| S.No. |
PERSON |
ENTITY |
REGULATORY CHARGES |
REGULATORY ACTION(S) / DATE OF ORDER |
FURTHER DEVELOPMENTS |
| 461 |
|
PHILLIPS AMOLIK
(PAN:ADWPA6586C)
|
|
|
|
SEAGULL LEAFIN LTD.
PAN:AAFCS3157A
|
|
VIOLATED SECTION 24 (1) OF SEBI ACT, 1992
|
PROSECUTION LAUNCHED
25-AUG-2016
|
|
| 462 |
|
|
PIYUSH MEHTA
|
|
|
VIOLATED REGULATION 4 OF SEBI (PFUTP) REGULATIONS, 1995
VIOLATED SECTION 24 OF SEBI ACT, 1992
VIOLATED SECTION 26 OF SEBI ACT, 1992
|
PROSECUTION LAUNCHED
15-MAY-2006
|
|
| 463 |
|
|
PIYUSH S.SHAH
|
|
|
VIOLATED SECTION 11C (3) READ WITH SECTION 11C (2) OF SEBI ACT, 1992
|
PROSECUTION LAUNCHED
31-MAR-2014
|
|
| 464 |
|
|
POOJA RASTOGI
(DIN:00201858)
|
|
|
|
ALCHEMIST CORP.LTD.
|
|
|
KASI RAM SOFTECH (INDIA) LTD.
CIN:U27102DL1996PLC077097
|
|
VIOLATED SECTION 24 (2) READ WITH 27 OF SEBI ACT, 1992
FAILED TO PAY PENALTY
|
PROSECUTION LAUNCHED
15-JUL-2022
|
THE OFFENCE WAS COMPOUNDED ON PAYMENT OF RS.926856.00 TO SEBI
THE OFFENCE WAS COMPOUNDED ON PAYMENT OF RS.240216.00 TO SEBI
|
| 465 |
|
|
PRABAL BANERJEE
|
|
|
|
CRUICKSHANK & CO.LTD.
|
|
VIOLATED SECTION 24 OF SEBI ACT, 1992
VIOLATED SEBI TAKEOVER CODE, 1997
|
PROSECUTION LAUNCHED
15-MAY-2006
|
|
| 466 |
|
|
PRABHA BOKARIA
|
|
|
|
BOKHARIA INVESTMENTS
|
|
VIOLATED SECTION 24 OF SEBI ACT, 1992
VIOLATED REGULATION 4 OF SEBI (PFUTP) REGULATIONS, 1995
VIOLATED SECTION 12 OF SEBI ACT, 1992
|
PROSECUTION LAUNCHED
15-MAY-2006
|
|
| 467 |
|
|
PRADEEP DUTTA
(PAN:AACPD4968Q)
|
|
|
VIOLATED SECTIONS 12(A) TO (C) OF SEBI ACT. READ WITH REGULATIONS 3(B) TO 3(D) & 4(2)(C), 4(2)(F), 4(2)K AND 4(2)(R) OF PFUTP REGULATIONS, 2003 IN MATTER OF GDR ISSUES OF IKF TECHNOLOGIES LTD.
DID NOT PROVIDE CORRECT INFORMATION AND CONCEALED MATERIAL INFORMATION FROM SEBI IN MATTER OF GDR ISSUES OF IKF TECHNOLOGIES LTD.
|
WARNED/DIRECTED TO BE MORE CAREFUL WHILE DEALING WITH SECURITIES MARKET
05-SEP-2017
|
|
| 468 |
|
|
PRADEEP KUMAR KAPOOR
|
|
|
|
ACCURATE EXPORTS LTD.
|
|
VIOLATED SECTION 11 (C) 6 OF SEBI ACT, 1992
VIOLATED SECTION 6(A) OF SEBI (PFUTP) REGULATIONS, 1995
|
PROSECUTION LAUNCHED
15-MAY-2006
|
|
| 469 |
|
|
PRADIPTA CHATTERJEE
|
|
|
|
MEGA MILLENNIUM SECURITIES PVT.LTD.
PAN:AACCM2293E
|
|
VIOLATED SECTION 24 (2) READ WITH 27 OF SEBI ACT, 1992
|
PROSECUTION LAUNCHED
15-JUL-2022
|
|
| 470 |
|
|
PRAHAILAD RAY SUREKHA
|
|
|
|
ROSE KAMAL MERCANTILE PVT.LTD.
|
|
VIOLATED SECTION 24 (2) OF SEBI ACT, 1992
|
PROSECUTION LAUNCHED
31-MAR-2010
|
INTEREST AMOUNTING TO RS.43,121.00 AND LEGAL COSTS OF RS.44,000.00
|
| 471 |
|
|
PRAHLAD PANCHAL
|
|
|
|
MINDVISION CAPITAL LTD.
