| S.No. |
ENTITY |
PERSONS |
REGULATORY CHARGES |
REGULATORY ACTION(S) / DATE OF ORDER |
FURTHER DEVELOPMENTS |
| 421 |
|
RASTOGI PLANTATIONS LTD.
|
|
|
|
BHOLANATH PRASAD RASTOGI
|
|
|
JAY SHANKAR PRASAD RASTOGI
|
|
|
MAYA SHANKAR PRASAD RASTOGI
|
|
|
RIBHA RASTOGI
|
|
|
SURENDER KUMAR
|
|
DID NOT APPLY FOR REGISTRATION OF CIS
DID NOT WIND UP TO REPAY INVESTORS AS PER REGULATIONS
|
REQUESTED DCA TO INITIATE WINDING UP OF ENTITY
DEBARRED / RESTRAINED FROM ASSOCIATING WITH / ACCESSING CAPITAL MARKET / INTERMEDIARIES FROM 02-JUL-2001 TO 02-JUL-2006
REFERRED TO STATE GOVERNMENTS FOR FILING OF CIVIL/CRIMINAL PROCEEDINGS FOR FRAUD, CHEATING, CRIMINAL BREACH OF TRUST AND MIS-APPROPRIATION OF PUBLIC FUNDS
02-JUL-2001
|
|
| 422 |
|
|
RATAN MICRONUTRIENTS LTD.
|
|
|
|
K.B.MATHUR
|
|
|
M.S.BRAR
|
|
|
R.K.SHARMA
|
|
|
SAMEER CHATURVEDI
|
|
DID NOT APPLY FOR REGISTRATION OF CIS
DID NOT WIND UP TO REPAY INVESTORS AS PER REGULATIONS
|
REQUESTED DCA TO INITIATE WINDING UP OF ENTITY
DEBARRED / RESTRAINED FROM ASSOCIATING WITH / ACCESSING CAPITAL MARKET / INTERMEDIARIES FROM 02-JUL-2001 TO 02-JUL-2006
REFERRED TO STATE GOVERNMENTS FOR FILING OF CIVIL/CRIMINAL PROCEEDINGS FOR FRAUD, CHEATING, CRIMINAL BREACH OF TRUST AND MIS-APPROPRIATION OF PUBLIC FUNDS
02-JUL-2001
|
ALL ACCUSED DECLARED AS PROCLAIMED OFFENDERS AND KEPT IN DORMANT FILE
|
| 423 |
|
|
REAL VALUE AGRO ESTATE LTD.
|
|
|
|
DINESH CHANDRA MISHRA
|
|
|
M.M.NAGI
|
|
|
NANAK CHAND
|
|
|
NIRMAL VERMA
|
|
|
RAHAT NAGI
|
|
|
RAJESH KUMAR RATHORE
|
|
|
RENU S.SINGH
|
|
DID NOT APPLY FOR REGISTRATION OF CIS
DID NOT WIND UP TO REPAY INVESTORS AS PER REGULATIONS
|
REQUESTED DCA TO INITIATE WINDING UP OF ENTITY
DEBARRED / RESTRAINED FROM ASSOCIATING WITH / ACCESSING CAPITAL MARKET / INTERMEDIARIES FROM 02-JUL-2001 TO 02-JUL-2006
REFERRED TO STATE GOVERNMENTS FOR FILING OF CIVIL/CRIMINAL PROCEEDINGS FOR FRAUD, CHEATING, CRIMINAL BREACH OF TRUST AND MIS-APPROPRIATION OF PUBLIC FUNDS
LAUNCHED PROSECUTION AGAINST THE ENTITY AND ITS DIRECTORS U/S 24 AND 27 OF THE SEBI ACT
02-JUL-2001
|
A1 AND A5 CONVICTED. A2, 3, 4 AND 6 DECLARED PO
|
| 424 |
|
|
RECO PLANTATIONS LTD.
