SOURCE OF INFORMATION : SECURITIES AND EXCHANGE BOARD OF INDIA WEBSITE � PRESS RELEASES/ CHAIRMAN�S AND MEMBER�S ORDERS / AO ORDERS/ SAT ORDERS/ NEWSPAPER ADS
UPDATED TILL : 10-SEP-2026

NAMES IN BROWN COLOUR
Names of entities/persons in brown colour denote that the regulatory order is not against them but their names have been mentioned only for association purposes.

COMPANIES: DID NOT ADHERE TO SEBI (LISTING OBLIGATIONS AND DISCLOSURE REQUIREMENTS) REGULATIONS, 2015

S.No.

ENTITY

PERSONS

REGULATORY CHARGES

REGULATORY ACTION(S) / DATE OF ORDER

FURTHER DEVELOPMENTS

461

SUZLON ENERGY LTD.

(PAN:AADCS0472N)

Click here to view complete history of this specific entity/person

AMIT AGARWAL

PAN:AADPA3646H

GIRISH R.TANTI

PAN:ABFPT3310E

KIRTI J.VAGADIA

PAN:AAKPV2224M

VINOD R.TANTI

PAN:AARPT6367N

INDULGED IN MISSTATEMENT/MISREPRESENTATION OF FINANCIAL STATEMENTS IN RESPECT OF OMS TRANSACTION AND SUBSEQUENT RELATED TRANSACTIONS VIOLATING SECTIONS 12A(A) TO 12A(C) OF SEBI ACT, 1992 AND REGULATIONS 3(B) TO 3(D), 4(2)(F) AND 4(2)(R) READ WITH 2(1)(B) AND 2(1)(C)(1) OF SEBI (PFUTP) REGULATIONS, 2003 IN MATTER OF SUZLON ENERGY LTD.

INDULGED IN MISSTATEMENT/MISREPRESENTATION OF FINANCIAL STATEMENTS IN RESPECT OF OMS TRANSACTION AND SUBSEQUENT RELATED TRANSACTIONS VIOLATING REGULATIONS 4(1)(A), 4(1)(B), 4(1)(E) AND 48 OF SEBI (LODR) REGULATIONS, 2015 IN MATTER OF SUZLON ENERGY LTD.

FURNISHED FALSE CERTIFICATE WITH RESPECT TO FINANCIAL STATEMENTS VIOLATING REGULATION 17(8) READ WITH PART B OF SCHEDULE II OF SEBI (LODR) REGULATIONS, 2015 IN MATTER OF SUZLON ENERGY LTD.

MISREPRESENTED BOOKS OF ACCOUNTS AND/OR FINANCIAL STATEMENTS VIOLATING CLAUSE 41(I)(A) AND PARA V OF CLAUSE 49 OF ERSTWHILE LISTING AGREEMENT READ WITH SECTION 21 OF SCRA, 1956 IN MATTER OF SUZLON ENERGY LTD.

IMPOSED PENALTY RS.15,95,00,000

29-MAY-2026

SAT: SAT VIDE ITS ORDER DATED 07/08/2026 ALLOWED RESPONDENT SIX WEEKS TO FILE REPLY AND REJOINDER TO BE FILED WITHIN THREE WEEKS THEREAFTER. STAYED IMPUGNED ORDER SUBJECT TO DEPOSIT OF RS.10 CRORE IN FIXED DEPOSIT WITH A LIEN MARKED IN FAVOUR OF SEBI WITHIN FOUR WEEKS FROM DATE OF THIS ORDER

462

SVAM SOFTWARE LTD.

(CIN:L72200DL1992PLC047327
PAN:AAACS0292B)

HARSHWARDHAN KOSHAL

PAN:AAVPK1615L

MANISHA AGARWAL

PAN:ABKPA0056B

RAJEEV GARG

PAN:AGDPG7304E

SUDHIR KUMAR AGARWAL

PAN:AAOPA3900H

VIRENDER KUMAR GUPTA

PAN:AEXPG9500L

INDULGED IN MISREPRESENTATION OF FINANCIALS AND/OR BUSINESS AND MISUSE OF FUNDS/BOOKS OF ACCOUNTS OF SVAM VIOLATING SECTIONS 12A (A) TO 12A(C) OF SEBI ACT, 1992 AND REGULATIONS 3(B) TO 3(D), 4(1) AND 4(2)(F) & (R) OF SEBI (PFUTP) REGULATIONS, 2003 IN MATTER OF SVAM SOFTWARE LTD.

INDULGED IN MISREPRESENTATION OF FINANCIALS AND/OR BUSINESS AND MISUSE OF FUNDS/BOOKS OF ACCOUNTS OF SVAM VIOLATING REGULATIONS 33(1)(C), 30(6) AND 48 OF SEBI (LODR) REGULATIONS, 2015 AND SECTION 21 OF SCRA, 1956

RESTRAINED FROM ACCESSING SECURITIES MARKET AND FURTHER PROHIBITED FROM BUYING/SELLING OR OTHERWISE DEALING IN SECURITIES AND/OR UNITS OF MUTUAL FUNDS DIRECTLY OR INDIRECTLY OR BEING ASSOCIATED WITH SECURITIES MARKET IN ANY MANNER FROM 07-OCT-2021 TO 06-OCT-2022

IMPOSED PENALTY RS.30,00,000

07-OCT-2021

SAT: SAT VIDE ITS ORDER DATED 11/01/2022 DIRECTED RESPONDENT TO FILE REPLY WITHIN THREE WEEKS AND APPELLANT TO FILE REJOINDER THREE WEEKS THEREAFTER. IN THE MEANWHILE, DEBARMENT OF THE APPELLANTS TO REMAIN STAYED PROVIDED THEY DEPOSIT FIFTY PERCENT OF THE PENALTY AMOUNT WITHIN THREE WEEKS FROM TODAY

SAT: SAT VIDE ITS ORDER DATED 13/10/2022 PARTLY ALLOWED THE APPEAL BY REDUCING PENALTY AMOUNT TO RS.10 LAC FROM RS.30 LAC TO BE PAID WITHIN SIX WEEKS FROM DATE OF THIS ORDER

463

TALWALKARS BETTER VALUE FITNESS LTD.

