| S.No. |
ENTITY |
PERSONS |
REGULATORY CHARGES |
REGULATORY ACTION(S) / DATE OF ORDER |
FURTHER DEVELOPMENTS |
| 461 |
|
STAR ARTWORKS PVT.LTD.
(PAN:AAVCS7590R)
|
|
|
INDULGED IN DIVERSION OF FUNDS OF RS.2315.09 CRORES (APPROX.) FROM RELIGARE FINVEST LTD. TO PROMOTERS AND THEIR RELATED ENTITIES VIOLATING SECTIONS 12A(A) TO (C) OF SEBI ACT, 1992 READ WITH REGULATIONS 3(B) TO 3(D) & 4(1), 4(2)(F) AND 4(2) (R) OF SEBI (PFUTP) REGULATIONS, 2003 IN MATTER OF RELIGARE ENTERPRISES LTD.
DID NOT MAKE DISCLOSURE OF FUNDS ROUTED BY RELIGARE FINVEST LTD. THROUGH UNRELATED ENTITIES TO PROMOTERS AND PROMOTERS GROUP ENTITIES VIOLATING CLAUSE 32 OF LISTING AGREEMENT IN MATTER OF RELIGARE ENTERPRISES LTD.
MISREPRESENTATED FINANCIAL POSITION BY ROLLING OVER THE LOANS VIOLATING REGULATIONS 4(1)(B), (C), 30(1) AND 51(1) OF SEBI (LISTING OBLIGATIONS AND DISCLOSURE REQUIREMENTS) REGULATIONS, 2015 IN MATTER OF RELIGARE ENTERPRISES LTD.
|
DIRECTED NOT TO DIVERT ANY FUNDS EXCEPT TO MEET EXPENSES OF DAY-TO-DAY BUSINESS OPERATIONS WITHOUT PRIOR PERMISSION OF SEBI
14-MAR-2019
|
SEBI VIDE ITS ORDER DATED 11/09/2019 DIRECTED NOT TO DISPOSED OFF OR ALIENATE ANY OF THEIR ASSETS OR DIVERT ANY FUNDS, EXCEPT TO MEET EXPENSES OF DAY-TO-DAY BUSINESS OPERATIONS WITHOUT PRIOR PERMISSION OF SEBI TILL COMPLETION OF INVESTIGATION AND FURTHER ORDERS
SEBI VIDE ITS ORDER DATED 12/11/2020 REVOKED ITS DIRECTIONS ISSUED VIDE INTERIM ORDER DATED 14/03/2019 READ WITH CORRIGENDUM ORDER DATED 18/04/2019
|
| 462 |
|
|
STAR ELECTRONICS LTD.
|
|
|
|
M.S.PRASAD
|
|
|
RAJESH ARORA
|
|
|
SAMPAT RAI
|
|
DID NOT ADHERE TO LISTING AGREEMENT
|
DEBARRED / RESTRAINED FROM ASSOCIATING WITH / ACCESSING CAPITAL MARKET / INTERMEDIARIES FROM 17-DEC-1999 TO 16-DEC-2004
DEBARRED/RESTRAINED FROM BUYING/SELLING/DEALING/IPOS IN SECURITIES/SPECIFIED SCRIPS DIRECTLY/INDIRECTLY FROM 17-DEC-1999 TO 16-DEC-2004
17-DEC-1999
|
|
| 463 |
|
|
STAR EXIM LTD.
|
|
|
|
JASWINDER SINGH MAND
|
|
|
PRADEEP GROVER
|
|
|
RAJESH ARORA
|
|
|
RAMESH CHANDER JAISWAL
|
|
DID NOT ADHERE TO LISTING AGREEMENT
|
DEBARRED / RESTRAINED FROM ASSOCIATING WITH / ACCESSING CAPITAL MARKET / INTERMEDIARIES FROM 17-DEC-1999 TO 16-DEC-2004
DEBARRED/RESTRAINED FROM BUYING/SELLING/DEALING/IPOS IN SECURITIES/SPECIFIED SCRIPS DIRECTLY/INDIRECTLY FROM 17-DEC-1999 TO 16-DEC-2004
17-DEC-1999
|
|
| 464 |
|
|
STAR EXIM LTD.
