| S.No. |
PERSON |
ENTITY |
REGULATORY CHARGES |
REGULATORY ACTION(S) / DATE OF ORDER |
FURTHER DEVELOPMENTS |
| 441 |
|
P.VENKATESHWARLU
|
|
|
|
KAKATIYA CEMENTS LTD.
|
|
VIOLATED SECTION 24 OF SEBI ACT, 1992
VIOLATED SEBI TAKEOVER CODE, 1997
|
PROSECUTION LAUNCHED
15-MAY-2006
|
ALL ACCUSED WERE DISCHARGED BY COURT. SEBI FILED CR. WP IN BOMBAY HIGH COURT WHICH IS PENDING
|
| 442 |
|
|
PADMAJA VIJAY SHIRKE
|
|
|
|
AKIRA INVESTMENTS PVT.LTD.
CIN:U67120MH1981PTC023806
|
|
VIOLATED SECTION 11 (3) OF SEBI ACT, 1992
|
PROSECUTION LAUNCHED
15-MAY-2006
|
|
| 443 |
|
|
PALLAVI URVISH VORA
|
|
|
VIOLATED SECTION 11 (C) 6 OF SEBI ACT, 1992
|
PROSECUTION LAUNCHED
15-MAY-2006
|
THE OFFENCE WAS COMPOUNDED ON PAYMENT OF RS.50,000 BY THE ACCUSED TO SEBI
|
| 444 |
|
|
PANKAJ GARG
(PAN:AFXPG6932R)
|
|
|
VIOLATED SECTIONS 12(A) TO (C) OF SEBI ACT. READ WITH REGULATIONS 3(B) TO 3(D) & 4(2)(C), 4(2)(F), 4(2)K AND 4(2)(R) OF PFUTP REGULATIONS, 2003 IN MATTER OF GDR ISSUES OF IKF TECHNOLOGIES LTD.
|
WARNED/DIRECTED TO BE MORE CAREFUL WHILE DEALING WITH SECURITIES MARKET
05-SEP-2017
|
|
| 445 |
|
|
PANKAJ GOEL
|
|
|
|
BHAGYAUDAY INVESTMENTS PVT.LTD.
|
|
VIOLATED SECTION 24 OF SEBI ACT, 1992
|
PROSECUTION LAUNCHED
15-MAY-2006
|
|
| 446 |
|
|
PANKAJ J.PATEL
|
|
|
VIOLATED SECTION 24 (1) OF SEBI ACT, 1992
|
PROSECUTION LAUNCHED
15-JUL-2022
|
|
| 447 |
|
|
PANKAJ SHAH
|
|
|
VIOLATED SECTION 11 (C) 6 OF SEBI ACT, 1992
|
PROSECUTION LAUNCHED
15-MAY-2006
|
|
| 448 |
|
|
PANNALAL TATIA
|
|
|
|
TATIA LEASING & FINANCE LTD.
|
|
VIOLATED SECTION 24 OF SEBI ACT, 1992
VIOLATED REGULATION 4 OF SEBI (PFUTP) REGULATIONS, 1995
VIOLATED SECTION 12 OF SEBI ACT, 1992
|
PROSECUTION LAUNCHED
15-MAY-2006
|
|
| 449 |
|
|
PARAG PATEL
|
|
|
|
TANAYA SECURITIES LTD.
|
|
VIOLATED SECTION 11 (C) 6 OF SEBI ACT, 1992
|
PROSECUTION LAUNCHED
15-MAY-2006
|
|
| 450 |
|
|
PARAMJIT SINGH GILL
(PAN:ANJPG8261F)
|
|
|
INDULGED IN DIVERSION OF FUNDS FROM UNITED SPIRITS LTD. TO VARIOUS COMPANIES/ENTITIES OF UB GROUP INCLUDING KINGFISHER AIRLINES LTD. VIOLATING SECTION 12A(C) OF SEBI ACT, 1992 IN MATTER OF UNITED SPIRITS LTD.
INDULGED IN DIVERSION OF FUNDS FROM UNITED SPIRITS LTD. TO VARIOUS COMPANIES/ENTITIES OF UB GROUP INCLUDING KINGFISHER AIRLINES LTD. VIOLATING REGULATIONS 3(D), 4(1) ALONGWITH 4(2)(E), (F) AND (K) OF SEBI (PROHIBITION OF FRAUDULENT AND UNFAIR TRADE PRACTICES) REGULATIONS, 2003 IN MATTER OF UNITED SPIRITS LTD.
|
DEBARRED / RESTRAINED FROM ASSOCIATING WITH / ACCESSING CAPITAL MARKET / INTERMEDIARIES FROM 25-JAN-2017 TILL FURTHER ORDERS
DEBARRED/RESTRAINED FROM BUYING/SELLING/DEALING/IPOS IN SECURITIES/SPECIFIED SCRIPS DIRECTLY/INDIRECTLY FROM 25-JAN-2017 TILL FURTHER ORDERS
25-JAN-2017
|
SAT: APPEAL DISMISSED. NO COSTS
SAT: SAT VIDE ITS ORDER DATED 08/01/2018 GRANTED EXTENSION OF TIME TO SEBI TO COMPLETE THE HEARING AND PASS APPROPRIATE FINAL ORDER BY 31/03/2018. NO COSTS
SEBI VIDE ITS ORDER DATED 15/02/2018 MODIFIED THE DIRETIONS - NOTICEES MAY SELL/REDEEM/LIQUIDATE THE SECURITIES HELD BY AS ON DATE AND UTILIZE THE PRODEES THEREOF TO MITIGATE THEIR FINANCIAL CONSTRAINTS. NOTICEES SHALL CONTUNUE TO REMAI RESTRAINED FROM BUYING OR DEALING IN SECURITIES IN ANY OTHER MANNER WHATSOEVER, EITHER DIRECTLY OR INDIRECTLY, EXCEPT SELLING OR REDEEMIN AS PERMITTED
SAT: SAT VIDE ITS ORDER DATED EXTENDED TIME TO PASS APPROPRIATE ORDERS AGAINST RESPONDANTS TILL 31/05/2018. MISC. APPLICATION DISPOSED OFF. NO COSTS
SEBI VIDE ITS ORDER DATED 01/06/2018 VACATED ITS DIRECTIONS ISSUED VIDE ITS INTERIM ORDER DATED 25/01/2017 READ WITH ORDER DATED 15/02/2018
|
| 451 |
|
|
PARAS CHAPLOT
(PAN:ADDPC5348M)
|
|
|
VIOLATED SECTION 11 (C) 6 OF SEBI ACT, 1992
|
PROSECUTION LAUNCHED
15-JUL-2022
|
|
| 452 |
|
|
PARDEEP SHARMA
|
|
|
|
EVERGROW FINANCIAL SERVICES PVT.LTD.