(CIN:L92411MH2003PLC140134
PAN:AABCT8207A)

DISCLOSED INFLATED BANK BALANCE IN FINANCIAL STATEMENTS

PROFITS INFLATED BY MIS-UTILISATION OF CAPITAL WORK IN PROGRESS ACCOUNT

ASSETS, LIABILITIES AND REVENUE INFLATED THROUGH ROUND-TRIPPING OF FUNDS AND RECOGNITION OF FICTITIOUS ASSETS, LIABILITY AND REVENUE

DID NOT MAKE DISCLOSURE OF CORPORATE GUARANTEE GIVEN TO ZORBA RENAISSANCEPVT.LTD.AS CONTINGENT LIABILITY

REVENUE INFLATED BY REVALUATION OF INVESTMENTS

INAPPROPRIATE RECOGNITION OF REVENUE AND EXPENSES

INVESTMENTS INFLATED THROUGH BOOK ENTRIES NOT BACKED BY MONEY TRANSFERS AND INVESTMENTS IN ENTITIES WITH LOW NET WORTH

ADVANCES GIVEN TO CONNECTED COMPANIES WITHOUT RATIONALE

MISREPRESENTED FINANCIAL STATEMENTS VIOLATING REGULATIONS 4(1)(A) TO 4(1)(C), (E), (G) & (H), 4(2)(F)(II)(6), (7) & (8), 4(2)(F)(III)(3), (6) AND (12) OF SEBI (LODR) REGULATION, 2015 IN MATTER OF TALWALKARS BETTER VALUE FITNESS LTD.

DID NOT ADHERE TO ACCOUNTING STANDARD VIOLATING REGULATION 48 OF SEBI (LODR) REGULATIONS, 2015

IMPOSED PENALTY RS.24,00,000

15-SEP-2023

SAT: SAT VIDE ITS ORDER DATED 07/03/2024 CONDONED THE DELAY IN FILING OF APPEAL AND ALLOWED RESPONDENT TO FILE REPLY AND REJOINDER THREE WEEKS THEREAFTER. STAYED EFFECT AND OPERATION OF IMPUGNED ORDER, AS FAR AS DEPOSIT OF PENALTY IS CONCERNED, SUBJECT TO PAYMENT OF 25% PENALTY WITHIN FOUR WEEKS FROM DATE OF THIS ORDER

SAT: SAT VIDE ITS ORDER DATED 30/07/2024 GRANTED APPELLANT FOUR WEEKS TO FILE REJOINDER

SAT: SAT VIDE ITS ORDER DATED 29/01/2025 GRANTED APPELLANT THREE WEEKS TO FILE REJOINDER

SAT: SAT VIDE ITS ORDER DATED 06/05/2025 CONDONED THE DELAY IN FILING OF REPLY

464

TALWALKARS BETTER VALUE FITNESS LTD.

(CIN:L92411MH2003PLC140134
PAN:AABCT8207A)

ANANT RATNAKAR GAWANDE

PAN:AABPG3008P

GIRISH MADHUKAR TALWALKAR

PAN:AAAPT8175H

GIRISH NAYAK

PAN:ABMPN9599G

HARSHA RAMDAS BHATKAL

PAN:AACPB3100C

MADHUKAR TALWALKAR

PAN:AAAPT8172A

PRASHANT SUDHAKAR TALWALKAR

PAN:AAAPT3528N

VINAYAK RATNAKAR GAWANDE

PAN:AABPG4476B

DISCLOSED INFLATED BANK BALANCE IN FINANCIAL STATEMENTS

PROFITS INFLATED BY MIS-UTILISATION OF CAPITAL WORK IN PROGRESS ACCOUNT

ASSETS, LIABILITIES AND REVENUE INFLATED THROUGH ROUND-TRIPPING OF FUNDS AND RECOGNITION OF FICTITIOUS ASSETS, LIABILITY AND REVENUE

DID NOT MAKE DISCLOSURE OF CORPORATE GUARANTEE GIVEN TO ZORBA RENAISSANCEPVT.LTD.AS CONTINGENT LIABILITY

REVENUE INFLATED BY REVALUATION OF INVESTMENTS

INAPPROPRIATE RECOGNITION OF REVENUE AND EXPENSES

INVESTMENTS INFLATED THROUGH BOOK ENTRIES NOT BACKED BY MONEY TRANSFERS AND INVESTMENTS IN ENTITIES WITH LOW NET WORTH

ADVANCES GIVEN TO CONNECTED COMPANIES WITHOUT RATIONALE

MISREPRESENTED FINANCIAL STATEMENTS VIOLATING REGULATIONS 4(1)(A) TO 4(1)(C), (E), (G) & (H), 4(2)(F)(II)(6), (7) & (8), 4(2)(F)(III)(3), (6) AND (12) OF SEBI (LODR) REGULATION, 2015 IN MATTER OF TALWALKARS BETTER VALUE FITNESS LTD.

