SOURCE OF INFORMATION : SECURITIES AND EXCHANGE BOARD OF INDIA WEBSITE � PRESS RELEASES/ CHAIRMAN�S AND MEMBER�S ORDERS / AO ORDERS/ SAT ORDERS/ NEWSPAPER ADS
UPDATED TILL : 10-SEP-2026

NAMES IN BROWN COLOUR
Names of entities/persons in brown colour denote that the regulatory order is not against them but their names have been mentioned only for association purposes.

COMPANIES: PROSECUTION LAUNCHED

S.No.

ENTITY

PERSONS

REGULATORY CHARGES

REGULATORY ACTION(S) / DATE OF ORDER

FURTHER DEVELOPMENTS

461

SANYO FINANCE & INVESTMENT PVT.LTD.

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RAKESH SONI

VIOLATED SEBI ACT, 1992

FAILED TO PAY PENALTY

PROSECUTION LAUNCHED

15-MAY-2006

462

SANYOG COMMODITIES PVT.LTD.

DEBANSHU BERA

DEBENDRA NATH PAIRA

RAKESH AGARWAL

SHRAVAN SHARMA

FAILED TO PAY PENALTY

PROSECUTION LAUNCHED

31-MAR-2014

463

SARAL WEBSITE & EXIM PVT.LTD.

GAURAV BANSAL

PRAMOD KUMAR

FAILED TO PAY PENALTY

VIOLATED SEBI ACT, 1992

PROSECUTION LAUNCHED

15-MAY-2006

464

SARLEE FABRIC EXPORTS LTD.

DHIREN SHAH

VIOLATED REGULATION 4 OF SEBI (PFUTP) REGULATIONS, 1995

VIOLATED REGULATION 6 SEBI (PFUTP) REGULATIONS, 1995

VIOLATED SECTION 24 OF SEBI ACT, 1992

PROSECUTION LAUNCHED

15-MAY-2006

465

SARSWATI VINCOM LTD.

(CIN:U51909WB1995PLC068330
PAN:AAECS4656B)

AJAY JHUNJHUNWALA

DIN:01400477

RAJ KUMAR MODI

SAJJAN KUMAR JHUNJHUNWALA

FAILED TO PAY PENALTY

PROSECUTION LAUNCHED

31-MAR-2014

THE OFFENCE WAS COMPOUNDED RS.3,55,447.00

466

SARVODAYA GLOBAL LTD.

BANWARILAL ANANTRAM SHARMA

KULDIP B.SHARMA

NITIN RAMJILAL SHARMA

RAMJILAL ANANTRAM SHARMA

VIOLATED SECTION 24 (1) OF SEBI ACT, 1992

VIOLATED SECTION 11 B OF SEBI ACT, 1992

VIOLATED SECTION 11 (1) OF SEBI TAKEOVER CODE, 1997

VIOLATED SECTION 21 (3) OF SEBI TAKEOVER CODE, 1997

VIOLATED SECTION 44 OF SEBI TAKEOVER CODE, 1997

PROSECUTION LAUNCHED

15-MAY-2006

467

SAWACA BUSINESS MACHINES LTD.

FAILED TO PAY PENALTY

PROSECUTION LAUNCHED

31-MAR-2010

468

SAWACA BUSINESS MACHINES LTD.

HITESH J.SANGHVI

JALAS BATRA

JYOTSNA S.SHAH

PAN:AKAPS1175J

MAHENDRA A.SHAH

SATISH R.SHAH

PAN:ACBPS8940G

SHEETAL S.SHAH

PAN:ANYPS3796C

VISHAL S.SHAH

PAN:AJWPS2689A

VIOLATED REGULATION 4 OF SEBI (PFUTP) REGULATIONS, 1995

PROSECUTION LAUNCHED

15-MAY-2006

THE OFFENCE WAS COMPOUNDED ON PAYMENT OF RS.4,64,954.00

469

SAWACA COMMUNICATION LTD.

(CIN:L64201GJ1995PLC024912)

JELAL I.BATRA

JYOTSNA S.SHAH

PAN:AKAPS1175J

KALPESH L.TRIVEDI

KAUSHIK C.RAMANIY

MAHENDRA A.SHAH

MAHESH KUMAR HARIBHAI HADVANI PATEL

MAKUL H.SHAH

PINAKIN R.PATEL

RAJU B.SHAH

SATISH R.SHAH

PAN:ACBPS8940G

SHEETAL S.SHAH

PAN:ANYPS3796C

VISHAL S.SHAH

PAN:AJWPS2689A

FAILED TO PAY PENALTY

VIOLATED REGULATION 4 OF SEBI (PFUTP) REGULATIONS, 1995

PROSECUTION LAUNCHED

15-MAY-2006

THE OFFENCE WAS COMPOUNDED ON PAYMENT OF RS.6,15,955.00

470

SCALLOP INVESTMENT & LEASING PVT.LTD.

