| S.No. |
PERSON |
ENTITY |
REGULATORY CHARGES |
REGULATORY ACTION(S) / DATE OF ORDER |
FURTHER DEVELOPMENTS |
| 461 |
|
HARDEEP SINGH BEDI
(PAN:AEEPB6057Q)
|
|
|
DID NOT MAKE DISCLOSURE OF SHAREHOLDING/CHANGES IN SHAREHOLDING TO COMPANY AND STOCK EXCHANGES AS REQUIRED UNDER REGULATIONS 31(1), 31(2) READ WITH 31(3) OF SAST REGULATIONS, 2011 IN MATTER OF PIPAVAV DEFENCE & OFFSHORE ENGINEERING LTD., PARSVNATH DEVELOPERS LTD., GLODYNE TECHNOSERVE LTD. AND TULIP TELECOM LTD.
|
IMPOSED PENALTY RS.4,00,000
30-JUL-2020
|
|
| 462 |
|
|
HARDIK BHARAT PATEL
(PAN:AHIPP1407H)
|
|
|
DID NOT MAKE DISCLOSURE OF SHAREHOLDING/CHANGES IN SHAREHOLDING TO COMPANY AND STOCK EXCHANGES AS REQUIRED UNDER REGULATIONS 29(2) READ WITH 29(3) OF SAST REGULATIONS, 2011 IN MATTER OF JYOTI LTD.
TRANSFERRED AND RECEIVED SHARES IN OFF-MARKET TRANSACTIONS WITHOUT ANY PAYMENT/RECEIPT OF CONSIDERATION VIOLATING SECTION 16 OF SCRA, 1956 READ WITH SEBI NOTIFICATION NO.S.O.184(E) DATED 01/03/2000 & SEBI NOTIFICATION NO.LAD-NRO/GN/2013-14/26/6667 DATED 03/10/2013, SECTIONS 13 AND 18 OF SCRA, 1956 READ WITH SECTION 2(I) OF SEBI SECURITIES CONTRACTS (REGULATION) ACT, 1956 IN MATTER OF JYOTI LTD.
|
IMPOSED PENALTY RS.6,00,000
29-JUN-2021
|
|
| 463 |
|
|
HARDIK BHARAT PATEL
(PAN:AHIPP1407H)
(Along with : MINAL BHARAT PATEL,
RUCHIT BHARAT PATEL,
BHARAT JAYANTILAL PATEL)
|
|
|
DELAY IN MAKING DISCLOSURE OF SHAREHOLDING/CHANGES IN SHAREHOLDING TO STOCK EXCHANGE AS REQUIRED UNDER REGULATION 29(2) OF SAST REGULATIONS, 2011 IN MATTER OF SUPER SALES INDIA LTD.
|
IMPOSED PENALTY RS.4,00,000 ALONG WITH OTHER ENTITIES/PERSONS
22-FEB-2018
|
|
| 464 |
|
|
HARDIK BHARAT PATEL
(PAN:AHIPP1407H)
(Along with : MINAL BHARAT PATEL,
RUCHIT BHARAT PATEL,
PRASHANT JAYANTILAL PATEL,
BHARAT JAYANTILAL PATEL,
PANKAJ JAYANTILAL PATEL)
|
|
|
|
PAT FINANCIAL CONSULTANTS PVT.LTD.
PAN:AAACP3115E
|
|
|
PRANAV HOLDINGS PVT.LTD.
PAN:AABCP1438P
|
|
DID NOT MAKE DISCLOSURE OF SHAREHOLDING/CHANGES IN SHAREHOLDING TO COMPANY AND STOCK EXCHANGES AS REQUIRED UNDER REGULATIONS 29(1) AND 29(2) READ WITH 29(3) OF SAST REGULATIONS, 2011 IN MATTER OF TRANSPEK INDUSTRY LTD.
|
IMPOSED PENALTY RS.5,00,000 ALONG WITH OTHER ENTITIES/PERSONS
27-OCT-2020
|
SAT: SAT VIDE ITS ORDER DATED 15/05/2023 DISMISSED THE APPEAL. NO COST
|
| 465 |
|
|
HARDIK BHARAT PATEL
(PAN:AHIPP1407H)
(Along with : BHARAT JAYANTILAL PATEL,
MINAL BHARAT PATEL,
RUCHIT BHARAT PATEL,
PRASHANT JAYANTILAL PATEL)
|
|
|
|
FIDELITY MULTITRADE PVT.LTD.