|
|
|
|
SAROJ JAISWAL
|
|
|
VIJAY MALA ARORA
|
|
DID NOT ADHERE TO LISTING AGREEMENT
COMPANY WAS NOT LOCATED AT ITS REGISTERED OFFICE ADDRESS
|
DEBARRED / RESTRAINED FROM ASSOCIATING WITH / ACCESSING CAPITAL MARKET / INTERMEDIARIES FROM 04-OCT-2000 TO 03-OCT-2005
DEBARRED/RESTRAINED FROM BUYING/SELLING/DEALING/IPOS IN SECURITIES/SPECIFIED SCRIPS DIRECTLY/INDIRECTLY FROM 04-OCT-2000 TO 03-OCT-2005
04-OCT-2000
|
|
| 465 |
|
|
STATUS MANAGEMENT SERVICES LTD.
|
|
|
|
VIJAYA KUMAR AGARWAL
|
|
DID NOT ADHERE TO LISTING AGREEMENT
|
DEBARRED / RESTRAINED FROM ASSOCIATING WITH / ACCESSING CAPITAL MARKET / INTERMEDIARIES FROM 17-DEC-1999 TO 16-DEC-2004
DEBARRED/RESTRAINED FROM BUYING/SELLING/DEALING/IPOS IN SECURITIES/SPECIFIED SCRIPS DIRECTLY/INDIRECTLY FROM 17-DEC-1999 TO 16-DEC-2004
17-DEC-1999
|
|
| 466 |
|
|
STEELCO GUJARAT LTD.
(CIN:L27110GJ1989PLC011748
PAN:AADCS0880L)
|
|
|
DELAY IN COMPLYING WITH MINIMUM PUBLIC SHAREHOLDING REQUIREMENT OF AT LEAST 25% AS REQUIRED UNDER SECTION 21 OF SCR ACT , 1956 AND PROVISIONS OF RULE 19A (1) OF SCR RULES, 1957 READ WITH CLAUSE 40A OF THE LISTING AGREEMENT
|
IMPOSED PENALTY RS.25,00,000 ALONG WITH OTHER ENTITIES/PERSONS
29-APR-2016
|
SAT: APPEAL DISMISSED. NO COSTS
|
| 467 |
|
|
STERLING GREEN WOODS LTD.
(PAN:AACCS6819A)
|
|
|
INDULGED IN CREATION OF ARTIFICIAL MARKET AND PRICE MANIPULATION THROUGH SYNCHRONIZED, CIRCULAR AND REVERSAL OF TRADE TRANSACTIONS IN SCRIP OF STERLING GREEN WOODS LTD.
DID NOT SUBMIT CORRECT DISCLOSURE OF SHAREHOLDING PATTERN TO BSE VIOLATING SECTION 21 OF SCRA, 1956 READ WITH CLAUSE 35 OF LISTING AGREEMENT
|
IMPOSED PENALTY RS.10,50,000
05-JUN-2013
|
|
| 468 |
|
|
STERLING KALK SAND BRICKS LTD.
(CIN:U26931MP1990PLC005709)
|
|
|
|
ASHOK SHARMA
|
|
|
GAUTAM JHA
|
|
|
SACHIN SHARMA
|
|
|
SURESH JAIN
|
|
|
SURESH SHARMA
|
|
DID NOT ADHERE TO LISTING AGREEMENT
|
ORDER TO BE PASSED AFTER PERSONAL HEARING
09-SEP-2004
|
|
| 469 |
|
|
SUBH LAXMI PROJECTS LTD.
