| S.No. |
ENTITY |
PERSONS |
REGULATORY CHARGES |
REGULATORY ACTION(S) / DATE OF ORDER |
FURTHER DEVELOPMENTS |
| 441 |
|
ROSE KAMAL MERCANTILE PVT.LTD.
|
|
|
|
NIRMAL SUREKHA
|
|
|
PRAHAILAD RAY SUREKHA
|
|
VIOLATED SECTION 24 (2) OF SEBI ACT, 1992
|
PROSECUTION LAUNCHED
31-MAR-2010
|
INTEREST AMOUNTING TO RS.43,121.00 AND LEGAL COSTS OF RS.44,000.00
|
| 442 |
|
|
ROSE VALLEY REAL ESTATES CONSTRUCTIONS LTD.
(CIN:U45201WB1999PLC089311
PAN:AABCR8068D)
|
|
|
ISSUED DEBENTURES VIOLATING COMPANIES ACT, 1956
ISSUED DEBENTURES VIOLATING SEBI ACT, 1992
|
PROSECUTION LAUNCHED
31-MAR-2014
|
|
| 443 |
|
|
RUSHABH SECURITES LTD.
|
|
|
|
D.B.GANDHI
|
|
|
HASMUKH RAY BHATT
|
|
|
P.B.MEHTA
|
|
VIOLATED SECTION 24 OF SEBI ACT, 1992
|
PROSECUTION LAUNCHED
15-MAY-2006
|
|
| 444 |
|
|
RUSODAY & CO.LTD.
|
|
|
VIOLATED REGULATION 4 OF SEBI (PFUTP) REGULATIONS, 1995
VIOLATED SECTION 13 OF SEBI (MERCHANT BANKERS) REGULATIONS, 1992
VIOLATED SECTION 24 (1) OF SEBI ACT, 1992
|
PROSECUTION LAUNCHED
15-MAY-2006
|
ACCUSED NO.1 TO 5 WERE ACQUITTED BY COURT
|
| 445 |
|
|
S.J.IMPEX
|
|
|
FAILED TO PAY PENALTY
|
PROSECUTION LAUNCHED
15-MAY-2006
|
|
| 446 |
|
|
S.J.SECURITIES PVT.LTD.
(CIN:U74899DL1995PTC066129)
|
|
|
FAILED TO PAY PENALTY
|
PROSECUTION LAUNCHED
15-JUL-2022
|
|
| 447 |
|
|
S.J.SECURITIES PVT.LTD.
(CIN:U74899DL1995PTC066129)
|
|
|
FAILED TO PAY PENALTY
|
PROSECUTION LAUNCHED
31-MAR-2014
|
|
| 448 |
|
|
S.N.FINANCE LTD.
|
|
|
|
G.H.PATIL
|
|
|
S.HARIKRISHNA
|
|
|
S.MADHAVA
|
|
|
V.R.GUNDANNAVAR
|
|
VIOLATED SEBI (PFUTP) REGULATIONS, 1995
|
PROSECUTION LAUNCHED
31-MAR-2010
|
|
| 449 |
|
|
S.S.FORGINGS & ENGINEERING LTD.
(CIN:L27106MH1994PLC108685
PAN:AABCS2068J)
|
|
|
|
ASHOK SHARMA
|
|
|
DALJIT SINGH MATHARU
PAN:AILPM1271C
|
|
|
MITHLESH SURESH SHARMA
|
|
|
RAM PRATAP SINGH
|
|
|
SURESH JAIRAM SHARMA
PAN:ANFPS2503J
|
|
FAILED TO PAY PENALTY
|
PROSECUTION LAUNCHED
15-DEC-2016
|
|
| 450 |
|
|
S.S.ORGANICS LTD.
