| S.No. |
ENTITY |
PERSONS |
REGULATORY CHARGES |
REGULATORY ACTION(S) / DATE OF ORDER |
FURTHER DEVELOPMENTS |
| 461 |
|
SABUJA SAURAVA PLANTATIONS (INDIA) LTD.
|
|
|
|
CHAITNAY KUMAR PRUSTY
|
|
|
DANIEL NAYAK
|
|
|
MANOHAR PATTNAIK
|
|
|
N.DAS
|
|
|
NARSINGH SAHOO
|
|
|
NIRANJAN DASH
|
|
|
PRABHANJAN PRAHARAJ
|
|
DID NOT APPLY FOR REGISTRATION OF CIS
DID NOT WIND UP TO REPAY INVESTORS AS PER REGULATIONS
|
REQUESTED DCA TO INITIATE WINDING UP OF ENTITY
DEBARRED / RESTRAINED FROM ASSOCIATING WITH / ACCESSING CAPITAL MARKET / INTERMEDIARIES FROM 02-JUL-2001 TO 02-JUL-2006
REFERRED TO STATE GOVERNMENTS FOR FILING OF CIVIL/CRIMINAL PROCEEDINGS FOR FRAUD, CHEATING, CRIMINAL BREACH OF TRUST AND MIS-APPROPRIATION OF PUBLIC FUNDS
02-JUL-2001
|
|
| 462 |
|
|
SAGAR FORESTS INDIA LTD.
|
|
|
|
LEKH RAJ KHOSLA
|
|
|
LUXMI CHAUHAN
|
|
|
N.D.SHARMA
|
|
|
PRADEEP KUMAR KHOSLA
|
|
|
PUSHPA
|
|
|
RAMA THAKKAR
|
|
|
REKHA DEEP
|
|
DID NOT APPLY FOR REGISTRATION OF CIS
DID NOT WIND UP TO REPAY INVESTORS AS PER REGULATIONS
|
REQUESTED DCA TO INITIATE WINDING UP OF ENTITY
DEBARRED / RESTRAINED FROM ASSOCIATING WITH / ACCESSING CAPITAL MARKET / INTERMEDIARIES FROM 02-JUL-2001 TO 02-JUL-2006
REFERRED TO STATE GOVERNMENTS FOR FILING OF CIVIL/CRIMINAL PROCEEDINGS FOR FRAUD, CHEATING, CRIMINAL BREACH OF TRUST AND MIS-APPROPRIATION OF PUBLIC FUNDS
02-JUL-2001
|
THE COURT ACQUITTED ACCUSED NO.5. ACCUSED NO.1 - COMPANY NOT REPRESENTED BY ANYONE. ACCUSED NO.2,3,4 AND 6 WERE DECLARED AS PROCLAIMED OFFENDERS
|
| 463 |
|
|
SAGAR GREEN GOLD PLANTATIONS GROUP PVT.LTD.
|
|
|
|
ANOOP KUMAR JAIN
|
|
|
KAMAL KUMAR JAIN
|
|
|
LEKH RAJ KHOSLA
|
|
|
LUXMI CHAUHAN
|
|
|
MANOJ KUMAR JAIN
|
|
|
PRADEEP KUMAR KHOSLA
|
|
|
PUSHPA
|
|
|
REKHA DEEP
|
|
DID NOT APPLY FOR REGISTRATION OF CIS
DID NOT WIND UP TO REPAY INVESTORS AS PER REGULATIONS
|
REQUESTED DCA TO INITIATE WINDING UP OF ENTITY
DEBARRED / RESTRAINED FROM ASSOCIATING WITH / ACCESSING CAPITAL MARKET / INTERMEDIARIES FROM 02-JUL-2001 TO 02-JUL-2006
REFERRED TO STATE GOVERNMENTS FOR FILING OF CIVIL/CRIMINAL PROCEEDINGS FOR FRAUD, CHEATING, CRIMINAL BREACH OF TRUST AND MIS-APPROPRIATION OF PUBLIC FUNDS
LAUNCHED PROSECUTION AGAINST THE ENTITY AND ITS DIRECTORS U/S 24 AND 27 OF THE SEBI ACT
02-JUL-2001
|
|
| 464 |
|
|
SAGAUN PLANTATIONS LTD.
|
|
|
|
ANIL KUMAR SHRIVASTAVA
|
|
|
ANOO SHRIVASTAVA
|
|
|
NAGINA SHRIVASTAVA
|
|
|
P.N.SINGH
|
|
|
RAJKUMAR
|
|
|
RAKESH BEHARI SHRIVASTAVA
|
|
|
SATISH CHANDRA GUPTA
|
|
DID NOT APPLY FOR REGISTRATION OF CIS
DID NOT WIND UP TO REPAY INVESTORS AS PER REGULATIONS
|
REQUESTED DCA TO INITIATE WINDING UP OF ENTITY
DEBARRED / RESTRAINED FROM ASSOCIATING WITH / ACCESSING CAPITAL MARKET / INTERMEDIARIES FROM 02-JUL-2001 TO 02-JUL-2006
REFERRED TO STATE GOVERNMENTS FOR FILING OF CIVIL/CRIMINAL PROCEEDINGS FOR FRAUD, CHEATING, CRIMINAL BREACH OF TRUST AND MIS-APPROPRIATION OF PUBLIC FUNDS
02-JUL-2001
|
ACCUSED MOBILIZED RS.3 LAKH. ALL ACCUSED CONVICTED AND SENTENCED TO FINE OF
RS.5000 EACH AND ON DEFAULT SIMPLE IMPRISONMENT OF ONE MONTH
|
| 465 |
|
|
SAHAYAK FOREST (INDIA) LTD.
|
|
|
|
GULSHAN NARANG
|
|
|
RAJ KUMAR
|
|
|
SATISH KUMAR
|
|
DID NOT APPLY FOR REGISTRATION OF CIS
DID NOT WIND UP TO REPAY INVESTORS AS PER REGULATIONS
|
REQUESTED DCA TO INITIATE WINDING UP OF ENTITY
DEBARRED / RESTRAINED FROM ASSOCIATING WITH / ACCESSING CAPITAL MARKET / INTERMEDIARIES FROM 02-JUL-2001 TO 02-JUL-2006
REFERRED TO STATE GOVERNMENTS FOR FILING OF CIVIL/CRIMINAL PROCEEDINGS FOR FRAUD, CHEATING, CRIMINAL BREACH OF TRUST AND MIS-APPROPRIATION OF PUBLIC FUNDS
02-JUL-2001
|
ACCUSED MOBILIZED RS.2.8 LAKH. ALL ACCUSED CONVICTED AND SENTENCED TO FINE OF
RS.3000 EACH AND ON DEFAULT SIMPLE IMPRISONMENT FOR ONE MONTH. FURTHER, ORDERED TO FILE WRR WITHIN 2 MONTHS WITH SEBI
|
| 466 |
|
|
SAHYOG GREENLAND PLANTATIONS LTD.
|
|
|
|
INDU KHATRI
|
|
|
MANGAT RAI KHATRI
|
|
|
SHAM LAL
|
|
DID NOT APPLY FOR REGISTRATION OF CIS
DID NOT WIND UP TO REPAY INVESTORS AS PER REGULATIONS
|
REQUESTED DCA TO INITIATE WINDING UP OF ENTITY
DEBARRED / RESTRAINED FROM ASSOCIATING WITH / ACCESSING CAPITAL MARKET / INTERMEDIARIES FROM 02-JUL-2001 TO 02-JUL-2006
REFERRED TO STATE GOVERNMENTS FOR FILING OF CIVIL/CRIMINAL PROCEEDINGS FOR FRAUD, CHEATING, CRIMINAL BREACH OF TRUST AND MIS-APPROPRIATION OF PUBLIC FUNDS
02-JUL-2001
|
ACCUSED MOBILIZED RS.0.7 LAKH. ALL ACCUSED CONVICTED AND SENTENCED TO FINE OF
RS.3000 EACH AND ON DEFAULT SIMPLE IMPRISONMENT FOR ONE MONTH. ADDITIONALLY ALL ACCUSED WERE ALSO SENTENCED WITH IMPRISONMENT TILL RISING OF THE COURT
|
| 467 |
|
|
SAI CULTIVATORS PVT.LTD.
