| S.No. |
ENTITY |
PERSONS |
REGULATORY CHARGES |
REGULATORY ACTION(S) / DATE OF ORDER |
FURTHER DEVELOPMENTS |
| 441 |
|
SEVARS AGRO FORESTRY LTD.
|
|
|
|
ANAND PRAKASH SINGH
|
|
|
ARCHANA SARAIYA
|
|
|
VIRENDRA K.SARAIYA
|
|
DID NOT APPLY FOR REGISTRATION OF CIS
DID NOT WIND UP TO REPAY INVESTORS AS PER REGULATIONS
|
REQUESTED DCA TO INITIATE WINDING UP OF ENTITY
DEBARRED / RESTRAINED FROM ASSOCIATING WITH / ACCESSING CAPITAL MARKET / INTERMEDIARIES FROM 02-JUL-2001 TO 02-JUL-2006
REFERRED TO STATE GOVERNMENTS FOR FILING OF CIVIL/CRIMINAL PROCEEDINGS FOR FRAUD, CHEATING, CRIMINAL BREACH OF TRUST AND MIS-APPROPRIATION OF PUBLIC FUNDS
02-JUL-2001
|
|
| 442 |
|
|
SHAILSON PLANTATIONS LTD.
|
|
|
|
DHARMENDER SINGH
|
|
|
DINESH KUMAR GUPTA
|
|
|
OM DUTT SHARMA
|
|
|
RAM VINOD SINGH
|
|
|
RAVINDER KUMAR SINGH
|
|
|
SHAILESH KUMAR SINGH
|
|
|
SURENDER KUMAR GROVER
|
|
|
UDAY KUMAR SINGH
|
|
DID NOT APPLY FOR REGISTRATION OF CIS
DID NOT WIND UP TO REPAY INVESTORS AS PER REGULATIONS
|
REQUESTED DCA TO INITIATE WINDING UP OF ENTITY
DEBARRED / RESTRAINED FROM ASSOCIATING WITH / ACCESSING CAPITAL MARKET / INTERMEDIARIES FROM 02-JUL-2001 TO 02-JUL-2006
REFERRED TO STATE GOVERNMENTS FOR FILING OF CIVIL/CRIMINAL PROCEEDINGS FOR FRAUD, CHEATING, CRIMINAL BREACH OF TRUST AND MIS-APPROPRIATION OF PUBLIC FUNDS
02-JUL-2001
|
A-1, A2 CONVICTED AND IMPOSED FINE OF RS.2 LACS EACH. A-3 PO. A4 ACQUITTED SINCE THERE WAS NO EVIDENCE SHOW THAT HE WAS A DIRECTOR/PERSON IN CHARGE OF THE COMPANY
|
| 443 |
|
|
SHANE AVADH AGRO INDIA LTD.
|
|
|
|
D.N.TRIPATHI
|
|
|
DEEPAK VISHWAKARMA
|
|
|
KANCHAN KHARE
|
|
|
SANJAY KUMAR SHUKLA
|
|
|
SATYA NARAIN MISHRA
|
|
|
SHIV NARAYAN SINGH YADAV
|
|
|
SHOBHA MISHRA
|
|
|
VINOD KUMAR MISHRA
|
|
DID NOT APPLY FOR REGISTRATION OF CIS
DID NOT WIND UP TO REPAY INVESTORS AS PER REGULATIONS
|
REQUESTED DCA TO INITIATE WINDING UP OF ENTITY
DEBARRED / RESTRAINED FROM ASSOCIATING WITH / ACCESSING CAPITAL MARKET / INTERMEDIARIES FROM 02-JUL-2001 TO 02-JUL-2006
REFERRED TO STATE GOVERNMENTS FOR FILING OF CIVIL/CRIMINAL PROCEEDINGS FOR FRAUD, CHEATING, CRIMINAL BREACH OF TRUST AND MIS-APPROPRIATION OF PUBLIC FUNDS
02-JUL-2001
|
|
| 444 |
|
|
SHANI PLANTATIONS PVT.LTD.