|
|
|
SECURITIES UNDER INVESTIGATION
DID NOT FURNISH FINANCIAL RESULTS INCLUDING CASH FLOW STATEMENTS, BALANCE SHEET AND PROFIT & LOSS ACCOUNT TO STOCK EXCHANGE
|
SUSPENDED TRADING ON ALL STOCK EXCHANGES FROM 29-SEP-2005 TILL FURTHER ORDERS
29-SEP-2005
|
DIRECTED THAT THE INTERIM ORDER DATED 29/09/2005 SHALL REMAIN IN FORCE TILL FURTHER ORDERS
DIRECTED CALCUTTA STOCK EXCHANGE TO CONDUCT AN INVESTIGATION IN RESPECT OF RECEIPT OF DOCUMENTS FILED BY COMPANY
SUSPENSION REVOKED BY SEBI ORDER DATED 02/06/2008
|
| 470 |
|
|
SUKHCHAIN CEMENTS LTD.
|
|
|
|
J.P.GUPTA
|
|
|
PARAMPAL SINGH MANN
|
|
DID NOT ADHERE TO LISTING AGREEMENT
|
DEBARRED / RESTRAINED FROM ASSOCIATING WITH / ACCESSING CAPITAL MARKET / INTERMEDIARIES FROM 17-DEC-1999 TO 16-DEC-2004
DEBARRED/RESTRAINED FROM BUYING/SELLING/DEALING/IPOS IN SECURITIES/SPECIFIED SCRIPS DIRECTLY/INDIRECTLY FROM 17-DEC-1999 TO 16-DEC-2004
17-DEC-1999
|
|
| 471 |
|
|
SUN & SHINE WORLDWIDE LTD.
(PAN:AABCR6814P)
|
|
|
|
JIMISH JITENDRABHAI SONI
PAN:ADRPS3416L
|
|
|
MANISHKUMAR KACHARALAL PATEL
PAN:AKEPP4132E
|
|
|
VIRAL GUNVANTBHAI KAPADIA
PAN:AIPPK1973R
|
|
CERTIFIED FALSE FINANCIAL RESULTS VIOLATING CLAUSE 41(II)(A) OF EQUITY LISTING AGREEMENT READ WITH SECTION 21 OF SCRA, 1956 IN MATTER OF SUN & SHINE WORLDWIDE LTD.
INDULGED IN PUBLICATION OF FALSE PURCHASE AND SALES FIGURES IN FINANCIAL STATEMENTS AND ANNUAL REPORTS VIOLATING CLAUSE 49(II)(D) OF EQUITY LISTING AGREEMENT READ WITH SECTION 21 OF SCRA, 1956 IN MATTER OF SUN & SHINE WORLDWIDE LTD.
|
RESTRAINED FROM ACCESSING SECURITIES MARKET AND FURTHER PROHIBITED FROM BUYING/SELLING OR OTHERWISE DEALING IN SECURITIES AND/OR UNITS OF MUTUAL FUNDS DIRECTLY OR INDIRECTLY OR BEING ASSOCIATED WITH SECURITIES MARKET IN ANY MANNER FROM 14-SEP-2021 TO 13-MAR-2022
IMPOSED PENALTY RS.5,00,000
14-SEP-2021
|
|
| 472 |
|
|
SUN & SHINE WORLDWIDE LTD.