(PAN:AADCS2216C)
|
|
|
|
APPASANI RAVI KUMAR
|
|
|
GOWTHAM VONGUMALLI REDDY
|
|
|
NARRAVULA GANGI REDDY
|
|
|
RAMACHANDRA GUPTA PABBISETTY
|
|
|
SADASIV REDDY DEVAGUDI
|
|
|
SUMANTH SIMHA VANKINENI
|
|
|
SUNANDA REDDY VONGUMALLE NARASIMHA
|
|
|
VANKINENI SAI SUDHAKAR
|
|
|
VENKATARAMANA REDDY BODI
|
|
|
VIDYASAGAR DEVABHAKTUNI
|
|
VIOLATED SECTION 20(2) OF SEBI DEPOSITORIES ACT, 1996
|
PROSECUTION LAUNCHED
31-MAR-2014
|
THE OFFENCE WAS COMPOUNDED ON PAYMENT OF RS.67000.00 TO SEBI
|
| 451 |
|
|
SACHDEV SECURITIES LTD.
|
|
|
|
DARSHAN SACHDEV
|
|
|
SANJAY MEHRA
|
|
VIOLATED SEBI ACT, 1992
|
PROSECUTION LAUNCHED
15-MAY-2006
|
THE OFFENCE WAS COMPOUNDED ON PAYMENT OF RS.1,60,000 BY THE ACCUSED TO SEBI
|
| 452 |
|
|
SAFAL INVESTMENT LTD.
(PAN:AAACS5964N)
|
|
|
VIOLATED REGULATION 4(A) OF SEBI (PFUTP) REGULATIONS, 1995
VIOLATED REGULATION 4(B) OF SEBI (PFUTP) REGULATIONS, 1995
|
PROSECUTION LAUNCHED
15-MAY-2006
|
|
| 453 |
|
|
SAHARA HOUSING INVESTMENT CORP.LTD.
(PAN:AAJCS4101J)
|
|
|
|
ASHOK ROY CHOUDHARY
DIN:00180901
PAN:ACKPC9547L
|
|
|
RAVI SHANKAR DUBEY
|
|
|
SUBRATA ROY SAHARA
DIN:00431905
PAN:ARKPS3189F
|
|
|
VANDANA BHARRGAVA
PAN:AIHPB8701C
|
|
VIOLATED SECTION 24 (1) OF SEBI ACT, 1992
|
PROSECUTION LAUNCHED
31-MAR-2013
|
|
| 454 |
|
|
SAHARA INDIA REAL ESTATE CORP.LTD.
(CIN:U45201UP2005PLC030918
PAN:AAJCS7265F)
|
|
|
|
ASHOK ROY CHOUDHARY
DIN:00180901
PAN:ACKPC9547L
|
|
|
RAVI SHANKAR DUBEY
|
|
|
SUBRATA ROY SAHARA
DIN:00431905
PAN:ARKPS3189F
|
|
|
VANDANA BHARRGAVA
PAN:AIHPB8701C
|
|
VIOLATED SECTION 24 (1) OF SEBI ACT, 1992
|
PROSECUTION LAUNCHED
31-MAR-2013
|
|
| 455 |
|
|
SAIMANGAL INVESTRADE LTD.
(PAN:AABCS4255R)
|
|
|
|
KARTIK KIRTIKUMAR PAREKH
DIN:00009502
|
|
|
KAUSHIK CHHOTALAL SHAH
DIN:00009510
|
|
|
KETAN VINAYCHANDRA PAREKH
DIN:00009468
PAN:AADPP1505A
|
|
|
KIRTIKUMAR NARBHERAM PAREKH
DIN:00009494
|
|
VIOLATED SEBI (PFUTP) REGULATIONS, 1995
|
PROSECUTION LAUNCHED
15-MAY-2006
|
DISMISSED
|
| 456 |
|
|
SAIMANGAL INVESTRADE LTD.