PAN:AABCF0017A
|
|
|
PASHA FINANCE PVT.LTD.
PAN:AAACP8316P
|
|
|
PAT FINANCIAL CONSULTANTS PVT.LTD.
PAN:AAACP3115E
|
|
DID NOT MAKE DISCLOSURE OF SHAREHOLDING/CHANGES IN SHAREHOLDING TO COMPANY AND STOCK EXCHANGES AS REQUIRED UNDER REGULATIONS 29(1) AND 29(2) READ WITH 29(3) OF SAST REGULATIONS, 2011 IN MATTER OF GARWARE POLYSTER LTD.
|
IMPOSED PENALTY RS.2,00,000 ALONG WITH OTHER ENTITIES/PERSONS
15-APR-2021
|
|
| 466 |
|
|
HARDIK BHARAT PATEL
(PAN:AHIPP1407H)
(Along with : BHARAT JAYANTILAL PATEL,
MINAL BHARAT PATEL,
RUCHIT BHARAT PATEL)
|
|
|
|
FIDELITY MULTITRADE PVT.LTD.
PAN:AABCF0017A
|
|
|
PASHA FINANCE PVT.LTD.
PAN:AAACP8316P
|
|
|
PAT FINANCIAL CONSULTANTS PVT.LTD.
PAN:AAACP3115E
|
|
|
SUPERIOR FINANCIAL CONSULTANCY SERVICES PVT.LTD.
PAN:AACCS2302J
|
|
DID NOT MAKE DISCLOSURE OF SHAREHOLDING/CHANGES IN SHAREHOLDING TO COMPANY AND STOCK EXCHANGES AS REQUIRED UNDER REGULATIONS 29(1) AND 29(2) READ WITH 29(3) OF SAST REGULATIONS, 2011 IN MATTER OF SUPER SALES INDIA LTD.
|
IMPOSED PENALTY RS.5,00,000 ALONG WITH OTHER ENTITIES/PERSONS
23-DEC-2020
|
SAT: SAT VIDE ITS ORDER DATED 06/05/2022 DIRECTED APPELLANTS TO FILE CERTIFIED COPY OF IMPUGNED ORDER WITHIN THREE WEEKS FROM DATE OF THIS ORDER. FURTHER, DIRECTED RESPONDENT TO FILE REPLY WITHIN THREE WEEKS FROM DATE OF THIS ORDER AND APPELLANTS TO FILE REJOINDER THREE WEEKS THEREAFTER. EFFECT AND OPERATION OF IMPUGNED ORDER DATED 23/12/2020 TO REMAIN STAYED DURING PENDENCY OF APPEAL
SAT: SAT VIDE ITS ORDER DATED 08/07/2022 ALLOWED APPELLANT THREE WEEKS TO FILE REJOINDER
SAT: SAT VIDE ITS ORDER DATED 29/08/2022 ALLOWED APPELLANT FURTHER THREE WEEKS TO FILE REJOINDER
|
| 467 |
|
|
HARDIK BHARAT PATEL
(PAN:AHIPP1407H)
|
|
|
DID NOT MAKE DISCLOSURE OF SHAREHOLDING/CHANGES IN SHAREHOLDING TO COMPANY AND STOCK EXCHANGES AS REQUIRED UNDER REGULATIONS 29(2) READ WITH 29(3) OF SAST REGULATIONS, 2011 IN MATTER OF DECCAN CEMENTS LTD.