|
|
|
|
CHANDRA SEKHAR SINGH
|
|
|
PARAS NATH SINGH
|
|
|
RAM NAGINA SINGH
|
|
|
SATISH KUMAR SINGH
|
|
DID NOT APPLY FOR REGISTRATION OF CIS
DID NOT WIND UP TO REPAY INVESTORS AS PER REGULATIONS
|
REQUESTED DCA TO INITIATE WINDING UP OF ENTITY
DEBARRED / RESTRAINED FROM ASSOCIATING WITH / ACCESSING CAPITAL MARKET / INTERMEDIARIES FROM 21-OCT-2002 TO 21-OCT-2007
REFERRED TO STATE GOVERNMENTS FOR FILING OF CIVIL/CRIMINAL PROCEEDINGS FOR FRAUD, CHEATING, CRIMINAL BREACH OF TRUST AND MIS-APPROPRIATION OF PUBLIC FUNDS
21-OCT-2002
|
FINE OF RS.25000 EACH ON A2 TO 5 AND IN DEFAULT TO UNDERGO S.I. FOR 30 DAYS
|
| 445 |
|
|
SHEKHAR PLANTATIONS PVT.LTD.
|
|
|
|
INDU SHEKAR TIWARY
|
|
|
KEDARNATH PD
|
|
DID NOT APPLY FOR REGISTRATION OF CIS
DID NOT WIND UP TO REPAY INVESTORS AS PER REGULATIONS
|
REQUESTED DCA TO INITIATE WINDING UP OF ENTITY
DEBARRED / RESTRAINED FROM ASSOCIATING WITH / ACCESSING CAPITAL MARKET / INTERMEDIARIES FROM 02-JUL-2001 TO 02-JUL-2006
REFERRED TO STATE GOVERNMENTS FOR FILING OF CIVIL/CRIMINAL PROCEEDINGS FOR FRAUD, CHEATING, CRIMINAL BREACH OF TRUST AND MIS-APPROPRIATION OF PUBLIC FUNDS
02-JUL-2001
|
|
| 446 |
|
|
SHILPA PLANTATIONS PVT.LTD.
|
|
|
|
AMBIKA PRASAD TULSIAN
|
|
|
SUNIL KUMAR TULSIAN
|
|
DID NOT APPLY FOR REGISTRATION OF CIS
DID NOT WIND UP TO REPAY INVESTORS AS PER REGULATIONS
|
REQUESTED DCA TO INITIATE WINDING UP OF ENTITY
DEBARRED / RESTRAINED FROM ASSOCIATING WITH / ACCESSING CAPITAL MARKET / INTERMEDIARIES FROM 02-JUL-2001 TO 02-JUL-2006
REFERRED TO STATE GOVERNMENTS FOR FILING OF CIVIL/CRIMINAL PROCEEDINGS FOR FRAUD, CHEATING, CRIMINAL BREACH OF TRUST AND MIS-APPROPRIATION OF PUBLIC FUNDS
02-JUL-2001
|
THE OFFENCE WAS COMPOUNDED ON PAYMENT OF RS.85,000 BY THE ACCUSED TO SEBI
|
| 447 |
|
|
SHIVAM PLANTATIONS PVT.LTD.
|
|
|
|
MAMTA SINHA
|
|
|
MEENA SINGH
|
|
|
MRINALINI SINHA
|
|
|
NEELAM SINHA
|
|
|
SHAKUNTALA TIWARI
|
|
|
SUDHAMA PRASAD SINGH
|
|
DID NOT APPLY FOR REGISTRATION OF CIS
DID NOT WIND UP TO REPAY INVESTORS AS PER REGULATIONS
|
REQUESTED DCA TO INITIATE WINDING UP OF ENTITY
DEBARRED / RESTRAINED FROM ASSOCIATING WITH / ACCESSING CAPITAL MARKET / INTERMEDIARIES FROM 02-JUL-2001 TO 02-JUL-2006
REFERRED TO STATE GOVERNMENTS FOR FILING OF CIVIL/CRIMINAL PROCEEDINGS FOR FRAUD, CHEATING, CRIMINAL BREACH OF TRUST AND MIS-APPROPRIATION OF PUBLIC FUNDS
LAUNCHED PROSECUTION AGAINST THE ENTITY AND ITS DIRECTORS U/S 24 AND 27 OF THE SEBI ACT
02-JUL-2001
|
|
| 448 |
|
|
SHIVRAM PUR ORCHARD & PLANTATION LTD.