(PAN:AABCR6814P)
|
|
|
|
ANIL MISTRY
PAN:AFFPM7009D
|
|
|
BINIT JOSHI
PAN:ACKPJ7454M
|
|
|
RAMANLAL NAGJIBHAI TRIVEDI
PAN:ACXPT8490J
|
|
INDULGED IN PUBLICATION OF FALSE AND MANIPULATED FINANCIAL RESULTS, ANNUAL REPORTS AND MISLEADING CORPORATE ANNOUNCEMENTS VIOLATING SECTIONS 12A(A) TO 12A(C) OF SEBI ACT, 1992 AND REGULATIONS 3(C) TO 3(D), 4(2)(F), AND 4(2)(R) OF SEBI (PFUTP) REGULATIONS, 2003
SUBMITTED QUARTERLY FINANCIAL STATEMENTS TO STOCK EXCHANGES, WHICH WERE NOT AUDITED NOR LIMITED REVIEWED AND WERE NOT ACCOMPANIED WITH AUDIT/REVIEW REPORT VIOLATING CLAUSE 41(I) (C) OF EQUITY LISTING AGREEMENT READ WITH SECTION 21 OF SCRA, 1956
DID NOT INFORM STOCK EXCHANGES ABOUT MATERIAL PRICE SENSITIVE INFORMATION REGARDING CHANGE IN GENERAL CHARACTER OR NATURE OF BUSINESS VIOLATING CLAUSE 36 OF EQUITY LISTING AGREEMENT READ WITH SECTION 21 OF SCRA, 1956
DID NOT INFORM STOCK EXCHANGES ABOUT CHANGE IN ITS DIRECTORATE VIOLATING CLAUSE 30(A) OF EQUITY LISTING AGREEMENT READ WITH SECTION 21 OF SCRA, 1956
|
RESTRAINED FROM ACCESSING SECURITIES MARKET AND FURTHER PROHIBITED FROM BUYING/SELLING OR OTHERWISE DEALING IN SECURITIES AND/OR UNITS OF MUTUAL FUNDS DIRECTLY OR INDIRECTLY OR BEING ASSOCIATED WITH SECURITIES MARKET IN ANY MANNER FROM 14-SEP-2021 TO 13-SEP-2022
IMPOSED PENALTY RS.30,00,000
14-SEP-2021
|
SEBI VIDE ITS NOTICE DATED 05/01/2023 DIRECTED TO PAY RS.35,11,000.00 WITHIN FIFTEEN DAYS FROM RECEIPT OF THIS NOTICE
SEBI VIDE ITS NOTICE DATED 21/02/2023 DIRECTED ALL THE BANKS IN INDIA AND/OR NSDL/CDSL TO 1. ATTACH ALL THE ACCOUNTS BY WHATEVER NAME CALLED INCLUDING LOCKERS, DEMAT ACCOUNTS AND MUTUAL FUNDS FOLIOS EITHER SINGLY OR JOINTLY WITH ANY PERSON/S AND ALL OTHER AMOUNT/PROCEEDS DUE OR MAY BECOME DUE OR ANY MONEY HELD OR MAY SUBSEQUENTLY HOLD FOR ON ACCOUNT OF THE DEFAULTERS AND 2. NOT TO DEBIT ANY AMOUNT IN THE SAID ACCOUNT/S.HOWEVER CREDITS, IF ANY, INTO THE ACCOUNT MAY BE ALLOWED
|
| 473 |
|
|
SUNDAY EXPORTS LTD.
(CIN:L51100GJ1994PLC022438
PAN:AADCS1501J)
|
|
|
DID NOT SUBMIT QUARTERLY FINANCIAL RESULTS WITHIN STIPULATED TIME VIOLATING CLAUSE 1.2 OF MODEL CODE OF CONDUCT SPECIFIED UNDER PART A OF SCHEDULE I READ WITH REGULATIONS 12(1) AND 12(3) OF SEBI (PROHIBITION OF INSIDER TRADING) REGULATIONS, 1992
DID NOT SUBMIT QUARTERLY FINANCIAL RESULTS WITHIN STIPULATED TIME VIOLATING CLAUSE 41(F) OF LISTING AGREEMENT READ WITH SECTION 21 OF SCRA, 1956 AND CLAUSE 2.0 AS SPECIFIED IN SCHEDULE II OF CODE OF CORPORATE DISCLOSURES PRACTICE READ WITH REGULATION 12(2) OF SEBI (PROHIBITION OF INSIDER TRADING) REGULATIONS, 1992
|
IMPOSED PENALTY RS.1,00,000
01-NOV-2012
|
SAT: SAT VIDE ITS ORDER DATED 20/03/2013 REDUCED THE PENALTY AMOUNT TO RS.1,00,000 FROM RS.2,00,000. NO COSTS
|
| 474 |
|
|
SUNGOLD CAPITAL LTD.