ISSUED FALSE AND MISLEADING CERTIFICATE UNDER REGULATIONS 17(8) AND 33(2)(A) OF SEBI (LODR) REGULATION, 2015 IN MATTER OF TALWALKARS BETTER VALUE FITNESS LTD.

DEBARRED / RESTRAINED FROM ASSOCIATING WITH / ACCESSING CAPITAL MARKET / INTERMEDIARIES FROM 15-SEP-2023 TO 14-MAR-2025

DEBARRED/RESTRAINED FROM BUYING/SELLING/DEALING/IPOS IN SECURITIES/SPECIFIED SCRIPS DIRECTLY/INDIRECTLY FROM 15-SEP-2023 TO 14-MAR-2025

RESTRAINED FROM ASSOCIATED WITH ANY OTHER LISTED COMPANY OR SEBI REGISTERED INTERMEDIARY IN ANY CAPACITY INCLUDING DIRECTOR OR KEY MANAGERIAL PERSON DIRECTLY OR INDIRECTLY FROM 15-SEP-2023 TO 14-MAR-2025

IMPOSED PENALTY RS.1,56,00,000

15-SEP-2023

465

TALWALKARS HEALTHCLUBS LTD.

(CIN:U93090MH2016PLC280127
PAN:AAFCT7279N)

DISCLOSED INFLATED BANK BALANCE IN FINANCIAL STATEMENTS

PROFITS INFLATED BY MIS-UTILISATION OF CAPITAL WORK IN PROGRESS ACCOUNT

INAPPROPRIATE RECOGNITION OF REVENUE AND EXPENSES

INAPPROPRIATE REVALUATION OF INVESTMENTS FOR INFLATION OF REVENUE

UNJUSTIFIED INVESTMENTS IN ENTITIES WITH LOW NET WORTH AND NON-PROVISION OF IMPAIRMENT LOSSES

MISREPRESENTED FINANCIAL STATEMENTS VIOLATING REGULATIONS 4(1)(A) TO4 (1)(C), (E), (G) & (H), 4(2)(F)(II)(6), (7) & (8), 4(2)(F)(III)(3), (6) AND (12) OF SEBI (LODR) REGULATION, 2015 IN MATTER OF TALWALKARS HEALTHCARE LTD.

DID NOT ADHERE TO ACCOUNTING STANDARD VIOLATING REGULATION 48 OF SEBI (LODR) REGULATIONS, 2015

IMPOSED PENALTY RS.12,00,000

15-SEP-2023

466

TALWALKARS HEALTHCLUBS LTD.

(CIN:U93090MH2016PLC280127
PAN:AAFCT7279N)

ANANT RATNAKAR GAWANDE

PAN:AABPG3008P

GIRISH MADHUKAR TALWALKAR

PAN:AAAPT8175H

GIRISH NAYAK

PAN:ABMPN9599G

HARSHA RAMDAS BHATKAL

PAN:AACPB3100C

PRASHANT SUDHAKAR TALWALKAR

PAN:AAAPT3528N

DISCLOSED INFLATED BANK BALANCE IN FINANCIAL STATEMENTS

PROFITS INFLATED BY MIS-UTILISATION OF CAPITAL WORK IN PROGRESS ACCOUNT

INAPPROPRIATE RECOGNITION OF REVENUE AND EXPENSES

INAPPROPRIATE REVALUATION OF INVESTMENTS FOR INFLATION OF REVENUE

UNJUSTIFIED INVESTMENTS IN ENTITIES WITH LOW NET WORTH AND NON-PROVISION OF IMPAIRMENT LOSSES

MISREPRESENTED FINANCIAL STATEMENTS VIOLATING REGULATIONS 4(1)(A) TO4 (1)(C), (E), (G) & (H), 4(2)(F)(II)(6), (7) & (8), 4(2)(F)(III)(3), (6) AND (12) OF SEBI (LODR) REGULATION, 2015 IN MATTER OF TALWALKARS HEALTHCARE LTD.

ISSUED FALSE AND MISLEADING CERTIFICATE UNDER REGULATIONS 17(8) AND 33(2)(A) OF SEBI (LODR) REGULATION, 2015 IN MATTER OF TALWALKARS HEALTHCARE LTD.

467

TARAPUR TRANSFORMERS LTD.

(PAN:AACCT5456G)

RAJENDRAKUMAR CHOUDHARY

PAN:AABPC6898D

DIVERTED FUNDS IN THE FORM OF INTEREST FREE LOANS AND ADVANCES VIOLATING SECTIONS 12A(A) TO 12A(C) OF SEBI ACT, 1992 READ WITH REGULATIONS 3(B) TO 3(D) AND 4(1) OF SEBI (PFUTP) REGULATIONS, 2003 IN MATTER OF TARAPUR TRANSFORMERS LTD.

INDULGED IN FICTITIOUS TRANSACTIONS, MANIPULATION OF BOOKS OF ACCOUNT AND MISREPRESENTATION OF FINANCIAL STATEMENTS VIOLATING SECTIONS 12A(A) TO 12A(C) OF SEBI ACT, 1992 READ WITH REGULATIONS 3(B) TO 3(D) AND 4(1) OF SEBI (PFUTP) REGULATIONS, 2003 IN MATTER OF TARAPUR TRANSFORMERS LTD.

PUBLISHED MISREPRESENTED FINANCIAL RESULTS VIOLATING REGULATIONS 4(1)(C), 4(1)(E), 4(1)(G), 4(1)(H), 4(1)(J), AND 4(2)(E)(I) OF SEBI (LODR) REGULATIONS, 2015 IN MATTER OF TARAPUR TRANSFORMERS LTD.