PAN:AAACK8154A
|
|
VIOLATED SECTION 24 (2) READ WITH 27 OF SEBI ACT, 1992
|
PROSECUTION LAUNCHED
15-JUL-2022
|
|
| 472 |
|
|
PRAKASH GUPTA
|
|
|
|
DALI FASHIONS PVT.LTD.
|
|
|
FOURAYS CONSTRUCTIONS PVT.LTD.
|
|
|
IDEAL HOTELS & INDUSTRIES LTD.
|
|
|
PKP CONSULTANTS LTD.
|
|
VIOLATED SECTION 24 OF SEBI ACT, 1992
|
PROSECUTION LAUNCHED
15-MAY-2006
|
|
| 473 |
|
|
PRAKASH P.BHAT
|
|
|
|
YASHSWI ENGGINEERS PVT.LTD.
|
|
VIOLATED REGULATION 4 OF SEBI (PFUTP) REGULATIONS, 1995
VIOLATED SECTION 24 OF SEBI ACT, 1992
VIOLATED SECTION 26 OF SEBI ACT, 1992
|
PROSECUTION LAUNCHED
15-MAY-2006
|
|
| 474 |
|
|
PRAKASH PANGARKAR
|
|
|
VIOLATED SECTION 24 (1) OF SEBI ACT, 1992
VIOLATED SECTION 27 OF SEBI ACT, 1992
|
PROSECUTION LAUNCHED
15-MAY-2006
|
|
| 475 |
|
|
PRAMOD JOSHI
|
|
|
|
G.S.ORGANICS LTD.
|
|
VIOLATED SECTION 24 (1) OF SEBI ACT, 1992
VIOLATED SEBI (PFUTP) REGULATIONS, 1995
|
PROSECUTION LAUNCHED
31-MAR-2010
|
|
| 476 |
|
|
PRAMOD KUMAR
|
|
|
|
R.C.GUPTA & CO.PVT.LTD.
|
|
|
SARAL WEBSITE & EXIM PVT.LTD.
|
|
FAILED TO PAY PENALTY
VIOLATED SEBI ACT, 1992
|
PROSECUTION LAUNCHED
15-MAY-2006
|
|
| 477 |
|
|
PRAMOD PATIL
|
|
|
VIOLATED SECTION 24 (1) OF SEBI ACT, 1992
|
PROSECUTION LAUNCHED
25-AUG-2016
|
|
| 478 |
|
|
PRAMODH KAPUR
|
|
|
|
HOFFLAND FINANCE LTD.
(Member : BGSE/JSE)
|
|
VIOLATED SEBI ACT, 1992
|
PROSECUTION LAUNCHED
15-MAY-2006
|
PARTLY COMPOUNDED FOR RS.55,000
DURING THE TRIAL A21 (SHRI ASHOK KUMAR KOHLI) HAD EXPIRED, THEREFORE, PROCEEDINGS QUA HIM WAS ABATED. ACCUSED NO.20 (M/S EVERGROW FINANCIAL SERVICES PVT.LTD.) AND A22 ( SHRI PRADEEP SHARMA) FACED THE TRIAL AND THEY REMAINING ACCUSED WERE DECLARED POS. THE CAPTIONED MATTER WAS POSTED BEFORE THE LD. COURT ON JULY 30, 2012 FOR PRONOUNCEME NT OF JUDGMENT. AFTER RECORDING ITS REASONS THE COURT HELD THAT SEBI COULD NOT PROVE ITS CASE AGAINST A20 AND A22 BEYOND THE SHADOW OF ALL REASONABLE DOUBTS, AND THEREBY ACQUITTED A20 AND A22
|
| 479 |
|
|
PRASHANT J.PATEL
|
|
|
VIOLATED SECTION 24 (1) OF SEBI ACT, 1992
|
PROSECUTION LAUNCHED
15-JUL-2022
|
|
| 480 |
|
|
PRASHANT JAIDEV WASANKAR
(DIN:02222183
PAN:AAIPW1864A)
|
|
|
|
WASANKAR WEALTH MANAGEMENT LTD.
PAN:AAACW8073C
|
|
VIOLATED SECTION 24 (1) OF SEBI ACT, 1992
|
PROSECUTION LAUNCHED
25-AUG-2016
|
|
| The regulatory charges/regulatory actions may be fully or partly applicable to the entities/persons mentioned in the second column. |
| |
|
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| Page 24 of 39
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