| S.No. |
PERSON |
ENTITY |
REGULATORY CHARGES |
REGULATORY ACTION(S) / DATE OF ORDER |
FURTHER DEVELOPMENTS |
| 461 |
|
PRASAD SAKHARAM TANDEL
(PAN:ACSPT7007J)
|
|
|
|
SICORP FINLEASE LTD.
|
|
FAILED TO PAY PENALTY
|
PROSECUTION LAUNCHED
15-JUL-2022
|
|
| 462 |
|
|
PRASHANT M.NARVEKAR
|
|
|
|
SICORP FINLEASE LTD.
|
|
FAILED TO PAY PENALTY
|
PROSECUTION LAUNCHED
31-MAR-2014
|
ACQUITTED
4 YEARS RI AND FINE OF RS.5,00,000.00. IN DEFAULT THEREOF ACCUSED SHALL UNDERGO SIMPLE IMPRISONMENT FOR SIX MONTHS
4 YEARS RI AND FINE OF RS.10,00,000.00. IN DEFAULT THEREOF ACCUSED SHALL UNDERGO SIMPLE IMPRISONMENT FOR SIX MONTHS
|
| 463 |
|
|
PRATAPSINH VASANTJI SAMPAT
|
|
|
|
PANCHMAHAL CEMENT CO.LTD.
|
|
FAILED TO PAY PENALTY
VIOLATED SECTION 27 OF SEBI ACT, 1992
|
PROSECUTION LAUNCHED
15-MAY-2006
|
|
| 464 |
|
|
PRATIK CHANDRAKANT SHAH
|
|
|
|
DPS SHARES & SECURITIES PVT.LTD.
PAN:AABCD1053A
|
|
FAILED TO PAY PENALTY
|
PROSECUTION LAUNCHED
31-MAR-2014
|
ACQUITTED
|
| 465 |
|
|
PRATIK R.SHAH
|
|
|
FAILED TO PAY PENALTY
|
PROSECUTION LAUNCHED
31-MAR-2014
|
|
| 466 |
|
|
PRATIK SANGHVI
|
|
|
FAILED TO PAY PENALTY
|
PROSECUTION LAUNCHED
31-MAR-2014
|
THE OFFENCE WAS COMPOUNDED ON PAYMENT OF RS.10,47,000.00
|
| 467 |
|
|
PRAVIN KUMAR JAIN
|
|
|
FAILED TO PAY PENALTY
|
PROSECUTION LAUNCHED
30-SEP-2012
|
|
| 468 |
|
|
PRAVIN SAWANT
|
|
|
|
MACHINDRANATH MULTI TRADE PVT.LTD.
|
|
|
SILVERFLAG TRADING CO.PVT.LTD.
|
|
FAILED TO PAY PENALTY
|
PROSECUTION LAUNCHED
31-MAR-2013
|
|
| 469 |
|
|
PRAVINA CHANDRAKANT SHAH
|
|
|
|
SICORP FINLEASE LTD.
|
|
FAILED TO PAY PENALTY
|
PROSECUTION LAUNCHED
31-MAR-2014
|
ACQUITTED
|
| 470 |
|
|
PRAVINBHAI PARSHATAMBHAI DUDHAT
|
|
|
FAILED TO PAY PENALTY
|
PROSECUTION LAUNCHED
30-SEP-2012
|
|
| 471 |
|
|
PRAVINDHCHANDRA D.PATEL
|
|
|
FAILED TO PAY PENALTY
|
PROSECUTION LAUNCHED
15-JUL-2022
|
WITHDRAWN
|
| 472 |
|
|
PREM CHAND BATRA
(PAN:AAGPB2136E)
|
|
|
FAILED TO PAY PENALTY
|
PROSECUTION LAUNCHED
31-MAR-2014
|
A1 CONVICTED
|
| 473 |
|
|
PREM MOHANLAL PARIKH
(PAN:ALHPP3489N)
|
|
|
FAILED TO PAY PENALTY
|
PROSECUTION LAUNCHED
31-MAR-2014
|
THE OFFENCE WAS COMPOUNDED ON PAYMENT OF RS.67000.00 TO SEBI
|
| 474 |
|
|
PREM PRAKASH THANVI
(PAN:ACSPT3646D)
|
|
|
FAILED TO PAY PENALTY
|
PROSECUTION LAUNCHED
31-MAR-2014
|
ACQUITTED
|
| 475 |
|
|
PRIYOTOSH MAJUMDER
|
|
|
|
MANGALAM EQUITY MANAGEMENT PVT.LTD.
|
|
FAILED TO PAY PENALTY
|
PROSECUTION LAUNCHED
31-MAR-2014
|
INTEREST OF RS.94,258.00 AND LEGAL FEES OF RS.67000.00
|
| 476 |
|
|
PROVASH BALA
(PAN:AUTPB3478J)
|
|
|
|
SUNHEAVEN AGRO INDIA LTD.
CIN:U01400WB2009PLC138649
|
|
FAILED TO PAY PENALTY
|
PROSECUTION LAUNCHED
15-DEC-2016
|
|
| 477 |
|
|
PUNAJI TANAJI RAUT
|
|
|
FAILED TO PAY PENALTY
|
PROSECUTION LAUNCHED
31-MAR-2011
|
ACQUITTED
|
| 478 |
|
|
PURUSHOTTAM LAL CHOUDHARY
|
|
|
|
MANGALAM EQUITY MANAGEMENT PVT.LTD.
|
|
FAILED TO PAY PENALTY
|
PROSECUTION LAUNCHED
31-MAR-2014
|
INTEREST OF RS.94,258.00 AND LEGAL FEES OF RS.67000.00
|
| 479 |
|
|
R.K.MITTAL
|
|
|
|
INDITALIA REFCON LTD.
PAN:AAACI1128G
|
|
FAILED TO PAY PENALTY
VIOLATED SECTION 27 OF SEBI ACT, 1992
|
PROSECUTION LAUNCHED
15-MAY-2006
|
THE OFFENCE WAS COMPOUNDED ON PAYMENT OF RS.1,01,250 BY THE ACCUSED TO SEBI
|
| 480 |
|
|
R.KRISHNAKUMAR
|
|
|
|
GATEWAY FINANCIAL SERVICES LTD.
|
|
FAILED TO PAY PENALTY
|
PROSECUTION LAUNCHED
15-MAY-2006
|
THE OFFENCE WAS COMPOUNDED ON PAYMENT OF PENALTY AMOUNT AND COMPOUNDING CHARGES TO SEBI
|
| The regulatory charges/regulatory actions may be fully or partly applicable to the entities/persons mentioned in the second column. |
| |
|
|
| Page 24 of 38
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