DID NOT MAKE CORRECT DISCLOSURES IN FINANCIAL STATEMENTS VIOLATING OF IND AS 1 &IND AS 115 AND REGULATIONS 4(1)(A) TO 4(1)(C), 4(1)(E), 4(1)(G), 4(1)(H), 4(1)(J), 4(2)(E)(I), 33(1)(A), 33(1)(C) AND 48 OF SEBI (LODR) REGULATIONS, 2003 IN MATTER OF TARAPUR TRANSFORMERS LTD.

DID NOT MAKE REQUIRED DISCLOSURES IN RESPECT OF RELATED PARTY TRANSACTIONS AND DID NOT OBTAIN PRIOR APPROVAL FROM AUDIT COMMITTEE VIOLATING REGULATIONS 4(1)(A), 4(1)(B), 4(2)(E)(I), 23(2), 48 AND 34(3) READ WITH CLAUSE 1 OF PARA A OF SCHEDULE V TO SEBI (LODR) REGULATIONS, 2003 IN MATTER OF TARAPUR TRANSFORMERS LTD.

DID NOT PROVIDE INFORMATION/DOCUMENTS SOUGHT VIDE SUMMON IN MATTER OF TARAPUR TRANSFORMERS LTD.

468

TARC LTD.

(PAN:AAOCA7650B)

DID NOT MAKE DISCLOSURE OF MATERIAL EVENT RELATED TO THE DEFAULTS IN REPAYMENT OF LOAN VIOLATING REGULATIONS 30(1) READ WITH 30(2) AND 30(6) OF SEBI (LODR) REGULATIONS, 2015 AND PART A OF SCHEDULE III READ WITH CLAUSE 2 OF LISTING AGREEMENT

IMPOSED PENALTY RS.18,00,000

18-NOV-2022

469

TARENDRA INFRASTRUCTURE CHENNAI PVT.LTD.

(PAN:AACCT9883F)

DID NOT SUBMIT FINANCIAL RESULTS TO STOCK EXCHANGES VIOLATING REGULATIONS 52(1), 52(4) AND 52(5) OF SEBI (LODR) REGULATIONS, 2015

IMPOSED PENALTY RS.1,00,000

26-MAR-2021

SEBI VIDE ITS NOTICE DATED 27/07/2021 DIRECTED ALL THE BANKS AND MUTUAL FUNDS IN INDIA AND/OR NSDL/CDSL TO 1. ATTACH ALL THE ACCOUNTS BY WHATEVER NAME CALLED INCLUDING LOCKERS EITHER SINGLY OR JOINTLY WITH ANY PERSON/S AND ALL OTHER AMOUNT/PROCEEDS DUE OR MAY BECOME DUE OR ANY MONEY HELD OR MAY SUBSEQUENTLY HOLD FOR ON ACCOUNT OF THE DEFAULTERS AND 2. NOT TO DEBIT ANY AMOUNT IN THE SAID ACCOUNT/S.HOWEVER CREDITS, IF ANY, INTO THE ACCOUNT MAY BE ALLOWED

SEBI VIDE ITS ORDER DATED 07/09/2021 DIRECTED ALL THE BANKS IN INDIA/NSDL/CDSL TO RELEASE ALL THE BANK ACCOUNTS INCLUDING LOCKERS, DEMAT ACCOUNTS AND MUTUAL FUND FOLIOS OF THE DEFAULTERS WHICH WERE ATTACHED PURSUANT TO THE NOTICE OF ATTACHMENT DATED 27/07/2021

470

TATIA GLOBAL VENNTURE LTD.

(CIN:L18101TN1994PLC026546
PAN:AAACT1724B)

E.SUBBARAYAN

PAN:BEBPS0342K

NAMRATA PAREKH

PAN:ADJPJ0861C

S.P.BHARAT JAIN TATIA

PAN:AEQPB4533F

TATIA JAIN PANNALAL SAMPATHLAL

PAN:AGMPP1055C

INDULGED IN MISREPRESENTATION OF FINANCIALS AND/OR BUSINESS AND MISUSE OF FUNDS/BOOKS OF ACCOUNTS OF TGVL AND CONSOLIDATING SUBSIDIARIES VIOLATING REGULATIONS 4(1)(A) 4(1)(C), (E) & (G), 4(2)(F)(II)(6) & (7), 4(2)(F)(III)(3),(6) & (12), 16(1)(B)(IV), 17(1)(B), 18(1)(B), 19(1), 23(3), 24(3), 25(3), 33, CLAUSE B(2) OF SCHEDULE III READ WITH REGULATIONS 30 AND 48 OF SEBI (LODR) REGULATION, 2015 IN MATTER OF TATIA GLOBAL VENNTURE LTD.

DID NOT FURNISH INFORMATION AND DID NOT COOPERATE WITH FORENSIC AUDITOR

RESTRAINED FROM ACCESSING SECURITIES MARKET AND FURTHER PROHIBITED FROM BUYING/SELLING OR OTHERWISE DEALING IN SECURITIES AND/OR UNITS OF MUTUAL FUNDS DIRECTLY OR INDIRECTLY OR BEING ASSOCIATED WITH SECURITIES MARKET IN ANY MANNER FROM 28-MAY-2021 TO 27-MAY-2022

DIRECTED TO FREEZE EXISTING HOLDING OF SECURITIES, INCLUDING UNITS OF MUTUAL FUNDS

28-MAY-2021

SAT: SAT VIDE ITS ORDER DATED 18/11/2021 CONDONED THE DELAY IN FILING OF APPEAL AND ALLOWED APPELLANT THREE WEEKS TO FILE REJOINDER

SAT: SAT VIDE ITS ORDER DATED 28/02/2022 CONDONED THE DELAY IN FILING OF REJOINDER AFFIDAVIT

SAT: SAT VIDE ITS ORDER DATED 24/08/2022 PARTLY ALLOWED THE APPEAL BY REDUCING DEBARMENT PERIOD OF APPELLANTS TILL PERIOD UNDERGONE

471

TATIA GLOBAL VENNTURE LTD.