|
|
|
|
A.K.SHARMA
|
|
|
UMA SHARMA
|
|
DID NOT APPLY FOR REGISTRATION OF CIS
DID NOT WIND UP TO REPAY INVESTORS AS PER REGULATIONS
|
REQUESTED DCA TO INITIATE WINDING UP OF ENTITY
DEBARRED / RESTRAINED FROM ASSOCIATING WITH / ACCESSING CAPITAL MARKET / INTERMEDIARIES FROM 02-JUL-2001 TO 02-JUL-2006
REFERRED TO STATE GOVERNMENTS FOR FILING OF CIVIL/CRIMINAL PROCEEDINGS FOR FRAUD, CHEATING, CRIMINAL BREACH OF TRUST AND MIS-APPROPRIATION OF PUBLIC FUNDS
02-JUL-2001
|
ALL ACCUSED DECLARED AS PROCLAIMED OFFENDERS AND KEPT IN DORMANT FILE
|
| 468 |
|
|
SAI MULTI SERVICES
|
|
|
|
SANJAY B.TENGINKAI
PAN:AFDPT9966L
|
|
OPERATED CIS SCHEMES WITHOUT OBTAINING CERTIFICATE OF REGISTRATION FROM SEBI
|
DIRECTED NOT TO COLLECT ANY MONEY AND/OR FEE FROM THE INVESTORS FROM 10-MAY-2016 TO 09-MAY-2020
DIRECTED NOT TO LAUNCH ANY NEW SCHEMES FROM 10-MAY-2016 TO 09-MAY-2020
DIRECTED TO PROVIDE FULL INVENTORY OF ASSETS OWNED BY COMPANY
DIRECTED NOT TO DISPOSE OF ANY OF THE PROPERTIES OR ALIENATE (DIRECTLY OR INDIRECTLY) ASSETS OF THE SCHEME FROM 10-MAY-2016 TO 09-MAY-2020
DIRECTED NOT TO DIVERT ANY FUNDS RAISED FROM PUBLIC AT LARGE KEPT IN BANK ACCOUNT AND/OR IN THE CUSTODY OF THE COMPANY FROM 10-MAY-2016 TO 09-MAY-2020
DIRECTED TO SUBMIT SCHEME WISE LIST OF INVESTORS AND THEIR CONTACT NUMBERS AND ADDRESS ALONG WITH DETAILS OF AMOUNT MOBILIZED & REFUNDED
DIRECTED TO WIND UP CIS AND REFUND MONEY TO THE INVESTORS FROM 10-MAY-2016 TO 09-MAY-2020
DIRECTED TO SUBMIT REPORT IN REGARD TO WINDING UP OF CIS AND REPAYMENT OF MONIES TO SEBI IN ACCORDANCE TO CIS REGULATIONS
DIRECTED TO FILE CERTIFICATE OF COMPLETION OF PROCESS WITH SEBI FROM TWO INDEPENDENT PEER REVIEWED CHARTERED ACCOUNTANTS
DEBARRED / RESTRAINED FROM ASSOCIATING WITH / ACCESSING CAPITAL MARKET / INTERMEDIARIES FROM 10-MAY-2016 TO 09-MAY-2020
DEBARRED/RESTRAINED FROM BUYING/SELLING/DEALING/IPOS IN SECURITIES/SPECIFIED SCRIPS DIRECTLY/INDIRECTLY FROM 10-MAY-2016 TO 09-MAY-2020
02-DEC-2014
|
SEBI VIDE ITS ORDER DATED 10/05/2016 DIRECTED SAI MULTI SERVICES AND MR.SANJAY B.TENGINKAI TO 1) ABSTAIN, EITHER DIRECTLY OR INDIRECTLY FROM COLLECTING ANY MONEY FROM INVESTORS OR LAUNCH OR CARRY OUT ANY COLLECTIVE INVESTMENT SCHEMES INCLUDING THE SCHEMES WHICH HAVE BEEN INDENTIFIED AS A COLLECTIVE INVESTMENT SCHEME IN THIS ORDER 2) WIND UP ITS EXISTING SCHEME AND REFUND THROUGH ‘BANK DEMAND DRAFT’ OR ‘PAY ORDER’, THE MONEY COLLECTED UNDER SCHEME WITH RETURNS WHICH ARE DUE TO INVESTORS AS PER TERMS OF OFFER WITHIN A PERIOD OF THREE MONTHS FROM DATE OF THIS ORDER AND SUBMIT WINDING UP AND REPAYMENT REPORT TO SEBI IN ACCORDANCE WITH SEBI (CIS) REGULATIONS, 1999, INCLUDING TRAIL OF FUNDS CLAIMED TO BE REFUNDED, BANK ACCOUNT STATEMENTS INDICATING REFUND TO INVESTORS AND RECEIPT FROM INVESTORS ACKNOWLEDGING SUCH REFUNDS 3) PERMITTED TO SELL ASSETS OF THE COMPANY ONLY FOR SOLE PURPOSE OF MAKING REFUNDS AND DEPOSIT PROCEEDS IN ESCROW ACCOUNT OPENED WITH A NATIONALISED BANK 4) DIRECTED FILE CERTIFICATE OF SUCH COMPLETION WITH SEBI FROM TWO INDEPENDENT PEER REVIEWED CHARTERED ACCOUNTANTS WHO ARE IN THE PANEL OF ANY PUBLIC AUTHORITY OR PUBLIC INSTITUTION 5) DIRECTED TO PROVIDE FULL INVENTORY OF ALL ASSETS AND PROPERTIES AND DETAILS OF ALL THEIR BANK ACCOUNTS, DEMAT ACCOUNTS AND HOLDINGS OF SHARES/SECURITIES, OR HELD IN PHYSICAL FORM 6) RESTRAINED FROM ACCESSING SECURITIES MARKET AND ARE PROHIBITED FROM BUYING, SELLING OR OTHERWISE DEALING IN SECURITIES MARKET FOR A PERIOD OF FOUR YEARS
|
| 469 |
|
|
SAI PLANTATION & LAND DEVELOPMENT INDIA LTD.
|
|
|
|
BALDEV SINGH
|
|
|
SHIVCHARAN SINGH DHILLON
|
|
|
SUKHWINDR KAUR
|
|
DID NOT APPLY FOR REGISTRATION OF CIS
DID NOT WIND UP TO REPAY INVESTORS AS PER REGULATIONS
|
REQUESTED DCA TO INITIATE WINDING UP OF ENTITY
DEBARRED / RESTRAINED FROM ASSOCIATING WITH / ACCESSING CAPITAL MARKET / INTERMEDIARIES FROM 02-JUL-2001 TO 02-JUL-2006
REFERRED TO STATE GOVERNMENTS FOR FILING OF CIVIL/CRIMINAL PROCEEDINGS FOR FRAUD, CHEATING, CRIMINAL BREACH OF TRUST AND MIS-APPROPRIATION OF PUBLIC FUNDS
02-JUL-2001
|
ACCUSED NO.1, 2 AND 3 CONVICTED AND SENTENCED TO PAY A FINE OF RS.75,000 EACH, IN DEFAULT OF PAYMENT OF FINE ACCUSED NO.2 AND 3 SHALL UNDERGO SIMPLE IMPRISONMENT FOR 6 MONTHS EACH.ACCUSED NO 4 DECLARED AS PROCLAIMED OFFENDER
|
| 470 |
|
|
SAI PRAKASH ORGANIC FOOD LTD.