|
|
VIOLATED SEBI ACT, 1992
|
PROSECUTION LAUNCHED
15-MAY-2006
|
DURING THE TRIAL A21 (SHRI ASHOK KUMAR KOHLI) HAD EXPIRED, THEREFORE, PROCEEDINGS QUA HIM WAS ABATED. ACCUSED NO.20 (M/S EVERGROW FINANCIAL SERVICES PVT.LTD.) AND A22 ( SHRI PRADEEP SHARMA) FACED THE TRIAL AND THEY REMAINING ACCUSED WERE DECLARED POS. THE CAPTIONED MATTER WAS POSTED BEFORE THE LD. COURT ON JULY 30, 2012 FOR PRONOUNCEME NT OF JUDGMENT. AFTER RECORDING ITS REASONS THE COURT HELD THAT SEBI COULD NOT PROVE ITS CASE AGAINST A20 AND A22 BEYOND THE SHADOW OF ALL REASONABLE DOUBTS, AND THEREBY ACQUITTED A20 AND A22
|
| 453 |
|
|
PAREKH T.NAVIN
|
|
|
|
INDITALIA REFCON LTD.
PAN:AAACI1128G
|
|
FAILED TO PAY PENALTY
VIOLATED SECTION 27 OF SEBI ACT, 1992
|
PROSECUTION LAUNCHED
15-MAY-2006
|
THE OFFENCE WAS COMPOUNDED ON PAYMENT OF RS.1,01,250 BY THE ACCUSED TO SEBI
|
| 454 |
|
|
PARESH H.SHAH
|
|
|
|
KNP SECURITIES LTD.
|
|
VIOLATED SECTION 11 (3) OF SEBI ACT, 1992
|
PROSECUTION LAUNCHED
31-MAR-2010
|
DISMISSED
|
| 455 |
|
|
PARESH V.VALIA
|
|
|
|
VASPARR SHELTER LTD.
PAN:AABCV2888D
|
|
|
YASHRAJ CONTAINEURS LTD.
CIN:L28120MH1993PLC073160
PAN:AAACV4846L
|
|
VIOLATED SECTION 24 (1) OF SEBI ACT, 1992
|
PROSECUTION LAUNCHED
25-AUG-2016
|
|
| 456 |
|
|
PAVAN KUMAR KUCHANA
(DIN:00912842
PAN:ATAPK6144L)
|
|
|
|
TAKSHEEL SOLUTIONS LTD.
CIN:U72200TG1999PLC032556
PAN:AAACI7325P
|
|
VIOLATED SECTION 24 (1) OF SEBI ACT, 1992
|
PROSECUTION LAUNCHED
25-AUG-2016
|
|
| 457 |
|
|
PAVITTAPPURATH DAMODHARAN GOPALAN
(PAN:ABZPG4572F)
|
|
|
|
KUNNAMKULAM PAPER MILLS LTD.
|
|
VIOLATED SECTION 11 OF SEBI ACT, 1992
VIOLATED SECTION 11 B OF SEBI ACT, 1992
|
PROSECUTION LAUNCHED
15-MAY-2006
|
|
| 458 |
|
|
PAWAN GUPTA
|
|
|
|
MONEY GROWTH FINANCE & CONSULTANTS PVT.LTD.
|
|
VIOLATED SEBI ACT, 1992
|
PROSECUTION LAUNCHED
15-MAY-2006
|
OFFENCE COMPOUNDED ON PAYMENT OF RS.1,00,000 BY THE ACCUSED TO SEBI
|
| 459 |
|
|
PAWAN KUMAR AGARWAL
|
|
|
|
V.R.MATHUR MASS COMMUNICATIONS LTD.
|
|
VIOLATED REGULATION 4 OF SEBI (PFUTP) REGULATIONS, 1995
VIOLATED SECTION 13 OF SEBI (MERCHANT BANKERS) REGULATIONS, 1992
VIOLATED SECTION 24 (1) OF SEBI ACT, 1992
|
PROSECUTION LAUNCHED
15-MAY-2006
|
ACCUSED NO.1 TO 5 WERE ACQUITTED BY COURT
|
| 460 |
|
|
PHILLIPS AMOLIK
(PAN:ADWPA6586C)
|
|
|
|
SEAGULL LEAFIN LTD.
PAN:AAFCS3157A
|
|
VIOLATED SECTION 24 (1) OF SEBI ACT, 1992
|
PROSECUTION LAUNCHED
25-AUG-2016
|
|
| The regulatory charges/regulatory actions may be fully or partly applicable to the entities/persons mentioned in the second column. |
| |
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| Page 23 of 39
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