(CIN:L18101TN1994PLC026546
PAN:AAACT1724B)

ARUN KUMAR BAFNA

PAN:AHQPB1468G

D.HEMAMALINI

PAN:AEMPH4787D

E.SUBBARAYAN

PAN:BEBPS0342K

NAMRATA PAREKH

PAN:ADJPJ0861C

S.P.BHARAT JAIN TATIA

PAN:AEQPB4533F

S.SHOBHA

PAN:BMGPS1306C

TATIA JAIN PANNALAL SAMPATHLAL

PAN:AGMPP1055C

IMPOSED PENALTY RS.40,00,000

28-MAY-2021

SAT: SAT VIDE ITS ORDER DATED 03/09/2021 ALLOWED RESPONDENT THREE WEEKS TIME TO FILE REPLY AND APPELLANT TO FILE REJOINDER THREE WEEKS THEREAFTER

SAT: SAT VIDE ITS ORDER DATED 18/11/2021 CONDONED THE DELAY IN FILING OF APPEAL AND ALLOWED APPELLANT THREE WEEKS TO FILE REJOINDER

SAT: SAT VIDE ITS ORDER DATED 28/02/2022 CONDONED THE DELAY IN FILING OF REJOINDER AFFIDAVIT

SAT: SAT VIDE ITS ORDER DATED 24/08/2022 PARTLY ALLOWED THE APPEAL BY REDUCING PENALTY AMOUNT TO RS.10 LAC FROM RS.40 LAC

472

TATIA GLOBAL VENNTURE LTD.

(CIN:L18101TN1994PLC026546
PAN:AAACT1724B)

ARUN KUMAR BAFNA

PAN:AHQPB1468G

D.HEMAMALINI

PAN:AEMPH4787D

S.SHOBHA

PAN:BMGPS1306C

RESTRAINED FROM ACCESSING SECURITIES MARKET AND FURTHER PROHIBITED FROM BUYING/SELLING OR OTHERWISE DEALING IN SECURITIES AND/OR UNITS OF MUTUAL FUNDS DIRECTLY OR INDIRECTLY OR BEING ASSOCIATED WITH SECURITIES MARKET IN ANY MANNER FROM 28-MAY-2021 TO 27-NOV-2021

DIRECTED TO FREEZE EXISTING HOLDING OF SECURITIES, INCLUDING UNITS OF MUTUAL FUNDS

28-MAY-2021

473

TECHINDIA NIRMAN LTD.

(CIN:L45200MH1980PLC023364
PAN:AAACN9213B)

DISCREPANCY IN NAME OF COMPLIANCE OFFICER IN RECONCILIATION OF SHARE CAPITAL AUDIT REPORT

SUBMITTED INCORRECT SHAREHOLDING PATTERN TO STOCK EXCHANGES

IMPOSED PENALTY RS.8,00,000

28-JUN-2024

474

THREE C GREEN DEVELOPERS PVT.LTD.

(CIN:U70102DL2010PTC211958
PAN:AADCT7049J)

DID NOT APPOINT QUALIFIED AND EXPERIENCE COMPLIANCE OFFICER AND/OR COMPANY SECRETARY

DID NOT APPOINT REGISTRAR & SHARE TRANSFER AGENT VIOLATING REGULATION 7(1) OF SEBI (LODR) REGULATIONS, 2015

DID NOT HAVE POLICY TO PRESERVE THE DOCUMENTS APPROVED BY ITS BOARD OF DIRECTORS

DID NOT HAVE GRIEVANCE REDRESSAL MECHANISM VIOLATING REGULATION 13(1) OF SEBI (LODR) REGULATIONS, 2015

DID NOT SUBMIT STATEMENT OF INVESTOR'S COMPLAINTS TO STOCK EXCHANGES VIOLATING REGULATIONS 13(3) AND 13(4) OF SEBI (LODR) REGULATIONS, 2015

DID NOT PRIOR INTIMATE STOCK EXCHANGES THE DUE DATE OF INTEREST ON DEBENTURES & BONDS AND REDEMPTION AMOUNT OF REDEEMABLE SHARES OR DEBENTURES AND BONDS VIOLATING REGULATION 50(1) OF SEBI (LODR) REGULATIONS, 2015

DID NOT INTIMATE IN ADVANCE TO STOCK EXCHANGES REGARDING THE MEETING OF BOARD OF DIRECTORS AT WHICH RECOMMENDATION OR DECLARATION OF ISSUE OF NCDS OR MATTER AFFECTING THE RIGHTS OR INTEREST OF HOLDERS VIOLATING REGULATION 50(3) OF SEBI (LODR) REGULATIONS, 2015

DID NOT MAKE DISCLOSURE TO STOCK EXCHANGES DEFAULT IN PAYMENT OF INTEREST AND PRINCIPAL AMOUNT IN RESPECT OF VARIOUS SERIES OF NCDS VIOLATING REGULATION 51(1) OF SEBI (LODR) REGULATIONS, 2015