(CIN:U01122RJ2010PLC032361
PAN:AAPCS0636Q)
|
|
|
|
DHEERENDRA KRISHAN PRATAP
DIN:03545450
PAN:AXMPB0165C
|
|
|
MRAGENDRA SINGH BAGHEL
DIN:03544515
PAN:BKJPB6325H
|
|
|
PUSHPANJALI SINGH BAGHEL
PAN:AFZPB0557M
|
|
|
PUSHPENDRA SINGH BAGHEL
PAN:AFZPB0624B
|
|
|
RANVAJAY PRATAP SINGH BAGHEL
DIN:03538188
PAN:ATTPB8254D
|
|
|
SHAHENDRA SINGH BAGHEL
PAN:ATTPB8244M
|
|
OPERATED CIS SCHEMES WITHOUT OBTAINING CERTIFICATE OF REGISTRATION FROM SEBI
|
DIRECTED NOT TO COLLECT ANY MONEY AND/OR FEE FROM THE INVESTORS FROM 16-JUL-2018 TO 15-JUL-2022
DIRECTED NOT TO LAUNCH ANY NEW SCHEMES FROM 16-JUL-2018 TO 15-JUL-2022
DIRECTED NOT TO DISPOSE OF ANY OF THE PROPERTIES OR ALIENATE (DIRECTLY OR INDIRECTLY) ASSETS OF THE SCHEME FROM 16-JUL-2018 TO 15-JUL-2022
DIRECTED NOT TO DIVERT ANY FUNDS RAISED FROM PUBLIC AT LARGE KEPT IN BANK ACCOUNT AND/OR IN THE CUSTODY OF THE COMPANY FROM 16-JUL-2018 TO 15-JUL-2022
DIRECTED TO PROVIDE FULL INVENTORY OF ASSETS OWNED BY COMPANY
DIRECTED TO SUBMIT DETAILS OF AMOUNT MOBILIZED AND REFUNDED TILL DATE
DIRECTED TO SUBMIT AGREEMENTS ENTERED INTO WITH JOINT VENTURE CUSTOMERS / INVESTORS
DIRECTED TO REFUND MONEY TO THE INVESTORS
DIRECTED TO SUBMIT REPORT IN REGARD TO WINDING UP OF CIS AND REPAYMENT OF MONIES TO SEBI IN ACCORDANCE TO CIS REGULATIONS
DEBARRED / RESTRAINED FROM ASSOCIATING WITH / ACCESSING CAPITAL MARKET / INTERMEDIARIES FROM 16-JUL-2018 TO 15-JUL-2022
DEBARRED/RESTRAINED FROM BUYING/SELLING/DEALING/IPOS IN SECURITIES/SPECIFIED SCRIPS DIRECTLY/INDIRECTLY FROM 16-JUL-2018 TO 15-JUL-2022
06-JAN-2015
|
SEBI VIDE ITS ORDER DATED 16/07/2018 DIRECTED TO 1) JOINTLY AND SEVERALLY TO WIND UP ITS EXISTING COLLECTIVE INVESTMENT SCHEMES AND REFUND THE MONEY COLLECTED UNDER SCHEME WITH RETURNS DUE TO INVESTORS WITHIN A PERIOD OF THREE MONTHS FROM THE DATE OF THIS ORDER THROUGH BANK DEMAND DRAFT OR PAY ORDER AND SUBMIT WINDING UP AND REPAYMENT REPORT (WRR) TO SEBI IN ACCORDANCE WITH SEBI (CIS) REGULATIONS INCLUDING TRAIL OF FUNDS CLAIMED TO BE REFUNDED, BANK ACCOUNT STATEMENTS INDICATING REFUND TO INVESTORS AND RECEIPT FROM INVESTORS ACKNOWLEDGING SUCH REFUNDS ALONG WITH CERTIFIED FROM TWO INDEPENDENT CHARTERED ACCOUNTS 2) NOT TO ALIENATE OR DISPOSE OFF OR SELL ANY OF THE ASSETS OF THE COMPANY EXCEPT FOR THE PURPOSE OF MAKING REFUNDS TO ITS INVESTORS 3) RESTRAINED FROM ACCESSING THE SECURITIES MARKET AND PROHIBITED FROM BUYING, SELLING OR OTHERWISE DEALING IN SECURITIES MARKET, DIRECTLY OR INDIRECTLY FOR A FURTHER PERIOD OF FOUR YEARS FROM THE DATE OF COMPLETION OF REFUND
SEBI VIDE ITS NOTICE DATED 15/02/2019 DIRECTED TO PAY RS.8,06,88,245.00 WITHIN FIFTEEN DAYS FROM RECEIPT OF THIS NOTICE
SEBI VIDE ITS NOTICE DATED 14/08/2026 ALLOWED THE APPEAL AND DIRECTED ALL THE BANKS IN INDIA/NSDL/CDSL TO RELEASE ALL THE BANK ACCOUNTS INCLUDING LOCKERS, DEMAT ACCOUNTS AND MUTUAL FUND FOLIOS OF THE DEFAULTERS WHICH WERE ATTACHED PURSUANT TO THE NOTICE OF ATTACHMENT DATED 15/02/2019
SEBI VIDE ITS NOTICE DATED 08/09/2026 WITHDRAWN THE RELEASE ORDER DATED 14/08/2026
|
| 471 |
|
|
SAI PRAKASH PROPERTIES DEVELOPMENT LTD.