(PAN:AABCS4255R)
|
|
|
|
KARTIK KIRTIKUMAR PAREKH
DIN:00009502
|
|
|
KAUSHIK CHHOTALAL SHAH
DIN:00009510
|
|
|
KETAN VINAYCHANDRA PAREKH
DIN:00009468
PAN:AADPP1505A
|
|
|
KIRTIKUMAR NARBHERAM PAREKH
DIN:00009494
|
|
VIOLATED SECTION 11 (3) OF SEBI ACT, 1992
VIOLATED SECTION 24 (1) OF SEBI ACT, 1992
|
PROSECUTION LAUNCHED
31-MAR-2010
|
|
| 457 |
|
|
SAMRADHA FINSTOCK PVT.LTD.
|
|
|
|
JACKY RUDOLF FERNANDES
|
|
|
MANISH JAMUNADAS VORA
|
|
|
MANOJ JAIN
|
|
FAILED TO PAY PENALTY
|
PROSECUTION LAUNCHED
31-MAR-2014
|
THE OFFENCE WAS COMPOUNDED ON PAYMENT OF RS.467821.00 TO SEBI
|
| 458 |
|
|
SANGAM INFOTECH PVT.LTD.
(PAN:AAGCS2995F)
|
|
|
|
MAHESH RAMDAS ADSUL
PAN:AGGPA2537E
|
|
|
NITIN SAWANT
|
|
|
RAJESH SAKHARIE
|
|
|
RAJKUMAR C.BASANTANI
PAN:AESPB2834F
|
|
|
UMESH R.KHARIWALA
|
|
|
VIKAS SETH
|
|
|
VILAS CHOWGLE
|
|
|
VINOD R.HINGORANI
|
|
|
VITHAL PATIL
|
|
VIOLATED SEBI (PFUTP) REGULATIONS, 1995
VIOLATED SEBI TAKEOVER CODE, 1997
|
PROSECUTION LAUNCHED
30-SEP-2011
|
|
| 459 |
|
|
SANGAM INFOTECH PVT.LTD.
(PAN:AAGCS2995F)
|
|
|
|
ASHOK RAMSWAROOP BHANWARLAL PANCHARIYA
PAN:AEVPP6124P
|
|
|
ASPI B.BHESANIA
|
|
|
HIRALAL YADAV
|
|
|
JANBA CHOUGLE
|
|
|
MAHESH RAMDAS ADSUL
PAN:AGGPA2537E
|
|
|
MARUTI GUDULKAR
|
|
|
NARENDRA D.TIWARI
|
|
|
NITIN SAWANT
|
|
|
OMPRAKASH BAGRECHA
|
|
|
R.K.MAHESHWARI
|
|
|
RAJESH SAKHARIE
|
|
|
RAJKUMAR C.BASANTANI
PAN:AESPB2834F
|
|
|
RAMESH L.SHARMA
|
|
|
SHANTABAI CHOUGLE
|
|
|
UMESH R.KHARIWALA
|
|
|
UPENDRA V.MODI
|
|
|
VIKAS SETH
|
|
|
VILAS CHOWGLE
|
|
|
VINOD R.HINGORANI
|
|
|
VITHAL PATIL
|
|
VIOLATED SECTION 24 (1) OF SEBI ACT, 1992
|
PROSECUTION LAUNCHED
25-AUG-2016
|
|
| 460 |
|
|
SANIDHYA HOLIDAY RESORTS & ESTATE DEVELOPERS LTD.
|
|
|
|
BABUBHAI H.CHAUHAN
|
|
|
MURALIDHAR HARIYANI
|
|
VIOLATED SECTION 11 (C) 6 OF SEBI ACT, 1992
VIOLATED SECTION 6(A) OF SEBI (PFUTP) REGULATIONS, 1995
|
PROSECUTION LAUNCHED
15-MAY-2006
|
|
| The regulatory charges/regulatory actions may be fully or partly applicable to the entities/persons mentioned in the second column. |
| |
|
|
| Page 23 of 32
|