|
IMPOSED PENALTY RS.5,00,000 ALONG WITH OTHER ENTITIES/PERSONS
27-FEB-2020
|
|
| 468 |
|
|
HARESH TANK
(PAN:ABVPT5689G)
|
|
|
DID NOT MAKE DISCLOSURE OF SHAREHOLDING/CHANGES IN SHAREHOLDING TO STOCK EXCHANGES AS REQUIRED UNDER REGULATIONS 10(6) AND 29(1) OF SAST REGULATIONS, 2011 IN MATTER OF REAL REALTY MANAGEMENT CO.LTD.
|
IMPOSED PENALTY RS.4,00,000 ALONG WITH OTHER ENTITIES/PERSONS
22-OCT-2019
|
|
| 469 |
|
|
HARGOVANBHAI T.PATEL
(PAN:BQZPP8484K)
|
|
|
DELAY IN MAKING DISCLOSURE OF SHAREHOLDING/CHANGES IN SHAREHOLDING TO COMPANY AND STOCK EXCHANGES AS REQUIRED UNDER REGULATION 30(2) READ WITH 30(3) OF SAST REGULATIONS, 2011 IN MATTER OF SHREE SURGOVIND TRADELINK LTD.
|
IMPOSED PENALTY RS.6,00,000 ALONG WITH OTHER ENTITIES/PERSONS
27-JUN-2014
|
COMPANY VIDE DEMAND DRAFT NO.728877 DATED 22/12/2014 FOR RS.6,00,000.00 DRAWN ON TAMILNAD MERCANTILE BANK HAS PAID THE PENALTY AMOUNT TO SEBI
|
| 470 |
|
|
HARIKRUSHNA SHAMJIBHAI CHAUHAN
(PAN:ABYPC7188C)
|
|
|
DID NOT MAKE DISCLOSURE OF SHAREHOLDING/CHANGES IN SHAREHOLDING TO COMPANY AND STOCK EXCHANGES AS REQUIRED UNDER REGULATION 29(2) READ WITH 29(3) OF SAST REGULATIONS, 2011 IN MATTER OF AKSHAR SPINTEX LTD.
|
IMPOSED PENALTY RS.2,00,000 ALONG WITH OTHER ENTITIES/PERSONS
30-AUG-2024
|
|
| 471 |
|
|
HARISH CHANDRA AGRAWAL
(PAN:AAQPA0371A)
(Along with : UDIT AGRAWAL,
RASHMI AGRAWAL,
SURESH CHAND AGRAWAL,
MADHUR AGRAWAL)
|
|
|
|
HARISH AGRAWAL (HUF)
PAN:AAAHH2114N
|
|
|
SURESH CHAND AGRAWAL (HUF)
PAN:AAKHS8188R
|
|
DELAY IN MAKING DISCLOSURE OF SHAREHOLDING/CHANGES IN SHAREHOLDING TO COMPANY AND STOCK EXCHANGES AS REQUIRED UNDER REGULATION 30(2) READ WITH 30(3) OF SAST REGULATIONS, 2011 IN MATTER OF CAPITAL TRADE LINKS LTD.
|
IMPOSED PENALTY RS.10,00,000 ALONG WITH OTHER ENTITIES/PERSONS
07-AUG-2014
|
PENALTY AMOUNT OF RS.10,00,000.00 PAID BY APPELLANTS BY DEMAND DRAFT NO.229866 FOR RS.5,00,00.00 AND 229867 FOR RS.5,00,00.00 DATED 23/01/2015 DRAWN ON ORIENTAL BANK OF COMMERCE
INCLUDED IN SEBI LIST DATED 31/12/2017, AS DEFAULTER IN PAYMENT OF PENALTY IMPOSED BY SEBI
|
| 472 |
|
|
HARISH GANGARAM AGARWAL
(PAN:ABUPA3505F)
|
|
|
DELAY IN MAKING DISCLOSURE OF SHAREHOLDING/CHANGES IN SHAREHOLDING TO COMPANY AND STOCK EXCHANGES AS REQUIRED UNDER REGULATION 30(2) READ WITH 30(3) OF SAST REGULATIONS, 2011 IN MATTER OF MAHESH AGRICULTURAL IMPLEMENT & STEEL FORGINGS LTD.