(PAN:AANCS7178R)
|
|
|
|
DHEERENDRA KRISHAN PRATAP
DIN:03545450
PAN:AXMPB0165C
|
|
|
MRAGENDRA SINGH BAGHEL
DIN:03544515
PAN:BKJPB6325H
|
|
|
PUSHPANJALI SINGH BAGHEL
PAN:AFZPB0557M
|
|
|
PUSHPENDRA SINGH BAGHEL
PAN:AFZPB0624B
|
|
|
RANVAJAY PRATAP SINGH BAGHEL
DIN:03538188
PAN:ATTPB8254D
|
|
|
SHAHENDRA SINGH BAGHEL
PAN:ATTPB8244M
|
|
OPERATED CIS SCHEMES WITHOUT OBTAINING CERTIFICATE OF REGISTRATION FROM SEBI
|
DIRECTED NOT TO COLLECT ANY MONEY AND/OR FEE FROM THE INVESTORS FROM 29-JUL-2019 TO 28-JUL-2026
DIRECTED NOT TO LAUNCH ANY NEW SCHEMES FROM 29-JUL-2019 TO 28-JUL-2026
DIRECTED NOT TO DISPOSE OF ANY OF THE PROPERTIES OR ALIENATE (DIRECTLY OR INDIRECTLY) ASSETS OF THE SCHEME FROM 29-JUL-2019 TO 28-JUL-2026
DIRECTED NOT TO DIVERT ANY FUNDS RAISED FROM PUBLIC AT LARGE KEPT IN BANK ACCOUNT AND/OR IN THE CUSTODY OF THE COMPANY FROM 29-JUL-2019 TO 28-JUL-2026
DIRECTED TO PROVIDE FULL INVENTORY OF ASSETS OWNED BY COMPANY
DIRECTED TO SUBMIT SCHEME WISE LIST OF INVESTORS AND THEIR CONTACT NUMBERS AND ADDRESS ALONG WITH DETAILS OF AMOUNT MOBILIZED & REFUNDED
DIRECTED TO REFUND MONEY TO THE INVESTORS
DIRECTED TO MAKE REFUND THROUGH BANKING CHANNELS SUCH AS DEMAND DRAFT AND/OR PAY ORDER AND/OR ELECTRONIC MODE OF TRANSFER
DIRECTED TO SUBMIT REPORT IN REGARD TO WINDING UP OF CIS AND REPAYMENT OF MONIES TO SEBI IN ACCORDANCE TO CIS REGULATIONS
DIRECTED TO FILE CERTIFICATE OF COMPLETION OF PROCESS WITH SEBI FROM TWO INDEPENDENT PEER REVIEWED CHARTERED ACCOUNTANTS
DIRECTED NOT TO DISPOSE OF, ALIENATE OR ENCUMBER ANY ASSETS / PROPERTIES
DEBARRED / RESTRAINED FROM ASSOCIATING WITH / ACCESSING CAPITAL MARKET / INTERMEDIARIES FROM 29-JUL-2019 TO 28-JUL-2026
DEBARRED/RESTRAINED FROM BUYING/SELLING/DEALING/IPOS IN SECURITIES/SPECIFIED SCRIPS DIRECTLY/INDIRECTLY FROM 29-JUL-2019 TO 28-JUL-2026
26-DEC-2014
|
SEBI VIDE ITS ORDER DATED 29/07/2019 DIRECTED TO 1) JOINTLY AND SEVERALLY TO WIND UP ITS EXISTING COLLECTIVE INVESTMENT SCHEMES AND REFUND MONEY COLLECTED UNDER SCHEME WITH RETURNS DUE TO INVESTORS WITHIN THREE MONTHS FROM DATE OF THIS ORDER THROUGH BANK DEMAND DRAFT OR PAY ORDER AND SUBMIT WINDING UP AND REPAYMENT REPORT (WRR) TO SEBI INCLUDING PROOF OF TRAIL OF FUNDS CLAIMED TO BE REFUNDED, BANK ACCOUNT STATEMENTS INDICATING REFUND TO INVESTORS AND RECEIPT FROM INVESTORS ACKNOWLEDGING SUCH REFUNDS ALONG WITH CERTIFICATION OF SUCH REPAYMENT FROM TWO INDEPENDENT CHARTERED ACCOUNTS 2) NOT TO ALIENATE OR DISPOSE OFF OR SELL OF ASSETS OF COMPANY EXCEPT FOR PURPOSE OF MAKING REFUND TO ITS INVESTORS 3) RESTRAINED FROM ACCESSING SECURITIES MARKET AND PROHIBITED FROM BUYING, SELLING OR OTHERWISE DEALING IN SECURITIES MARKET, DIRECTLY OR INDIRECTLY FOR SEVEN YEARS FROM DATE OF COMPLETION OF REFUND
SEBI VIDE ITS NOTICE DATED 18/09/2020 DIRECTED TO PAY RS.111,54,97,435.00 WITHIN FIFTEEN DAYS FROM RECEIPT OF THIS NOTICE
SEBI VIDE ITS ORDER DATED 10/09/2024 DIRECTED ALL THE BANKS IN INDIA AND/OR NSDL/CDSL TO 1. ATTACH ALL THE ACCOUNTS BY WHATEVER NAME CALLED INCLUDING LOCKERS, DEMAT ACCOUNTS, MUTUAL FUNDS FOLIOS AND/OR POST OFFICE ACCOUNT EITHER SINGLY OR JOINTLY WITH ANY PERSON/S AND ALL OTHER AMOUNT/PROCEEDS DUE OR MAY BECOME DUE OR ANY MONEY HELD OR MAY SUBSEQUENTLY HOLD FOR ON ACCOUNT OF THE DEFAULTERS AND 2. NOT TO DEBIT ANY AMOUNT IN THE SAID ACCOUNT/S.HOWEVER CREDITS, IF ANY, INTO THE ACCOUNT MAY BE ALLOWED
SEBI VIDE ITS NOTICE DATED 14/08/2026 ALLOWED THE APPEAL AND DIRECTED ALL THE BANKS IN INDIA/NSDL/CDSL TO RELEASE ALL THE BANK ACCOUNTS INCLUDING LOCKERS, DEMAT ACCOUNTS AND MUTUAL FUND FOLIOS OF THE DEFAULTERS WHICH WERE ATTACHED PURSUANT TO THE NOTICE OF ATTACHMENT DATED 10/09/2024
SEBI VIDE ITS NOTICE DATED 08/09/2026 WITHDRAWN THE RELEASE ORDER DATED 14/08/2026
|
| 472 |
|
|
SAI PRAKASH PROPERTIES DEVELOPMENT LTD.
(PAN:AANCS7178R)
|
|
|
|
SANDEEP SHANKAR
PAN:ANPPS8356M
|
|
OPERATED CIS SCHEMES WITHOUT OBTAINING CERTIFICATE OF REGISTRATION FROM SEBI
|
DIRECTED NOT TO COLLECT ANY MONEY AND/OR FEE FROM THE INVESTORS FROM 29-JUL-2019 TO 28-JUL-2020
DIRECTED NOT TO LAUNCH ANY NEW SCHEMES FROM 29-JUL-2019 TO 28-JUL-2020
DIRECTED NOT TO DISPOSE OF ANY OF THE PROPERTIES OR ALIENATE (DIRECTLY OR INDIRECTLY) ASSETS OF THE SCHEME FROM 29-JUL-2019 TO 28-JUL-2020
DIRECTED NOT TO DIVERT ANY FUNDS RAISED FROM PUBLIC AT LARGE KEPT IN BANK ACCOUNT AND/OR IN THE CUSTODY OF THE COMPANY FROM 29-JUL-2019 TO 28-JUL-2020
DIRECTED TO PROVIDE FULL INVENTORY OF ASSETS OWNED BY COMPANY
DIRECTED TO SUBMIT SCHEME WISE LIST OF INVESTORS AND THEIR CONTACT NUMBERS AND ADDRESS ALONG WITH DETAILS OF AMOUNT MOBILIZED & REFUNDED
DEBARRED / RESTRAINED FROM ASSOCIATING WITH / ACCESSING CAPITAL MARKET / INTERMEDIARIES FROM 29-JUL-2019 TO 28-JUL-2020
DEBARRED/RESTRAINED FROM BUYING/SELLING/DEALING/IPOS IN SECURITIES/SPECIFIED SCRIPS DIRECTLY/INDIRECTLY FROM 29-JUL-2019 TO 28-JUL-2020
RESTRAINED FROM HOLDING OR OCCUPYING POSITION AS DIRECTOR OR KEY MANAGERIAL PERSONNEL IN ANY LISTED COMPANY FROM 29-JUL-2019 TO 28-JUL-2020
26-DEC-2014
|
SEBI VIDE ITS ORDER DATED 29/07/2019 DIRECTED TO 1) JOINTLY AND SEVERALLY TO WIND UP ITS EXISTING COLLECTIVE INVESTMENT SCHEMES AND REFUND MONEY COLLECTED UNDER SCHEME WITH RETURNS DUE TO INVESTORS WITHIN THREE MONTHS FROM DATE OF THIS ORDER THROUGH BANK DEMAND DRAFT OR PAY ORDER AND SUBMIT WINDING UP AND REPAYMENT REPORT (WRR) TO SEBI INCLUDING PROOF OF TRAIL OF FUNDS CLAIMED TO BE REFUNDED, BANK ACCOUNT STATEMENTS INDICATING REFUND TO INVESTORS AND RECEIPT FROM INVESTORS ACKNOWLEDGING SUCH REFUNDS ALONG WITH CERTIFICATION OF SUCH REPAYMENT FROM TWO INDEPENDENT CHARTERED ACCOUNTS 2) NOT TO ALIENATE OR DISPOSE OFF OR SELL OF ASSETS OF COMPANY EXCEPT FOR PURPOSE OF MAKING REFUND TO ITS INVESTORS 3) RESTRAINED FROM ACCESSING SECURITIES MARKET AND PROHIBITED FROM BUYING, SELLING OR OTHERWISE DEALING IN SECURITIES MARKET, DIRECTLY OR INDIRECTLY FOR SEVEN YEARS FROM DATE OF COMPLETION OF REFUND
|
| 473 |
|
|
SAI PRASAD CORP.LTD.