DID NOT SUBMIT FINANCIAL RESULTS TO STOCK EXCHANGES VIOLATING REGULATIONS 52(1), 52(4) AND 52(5) OF SEBI (LODR) REGULATIONS, 2015

DID NOT ADHERE TO PREPARATION, APPROVAL, AUTHENTICATION AND PUBLICATION OF ANNUAL AND HALF-YEARLY FINANCIAL RESULTS VIOLATING REGULATION 52(2) OF SEBI (LODR) REGULATIONS, 2015

DID NOT SUBMIT STATEMENT INDICATING MATERIAL DEVIATIONS IF ANY USE OF PROCEEDS ALONG WITH HALF YEARLY FINANCIALS RESULTS TO STOCK EXCHANGES VIOLATING REGULATION 52(7) OF SEBI (LODR) REGULATIONS, 2015

DID NOT PUBLISH FINANCIAL RESULTS AND STATEMENT IN AT LEAST ONE ENGLISH NATIONAL DAILY NEWSPAPER WITHIN TWO CALENDAR DAYS OF CONCLUSION OF MEETING OF BOARD OF DIRECTORS VIOLATING REGULATION 52(8) OF SEBI (LODR) REGULATIONS, 2015

DID MAKE INCLUDE AUDITED FINANCIAL STATEMENTS, CASH FLOW STATEMENT, AUDITORS REPORT, DIRECTOR�S REPORT, DETAILS OF DEBENTURE TRUSTEES AND RELATED PARTY DISCLOSURES IN ANNUAL REPORT VIOLATING REGULATION 53 OF SEBI (LODR) REGULATIONS, 2015

DID NOT MAINTAIN HUNDRED PERCENT ASSET COVER TO DISCHARGE PRINCIPAL AMOUNT AT ALL TIMES FOR NCDS AND DISCLOSE TO STOCK EXCHANGE IN QUARTERLY, HALF-YEARLY, YEAR-TO-DATE AND ANNUAL FINANCIAL STATEMENTS AS APPLICABLE, EXTENT AND NATURE OF SECURITY CREATED AND MAINTAINED WITH RESPECT TO ITS SECURED LISTED NCDS VIOLATING REGULATIONS 54(1) AND 54(2) OF SEBI (LODR) REGULATIONS, 2015

DID NOT GET ITS SECURITIES REVIEWED BY CREDIT RATING AGENCY AT LEAST ONCE A YEAR VIOLATING REGULATION 55 OF SEBI LODR) REGULATIONS, 2015

DID NOT SUBMIT TO STOCK EXCHANGES CERTAIN DOCUMENT SUCH AS ANNUAL REPORT, CERTIFICATION ON UTILIZATION OF FUNDS, CHANGE IN CREDIT RATING, HALF YEARLY ASSETS COVER CERTIFICATE, COPY OF NOTICES, RESOLUTIONS ETC. TO DEBENTURE TRUSTEE PROMPTLY VIOLATING REGULATION 56 OF SEBI (LODR) REGULATIONS, 2015

DID NOT SUBMIT CERTIFICATE TO STOCK EXCHANGES WITHIN TWO DAYS OF INTEREST/PRINCIPAL OF BECOMING DUE IN RESPECT OF NCDS VIOLATING REGULATION 57(1) OF SEBI (LODR) REGULATIONS, 2015

DID NOT PROVIDE UNDERTAKING BY DEBENTURE TRUSTEE TO STOCK EXCHANGES VIOLATING REGULATION 57(2) OF SEBI (LODR) REGULATIONS, 2015

DID NOT PROVIDE HARD COPY OF ANNUAL REPORTS TO NCDS HOLDERS VIOLATING REGULATION 58 OF SEBI (LODR) REGULATIONS, 2015

DID NOT INFORM STOCK EXCHANGES RECORD DATE FOR PURPOSES OF PAYMENT OF INTEREST, DIVIDEND AND PAYMENT OF REDEMPTION OR REPAYMENT AMOUNT OR FOR SUCH OTHER PURPOSES AS SPECIFIED BY THE STOCK EXCHANGE VIOLATING REGULATION 60(1) OF SEBI (LODR) REGULATIONS, 2015

DID NOT INTIMATE IN ADVANCE RECORD DATE TO STOCK EXCHANGES IN RESPECT OF VARIOUS SERIES OF NCDS VIOLATING REGULATION 60(2) OF SEBI (LODR) REGULATIONS, 2015

DID NOT MAINTAIN FUNCTIONAL WEBSITE CONTAINING DETAILS OF FINANCIAL INFORMATION, HANDLING OF INVESTOR GRIEVANCES, DEBENTURE TRUSTEE, REPORTS, NOTICES AND CALL LETTERS ETC.VIOLATING REGULATION 62 OF SEBI (LODR) REGULATIONS, 2015

IMPOSED PENALTY RS.10,00,000

28-JAN-2022

475

TIL LTD.

(PAN:AABCT0704G)

RAMESH AGGARWAL

PAN:AGCPA0406A

SHIBADITYA GHOSH

PAN:AFDPG0116R

SUMIT MAZUMDAR

PAN:AEOPM4572K

MISREPRESENTED/MISSTATED FINANCIALS STATEMENTS VIOLATING REGULATION 4(1), 4(2)(F), 4(2)(K) AND 4(2)(R) OF SEBI (PFUTP) REGULATIONS, 2003 IN MATTER OF TIL LTD.