|
IMPOSED PENALTY RS.2,00,000
21-OCT-2014
|
|
| 473 |
|
|
HARISH RAJYAGURU
(PAN:ABRPR6135K)
|
|
|
DID NOT MAKE DISCLOSURE OF SHAREHOLDING/CHANGES IN SHAREHOLDING TO STOCK EXCHANGES AS REQUIRED UNDER REGULATIONS 10(6) AND 29(1) OF SAST REGULATIONS, 2011 IN MATTER OF REAL REALTY MANAGEMENT CO.LTD.
|
IMPOSED PENALTY RS.4,00,000 ALONG WITH OTHER ENTITIES/PERSONS
22-OCT-2019
|
|
| 474 |
|
|
HARISHBHAI PATEL
(PAN:ABXPP2730L)
|
|
|
ALLEGED DELAY IN MAKING DISCLOSURE OF SHAREHOLDING/CHANGES IN SHAREHOLDING TO COMPANY AND/OR STOCK EXCHANGES AS REQUIRED UNDER REGULATION 29(2) OF SAST REGULATIONS, 2011 IN MATTER OF AROMA ENTERPRISES (INDIA) LTD.
|
REACHED SETTLEMENT (SETTLEMENT CHARGES RS.7,98,273 ALONG WITH OTHER ENTITIES/PERSONS VIDE CONSENT ORDER)
22-DEC-2017
|
|
| 475 |
|
|
HARJIT JANTRI SINGH
(PAN:COQPS2136P)
|
|
|
|
GOLD DUST TRADING CO.
PAN:COQPS2136P
|
|
DID NOT MAKE DISCLOSURE OF SHAREHOLDING/CHANGES IN SHAREHOLDING TO COMPANY AND STOCK EXCHANGES AS REQUIRED UNDER REGULATIONS 13(1) AND 13(3) OF SEBI (PROHIBITION OF INSIDER TRADING) REGULATIONS, 1992 IN MATTER OF GUJARAT MEDITECH LTD.
DID NOT MAKE DISCLOSURE OF SHAREHOLDING/CHANGES IN SHAREHOLDING TO COMPANY AND STOCK EXCHANGES AS REQUIRED UNDER REGULATIONS 29(1) AND 29(2) OF SAST REGULATIONS, 2011 IN MATTER OF GUJARAT MEDITECH LTD.
|
IMPOSED PENALTY RS.4,00,000 ALONG WITH OTHER ENTITIES/PERSONS
19-SEP-2018
|
|
| 476 |
|
|
HARSH ROHITBHAI PATEL
(PAN:AHAPP6356R)
|
|
|
ALLEGED DELAY IN MAKING DISCLOSURE OF SHAREHOLDING/CHANGES IN SHAREHOLDING TO STOCK EXCHANGES AS REQUIRED UNDER REGULATIONS 29(1) AND 29(2) READ WITH 29(3) OF SAST REGULATIONS, 2011 IN MATTER OF ABHISHEK INFRAVENTURES LTD.
|
REACHED SETTLEMENT (SETTLEMENT CHARGES RS.19,21,875 ALONG WITH OTHER ENTITIES/PERSONS VIDE CONSENT ORDER)
17-MAR-2020
|
|
| 477 |
|
|
HARSHA MAYUR VORA
(PAN:AABPV8829K)
(Along with : MAYURBHAI JAMNADAS VORA,
DEEPAK JAMNADAS VORA,
PANKAJ JAMNADAS VORA,
ANUJA MAYUR VORA,
PRATIBHA DEEPAK VORA,
JAIRAJ DEEPAK VORA,
MAYURI PANKAJ VORA,
VARANGI DEEPAK VORA,
AASHKA SANKET VADALIA,
ZARNA YOGESH DHRUV,
ASHNA MAYUR VORA,
ATEET ABHAY VORA)
|
|
|
|
BIMAL SWITCHGEAR PVT.LTD.