(CIN:U70102PN2011PLC141639
PAN:AAQCS7428B)
|
|
|
|
BALASAHEB K.BHAPKAR
PAN:AFIPB3674A
|
|
|
SHASHANK B.BHAPKAR
PAN:AQHPB8639H
|
|
|
VANDANA B.BHAPKAR
PAN:AFIPB3675B
|
|
OPERATED CIS SCHEMES WITHOUT OBTAINING CERTIFICATE OF REGISTRATION FROM SEBI
|
DIRECTED NOT TO COLLECT ANY MONEY AND/OR FEE FROM THE INVESTORS FROM 01-FEB-2016 TO 31-JAN-2020
DIRECTED NOT TO LAUNCH ANY NEW SCHEMES FROM 01-FEB-2016 TO 31-JAN-2020
DIRECTED TO PROVIDE FULL INVENTORY OF ASSETS OWNED BY COMPANY
DIRECTED NOT TO DISPOSE OF ANY OF THE PROPERTIES OR ALIENATE (DIRECTLY OR INDIRECTLY) ASSETS OF THE SCHEME FROM 01-FEB-2016 TO 31-JAN-2020
DIRECTED NOT TO DIVERT ANY FUNDS RAISED FROM PUBLIC AT LARGE KEPT IN BANK ACCOUNT AND/OR IN THE CUSTODY OF THE COMPANY FROM 01-FEB-2016 TO 31-JAN-2020
DIRECTED TO SUBMIT SCHEME WISE LIST OF INVESTORS AND THEIR CONTACT NUMBERS AND ADDRESS ALONG WITH DETAILS OF AMOUNT MOBILIZED & REFUNDED
DEBARRED / RESTRAINED FROM ASSOCIATING WITH / ACCESSING CAPITAL MARKET / INTERMEDIARIES FROM 01-FEB-2016 TO 31-JAN-2020
DEBARRED/RESTRAINED FROM BUYING/SELLING/DEALING/IPOS IN SECURITIES/SPECIFIED SCRIPS DIRECTLY/INDIRECTLY FROM 01-FEB-2016 TO 31-JAN-2020
DIRECTED TO WIND UP CIS AND REFUND MONEY TO THE INVESTORS FROM 01-FEB-2016 TO 31-JAN-2020
DIRECTED TO SUBMIT REPORT IN REGARD TO WINDING UP OF CIS AND REPAYMENT OF MONIES TO SEBI IN ACCORDANCE TO CIS REGULATIONS
22-JUL-2014
|
SAT: SAT VIDE ITS ORDER DATED 03/08/2015 DIRECTED APPELLANTS TO FILE APPLICATION IN PRESCRIBED FORM WITHIN SIX WEEKS FROM THE DATE OF THIS ORDER AND DIRECTED SEBI TO CONSIDER THE SAID APPLICATION ON MERITS AND ACCORDANCE WITH LAW WITHOUT BEING INFLUENCED BY IMPUGNED COMMUNICATION DATED 11/06/2015 AND PASS AN APPROPRIATE ORDER AFTER GIVING AN OPPORTUNITY OF HEARING TO APPELLANT. NO COSTS
SEBI VIDE ITS ORDER DATED 01/02/2016 DIRECTED SAI PRASAD CORP.LTD. AND ITS DIRECTORS MR.BALASAHEB K.BHAPKAR, MR.SHASHANK B.BHAPKAR & MS.VANDANA B.BHAPKAR TO 1) RESTRAINED FROM COLLECTING ANY MONEY FROM INVESTORS OR LAUNCH OR CARRY OUT ANY COLLECTIVE INVESTMENT SCHEMES INCLUDING SCHEMES WHICH HAVE BEEN INDENTIFIED AS A COLLECTIVE INVESTMENT SCHEME IN THIS ORDER 2) RESTRAINED FROM ACCESSING SECURITIES MARKET AND ARE PROHIBITED FROM BUYING, SELLING OR OTHERWISE DEALING IN SECURITIES MARKET FOR A PERIOD OF FOUR YEARS 3) WIND UP ITS EXISTING SCHEME AND REFUND THE MONEY COLLECTED UNDER SCHEME WITH RETURNS WHICH ARE DUE TO INVESTORS AS PER TERMS OF OFFER WITHIN A PERIOD OF THREE MONTHS FROM DATE OF THIS ORDER AND SUBMIT WINDING UP AND REPAYMENT REPORT TO SEBI IN ACCORDANCE WITH SEBI (CIS) REGULATIONS, 1999, INCLUDING TRAIL OF FUNDS CLAIMED TO BE REFUNDED, BANK ACCOUNT STATEMENTS INDICATING REFUND TO INVESTORS AND RECEIPT FROM INVESTORS ACKNOWLEDGING SUCH REFUNDS 4) NOT TO ALIENATE OR DISPOSE OFF OR SELL ANY ASSETS OF COMPANY EXCEPT FOR THE PURPOSE OF MAKING REFUNDS TO ITS INVESTORS 5) DIRECTED TO PROVIDE FULL INVENTORY OF ALL ASSETS AND PROPERTIES AND DETAILS OF ALL THEIR BANK ACCOUNTS, DEMAT ACCOUNTS AND HOLDINGS OF SHARES/SECURITIES, OR HELD IN PHYSICAL FORM
SEBI VIDE ITS NOTICE DATED 25/08/2016 DIRECTED ALL THE BANKS AND MUTUAL FUNDS IN INDIA AND/OR NSDL/CDSL TO 1. ATTACH ALL THE ACCOUNTS BY WHATEVER NAME CALLED INCLUDING LOCKERS EITHER SINGLY OR JOINTLY WITH ANY PERSON/S AND ALL OTHER AMOUNT/PROCEEDS DUE OR MAY BECOME DUE OR ANY MONEY HELD OR MAY SUBSEQUENTLY HOLD FOR ON ACCOUNT OF THE DEFAULTERS AND 2. NOT TO DEBIT ANY AMOUNT IN THE SAID ACCOUNT/S.HOWEVER CREDITS, IF ANY, INTO THE ACCOUNT MAY BE ALLOWED
SEBI VIDE ITS NOTICE DATED 17/03/2017 ORDERED TO SALE OF JEWELLERY / ORNAMENTS THROUGH E-AUCTION IN SATISFACTION OF DUES
SAT: APPEAL DISMISSED. NO COSTS
SEBI VIDE ITS NOTICE DATED 05/05/2017 ORDERED TO SALE OF GOLD JEWELLERY / ORNAMENTS, COMPOSITE JEWELLERY / ORNAMENTS OF DIAMOND AND GOLD, SILVER ITEMS AND BRANDED WATCHES THROUGH E-AUCTION IN SATISFACTION OF DUES
SEBI VIDE ITS NOTICE DATED 25/07/2017 ORDERED TO SALE THE IMMOVABLE PROPERTIES THROUGH E-AUCTION IN SATISFACTION OF DUES
SEBI VIDE ITS ORDER DATED 16/03/2018 ORDERED TO SALE THE PROPERTY THROUGH E-AUCTION IN SATISFACTION OF DUES
SEBI VIDE ITS NOTICE DATED 10/05/2018 ORDERED TO SALE OF THE PROPERTY THROUGH E-AUCTION IN SATISFACTION OF DUES
SEBI VIDE ITS ORDER DATED 14/12/2018 ORDERED TO SALE THE IMMOVABLE PROPERTY THROUGH E-AUCTION IN SATISFACTION OF DUES
SEBI VIDE ITS ORDER DATED 21/09/2020 DIRECTED ALL THE BANKS TO REMIT RS.615,47,01,000.00 TO THE EXTENT LYING IN THE ACCOUNT OF SAI PRASAD CORP.LTD. TO SEBI BY WAY OF EFT/NEFT/RTGS
|
| 474 |
|
|
SAI PRASAD FOODS LTD.
