| S.No. |
PERSON |
ENTITY |
REGULATORY CHARGES |
REGULATORY ACTION(S) / DATE OF ORDER |
FURTHER DEVELOPMENTS |
| 441 |
|
PIYUSH KUMAR CHHAPARIA
|
|
|
|
POORVA TREXIM PVT.LTD.
PAN:AACCP0015D
|
|
FAILED TO PAY PENALTY
|
PROSECUTION LAUNCHED
31-MAR-2014
|
CONVICTION
|
| 442 |
|
|
PIYUSH M.KANUNGO
(PAN:APTPK5975N)
|
|
|
FAILED TO PAY PENALTY
|
PROSECUTION LAUNCHED
31-MAR-2014
|
THE OFFENCE WAS COMPOUNDED ON PAYMENT OF RS.67000.00 TO SEBI
|
| 443 |
|
|
PIYUSH SHAH
(PAN:AKUPS3009F)
|
|
|
FAILED TO PAY PENALTY
|
PROSECUTION LAUNCHED
31-MAR-2014
|
|
| 444 |
|
|
PIYUSH SUBODHCHANDRA JHAVERI
|
|
|
|
SHRI PARSHWA FINANCE
|
|
FAILED TO PAY PENALTY
|
PROSECUTION LAUNCHED
31-MAR-2014
|
|
| 445 |
|
|
POOJA MENGHANI
(PAN:ANWPM1417C)
|
|
|
FAILED TO PAY PENALTY
|
PROSECUTION LAUNCHED
31-MAR-2014
|
SEBI VIDE ITS ORDER DATED 28/12/2018 DIRECTED TO PAY EMI RS.4,93,973.50 (DUE ON 7TH OF EVERY MONTH) FOR THE NEXT 36 MONTHS TILL 07/12/2021
COMPOUNDED (DISPOSED AS PER ORDER OF SUPREME COURT ON PAYMENT OF RS.10 LAKH)
|
| 446 |
|
|
POOJA RASTOGI
(DIN:00201858)
|
|
|
|
ALCHEMIST CORP.LTD.
|
|
|
KASI RAM SOFTECH (INDIA) LTD.
CIN:U27102DL1996PLC077097
|
|
VIOLATED SECTION 24 (2) READ WITH 27 OF SEBI ACT, 1992
FAILED TO PAY PENALTY
|
PROSECUTION LAUNCHED
15-JUL-2022
|
THE OFFENCE WAS COMPOUNDED ON PAYMENT OF RS.926856.00 TO SEBI
THE OFFENCE WAS COMPOUNDED ON PAYMENT OF RS.240216.00 TO SEBI
|
| 447 |
|
|
PRADEEP AWASTHI
|
|
|
|
SPARTEX CERAMICS INDIA LTD.
|
|
FAILED TO PAY PENALTY
|
PROSECUTION LAUNCHED
31-MAR-2011
|
THE OFFENCE WAS COMPOUNDED ON PAYMENT OF RS.1163561.00 TO SEBI
|
| 448 |
|
|
PRADEEP KUMAR AGARWAL
|
|
|
|
GATEWAY FINANCIAL SERVICES LTD.
|
|
FAILED TO PAY PENALTY
|
PROSECUTION LAUNCHED
15-MAY-2006
|
THE OFFENCE WAS COMPOUNDED ON PAYMENT OF PENALTY AMOUNT AND COMPOUNDING CHARGES TO SEBI
|
| 449 |
|
|
PRADESH BANDHU NIMAWAT
(PAN:AEGPN3200B)
|
|
|
FAILED TO PAY PENALTY
|
PROSECUTION LAUNCHED
15-JUL-2022
|
|
| 450 |
|
|
PRADIP DEY
|
|
|
|
OASIS CINE COMMUNICATION LTD.
|
|
|
SWRANGANGA TRADING PVT.LTD.
