MIS-APPROPRIATION OF PUBLIC FUNDS
02-JUL-2001
|
|
| 473 |
|
|
SRI DHATRI AGRO FARMS (INDIA) LTD.
(CIN:U01110TG1995PLC021894)
|
|
|
|
ANNE RAMA RAO
|
|
|
G.SARANGAPANI
|
|
|
G.VENKATESWARLU
|
|
|
K.SATYAVATHI
|
|
|
P.LINGA MURTHY
|
|
|
P.SUNDARI
|
|
|
R.ARUNA
|
|
DID NOT APPLY FOR REGISTRATION OF CIS
DID NOT WIND UP TO REPAY INVESTORS AS PER REGULATIONS
|
REQUESTED DCA TO INITIATE WINDING UP OF ENTITY
DEBARRED / RESTRAINED FROM ASSOCIATING WITH / ACCESSING CAPITAL MARKET / INTERMEDIARIES FROM 02-JUL-2001 TO 02-JUL-2006
REFERRED TO STATE GOVERNMENTS FOR FILING OF CIVIL/CRIMINAL PROCEEDINGS FOR FRAUD, CHEATING, CRIMINAL BREACH OF TRUST AND MIS-APPROPRIATION OF PUBLIC FUNDS
LAUNCHED PROSECUTION AGAINST THE ENTITY AND ITS DIRECTORS U/S 24 AND 27 OF THE SEBI ACT
02-JUL-2001
|
|
| 474 |
|
|
SRI KAMADHENU GREEN FOREST LTD.
|
|
|
|
H.B.PRABHU
|
|
|
K.S.MANJUNATHA URS
|
|
|
K.SHRINIVASA RAJE URS
|
|
|
KRISHNE URS
|
|
|
M.M.SUSHILA
|
|
|
PRABHU SHEKAR M.
|
|
|
SHIVAKAMAR
|
|
|
ZAREEN TAJ
|
|
DID NOT APPLY FOR REGISTRATION OF CIS
DID NOT WIND UP TO REPAY INVESTORS AS PER REGULATIONS
|
REQUESTED DCA TO INITIATE WINDING UP OF ENTITY
DEBARRED / RESTRAINED FROM ASSOCIATING WITH / ACCESSING CAPITAL MARKET / INTERMEDIARIES FROM 02-JUL-2001 TO 02-JUL-2006
REFERRED TO STATE GOVERNMENTS FOR FILING OF CIVIL/CRIMINAL PROCEEDINGS FOR FRAUD, CHEATING, CRIMINAL BREACH OF TRUST AND MIS-APPROPRIATION OF PUBLIC FUNDS
02-JUL-2001
|
|
| 475 |
|
|
SRI SAI SADHANA PLANTATIONS PVT.LTD.
(CIN:U01120TG1996PTC024695)
|
|
|
DID NOT APPLY FOR REGISTRATION OF CIS
DID NOT WIND UP TO REPAY INVESTORS AS PER REGULATIONS
|
REQUESTED DCA TO INITIATE WINDING UP OF ENTITY
REFERRED TO STATE GOVERNMENTS FOR FILING OF CIVIL/CRIMINAL PROCEEDINGS FOR FRAUD, CHEATING, CRIMINAL BREACH OF TRUST AND MIS-APPROPRIATION OF PUBLIC FUNDS
24-NOV-2003
|
|
| 476 |
|
|
SS KRISHI VIKAS LTD.
|
|
|
|
A.P.PANDEY
|
|
|
AKHILESH KUMAR PANDEY
|
|
|
ASHA PANDEY
|
|
|
BECHAN PRASED
|
|
|
RUNBHAWATI DEVI
|
|
|
SUBRATA PAL
|
|
|
SUBROTA PAL
|
|
|
SUSHILA DEVI
|
|
DID NOT APPLY FOR REGISTRATION OF CIS
DID NOT WIND UP TO REPAY INVESTORS AS PER REGULATIONS
|
REQUESTED DCA TO INITIATE WINDING UP OF ENTITY
DEBARRED / RESTRAINED FROM ASSOCIATING WITH / ACCESSING CAPITAL MARKET / INTERMEDIARIES FROM 02-JUL-2001 TO 02-JUL-2006
REFERRED TO STATE GOVERNMENTS FOR FILING OF CIVIL/CRIMINAL PROCEEDINGS FOR FRAUD, CHEATING, CRIMINAL BREACH OF TRUST AND MIS-APPROPRIATION OF PUBLIC FUNDS
02-JUL-2001
|
ALL ACCUSED DECLARED AS PROCLAIMED OFFENDERS AND KEPT IN DORMANT FILE
|
| 477 |
|
|
STAR INDIA FARMS & PLANTATIONS PVT.LTD.