(CIN:U51909PN2001PLC016447
PAN:AAHCS3986M)
|
|
|
|
BALASAHEB K.BHAPKAR
PAN:AFIPB3674A
|
|
|
SHASHANK B.BHAPKAR
PAN:AQHPB8639H
|
|
|
VANDANA B.BHAPKAR
PAN:AFIPB3675B
|
|
OPERATED CIS SCHEMES WITHOUT OBTAINING CERTIFICATE OF REGISTRATION FROM SEBI
|
DIRECTED NOT TO COLLECT ANY MONEY AND/OR FEE FROM THE INVESTORS FROM 14-JAN-2015 TO 13-JAN-2019
DIRECTED NOT TO LAUNCH ANY NEW SCHEMES FROM 14-JAN-2015 TO 13-JAN-2019
DIRECTED NOT TO DISPOSE OF ANY OF THE PROPERTIES OR ALIENATE (DIRECTLY OR INDIRECTLY) ASSETS OF THE SCHEME FROM 14-JAN-2015 TO 13-JAN-2019
DIRECTED NOT TO DIVERT ANY FUNDS RAISED FROM PUBLIC AT LARGE KEPT IN BANK ACCOUNT AND/OR IN THE CUSTODY OF THE COMPANY FROM 14-JAN-2015 TO 13-JAN-2019
DIRECTED TO WIND UP CIS AND REFUND MONEY TO THE INVESTORS FROM 14-JAN-2015 TO 13-JAN-2019
DIRECTED TO PROVIDE FULL INVENTORY OF ASSETS OWNED BY COMPANY
DEBARRED / RESTRAINED FROM ASSOCIATING WITH / ACCESSING CAPITAL MARKET / INTERMEDIARIES FROM 14-JAN-2015 TO 13-JAN-2019
DEBARRED/RESTRAINED FROM BUYING/SELLING/DEALING/IPOS IN SECURITIES/SPECIFIED SCRIPS DIRECTLY/INDIRECTLY FROM 14-JAN-2015 TO 13-JAN-2019
17-JUL-2013
|
SEBI VIDE ITS ORDER DATED 14/01/2015 DIRECTED SAI PRASAD FOODS LTD. AND ITS DIRECTORS MR.BALASAHEB K.BHAPKAR, MS.VANDANA B.BHAPKAR AND MR.SHASHANK B.BHAPKAR TO 1. ABSTAIN FROM COLLECTING ANY MONEY FROM INVESTORS OR LAUNCH OR CARRY OUT ANY COLLECTIVE INVESTMENT SCHEMES 2. WIND UP ITS EXISTING SCHEME AND REFUND THE MONIES COLLECTED UNDER SCHEME WITH RETURNS WHICH ARE DUE TO INVESTORS AS PER TERMS OF OFFER / AGREEMENT WITHIN A PERIOD OF THREE MONTHS FROM DATE OF THIS ORDER AND SUBMIT WINDING UP AND REPAYMENT REPORT TO SEBI ALONG WITH TRAIL OF FUNDS CLAIMED TO BE REFUNDED, BANK ACCOUNT STATEMENTS INDICATING REFUND TO INVESTORS AND RECEIPT FROM INVESTORS ACKNOWLEDGING SUCH REFUNDS 3. NOT TO ALIENATE OR DISPOSE OFF OR SELL ANY ASSETS OF COMPANY EXCEPT FOR THE PURPOSE OF MAKING REFUNDS TO ITS INVESTORS 4. IMMEDIATELY SUBMIT COMPLETE AND DETAILED INVENTORY OF ALL THEIR ASSETS AND PROPERTIES AND DETAILS OF THEIR BANK ACCOUNTS, DEMAT ACCOUNTS AND HOLDINGS OF SHARES/SECURITIES, IF HELD IN PHYSICAL SHARES 5. RESTRAINED SAI PRASAD FOODS LTD. AND ITS DIRECTORS FROM ACCESSING SECURITIES MARKET AND PROHIBITED FROM BUYING, SELLING OR OTHERWISE DEALING IN SECURITIES MARKET FOR A PERIOD OF 4 YEARS FROM DATE OF THIS ORDER
SAT: SAT VIDE ITS ORDER DATED 15/09/2015 PERMITTED APPLICANT / APPELLANT TO REDEEM MUTUAL FUNDS SET OUT AT PAGE 21 OF THE APPEAL PAPERBOOK AND ALSO SELL THE SECURITIES BELONGING TO THE APPLICANT / APPELLANT AND DEPOSIT THE AMOUNTS/SALE PROCEEDS IN ESCROW ACCOUNT AND NOT TO UTILIZE THE SAID AMOUNTS FOR ANY PAYMENT WHATSOEVER. NO COSTS
SAT: SAT VIDE ITS ORDER DATED 08/09/2016 DID NOT GRANT ANY RELIEF SOUGHT IN PRAYER (A) OF THE RESPECTIVE MISC. APPLICATION. NO COSTS
SEBI VIDE ITS NOTICE DATED 08/02/2017 DIRECTED ALL THE BANKS IN INDIA AND/OR NSDL/CDSL TO 1. ATTACH ALL THE ACCOUNTS BY WHATEVER NAME CALLED INCLUDING LOCKERS EITHER SINGLY OR JOINTLY WITH ANY PERSON/S AND ALL OTHER AMOUNT/PROCEEDS DUE OR MAY BECOME DUE OR ANY MONEY HELD OR MAY SUBSEQUENTLY HOLD FOR ON ACCOUNT OF THE DEFAULTERS AND 2. NOT TO DEBIT ANY AMOUNT IN THE SAID ACCOUNT/S.HOWEVER CREDITS, IF ANY, INTO THE ACCOUNT MAY BE ALLOWED
SEBI VIDE ITS NOTICE DATED 17/03/2017 ORDERED TO SALE OF JEWELLERY / ORNAMENTS THROUGH E-AUCTION IN SATISFACTION OF DUES
SAT: APPEAL DISMISSED. NO COSTS
SEBI VIDE ITS NOTICE DATED 05/05/2017 ORDERED TO SALE OF GOLD JEWELLERY / ORNAMENTS, COMPOSITE JEWELLERY / ORNAMENTS OF DIAMOND AND GOLD, SILVER ITEMS AND BRANDED WATCHES THROUGH E-AUCTION IN SATISFACTION OF DUES
SEBI VIDE ITS NOTICE DATED 25/07/2017 ORDERED TO SALE THE IMMOVABLE PROPERTIES THROUGH E-AUCTION IN SATISFACTION OF DUES
SEBI VIDE ITS ORDER DATED 16/03/2018 ORDERED TO SALE THE PROPERTY THROUGH E-AUCTION IN SATISFACTION OF DUES
SEBI VIDE ITS NOTICE DATED 10/05/2018 ORDERED TO SALE OF THE PROPERTY THROUGH E-AUCTION IN SATISFACTION OF DUES
SEBI VIDE ITS ORDER DATED 14/12/2018 ORDERED TO SALE THE IMMOVABLE PROPERTY THROUGH E-AUCTION IN SATISFACTION OF DUES
SEBI VIDE ITS ORDER DATED 21/09/2020 DIRECTED ALL THE BANKS TO REMIT RS.394,29,65,838.69 TO THE EXTENT LYING IN THE ACCOUNT OF SAI PRASAD FOODS LTD. TO SEBI BY WAY OF EFT/NEFT/RTGS
|
| 475 |
|
|
SAI PRASAD PROPERTIES LTD.