|
|
|
|
R.N.UPADHYAY
|
|
|
S.S.P.DUBEY
|
|
|
SHAILENDRAVIKRAM SINGH
|
|
|
SUSHIL KUMAR SHRIVASTAVA
|
|
|
SUSHIL PATEL
|
|
|
UDAI NATH PANDEY
|
|
|
VIJAY SHANKER SHUKLA
|
|
|
VIRENDRA PANDEY
|
|
|
VIVEK DUBEY
|
|
DID NOT APPLY FOR REGISTRATION OF CIS
DID NOT WIND UP TO REPAY INVESTORS AS PER REGULATIONS
|
REQUESTED DCA TO INITIATE WINDING UP OF ENTITY
DEBARRED / RESTRAINED FROM ASSOCIATING WITH / ACCESSING CAPITAL MARKET / INTERMEDIARIES FROM 02-JUL-2001 TO 02-JUL-2006
REFERRED TO STATE GOVERNMENTS FOR FILING OF CIVIL/CRIMINAL PROCEEDINGS FOR FRAUD, CHEATING, CRIMINAL BREACH OF TRUST AND MIS-APPROPRIATION OF PUBLIC FUNDS
02-JUL-2001
|
ACCUSED MOBILIZED RS.0.8 LAKH. ALL ACCUSED CONVICTED AND SENTENCED TO FINE OF
RS.10,000 EACH AND ON DEFAULT SIMPLE IMPRISONMENT FOR 3 MONTHS
|
| 449 |
|
|
SHREE SHOKHAJI AGRO PLANTATION LTD.
|
|
|
|
B.K.THAKUR
|
|
|
D.N.THAKUR
|
|
|
RAM BINOD THAKUR
|
|
|
S.K.JHA
|
|
DID NOT APPLY FOR REGISTRATION OF CIS
DID NOT WIND UP TO REPAY INVESTORS AS PER REGULATIONS
|
REQUESTED DCA TO INITIATE WINDING UP OF ENTITY
DEBARRED / RESTRAINED FROM ASSOCIATING WITH / ACCESSING CAPITAL MARKET / INTERMEDIARIES FROM 02-JUL-2001 TO 02-JUL-2006
REFERRED TO STATE GOVERNMENTS FOR FILING OF CIVIL/CRIMINAL PROCEEDINGS FOR FRAUD, CHEATING, CRIMINAL BREACH OF TRUST AND MIS-APPROPRIATION OF PUBLIC FUNDS
02-JUL-2001
|
|
| 450 |
|
|
SHRISHRIMAL PLANTATION LTD.
|
|
|
|
DEVICHAND SHRISHRIMAL
|
|
|
KAMAL CHAND JAIN
|
|
|
SHAILENDRA JAIN
|
|
DID NOT APPLY FOR REGISTRATION OF CIS
DID NOT WIND UP TO REPAY INVESTORS AS PER REGULATIONS
|
REQUESTED DCA TO INITIATE WINDING UP OF ENTITY
DEBARRED / RESTRAINED FROM ASSOCIATING WITH / ACCESSING CAPITAL MARKET / INTERMEDIARIES FROM 02-JUL-2001 TO 02-JUL-2006
REFERRED TO STATE GOVERNMENTS FOR FILING OF CIVIL/CRIMINAL PROCEEDINGS FOR FRAUD, CHEATING, CRIMINAL BREACH OF TRUST AND MIS-APPROPRIATION OF PUBLIC FUNDS
LAUNCHED PROSECUTION AGAINST THE ENTITY AND ITS DIRECTORS U/S 24 AND 27 OF THE SEBI ACT
02-JUL-2001
|
OBTAINED A STAY ORDER FROM THE HON'BLE HIGH COURT
|
| 451 |
|
|
SIDRAH PLANTATION & MARKETING LTD.