PAN:AABCB9943M
|
|
|
DEEPAK JAMNADAS VORA (HUF)
PAN:AACHV2197K
|
|
|
MAYUR JAMNADAS VORA (HUF)
PAN:AACHV2195M
|
|
DELAY IN MAKING DISCLOSURE OF SHAREHOLDING/CHANGES IN SHAREHOLDING TO STOCK EXCHANGES AS REQUIRED UNDER REGULATIONS 29(1) READ WITH 29(3) OF SAST REGULATIONS, 2011 IN MATTER OF INTEGRA SWITCHGEAR LTD.
|
IMPOSED PENALTY RS.8,00,000 ALONG WITH OTHER ENTITIES/PERSONS
30-OCT-2026
|
|
| 478 |
|
|
HARSHABEN HIRJI THAKKAR
(PAN:ALPPT4620H)
|
|
|
DID NOT MAKE DISCLOSURE OF SHAREHOLDING/CHANGES IN SHAREHOLDING TO STOCK EXCHANGES AS REQUIRED UNDER REGULATIONS 29(2) READ WITH 29(3) OF SAST REGULATIONS, 2011 IN MATTER OF ASHAPURA INTIMATES FASHION LTD.
DELAY IN MAKING DISCLOSURES UPON INVOCATION OF PLEDGE OF SHARES TO STOCK EXCHANGES AS REQUIRED UNDER REGULATIONS 31(1) READ WITH 31(3) OF SAST REGULATIONS, 2011 IN MATTER OF ASHAPURA INTIMATES FASHION LTD.
|
IMPOSED PENALTY RS.3,00,000
08-FEB-2022
|
SEBI VIDE ITS NOTICE DATED 27/06/2022 DIRECTED TO PAY RS.3,16,000.00 WITHIN FIFTEEN DAYS FROM RECEIPT OF THIS NOTICE
SEBI VIDE ITS NOTICE DATED 21/09/2022 DIRECTED ALL THE BANKS IN INDIA AND/OR NSDL/CDSL TO 1. ATTACH ALL THE ACCOUNTS BY WHATEVER NAME CALLED INCLUDING LOCKERS, DEMAT ACCOUNTS AND MUTUAL FUNDS FOLIOS EITHER SINGLY OR JOINTLY WITH ANY PERSON/S AND ALL OTHER AMOUNT/PROCEEDS DUE OR MAY BECOME DUE OR ANY MONEY HELD OR MAY SUBSEQUENTLY HOLD FOR ON ACCOUNT OF THE DEFAULTERS AND 2. NOT TO DEBIT ANY AMOUNT IN THE SAID ACCOUNT/S.HOWEVER CREDITS, IF ANY, INTO THE ACCOUNT MAY BE ALLOWED
SEBI VIDE ITS ORDER DATED 27/10/2022 A) PROHIBITED FROM DISPOSING, TRANSFERRING, ALIENATING OR CHARGING IN RESPECT OF ALL THE IMMOVABLE AND MOVABLE PROPERTIES LISTED IN THE ORDER B) PROHIBITED FROM TAKING ANY BENEFIT UNDER SUCH DISPOSAL, TRANSFER, ALIENATION OR CHARGE IN RESPECT OF THE PROPERTIES LISTED IN ORDER C) DIRECTED TO FURNISH COMPLETE DETAILS OF ALL MOVABLE AND IMMOVABLE PROPERTIES HELD BY DEFAULTERS AND CHARGES, IF ANY WITHIN ONE WEEK FROM THE DATE OF THIS ORDER D) CERTIFIED OF ALL THE TITLE DEEDS, VALUATION REPORTS OF ALL THE PROPERTIES HELD BY DEFAULTER WITHIN ONE WEEK FROM THE DATE OF THIS ORDER E) DIRECTED INSPECTORS GENERAL OF REGISTRATION AND CONTROLLER OF STAMPS OF MAHARASHTRA STATE AND THE CONCERNED SUB-REGISTRARS OF THE RESPECTIVE AREAS WHERE THE PROPERTIES ARE LOCATED F) NOT TO ACT UPON ANY DOCUMENTS PURPORTING TO BE DEALING WITH TRANSFER, MORTGAGE, CHARGE, LEASE OR CREATION OR ALTERATION OF ANY INTEREST IN ANY OF THE PROPERTIES OWNED / HELD BY THE DEFAULTERS, IF PRESENTED FOR REGISTRATION