(PAN:AAJCS0998M)
|
|
|
DID NOT SUBMIT CORRECT SHAREHOLDING PATTERN TO STOCK EXCHANGES BY CLASSIFYING SHAREHOLDING OF PROMOTER GROUP AS PUBLIC HOLDING VIOLATING SECTION 21 OF SCRA, 1956 READ WITH CLAUSE 35 OF EQUITY LISTING AGREEMENT
|
IMPOSED PENALTY RS.5,00,000
30-JUN-2017
|
SAT: SAT VIDE ITS ORDER DATED 12/06/2019 CONDONED THE DELAY OF 5 DAYS IN FILING OF APPEAL. APPEAL DISMISSED. NO COSTS
SAT: SAT VIDE ITS ORDER DATED 03/03/2020 REJECTED THE REVIEW APPLICATION
SEBI VIDE ITS NOTICE DATED 29/07/2022 DIRECTED ALL THE BANKS AND MUTUAL FUNDS IN INDIA AND/OR NSDL/CDSL TO 1. ATTACH ALL THE ACCOUNTS BY WHATEVER NAME CALLED INCLUDING LOCKERS EITHER SINGLY OR JOINTLY WITH ANY PERSON/S AND ALL OTHER AMOUNT/PROCEEDS DUE OR MAY BECOME DUE OR ANY MONEY HELD OR MAY SUBSEQUENTLY HOLD FOR ON ACCOUNT OF THE DEFAULTERS AND 2. NOT TO DEBIT ANY AMOUNT IN THE SAID ACCOUNT/S. HOWEVER CREDITS, IF ANY, INTO THE ACCOUNT MAY BE ALLOWED
SEBI VIDE ITS NOTICE DATED 08/08/2022 ALLOWED THE APPEAL AND DIRECTED ALL THE BANKS IN INDIA/NSDL/CDSL TO RELEASE ALL THE BANK ACCOUNTS INCLUDING LOCKERS, DEMAT ACCOUNTS AND MUTUAL FUND FOLIOS OF THE DEFAULTERS WHICH WERE ATTACHED PURSUANT TO THE NOTICE OF ATTACHMENT DATED 29/07/2022
|
| 475 |
|
|
SUNRISE OLEOCHEMICALS LTD.
|
|
|
|
C.V.RAMACHANDRA MURTHY
|
|
|
H.SRINIVASULU
|
|
|
M.UDAYA SANKARA RAO
|
|
DID NOT ADHERE TO LISTING AGREEMENT
COMPANY WAS NOT LOCATED AT ITS REGISTERED OFFICE ADDRESS
|
DEBARRED / RESTRAINED FROM ASSOCIATING WITH / ACCESSING CAPITAL MARKET / INTERMEDIARIES FROM 20-OCT-2001 TO 19-OCT-2006
DEBARRED/RESTRAINED FROM BUYING/SELLING/DEALING/IPOS IN SECURITIES/SPECIFIED SCRIPS DIRECTLY/INDIRECTLY FROM 20-OCT-2001 TO 19-OCT-2006
20-SEP-2001
|
|
| 476 |
|
|
SUPER DOMESTIC MACHINES LTD.
|
|
|
|
GIRISHCHANDRA M.MODI
|
|
|
PRAFUL M.MODY
|
|
|
SANDEEP A.MISTRY
|
|
|
SUDHAMA C.BATRA
|
|
DID NOT ADHERE TO LISTING AGREEMENT
COMPANY WAS NOT LOCATED AT ITS REGISTERED OFFICE ADDRESS
|
DEBARRED / RESTRAINED FROM ASSOCIATING WITH / ACCESSING CAPITAL MARKET / INTERMEDIARIES FROM 04-OCT-2000 TO 03-OCT-2005
DEBARRED/RESTRAINED FROM BUYING/SELLING/DEALING/IPOS IN SECURITIES/SPECIFIED SCRIPS DIRECTLY/INDIRECTLY FROM 04-OCT-2000 TO 03-OCT-2005
04-OCT-2000
|
|
| 477 |
|
|
SUPER DOMESTIC MACHINES LTD.
|
|
|
|
DEEPAK J.KHAJANCHI
|
|
DID NOT ADHERE TO LISTING AGREEMENT
COMPANY WAS NOT LOCATED AT ITS REGISTERED OFFICE ADDRESS
|
DEBARRED / RESTRAINED FROM ASSOCIATING WITH / ACCESSING CAPITAL MARKET / INTERMEDIARIES FROM 20-JUN-2000 TO 19-JUN-2005
DEBARRED/RESTRAINED FROM BUYING/SELLING/DEALING/IPOS IN SECURITIES/SPECIFIED SCRIPS DIRECTLY/INDIRECTLY FROM 20-JUN-2000 TO 19-JUN-2005
20-JUN-2000
|
|
| 478 |
|
|
SUPERIOR INDUSTRIAL ENTERPRISES LTD.