|
|
|
|
DAWAR AZMI
|
|
|
MOHD.AWAIS SIDDIQUI
|
|
|
MOHD.PARVEZ
|
|
|
MOHD.QUARAISH SIDDIQUI
|
|
|
SABA KHAN
|
|
|
SYED MOHD.AUN
|
|
|
SYED MOHD.HAIDER
|
|
DID NOT APPLY FOR REGISTRATION OF CIS
DID NOT WIND UP TO REPAY INVESTORS AS PER REGULATIONS
|
REQUESTED DCA TO INITIATE WINDING UP OF ENTITY
DEBARRED / RESTRAINED FROM ASSOCIATING WITH / ACCESSING CAPITAL MARKET / INTERMEDIARIES FROM 02-JUL-2001 TO 02-JUL-2006
REFERRED TO STATE GOVERNMENTS FOR FILING OF CIVIL/CRIMINAL PROCEEDINGS FOR FRAUD, CHEATING, CRIMINAL BREACH OF TRUST AND MIS-APPROPRIATION OF PUBLIC FUNDS
LAUNCHED PROSECUTION AGAINST THE ENTITY AND ITS DIRECTORS U/S 24 AND 27 OF THE SEBI ACT
02-JUL-2001
|
|
| 452 |
|
|
SIHORA AGRO PVT.LTD.
|
|
|
|
KAMAL KISHORE KOSHTA
|
|
|
KHEMCHAND KOSHTA
|
|
|
SARDAR SINGH THAKUR
|
|
DID NOT APPLY FOR REGISTRATION OF CIS
DID NOT WIND UP TO REPAY INVESTORS AS PER REGULATIONS
|
REQUESTED DCA TO INITIATE WINDING UP OF ENTITY
DEBARRED / RESTRAINED FROM ASSOCIATING WITH / ACCESSING CAPITAL MARKET / INTERMEDIARIES FROM 02-JUL-2001 TO 02-JUL-2006
REFERRED TO STATE GOVERNMENTS FOR FILING OF CIVIL/CRIMINAL PROCEEDINGS FOR FRAUD, CHEATING, CRIMINAL BREACH OF TRUST AND MIS-APPROPRIATION OF PUBLIC FUNDS
02-JUL-2001
|
|
| 453 |
|
|
SILVERLINE AGRO INDUSTRIES LTD.
|
|
|
|
A.H.AJITH KUMAR
|
|
|
A.H.ARUN KUMAR
|
|
|
A.S.HARINDRANATHAN
|
|
DID NOT APPLY FOR REGISTRATION OF CIS
DID NOT WIND UP TO REPAY INVESTORS AS PER REGULATIONS
|
REQUESTED DCA TO INITIATE WINDING UP OF ENTITY
DEBARRED / RESTRAINED FROM ASSOCIATING WITH / ACCESSING CAPITAL MARKET / INTERMEDIARIES FROM 02-JUL-2001 TO 02-JUL-2006
REFERRED TO STATE GOVERNMENTS FOR FILING OF CIVIL/CRIMINAL PROCEEDINGS FOR FRAUD, CHEATING, CRIMINAL BREACH OF TRUST AND MIS-APPROPRIATION OF PUBLIC FUNDS
02-JUL-2001
|
|
| 454 |
|
|
SIMHAPURI SHEEP FARMS PVT.LTD.