MISREPRESENTED/MISSTATED FINANCIALS STATEMENTS VIOLATING REGULATIONS 4(1), 33(1)(A), 33(1)(C) AND 48 OF SEBI (LODR) REGULATIONS, 2015

IMPOSED PENALTY RS.1,00,00,000

30-MAY-2024

SAT: SAT VIDE ITS ORDER DATED 17/12/2025 CONDONED THE DELAY IN FILING OF APPEAL AND REJOINDER

476

TIL LTD.

(PAN:AABCT0704G)

DELAY IN MAKING DISCLOSURE TO STOCK EXCHANGES OF DEFAULTS ON LOANS IN MULTIPLE INSTANCES VIOLATING REGULATIONS 30(2) AND 30(6) OF SEBI (LODR) REGULATIONS, 2015 READ WITH CLAUSE 6 OF PARA A OF PART A OF SCHEDULE III OF SEBI (LODR) REGULATIONS, 2015 AND SEBI CIRCULAR DATED 21/11/2019

IMPOSED PENALTY RS.10,00,000

28-JUN-2024

SAT: SAT VIDE ITS ORDER DATED 15/07/2024 GRANTED RESPONDENT SIX WEEKS TO FILE REPLY AND REJOINDER TO BE FILED WITHIN TWO WEEKS THEREAFTER. IN THE MEANTIME, STAYED OPERATION OF IMPUGNED ORDER TILL NEXT DATE OF HEARING SUBJECT TO DEPOSIT OF 50% OF PENALTY AMOUNT BY APPELLANT WITH SEBI WITHIN TWO WEEKS FROM DATE OF THIS ORDER

477

TIRUPATI FINCORP LTD.

(CIN:L67120RJ1982PLC002438
PAN:AADCS4520R)

MISUTILISED PREFERENTIAL ISSUE PROCEEDS FOR PURPOSE OF TRADING IN FABRICS VIOLATING REGULATIONS 3(B) TO 3(D), 4(1) AND 4(2)(F) OF SEBI (PFUTP) REGULATIONS, 2003

DID NOT MAKE DISCLOSURE TO STOCK EXCHANGES OUTCOME OF RATIFICATION VIOLATING CLAUSE 43 OF LISTING AGREEMENT READ WITH REGULATIONS 30 AND 32 OF SEBI (LODR) REGULATIONS, 2015

IMPOSED PENALTY RS.10,00,000

27-MAY-2022

478

TRANSMISSION CORP.OF ANDHRA PRADESH LTD.

(PAN:AABCT0088P)

DID NOT SUBMIT FINANCIAL RESULTS TO STOCK EXCHANGES VIOLATING REGULATION 52(1) OF SEBI (LODR) REGULATIONS, 2015

DID NOT SUBMIT ANNUAL REPORT TO STOCK EXCHANGES VIOLATING REGULATION 53(2) OF SEBI (LODR) REGULATIONS, 2015

DID NOT SUBMIT ANNUAL REPORT ALONG WITH COPY OF CERTIFICATE FROM AUDITORS IN RESPECT OF UTILIZATION OF FUNDS TO DEBENTURE TRUSTEE VIOLATING REGULATION 56(1)(A) OF SEBI (LODR) REGULATIONS, 2015

DID NOT INTIMATE DEFAULT IN TIMELY PAYMENT OF INTEREST AND REDEMPTION TO DEBENTURE TRUSTEE VIOLATING REGULATIONS 56(1)(C)(II) OF SEBI (LODR) REGULATIONS, 2015

DID NOT CREATE AND/OR MAINTAIN RECOVERY EXPENSE FUND VIOLATING SEBI CIRCULAR NO.SEBI/HO/MIRSD/CRADT/CIR/P/2020/207 DATED 22/10/2020

IMPOSED PENALTY RS.1,00,000

17-NOV-2022

479

TRANSMISSION CORP.OF ANDHRA PRADESH LTD.

(PAN:AABCT0088P)

DID NOT SUBMIT COMPLIANCE CERTIFICATE TO STOCK EXCHANGES VIOLATING REGULATION 7(3) OF SEBI (LISTING OBLIGATIONS AND DISCLOSURE REQUIREMENTS) REGULATIONS, 2015

DID NOT SUBMIT STATEMENT OF INVESTOR'S COMPLAINTS TO STOCK EXCHANGES VIOLATING REGULATIONS 13(3) AND 13(4) OF SEBI (LODR) REGULATIONS, 2015

DID NOT PRIOR INTIMATE STOCK EXCHANGES THE DUE DATE OF INTEREST ON DEBENTURES & BONDS AND REDEMPTION AMOUNT OF REDEEMABLE SHARES OR DEBENTURES AND BONDS VIOLATING REGULATION 50(1) OF SEBI (LODR) REGULATIONS, 2015

DID NOT INFORM STOCK EXCHANGES INTENTION TO RAISE FUNDS THROUGH NEW NON-CONVERTIBLE DEBT SECURITIES OR NON-CONVERTIBLE REDEEMABLE PREFERENCE SHARES IT PROPOSES TO LIST EITHER THROUGH PUBLIC ISSUE OR ON PRIVATE PLACEMENT BASIS VIOLATING REGULATION 50(2) OF SEBI (LODR) REGULATIONS, 2015

DID NOT INTIMATE IN ADVANCE TO STOCK EXCHANGES REGARDING THE MEETING OF BOARD OF DIRECTORS AT WHICH RECOMMENDATION OR DECLARATION OF ISSUE OF NCDS OR MATTER AFFECTING THE RIGHTS OR INTEREST OF HOLDERS VIOLATING REGULATION 50(3) OF SEBI (LODR) REGULATIONS, 2015