(CIN:U70200GA2008PLC005799
PAN:AAMCS2738N)
|
|
|
|
BALASAHEB K.BHAPKAR
PAN:AFIPB3674A
|
|
|
VANDANA B.BHAPKAR
PAN:AFIPB3675B
|
|
OPERATED CIS SCHEMES WITHOUT OBTAINING CERTIFICATE OF REGISTRATION FROM SEBI
|
DIRECTED NOT TO COLLECT ANY MONEY AND/OR FEE FROM THE INVESTORS FROM 14-JAN-2015 TO 13-JAN-2019
DIRECTED NOT TO LAUNCH ANY NEW SCHEMES FROM 14-JAN-2015 TO 13-JAN-2019
DIRECTED NOT TO DISPOSE OF ANY OF THE PROPERTIES OR ALIENATE (DIRECTLY OR INDIRECTLY) ASSETS OF THE SCHEME FROM 14-JAN-2015 TO 13-JAN-2019
DIRECTED NOT TO DIVERT ANY FUNDS RAISED FROM PUBLIC AT LARGE KEPT IN BANK ACCOUNT AND/OR IN THE CUSTODY OF THE COMPANY FROM 14-JAN-2015 TO 13-JAN-2019
DIRECTED TO WIND UP CIS AND REFUND MONEY TO THE INVESTORS FROM 14-JAN-2015 TO 13-JAN-2019
DIRECTED TO PROVIDE FULL INVENTORY OF ASSETS OWNED BY COMPANY
DEBARRED / RESTRAINED FROM ASSOCIATING WITH / ACCESSING CAPITAL MARKET / INTERMEDIARIES FROM 14-JAN-2015 TO 13-JAN-2019
DEBARRED/RESTRAINED FROM BUYING/SELLING/DEALING/IPOS IN SECURITIES/SPECIFIED SCRIPS DIRECTLY/INDIRECTLY FROM 14-JAN-2015 TO 13-JAN-2019
17-JUL-2013
|
SEBI VIDE ITS ORDER DATED 14/01/2015 DIRECTED SAI PRASAD PROPERTIES LTD. AND ITS DIRECTORS MR.BALASAHEB K.BHAPKAR & MS.VANDANA B.BHAPKAR TO 1. ABSTAIN FROM COLLECTING ANY MONEY FROM INVESTORS OR LAUNCH OR CARRY OUT ANY COLLECTIVE INVESTMENT SCHEMES 2. WIND UP ITS EXISTING SCHEME AND REFUND THE MONIES COLLECTED UNDER SCHEME WITH RETURNS WHICH ARE DUE TO INVESTORS AS PER TERMS OF OFFER / AGREEMENT WITHIN A PERIOD OF THREE MONTHS FROM DATE OF THIS ORDER AND SUBMIT WINDING UP AND REPAYMENT REPORT TO SEBI ALONG WITH TRAIL OF FUNDS CLAIMED TO BE REFUNDED, BANK ACCOUNT STATEMENTS INDICATING REFUND TO INVESTORS AND RECEIPT FROM INVESTORS ACKNOWLEDGING SUCH REFUNDS 3. NOT TO ALIENATE OR DISPOSE OFF OR SELL ANY ASSETS OF COMPANY EXCEPT FOR THE PURPOSE OF MAKING REFUNDS TO ITS INVESTORS 4. IMMEDIATELY SUBMIT COMPLETE AND DETAILED INVENTORY OF ALL THEIR ASSETS AND PROPERTIES AND DETAILS OF THEIR BANK ACCOUNTS, DEMAT ACCOUNTS AND HOLDINGS OF SHARES/SECURITIES, IF HELD IN PHYSICAL SHARES 5. RESTRAINED SAI PRASAD PROPERTIES LTD. AND ITS DIRECTORS FROM ACCESSING SECURITIES MARKET AND PROHIBITED FROM BUYING, SELLING OR OTHERWISE DEALING IN SECURITIES MARKET FOR A PERIOD OF 4 YEARS FROM DATE OF THIS ORDER
SAT: SAT VIDE ITS ORDER DATED 15/09/2015 PERMITTED APPLICANT / APPELLANT TO REDEEM MUTUAL FUNDS SET OUT AT PAGE 25 OF THE APPEAL PAPERBOOK AND ALSO SELL THE SECURITIES BELONGING TO THE APPLICANT / APPELLANT AND DEPOSIT THE AMOUNTS/SALE PROCEEDS IN ESCROW ACCOUNT AND UTILIZE THE SAME ONLY FOR THE PURPOSE OF MAKING PAYMENT TO THE INCOME TAX DEPARTMENT AS PER THE ORDER OF INCOME TAX APPELLATE TRIBUNAL, DATED 18/06/2015. NO COSTS
SAT: SAT VIDE ITS ORDER DATED 08/09/2016 DID NOT GRANT ANY RELIEF SOUGHT IN PRAYER (A) OF THE RESPECTIVE MISC. APPLICATION. NO COSTS
SEBI VIDE ITS NOTICE DATED 08/02/2017 DIRECTED ALL THE BANKS IN INDIA AND/OR NSDL/CDSL TO 1. ATTACH ALL THE ACCOUNTS BY WHATEVER NAME CALLED INCLUDING LOCKERS EITHER SINGLY OR JOINTLY WITH ANY PERSON/S AND ALL OTHER AMOUNT/PROCEEDS DUE OR MAY BECOME DUE OR ANY MONEY HELD OR MAY SUBSEQUENTLY HOLD FOR ON ACCOUNT OF THE DEFAULTERS AND 2. NOT TO DEBIT ANY AMOUNT IN THE SAID ACCOUNT/S.HOWEVER CREDITS, IF ANY, INTO THE ACCOUNT MAY BE ALLOWED
SEBI VIDE ITS NOTICE DATED 17/03/2017 ORDERED TO SALE OF JEWELLERY / ORNAMENTS THROUGH E-AUCTION IN SATISFACTION OF DUES
SAT: APPEAL DISMISSED. NO COSTS
SEBI VIDE ITS NOTICE DATED 05/05/2017 ORDERED TO SALE OF GOLD JEWELLERY / ORNAMENTS, COMPOSITE JEWELLERY / ORNAMENTS OF DIAMOND AND GOLD, SILVER ITEMS AND BRANDED WATCHES THROUGH E-AUCTION IN SATISFACTION OF DUES
SEBI VIDE ITS NOTICE DATED 25/07/2017 ORDERED TO SALE THE IMMOVABLE PROPERTIES THROUGH E-AUCTION IN SATISFACTION OF DUES
SEBI VIDE ITS ORDER DATED 16/03/2018 ORDERED TO SALE THE PROPERTY THROUGH E-AUCTION IN SATISFACTION OF DUES
SEBI VIDE ITS NOTICE DATED 10/05/2018 ORDERED TO SALE OF THE PROPERTY THROUGH E-AUCTION IN SATISFACTION OF DUES
SEBI VIDE ITS ORDER DATED 14/12/2018 ORDERED TO SALE THE IMMOVABLE PROPERTY THROUGH E-AUCTION IN SATISFACTION OF DUES
SEBI VIDE ITS ORDER DATED 21/09/2020 DIRECTED ALL THE BANKS TO REMIT RS.2039,38,56,309.00 TO THE EXTENT LYING IN THE ACCOUNT OF SAI PRASAD PROPERTIES LTD. TO SEBI BY WAY OF EFT/NEFT/RTGS
|
| 476 |
|
|
SAI VANA SHAKTI PLANTATIONS & ORCHIDS PVT.LTD.