|
|
|
|
A.D.N.S.PRASAD
|
|
|
A.DURGA BHAVANI
|
|
|
D.BRAHMANDA RAO
|
|
|
P.LEELA RANI
|
|
|
P.V.S.D.PRASAD
|
|
|
T.LALITHA NARASIMHAM
|
|
|
T.RADHA
|
|
|
T.VENKATAPPAIAH
|
|
DID NOT APPLY FOR REGISTRATION OF CIS
DID NOT WIND UP TO REPAY INVESTORS AS PER REGULATIONS
|
REQUESTED DCA TO INITIATE WINDING UP OF ENTITY
DEBARRED / RESTRAINED FROM ASSOCIATING WITH / ACCESSING CAPITAL MARKET / INTERMEDIARIES FROM 02-JUL-2001 TO 02-JUL-2006
REFERRED TO STATE GOVERNMENTS FOR FILING OF CIVIL/CRIMINAL PROCEEDINGS FOR FRAUD, CHEATING, CRIMINAL BREACH OF TRUST AND MIS-APPROPRIATION OF PUBLIC FUNDS
02-JUL-2001
|
|
| 455 |
|
|
SITKA AGRO TECH INDIA LTD.
|
|
|
|
C.VEERABHADRUDU
|
|
|
G.GANDHI
|
|
|
G.KRISHNA
|
|
|
G.MANAMMA
|
|
|
M.SREE LAXMI
|
|
|
M.VIJAYALAKSHMI
|
|
|
T.KRISHNAMURTHY
|
|
DID NOT APPLY FOR REGISTRATION OF CIS
DID NOT WIND UP TO REPAY INVESTORS AS PER REGULATIONS
|
REQUESTED DCA TO INITIATE WINDING UP OF ENTITY
DEBARRED / RESTRAINED FROM ASSOCIATING WITH / ACCESSING CAPITAL MARKET / INTERMEDIARIES FROM 02-JUL-2001 TO 02-JUL-2006
REFERRED TO STATE GOVERNMENTS FOR FILING OF CIVIL/CRIMINAL PROCEEDINGS FOR FRAUD, CHEATING, CRIMINAL BREACH OF TRUST AND MIS-APPROPRIATION OF PUBLIC FUNDS
02-JUL-2001
|
|
| 456 |
|
|
SJM AGRO LTD.
|
|
|
|
AJAY SINGH
|
|
|
POONAM SINGH
|
|
|
RAJ KUMARI SINGH
|
|
|
RAMA KANT SINGH
|
|
|
SADHANA SHUKLA
|
|
|
USHA SINGH
|
|
|
VIKAS KUMAR SINGH
|
|
DID NOT APPLY FOR REGISTRATION OF CIS
DID NOT WIND UP TO REPAY INVESTORS AS PER REGULATIONS
|
REQUESTED DCA TO INITIATE WINDING UP OF ENTITY
DEBARRED / RESTRAINED FROM ASSOCIATING WITH / ACCESSING CAPITAL MARKET / INTERMEDIARIES FROM 02-JUL-2001 TO 02-JUL-2006
REFERRED TO STATE GOVERNMENTS FOR FILING OF CIVIL/CRIMINAL PROCEEDINGS FOR FRAUD, CHEATING, CRIMINAL BREACH OF TRUST AND MIS-APPROPRIATION OF PUBLIC FUNDS
LAUNCHED PROSECUTION AGAINST THE ENTITY AND ITS DIRECTORS U/S 24 AND 27 OF THE SEBI ACT
02-JUL-2001
|
ACCUSED NO.3 SENTENCED TO UNDERGO RIGOROUS IMPRISONMENT FOR 6 MONTHS AND ALSO TO PAY A FINE OF RS.100000 AND ON DEFAULT SIMPLE IMPRISONMENT FOR 3 MONTHS. AS REGARDS ACCUSED NOS.1 AND 4 EACH SHALL PAY A FINE OF RS.100000 EACH ON DEFAULT
SIMPLE IMPRISONMENT FOR 2 MONTHS. ACCUSED NO.2 DECLARED AS PROCLAIMED OFFENDER
FURTHER, ORDERED THE ACCUSED NO.1 TO FILE WRR WITH SEBI WITHIN 2 MONTHS
|
| 457 |
|
|
SKIMEX PROPERTIES & INVESTMENT PVT.LTD.
