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SOURCE OF INFORMATION

SOURCE OF INFORMATION : SECURITIES AND EXCHANGE BOARD OF INDIA WEBSITE – PRESS RELEASES/ CHAIRMAN’S AND MEMBER’S ORDERS / AO ORDERS/ SAT ORDERS/ NEWSPAPER ADS
UPDATED TILL : 02-MAR-2026

NAMES IN BROWN COLOUR
Names of entities/persons in brown colour denote that the regulatory order is not against them but their names have been mentioned only for association purposes.

AUTHORISED PERSON: CANCELLED REGISTRATION AS AUTHORISED PERSON

S.No. ENTITY PERSONS REGULATORY CHARGES REGULATORY ACTION(S) / DATE OF ORDER FURTHER DEVELOPMENTS
421
History of entity/person PRASHANT KUMAR,M/S

(PAN:AKSPK3738K)

(Authorised Person of F6 FINSERVE PVT. LTD., Member : BSE)  
Click here to view complete history of this specific entity/person PRASHANT KUMAR

PAN:AKSPK3738K
  		NO LONGER AFFILIATED AS AUTHORISED PERSON   CANCELLED REGISTRATION AS AUTHORISED PERSON FROM 04-MAY-2018

04-MAY-2018 		 
422
History of entity/person PRASHANT YADAV,M/S

(PAN:AEWPY4105J)

(Authorised Person of F6 FINSERVE PVT. LTD., Member : BSE)  
Click here to view complete history of this specific entity/person PRASHANT YADAV

PAN:AEWPY4105J
  		NO LONGER AFFILIATED AS AUTHORISED PERSON   CANCELLED REGISTRATION AS AUTHORISED PERSON FROM 04-MAY-2018

04-MAY-2018 		 
423
History of entity/person PRATEEK KUMAR TRIVEDI,M/S

(Authorised Person of KOTAK SECURITIES LTD., Member : NSE)  
Click here to view complete history of this specific entity/person PRATEEK KUMAR TRIVEDI
  		NO LONGER AFFILIATED AS AUTHORISED PERSON   CANCELLED REGISTRATION AS AUTHORISED PERSON

12-FEB-2020 		 
424
History of entity/person PRATEEK SRIVASTAVA,M/S

(PAN:BWVPS6290Q)

(Authorised Person of WEALTH MANTRA LTD., Member : BSE)  
Click here to view complete history of this specific entity/person PRATEEK SRIVASTAVA

PAN:BWVPS6290Q
  		NO LONGER AFFILIATED AS AUTHORISED PERSON   CANCELLED REGISTRATION AS AUTHORISED PERSON FROM 04-MAY-2018

04-MAY-2018 		 
425
History of entity/person PRATEEK WADHWANI,M/S

(Authorised Person of ANGEL BROKING LTD., Member : BSE/NSE)  
Click here to view complete history of this specific entity/person PRATEEK WADHWANI
  		NO LONGER AFFILIATED AS AUTHORISED PERSON   CANCELLED REGISTRATION AS AUTHORISED PERSON

06-AUG-2019 		 
426
History of entity/person PRATIBHA JAIN,M/S

(Authorised Person of MANGAL KESHAV SECURITIES LTD., Member : NSE)  
Click here to view complete history of this specific entity/person PRATIBHA JAIN
  		NO LONGER AFFILIATED AS AUTHORISED PERSON   CANCELLED REGISTRATION AS AUTHORISED PERSON

16-MAR-2012 		 
427
History of entity/person PRAVEEN CHANDRA PANKAJ,M/S

(Authorised Person of KOTAK SECURITIES LTD., Member : NSE)  
Click here to view complete history of this specific entity/person PRAVEEN CHANDRA PANKAJ
  		NO LONGER AFFILIATED AS AUTHORISED PERSON   CANCELLED REGISTRATION AS AUTHORISED PERSON

04-DEC-2017 		 
428
History of entity/person PRAVEEN KUMAR,M/S

(PAN:CQKPK7125G)

(Authorised Person of F6 FINSERVE PVT. LTD., Member : BSE)  
Click here to view complete history of this specific entity/person PRAVEEN KUMAR

PAN:CQKPK7125G
  		NO LONGER AFFILIATED AS AUTHORISED PERSON   CANCELLED REGISTRATION AS AUTHORISED PERSON FROM 04-MAY-2018

04-MAY-2018 		 
429
History of entity/person PRAVESH SHANTARAM PATIL,M/S

(Authorised Person of MANGAL KESHAV SECURITIES LTD., Member : NSE)  
Click here to view complete history of this specific entity/person PRAVESH SHANTARAM PATIL
  		AUTHORISED PERSON REGISTRATION TERMINATED BY BROKER   CANCELLED REGISTRATION AS AUTHORISED PERSON

14-MAR-2012 		 
430
History of entity/person PRAVESH SHARMA,M/S

(Authorised Person of KOTAK SECURITIES LTD., Member : NSE)  
Click here to view complete history of this specific entity/person PRAVESH SHARMA
  		NO LONGER AFFILIATED AS AUTHORISED PERSON   CANCELLED REGISTRATION AS AUTHORISED PERSON

15-JAN-2021 		 
431
History of entity/person PRAVIN ANAND & CO.