PAN:AAFCS4794P
|
|
FAILED TO PAY PENALTY
|
PROSECUTION LAUNCHED
31-MAR-2014
|
COMPOUNDED ON PAYMENT OF RS.67,000.00 TOWARDS LEGAL COSTS AND RS.4,12,767.00 TOWARDS PENALTY AND INTEREST
|
| 451 |
|
|
PRAJAPATI GANESHBHAI PUNAMCHAND
|
|
|
FAILED TO PAY PENALTY
|
PROSECUTION LAUNCHED
15-JUL-2022
|
CONVICTION WITH FINE OF RS.1,00,000.00 (RUPEES ONE LAC ONLY), IN DEFAULT, TOUNDERGO SIMPLE IMPRISONMENT FOR THREE MONTHS
|
| 452 |
|
|
PRAKASH BIHARILAL DHEBAR H.
(PAN:AAJHP0056J)
|
|
|
|
DIVINE MULTIMEDIA (INDIA) LTD.
CIN:L21100GJ1991PLC016644
|
|
FAILED TO PAY PENALTY
|
PROSECUTION LAUNCHED
31-MAR-2014
|
COMPANY PAID RS.11,78,485.00 VIA DEMAND DRAFT TO SEBI
|
| 453 |
|
|
PRAKASH D'SOUZA
|
|
|
|
SICORP FINLEASE LTD.
|
|
FAILED TO PAY PENALTY
|
PROSECUTION LAUNCHED
31-MAR-2014
|
ACQUITTED
|
| 454 |
|
|
PRAKASH D'SOUZA
|
|
|
FAILED TO PAY PENALTY
|
PROSECUTION LAUNCHED
30-SEP-2012
|
|
| 455 |
|
|
PRAKASH KUMAR KANODIA
|
|
|
|
ANKIT PRACHI TRADING & INVESTMENTS LTD.
PAN:AACCA2024M
CIN:L65923WB1992PLC054001
|
|
FAILED TO PAY PENALTY
|
PROSECUTION LAUNCHED
31-MAR-2014
|
COMPOUNDED RS.3,39,156.00 TOWARDS INTEREST AND RS.44,000.00 TOWARDS LEGAL COSTS
|
| 456 |
|
|
PRAMILA M.JHAVERI
|
|
|
|
MANOJ JAVERI STOCK BROKING PVT.LTD.
|
|
FAILED TO PAY PENALTY
|
PROSECUTION LAUNCHED
31-MAR-2014
|
THE OFFENCE WAS COMPOUNDED ON PAYMENT OF RS.67000.00 TO SEBI
|
| 457 |
|
|
PRAMOD KUMAR
|
|
|
|
R.C.GUPTA & CO.PVT.LTD.
|
|
|
SARAL WEBSITE & EXIM PVT.LTD.
|
|
FAILED TO PAY PENALTY
VIOLATED SEBI ACT, 1992
|
PROSECUTION LAUNCHED
15-MAY-2006
|
|
| 458 |
|
|
PRAMOD SINGH
|
|
|
|
COOKFAST FOODS PVT.LTD.
CIN:U00219BR1990PTC003789
|
|
|
TMS BOARDS & INDUSTRIES PVT.LTD.
CIN:U00271BR1988PTC003046
|
|
FAILED TO PAY PENALTY
|
PROSECUTION LAUNCHED
31-MAR-2010
|
THE OFFENCE WAS COMPOUNDED
|
| 459 |
|
|
PRASAD SAKHARAM TANDEL
(PAN:ACSPT7007J)
|
|
|
|
SICORP FINLEASE LTD.
|
|
FAILED TO PAY PENALTY
|
PROSECUTION LAUNCHED
15-JUL-2022
|
|
| 460 |
|
|
PRASAD SAKHARAM TANDEL
(PAN:ACSPT7007J)
|
|
|
|
SICORP FINLEASE LTD.
|
|
FAILED TO PAY PENALTY
|
PROSECUTION LAUNCHED
31-MAR-2014
|
CONVICTED WITH RIGOROUS IMPRISONMENT FOR 2 YEARS WITH FINE RS.10,00,000.00. IN DEFAULT THEREOF ACCUSED SHALL UNDERGO SIMPLE IMPRISONMENT FOR SIX MONTHS
4 YEARS RI AND FINE OF RS.10,00,000.00. IN DEFAULT THEREOF ACCUSED SHALL UNDERGO SIMPLE IMPRISONMENT FOR SIX MONTHS
ACQUITTED
|
| The regulatory charges/regulatory actions may be fully or partly applicable to the entities/persons mentioned in the second column. |
| |
|
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| Page 23 of 38
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