|
|
|
|
RAJSHEKAHR REDDY
|
|
|
RAMA N.REDDY
|
|
|
S.SHRINIVASA REDDY
|
|
DID NOT APPLY FOR REGISTRATION OF CIS
DID NOT WIND UP TO REPAY INVESTORS AS PER REGULATIONS
|
REQUESTED DCA TO INITIATE WINDING UP OF ENTITY
DEBARRED / RESTRAINED FROM ASSOCIATING WITH / ACCESSING CAPITAL MARKET / INTERMEDIARIES FROM 02-JUL-2001 TO 02-JUL-2006
REFERRED TO STATE GOVERNMENTS FOR FILING OF CIVIL/CRIMINAL PROCEEDINGS FOR FRAUD, CHEATING, CRIMINAL BREACH OF TRUST AND MIS-APPROPRIATION OF PUBLIC FUNDS
02-JUL-2001
|
|
| 458 |
|
|
SKYHIGH PERFECT TECHAGRO LTD.
|
|
|
|
PREM SAGAR BHARTI
|
|
|
TARUNA RAIZADA
|
|
|
VIVEK SHRIVASTAVA
|
|
DID NOT APPLY FOR REGISTRATION OF CIS
DID NOT WIND UP TO REPAY INVESTORS AS PER REGULATIONS
|
REQUESTED DCA TO INITIATE WINDING UP OF ENTITY
DEBARRED / RESTRAINED FROM ASSOCIATING WITH / ACCESSING CAPITAL MARKET / INTERMEDIARIES FROM 02-JUL-2001 TO 02-JUL-2006
REFERRED TO STATE GOVERNMENTS FOR FILING OF CIVIL/CRIMINAL PROCEEDINGS FOR FRAUD, CHEATING, CRIMINAL BREACH OF TRUST AND MIS-APPROPRIATION OF PUBLIC FUNDS
LAUNCHED PROSECUTION AGAINST THE ENTITY AND ITS DIRECTORS U/S 24 AND 27 OF THE SEBI ACT
02-JUL-2001
|
ACCUSED NO.2, 3 AND 4 DECLARED PROCLAIMED OFFENDER AND ACCUSED NO.5 EXPIRED. HENCE PROCEEDINGS ABATED QUA ACCUSED NO.5
|
| 459 |
|
|
SMRITI PLANTATION & FARM DEVELOPMENT LTD.
|
|
|
|
KAILASH P.GUPTA
|
|
|
KAMLESH P.GUPTA
|
|
|
KIRAN GUPTA
|
|
|
PRAKASH CHANDRA SHARMA
|
|
|
RADHIKA SAINI
|
|
|
RAGINI SAINI
|
|
|
SHAMBUNATH GUPTA
|
|
DID NOT APPLY FOR REGISTRATION OF CIS
DID NOT WIND UP TO REPAY INVESTORS AS PER REGULATIONS
|
REQUESTED DCA TO INITIATE WINDING UP OF ENTITY
DEBARRED / RESTRAINED FROM ASSOCIATING WITH / ACCESSING CAPITAL MARKET / INTERMEDIARIES FROM 02-JUL-2001 TO 02-JUL-2006
02-JUL-2001
|
|
| 460 |
|
|
SNEHA PLANTATIONS LTD.
|
|
|
|
JAYALAKSHUMMA
|
|
|
N.REVANOOR SAHEB
|
|
|
P.VENKATASWAMY
|
|
DID NOT APPLY FOR REGISTRATION OF CIS
DID NOT WIND UP TO REPAY INVESTORS AS PER REGULATIONS
|
REQUESTED DCA TO INITIATE WINDING UP OF ENTITY
DEBARRED / RESTRAINED FROM ASSOCIATING WITH / ACCESSING CAPITAL MARKET / INTERMEDIARIES FROM 02-JUL-2001 TO 02-JUL-2006
REFERRED TO STATE GOVERNMENTS FOR FILING OF CIVIL/CRIMINAL PROCEEDINGS FOR FRAUD, CHEATING, CRIMINAL BREACH OF TRUST AND MIS-APPROPRIATION OF PUBLIC FUNDS
02-JUL-2001
|
|
| The regulatory charges/regulatory actions may be fully or partly applicable to the entities/persons mentioned in the second column. |
| |
|
|
| Page 23 of 28
|