|
|
|
|
M.A.HANNAN
|
|
|
M.A.QADEAR
|
|
|
M.A.QUAYOOM
|
|
|
SARDAR BEGUM
|
|
DID NOT APPLY FOR REGISTRATION OF CIS
DID NOT WIND UP TO REPAY INVESTORS AS PER REGULATIONS
|
REQUESTED DCA TO INITIATE WINDING UP OF ENTITY
DEBARRED / RESTRAINED FROM ASSOCIATING WITH / ACCESSING CAPITAL MARKET / INTERMEDIARIES FROM 02-JUL-2001 TO 02-JUL-2006
REFERRED TO STATE GOVERNMENTS FOR FILING OF CIVIL/CRIMINAL PROCEEDINGS FOR FRAUD, CHEATING, CRIMINAL BREACH OF TRUST AND MIS-APPROPRIATION OF PUBLIC FUNDS
02-JUL-2001
|
IN THE MATTER, THE CASE WAS TRANSFERRED FROM ACMM COURT TO SPECIAL COURT. ON TRACING OF THE CASE FILE, IT IS NOTED THAT THE CASE HAD BEEN DISMISSED DUE TO NON SERVICE OF PROCESS ON ACCUSED. NOTE PUT UP BY SRO
|
| 478 |
|
|
STARPLUS FOREST DEVELOPMENT LTD.
|
|
|
|
DHARMENDRA SINGH
|
|
|
MAHARAJ SINGH
|
|
|
PRAMOD RAJPAL
|
|
|
PRATAP SINGH VERMA
|
|
|
RADHA VERMA
|
|
|
SANGEETA
|
|
|
SARDAR SINGH
|
|
|
SHILENDRA KUMAR
|
|
DID NOT APPLY FOR REGISTRATION OF CIS
DID NOT WIND UP TO REPAY INVESTORS AS PER REGULATIONS
|
REQUESTED DCA TO INITIATE WINDING UP OF ENTITY
DEBARRED / RESTRAINED FROM ASSOCIATING WITH / ACCESSING CAPITAL MARKET / INTERMEDIARIES FROM 07-FEB-2001 TO 07-FEB-2006
REFERRED TO STATE GOVERNMENTS FOR FILING OF CIVIL/CRIMINAL PROCEEDINGS FOR FRAUD, CHEATING, CRIMINAL BREACH OF TRUST AND MIS-APPROPRIATION OF PUBLIC FUNDS
07-FEB-2001
|
THE COURT CONVICTED ALL THE ACCUSED AND IMPOSED A FINE OF RS.80,000 EACH ACCUSED IN DEFAULT ACCUSED NO.2 TO 5 SHALL UNDERGO SIMPLE IMPRISONMENT FOR A PERIOD OF 3 MONTHS
|
| 479 |
|
|
STARTEK PLANTATIONS & RESORTS LTD.
|
|
|
|
V.K.SHARMA
|
|
DID NOT APPLY FOR REGISTRATION OF CIS
DID NOT WIND UP TO REPAY INVESTORS AS PER REGULATIONS
|
REQUESTED DCA TO INITIATE WINDING UP OF ENTITY
DEBARRED / RESTRAINED FROM ASSOCIATING WITH / ACCESSING CAPITAL MARKET / INTERMEDIARIES FROM 02-JUL-2001 TO 02-JUL-2006
REFERRED TO STATE GOVERNMENTS FOR FILING OF CIVIL/CRIMINAL PROCEEDINGS FOR FRAUD, CHEATING, CRIMINAL BREACH OF TRUST AND MIS-APPROPRIATION OF PUBLIC FUNDS
02-JUL-2001
|
ACCUSED NO.2 CONVICTED AND SENTENCED TO RIGOROUS IMPRISONMENT FOR 1 YEAR. IN ADDITION ACCUSED NO.1 AND 2 ALSO TO PAY A FINE OF RS.5 LAKH AND IN DEFAULT OF PAYMENT OF FINE A-2 SHALL UNDERGO SIMPLE IMPRISONMENT FOR 6 MONTHS. PROCEEDINGS AGAINST ACCUSED NO.3 ABATED.ON ACCOUNT OF HIS DEATH
|
| 480 |
|
|
SUGANDHA GREEN FORESTS LTD.
|
|
|
|
AJAY KUMAR RAKTALE
|
|
|
ANIL RICHHARIA
|
|
|
ARCHANA MAHESHWARI
|
|
|
DILIP KUMAR VERMA
|
|
|
KALPANA VERMA
|
|
|
SHARAD SAXENA
|
|
DID NOT APPLY FOR REGISTRATION OF CIS
DID NOT WIND UP TO REPAY INVESTORS AS PER REGULATIONS
|
REQUESTED DCA TO INITIATE WINDING UP OF ENTITY
DEBARRED / RESTRAINED FROM ASSOCIATING WITH / ACCESSING CAPITAL MARKET / INTERMEDIARIES FROM 02-JUL-2001 TO 02-JUL-2006
REFERRED TO STATE GOVERNMENTS FOR FILING OF CIVIL/CRIMINAL PROCEEDINGS FOR FRAUD, CHEATING, CRIMINAL BREACH OF TRUST AND MIS-APPROPRIATION OF PUBLIC FUNDS
02-JUL-2001
|
|
| The regulatory charges/regulatory actions may be fully or partly applicable to the entities/persons mentioned in the second column. |
| |
|
|
| Page 24 of 28
|