(PAN:AAACS1100L)
|
|
|
ALLEGED DELAY IN MAKING DISCLOSURE OF SHAREHOLDING/CHANGES IN SHAREHOLDING TO STOCK EXCHANGES AS REQUIRED UNDER REGULATION 13(6) OF SEBI (PROHIBITION OF INSIDER TRADING) REGULATIONS, 1992 READ WITH REGULATION 12 OF SEBI (PROHIBITION OF INSIDER TRADING) REGULATIONS, 2015
DELAY IN MAKING DISCLOSURE OF SHAREHOLDING/CHANGES IN SHAREHOLDING TO STOCK EXCHANGES AS REQUIRED UNDER REGULATION 13(6) OF SEBI (PROHIBITION OF INSIDER TRADING) REGULATIONS, 1992 READ WITH REGULATION 12 OF SEBI (PROHIBITION OF INSIDER TRADING) REGULATIONS, 2015
DID NOT MAKE DISCLOSURE OF SHAREHOLDING PATTERN FOR QUARTER ENDED DECEMBER 2013 AND MARCH 2014 AS REQUIRED UNDER CLAUSE 35(1)(A) AND (B) OF LISTING AGREEMENT READ WITH SECTION 21 OF SCRA, 1956
|
IMPOSED PENALTY RS.5,00,000
24-JUN-2019
|
|
| 479 |
|
|
SURAJ STONE CORP.LTD.
(CIN:L14106KA1992PLC012988
PAN:AACCS9674F)
|
|
|
|
ARUN KUMAR CHAKRAVARTHY
|
|
|
BHANWAR LAL NOWALKHA
|
|
|
DILIP KUMAR NAHATA
|
|
|
JAGAT SINGH DUGAR
|
|
|
KRISHNA KUMAR GARG
|
|
|
NARESH KUMAR BHARGAVA
|
|
|
P.GOPALAKRISHNA
|
|
|
SHASHANK JAIN
|
|
DID NOT ADHERE TO LISTING AGREEMENT
COMPANY WAS NOT LOCATED AT ITS REGISTERED OFFICE ADDRESS
|
DEBARRED / RESTRAINED FROM ASSOCIATING WITH / ACCESSING CAPITAL MARKET / INTERMEDIARIES FROM 03-FEB-2000 TO 02-FEB-2005
DEBARRED/RESTRAINED FROM BUYING/SELLING/DEALING/IPOS IN SECURITIES/SPECIFIED SCRIPS DIRECTLY/INDIRECTLY FROM 03-FEB-2000 TO 02-FEB-2005
03-FEB-2000
|
|
| 480 |
|
|
SURANA CORP.LTD.
(CIN:L65991TN1991PLC020783)
|
|
|
|
VIJAYRAJ SURANA
DIN:00007313
PAN:AACPS3236N
|
|
DID NOT SUBMIT AUDITORS REPORT ALONG WITH ANNUAL AUDITED FINANCIAL RESULTS FOR PERIOD ENDED MARCH 31, 2015 TO STOCK EXCHANGES VIOLATING CLAUSES 36,41,49 AND 50 OF EQUITY LISTING AGREEMENT READ WITH SECTION 21 OF SCRA, 1956
PROVIDED FALSE/MISLEADING INFORMATION TO SEBI DURING INVESTIGATIONS IN MATTER OF SURAN CORP.LTD.
|
IMPOSED PENALTY RS.25,00,000
26-JUN-2020
|
|
| The regulatory charges/regulatory actions may be fully or partly applicable to the entities/persons mentioned in the second column. |
| |
|
|
| Page 24 of 28
|