SEBI VIDE ITS ORDER DATED 11/11/2022 DIRECTED ALL THE BANKS TO REMIT RS.3,31,000.00 TO THE EXTENT LYING IN THE ACCOUNT OF MR.HARSHABEN HIRJI THAKKAR TO SEBI BY WAY OF EFT/NEFT/RTGS
|
| 479 |
|
|
HARSHABEN HIRJI THAKKAR
(PAN:ALPPT4620H)
|
|
|
DID NOT MAKE DISCLOSURES TO COMPANY AND STOCK EXCHANGES FOR INVOCATION OF PLEDGE CREATED ON SHARES AND SHARES OF THE COMPANY DISPOSED AS REQUIRED UNDER REGULATIONS 31(1) AND 31(2) READ WITH 31(3) OF SAST REGULATIONS, 2011 IN MATTER OF ASHAPURA INTIMATES FASHION LTD.
DID NOT MAKE DISCLOSURE OF SHAREHOLDING/CHANGES IN SHAREHOLDING TO COMPANY AND STOCK EXCHANGES AS REQUIRED UNDER REGULATIONS 29(1) READ WITH 29(3) OF SAST REGULATIONS, 2011 IN MATTER OF ASHAPURA INTIMATES FASHION LTD.
DID NOT MAKE DISCLOSURE OF SHAREHOLDING/CHANGES IN SHAREHOLDING TO COMPANY AS REQUIRED REGULATION 7(2)(A) OF SEBI (PIT) REGULATIONS, 2015 IN MATTER OF ASHAPURA INTIMATES FASHION LTD.
|
IMPOSED PENALTY RS.1,50,000
25-OCT-2021
|
SEBI VIDE ITS NOTICE DATED 21/09/2022 DIRECTED TO PAY RS.1,69,000.00 WITHIN FIFTEEN DAYS FROM RECEIPT OF THIS NOTICE
SEBI VIDE ITS NOTICE DATED 31/10/2022 DIRECTED ALL THE BANKS IN INDIA AND/OR NSDL/CDSL TO 1. ATTACH ALL THE ACCOUNTS BY WHATEVER NAME CALLED INCLUDING LOCKERS, DEMAT ACCOUNTS AND MUTUAL FUNDS FOLIOS EITHER SINGLY OR JOINTLY WITH ANY PERSON/S AND ALL OTHER AMOUNT/PROCEEDS DUE OR MAY BECOME DUE OR ANY MONEY HELD OR MAY SUBSEQUENTLY HOLD FOR ON ACCOUNT OF THE DEFAULTERS AND 2. NOT TO DEBIT ANY AMOUNT IN THE SAID ACCOUNT/S.HOWEVER CREDITS, IF ANY, INTO THE ACCOUNT MAY BE ALLOWED
SEBI VIDE ITS ORDER DATED 08/12/2022 DIRECTED ALL THE BANKS TO REMIT RS.1,72,500.00 TO THE EXTENT LYING IN THE ACCOUNT OF MS.HARSHABEN HIRJI THAKKAR TO SEBI BY WAY OF EFT/NEFT/RTGS