AMRISH VALIA

VIOLATED SEBI (PFUTP) REGULATIONS, 1995

PROSECUTION LAUNCHED

15-MAY-2006

ACQUITTED

471

SEAGULL LEAFIN LTD.

(PAN:AAFCS3157A)

PHILLIPS AMOLIK

PAN:ADWPA6586C

RAJKUMAR SHARMA

PAN:AOTPS8037A

SITARAM R.PUJARI

PAN:AKEPP4211G

VINODBHAI D.PATEL

VIOLATED SECTION 24 (1) OF SEBI ACT, 1992

PROSECUTION LAUNCHED

25-AUG-2016

472

SEER FINLEASE PVT.LTD.

BHUPENDRA T.JOSHI

COMANDUR PARTHASARATHY

PAN:AAFPC7617L

GAUTAMBHAI KARSANBHAI PATEL

HEMLATABEN VINUBHAI PATEL

JAGDISHBHAI GOVINDLAL SHETH

KIRITBEN RAJESH PATEL

M.S.RAMAKRISHNA

M.YAGUANDHAR

MANHARLAL KANTALILAL KOTADIA

NILESH RAMANLAL SHAH

RAJESH KUMAR VITHABHAI PATEL

RAKESH SURESHCHANDRA SHAH

SOAYUBEN H.VORA

VIPINCHANDRA GORDHANBHAI PATEL

FILED APPLICATION FOR SUBSCRIPTION AND/OR ACQUISITION OF SHARES IN FICTITIOUS NAME

VIOLATED SECTION 12A OF SEBI ACT.,1992

VIOLATED SECTION 24 (1) OF SEBI ACT, 1992

VIOLATED SEBI (PFUTP) REGULATIONS, 1995

VIOLATED SECURITIES CONTRACTS (REGULATION) ACT, 1956

VIOLATED SEBI DEPOSITORIES ACT, 1996

PROSECUTION LAUNCHED

15-MAY-2006

473

SEER FINLEASE PVT.LTD.

BHUPENDRA T.JOSHI

COMANDUR PARTHASARATHY

PAN:AAFPC7617L

DUSHYANT NATWARLAL DALAL

PAN:AAAPD5859Q

GAUTAMBHAI KARSANBHAI PATEL

GITABEN UPENDRA SHAH

HEMLATABEN VINUBHAI PATEL

JAGDISHBHAI GOVINDLAL SHETH

K.SUJAL SHAH

KIRITBEN RAJESH PATEL

M.S.RAMAKRISHNA

M.YAGUANDHAR

MANHARLAL KANTALILAL KOTADIA

NILESH RAMANLAL SHAH

RAJESH KUMAR VITHABHAI PATEL

RAKESH SURESHCHANDRA SHAH

SOAYUBEN H.VORA

SUJAL UPENDRA SHAH

UPENDRABHAI HIMATLAL SHAH

VIPINCHANDRA GORDHANBHAI PATEL

VIOLATED SECTION 24 (1) OF SEBI ACT, 1992

PROSECUTION LAUNCHED

25-AUG-2016

474

SETECH ELECTRONICS LTD.

AJAY KUMAR AGARWAL

KRISHNA KUMAR JALAN

MRIDULA AGARWAL

RAJ KISHORE AGARWAL

MIS-STATEMENTS IN THE PROSPECTUS

DID NOT APPEAR BEFORE COURT IN PERSON PURSUANT TO SUMMONS ISSUED BY COURT (SECTION 200A � CR PC)

PROSECUTION LAUNCHED

15-MAY-2006

VIDE ORDER DATED 13/09/2012 COURT DISPOSED OF THE MATTER AS COMPOUNDED BY THE CLB UPON RS.40,000 AS COMPOUNDING CHARGES FOR THE COMPANY AND RS.3000 EACH ON DIRECTORS

475

SHAHI PROPERTY DEVELOPERS PVT.LTD.

VIOLATED SECTION 2 (I) (A) OF SECURITIES CONTRACTS (REGULATION) ACT, 1956

VIOLATED SECTION 16 OF SECURITIES CONTRACTS (REGULATION) ACT, 1956

VIOLATED SECTION 23 OF SECURITIES CONTRACTS (REGULATION) ACT, 1956

VIOLATED SECTION 24 OF SECURITIES CONTRACTS (REGULATION) ACT, 1956

PROSECUTION LAUNCHED

15-MAY-2006

THE OFFENCE WAS COMPOUNDED ON PAYMENT OF RS.30,00,000 BY THE ACCUSED TO SEBI

476

SHALIBHADRA SECURITIES LTD.

HEMENDRA V.SHAH

PAN:AAEPS0940F

NIMISHA H.SHAH

RAHUL H.SHAH

VIOLATED RULE 3 OF SEBI (STOCK BROKERS & SUB BROKERS) REGULATIONS, 1992

VIOLATED SECTION 12 OF SEBI ACT, 1992

PROSECUTION LAUNCHED

15-MAY-2006

ACQUITTED

477

SHALIN RESORTS LTD.