(PAN:AEZPA4004K)

(Authorised Person of WEALTH MANTRA LTD., Member : BSE)  
Click here to view complete history of this specific entity/person POONAM ANAND

PAN:AEZPA4004K
  		NO LONGER AFFILIATED AS AUTHORISED PERSON   CANCELLED REGISTRATION AS AUTHORISED PERSON FROM 04-MAY-2018

04-MAY-2018 		 
432
History of entity/person PREET SECURITIES

(Authorised Person of SMC GLOBAL SECURITIES LTD., Member : NSE)  
  NO LONGER AFFILIATED AS AUTHORISED PERSON   CANCELLED REGISTRATION AS AUTHORISED PERSON

23-FEB-2012 		 
433
History of entity/person PREETI NARANG,M/S

(Authorised Person of KOTAK SECURITIES LTD., Member : BSE/NSE)  
Click here to view complete history of this specific entity/person PREETI NARANG
  		NO LONGER AFFILIATED AS AUTHORISED PERSON   CANCELLED REGISTRATION AS AUTHORISED PERSON

12-FEB-2020 		 
434
History of entity/person PREM LATA GUPTA,M/S

(Authorised Person of KSBL SECURITIES LTD., Member : NSE)  
Click here to view complete history of this specific entity/person PREM LATA GUPTA
  		NO LONGER AFFILIATED AS AUTHORISED PERSON   CANCELLED REGISTRATION AS AUTHORISED PERSON

28-FEB-2020 		 
435
History of entity/person PREM SHANKAR AGRAWAL,M/S

(Authorised Person of KOTAK SECURITIES LTD., Member : NSE)  
Click here to view complete history of this specific entity/person PREM SHANKAR AGRAWAL
  		NO LONGER AFFILIATED AS AUTHORISED PERSON   CANCELLED REGISTRATION AS AUTHORISED PERSON

16-JAN-2021 		 
436
History of entity/person PRIYA BACHCHAN,M/S

(PAN:BBAPB1788A)

(Authorised Person of F6 FINSERVE PVT. LTD., Member : BSE)  
Click here to view complete history of this specific entity/person PRIYA BACHCHAN

PAN:BBAPB1788A
  		NO LONGER AFFILIATED AS AUTHORISED PERSON   CANCELLED REGISTRATION AS AUTHORISED PERSON FROM 04-MAY-2018

04-MAY-2018 		 
437
History of entity/person PRIYANKA GOLA,M/S

(PAN:ANBPG4269R)

(Authorised Person of F6 FINSERVE PVT. LTD., Member : BSE)  
Click here to view complete history of this specific entity/person PRIYANKA GOLA

PAN:ANBPG4269R
  		NO LONGER AFFILIATED AS AUTHORISED PERSON   CANCELLED REGISTRATION AS AUTHORISED PERSON FROM 04-MAY-2018

04-MAY-2018 		 
438
History of entity/person PROFIT MAKERS

(Authorised Person of KOTAK SECURITIES LTD., Member : BSE/NSE)  
  NO LONGER AFFILIATED AS AUTHORISED PERSON   CANCELLED REGISTRATION AS AUTHORISED PERSON

12-FEB-2020 		 
439
History of entity/person PUNEET JAIN,M/S

(Authorised Person of KOTAK SECURITIES LTD., Member : NSE/BSE)  
Click here to view complete history of this specific entity/person PUNEET JAIN
  		NO LONGER AFFILIATED AS AUTHORISED PERSON   CANCELLED REGISTRATION AS AUTHORISED PERSON

04-DEC-2017 		 
440
History of entity/person PUNIT GUPTA,M/S

(Authorised Person of KOTAK SECURITIES LTD., Member : BSE/NSE)  
Click here to view complete history of this specific entity/person PUNIT GUPTA
  		NO LONGER AFFILIATED AS AUTHORISED PERSON   CANCELLED REGISTRATION AS AUTHORISED PERSON

02-JAN-2019 		 
The regulatory charges/regulatory actions may be fully or partly applicable to the entities/persons mentioned in the second column.
 
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