SEBI VIDE ITS ORDER DATED 07/11/2024 A) PROHIBITED FROM DISPOSING, TRANSFERRING, ALIENATING OR CHARGING IN RESPECT OF ALL THE MOVABLE AND IMMOVABLE PROPERTIES LISTED IN THE ORDER B) PROHIBITED FROM TAKING ANY BENEFIT UNDER SUCH DISPOSAL, TRANSFER, ALIENATION OR CHARGE IN RESPECT OF THE PROPERTIES LISTED IN ORDER C) DIRECTED TO FURNISH THE COMPLETE DETAILS OF ALL MOVABLE AND IMMOVABLE PROPERTIES HELD BY DEFAULTER AND CHARGES, IF ANY, WITHIN ONE WEEK FROM DATE OF THIS ORDER AT SEBI, HEAD OFFICE, MUMBAI D) DIRECTED INSPECTOR GENERAL OF REGISTRATION AND CONTROLLER OF STAMPS OF MAHARASHTRA STATE AND CONCERNED SUB-REGISTRARS OF THE RESPECTIVE AREA WHERE THE PROPERTY IS LOCATED E) NOT TO ACT UPON ANY DOCUMENTS PURPORTING TO BE DEALING WITH TRANSFER, CHARGE, LEASE OR CREATION OR ALTERATION OF ANY INTEREST IN ANY OF THE PROPERTIES OWNED/HELD BY THE DEFAULTER, IF PRESENTED FOR REGISTRATION
|
| 480 |
|
|
HARSHAD HIRJI THAKKAR
(PAN:ACEPT1479L)
|
|
|
DID NOT MAKE DISCLOSURES TO COMPANY AND STOCK EXCHANGES FOR INVOCATION OF PLEDGE CREATED ON SHARES AND SHARES OF THE COMPANY DISPOSED AS REQUIRED UNDER REGULATIONS 31(1) AND 31(2) READ WITH 31(3) OF SAST REGULATIONS, 2011 IN MATTER OF ASHAPURA INTIMATES FASHION LTD.
DID NOT MAKE DISCLOSURE OF SHAREHOLDING/CHANGES IN SHAREHOLDING TO COMPANY AND STOCK EXCHANGES AS REQUIRED UNDER REGULATIONS 29(1) READ WITH 29(3) OF SAST REGULATIONS, 2011 IN MATTER OF ASHAPURA INTIMATES FASHION LTD.
DID NOT MAKE DISCLOSURE OF SHAREHOLDING/CHANGES IN SHAREHOLDING TO COMPANY AS REQUIRED REGULATION 7(2)(A) OF SEBI (PIT) REGULATIONS, 2015 IN MATTER OF ASHAPURA INTIMATES FASHION LTD.
DELAY IN MAKING DISCLOSURE OF SHAREHOLDING/CHANGES IN SHAREHOLDING TO COMPANY AS REQUIRED REGULATION 7(2)(A) OF SEBI (PIT) REGULATIONS, 2015 IN MATTER OF ASHAPURA INTIMATES FASHION LTD.
|
IMPOSED PENALTY RS.2,00,000
25-OCT-2021
|
SEBI VIDE ITS NOTICE DATED 21/09/2022 DIRECTED TO PAY RS.2,25,000.00 WITHIN FIFTEEN DAYS FROM RECEIPT OF THIS NOTICE
SEBI VIDE ITS NOTICE DATED 16/12/2022 DIRECTED ALL THE BANKS IN INDIA AND/OR NSDL/CDSL TO 1. ATTACH ALL THE ACCOUNTS BY WHATEVER NAME CALLED INCLUDING LOCKERS, DEMAT ACCOUNTS AND MUTUAL FUNDS FOLIOS EITHER SINGLY OR JOINTLY WITH ANY PERSON/S AND ALL OTHER AMOUNT/PROCEEDS DUE OR MAY BECOME DUE OR ANY MONEY HELD OR MAY SUBSEQUENTLY HOLD FOR ON ACCOUNT OF THE DEFAULTERS AND 2. NOT TO DEBIT ANY AMOUNT IN THE SAID ACCOUNT/S.HOWEVER CREDITS, IF ANY, INTO THE ACCOUNT MAY BE ALLOWED
|
| The regulatory charges/regulatory actions may be fully or partly applicable to the entities/persons mentioned in the second column. |
| |
|
|
| Page 24 of 84
|