|
|
|
|
G.SATYA RAO
|
|
|
K.PAPARAO
|
|
|
S.ADI NARAYANA
|
|
DID NOT APPLY FOR REGISTRATION OF CIS
DID NOT WIND UP TO REPAY INVESTORS AS PER REGULATIONS
|
REQUESTED DCA TO INITIATE WINDING UP OF ENTITY
DEBARRED / RESTRAINED FROM ASSOCIATING WITH / ACCESSING CAPITAL MARKET / INTERMEDIARIES FROM 02-JUL-2001 TO 02-JUL-2006
REFERRED TO STATE GOVERNMENTS FOR FILING OF CIVIL/CRIMINAL PROCEEDINGS FOR FRAUD, CHEATING, CRIMINAL BREACH OF TRUST AND MIS-APPROPRIATION OF PUBLIC FUNDS
02-JUL-2001
|
|
| 477 |
|
|
SAMAGRA AGRO TECH LTD.
|
|
|
|
ABDUL NASEER MANSOORI
|
|
|
MAHENDRA KUMAR DEWPURIYA
|
|
|
MOHAN TIWARI
|
|
|
PREM DUTT DIXIT
|
|
|
SANJAY CHATURVEDI
|
|
|
SHIV RAJ SINGH
|
|
|
VISHWAS SHARMA
|
|
DID NOT APPLY FOR REGISTRATION OF CIS
DID NOT WIND UP TO REPAY INVESTORS AS PER REGULATIONS
|
REQUESTED DCA TO INITIATE WINDING UP OF ENTITY
DEBARRED / RESTRAINED FROM ASSOCIATING WITH / ACCESSING CAPITAL MARKET / INTERMEDIARIES FROM 02-JUL-2001 TO 02-JUL-2006
REFERRED TO STATE GOVERNMENTS FOR FILING OF CIVIL/CRIMINAL PROCEEDINGS FOR FRAUD, CHEATING, CRIMINAL BREACH OF TRUST AND MIS-APPROPRIATION OF PUBLIC FUNDS
02-JUL-2001
|
ACCUSED MOBILIZED RS.0.6 LAKH. ALL ACCUSED CONVICTED AND SENTENCED TO FINE OF
RS.5000 EACH AND ON DEFAULT SIMPLE IMPRISONMENT FOR 3 MONTHS
|
| 478 |
|
|
SAMARPAN AGRO PLANTATIONS LTD.
|
|
|
|
ABDUS SALAM
|
|
|
AFAQ AHMED
|
|
|
ANIL MISHRA
|
|
|
ANIL PRATAP SINGH
|
|
|
ANIL SHRIVASTAVA
|
|
|
DIPANKAR SINGH
|
|
|
J.P.SINGH
|
|
|
JALAJ VERMA
|
|
|
LAL JI SINGH
|
|
|
MANISH SINGH
|
|
|
MAYONK TRIPATHI
|
|
|
P.K.PANDEY
|
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|
PRATAP SINGH
|
|
|
RAJEEV SHRIVASTAVA
|
|
|
RAM PRASAD VERMA
|
|
|
SATYENDRA KUMAR TIWARI
|
|
|
SHISHAR KUMAR
|
|
DID NOT APPLY FOR REGISTRATION OF CIS
DID NOT WIND UP TO REPAY INVESTORS AS PER REGULATIONS
|
REQUESTED DCA TO INITIATE WINDING UP OF ENTITY
DEBARRED / RESTRAINED FROM ASSOCIATING WITH / ACCESSING CAPITAL MARKET / INTERMEDIARIES FROM 07-FEB-2001 TO 07-FEB-2006
REFERRED TO STATE GOVERNMENTS FOR FILING OF CIVIL/CRIMINAL PROCEEDINGS FOR FRAUD, CHEATING, CRIMINAL BREACH OF TRUST AND MIS-APPROPRIATION OF PUBLIC FUNDS
07-FEB-2001
|
THE COURT CONVICTED ACCUSED NO.1, 6 AND 7. ACCUSED NO.1, 6 AND 7 HAVE BEEN BURDENED WITH A FINE OF RS.25,000 EACH IN DEFAULT ACCUSED 6 & 7 SHALL UNDER GO SIMPLE IMPRISONMENT FOR A PERIOD OF 15 DAYS. THE COURT ACQUITTED ACCUSED NO.4 AND 5 FROM ALL THE CHARGES. ACCUSED NO.2 & 3 ARE PROCLAIMED OFFENDERS
|
| 479 |
|
|
SAMPOORNA PLANTATIONS INDIA LTD.
|
|
|
|
ABHISEKH SINGH SUDAN
|
|
|
AVTAR SINGH
|
|
|
BALJIT SINGH CHEHAL
|
|
|
CHANAN SINGH
|
|
|
GURJIT SINGH
|
|
|
JASWINDER SINGH SUDAN
|
|
|
MALWINDER SINGH BRAR
|
|
|
RAVI PARKASH
|
|
|
SANDEEP GUPTA
|
|
|
UMESH DUTT SHARMA
|
|
DID NOT APPLY FOR REGISTRATION OF CIS
DID NOT WIND UP TO REPAY INVESTORS AS PER REGULATIONS
|
REQUESTED DCA TO INITIATE WINDING UP OF ENTITY
DEBARRED / RESTRAINED FROM ASSOCIATING WITH / ACCESSING CAPITAL MARKET / INTERMEDIARIES FROM 02-JUL-2001 TO 02-JUL-2006
REFERRED TO STATE GOVERNMENTS FOR FILING OF CIVIL/CRIMINAL PROCEEDINGS FOR FRAUD, CHEATING, CRIMINAL BREACH OF TRUST AND MIS-APPROPRIATION OF PUBLIC FUNDS
02-JUL-2001
|
ACCUSED MOBILIZED RS.6 LAKH. ALL ACCUSED DECLARED AS PROCLAIMED OFFENDERS AND KEPT IN DORMANT FILE
|
| 480 |
|
|
SAMRIDHI GREEN FOREST LTD.
|
|
|
|
AJAY KUMAR
|
|
|
P.K.MISHRA
|
|
|
RAJ KUMAR SEHGAL
|
|
|
SARDAR PRITAM SINGH
|
|
|
SARITA SHARMA
|
|
|
SHAKUNTLA SETHI
|
|
|
VINAY SHARMA
|
|
DID NOT APPLY FOR REGISTRATION OF CIS
DID NOT WIND UP TO REPAY INVESTORS AS PER REGULATIONS
|
REQUESTED DCA TO INITIATE WINDING UP OF ENTITY
DEBARRED / RESTRAINED FROM ASSOCIATING WITH / ACCESSING CAPITAL MARKET / INTERMEDIARIES FROM 02-JUL-2001 TO 02-JUL-2006
REFERRED TO STATE GOVERNMENTS FOR FILING OF CIVIL/CRIMINAL PROCEEDINGS FOR FRAUD, CHEATING, CRIMINAL BREACH OF TRUST AND MIS-APPROPRIATION OF PUBLIC FUNDS
02-JUL-2001
|
ACCUSED MOBILIZED RS.0.2 LAKH. TWO ACCUSED (1 AND 2) CONVICTED AND SENTENCED TO FINE OF RS.1500 EACH AND ON DEFAULT SIMPLE IMPRISONMENT FOR 1 MONTH. ALL OTHER ACCUSED DECLARED AS PROCLAIMED OFFENDERS AND KEPT IN DORMANT FILE
|
| The regulatory charges/regulatory actions may be fully or partly applicable to the entities/persons mentioned in the second column. |
| |
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| Page 24 of 33
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