DID NOT INFORM STOCK EXCHANGES INFORMATION OR ANY ACTION THAT AFFECT PAYMENT OF INTEREST OR REDEMPTION OF NCDS VIOLATING REGULATION 51 OF SEBI (LODR) REGULATIONS, 2015

DID NOT SUBMIT FINANCIAL RESULTS TO STOCK EXCHANGES VIOLATING REGULATION 52(1) OF SEBI (LODR) REGULATIONS, 2015

DID NOT ADHERE TO PREPARATION, APPROVAL, AUTHENTICATION AND PUBLICATION OF ANNUAL AND HALF-YEARLY FINANCIAL RESULTS VIOLATING REGULATION 52(2) OF SEBI (LODR) REGULATIONS, 2015

DID NOT MAKE DISCLOSURE OF LINE ITEMS WHILE SUBMITTING FINANCIAL RESULTS TO STOCK EXCHANGES VIOLATING REGULATION 52(4) OF SEBI (LODR) REGULATIONS, 2015

DID NOT SUBMIT CERTIFICATE SIGNED BY DEBENTURE TRUSTEE TO STOCK EXCHANGES NCDS VIOLATING REGULATION 52(5) OF SEBI (LODR) REGULATIONS, 2015

DID NOT SUBMIT STATEMENT INDICATING MATERIAL DEVIATIONS IF ANY USE OF PROCEEDS ALONG WITH HALF YEARLY FINANCIALS RESULTS TO STOCK EXCHANGES VIOLATING REGULATION 52(7) OF SEBI (LODR) REGULATIONS, 2015

DID NOT PUBLISH FINANCIAL RESULTS AND STATEMENT IN AT LEAST ONE ENGLISH NATIONAL DAILY NEWSPAPER WITHIN TWO CALENDAR DAYS OF CONCLUSION OF MEETING OF BOARD OF DIRECTORS VIOLATING REGULATION 52(8) OF SEBI (LODR) REGULATIONS, 2015

DID NOT SUBMIT TO STOCK EXCHANGES CERTAIN DOCUMENT SUCH AS ANNUAL REPORT, CERTIFICATION ON UTILIZATION OF FUNDS, CHANGE IN CREDIT RATING, HALF YEARLY ASSETS COVER CERTIFICATE, COPY OF NOTICES, RESOLUTIONS ETC. TO DEBENTURE TRUSTEE PROMPTLY VIOLATING REGULATION 56 OF SEBI (LODR) REGULATIONS, 2015

DID NOT SUBMIT CERTIFICATE TO STOCK EXCHANGES WITHIN TWO DAYS OF INTEREST/PRINCIPAL OF BECOMING DUE IN RESPECT OF NCDS VIOLATING REGULATION 57(1) OF SEBI (LODR) REGULATIONS, 2015

DID NOT PROVIDE UNDERTAKING TO STOCK EXCHANGES ON ANNUAL BASIS STATING THAT ALL THE DOCUMENTS AND INTIMATIONS REQUIRED TO BE SUBMITTED TO DEBENTURE TRUSTEE IN TERMS OF TRUST DEED AND SEBI (ILDS) REGULATIONS, 2008 HAVE BEEN COMPLIED WITH VIOLATING REGULATION 57(2) OF SEBI (LODR) REGULATIONS, 2015

DID NOT APPOINT QUALIFIED AND EXPERIENCE COMPLIANCE OFFICER AND/OR COMPANY SECRETARY

DID NOT HAVE POLICY TO PRESERVE THE DOCUMENTS APPROVED BY ITS BOARD OF DIRECTORS

DID NOT HAVE GRIEVANCE REDRESSAL MECHANISM VIOLATING REGULATION 13(1) OF SEBI (LODR) REGULATIONS, 2015

DID NOT REGISTER ON SCORES PLATFORM TO HANDLE INVESTOR COMPLAINTS VIOLATING REGULATION 13(2) OF SEBI (LODR) REGULATIONS, 2015

DID MAKE INCLUDE AUDITED FINANCIAL STATEMENTS, CASH FLOW STATEMENT, AUDITORS REPORT, DIRECTOR�S REPORT, DETAILS OF DEBENTURE TRUSTEES AND RELATED PARTY DISCLOSURES IN ANNUAL REPORT VIOLATING REGULATION 53 OF SEBI (LODR) REGULATIONS, 2015

DID NOT GET ITS SECURITIES REVIEWED BY CREDIT RATING AGENCY AT LEAST ONCE A YEAR VIOLATING REGULATION 55 OF SEBI LODR) REGULATIONS, 2015

DID NOT PROVIDE HARD COPY OF ANNUAL REPORTS TO NCDS HOLDERS VIOLATING REGULATION 58 OF SEBI (LODR) REGULATIONS, 2015

DID NOT OBTAIN PRIOR APPROVAL FROM STOCK EXCHANGES FOR ANY MATERIAL MODIFICATION IN STRUCTURE OF NCDS/NCRPS VIOLATING REGULATION 59 OF SEBI (LODR) REGULATIONS, 2015

DID NOT MAINTAIN FUNCTIONAL WEBSITE CONTAINING DETAILS OF FINANCIAL INFORMATION, HANDLING OF INVESTOR GRIEVANCES, DEBENTURE TRUSTEE, REPORTS, NOTICES AND CALL LETTERS ETC.VIOLATING REGULATION 62 OF SEBI (LODR) REGULATIONS, 2015

IMPOSED PENALTY RS.3,00,000

30-JUL-2021

480

TRANSMISSION CORP.OF TELANGANA LTD.

(PAN:AAFCT0166J)