|
|
|
|
ABHA ARORA
|
|
|
CHANDER MOHAN ARORA
|
|
|
ISHWAR DUTT SHARMA
|
|
|
KAMLESHWAR DUTT SHARMA
|
|
|
MAHESHWAR DUTT SHARMA
|
|
|
PURNIMA SHARMA
|
|
|
RAJINDER KUMAR JAIN
|
|
DID NOT APPLY FOR REGISTRATION OF CIS
DID NOT WIND UP TO REPAY INVESTORS AS PER REGULATIONS
|
REQUESTED DCA TO INITIATE WINDING UP OF ENTITY
DEBARRED / RESTRAINED FROM ASSOCIATING WITH / ACCESSING CAPITAL MARKET / INTERMEDIARIES FROM 02-JUL-2001 TO 02-JUL-2006
REFERRED TO STATE GOVERNMENTS FOR FILING OF CIVIL/CRIMINAL PROCEEDINGS FOR FRAUD, CHEATING, CRIMINAL BREACH OF TRUST AND MIS-APPROPRIATION OF PUBLIC FUNDS
02-JUL-2001
|
ACCUSED NO.8 PLEADED GUILTY AND CONVICTED AND SENTENCED TO FINE OF RS.5000 REMAINING ACCUSED DECLARED AS PROCLAIMED OFFENDERS AND KEPT IN DORMANT FILE
|
| 425 |
|
|
REX PLANTATIONS LTD.
|
|
|
|
ABHA PANDEY
|
|
|
ALOK NATH PANDEY
|
|
|
JANAK KUMARI DEVI
|
|
|
NARENDRA KUMAR PANDEY
|
|
|
SANJAY PANDEY
|
|
|
SAROJ KUMARI
|
|
|
SHIV SHANKAR SAHA
|
|
DID NOT APPLY FOR REGISTRATION OF CIS
DID NOT WIND UP TO REPAY INVESTORS AS PER REGULATIONS
|
REQUESTED DCA TO INITIATE WINDING UP OF ENTITY
DEBARRED / RESTRAINED FROM ASSOCIATING WITH / ACCESSING CAPITAL MARKET / INTERMEDIARIES FROM 02-JUL-2001 TO 02-JUL-2006
REFERRED TO STATE GOVERNMENTS FOR FILING OF CIVIL/CRIMINAL PROCEEDINGS FOR FRAUD, CHEATING, CRIMINAL BREACH OF TRUST AND MIS-APPROPRIATION OF PUBLIC FUNDS
02-JUL-2001
|
|
| 426 |
|
|
RHODANTHE AGRO LTD.
(CIN:U01134TN1995PLC030182)
|
|
|
|
N.JAYANTHI
|
|
|
P.NATARAJAN
|
|
|
V.N.PONNUSWAMY
|
|
DID NOT APPLY FOR REGISTRATION OF CIS
DID NOT WIND UP TO REPAY INVESTORS AS PER REGULATIONS
|
REQUESTED DCA TO INITIATE WINDING UP OF ENTITY
DEBARRED / RESTRAINED FROM ASSOCIATING WITH / ACCESSING CAPITAL MARKET / INTERMEDIARIES FROM 02-JUL-2001 TO 02-JUL-2006
REFERRED TO STATE GOVERNMENTS FOR FILING OF CIVIL/CRIMINAL PROCEEDINGS FOR FRAUD, CHEATING, CRIMINAL BREACH OF TRUST AND MIS-APPROPRIATION OF PUBLIC FUNDS
LAUNCHED PROSECUTION AGAINST THE ENTITY AND ITS DIRECTORS U/S 24 AND 27 OF THE SEBI ACT
02-JUL-2001
|
|
| 427 |
|
|
RICH GROVES & AGROTECH FARMS PVT.LTD.
|
|
|
|
V.SASI KALA
|
|
|
V.TIRUMAL
|
|
DID NOT APPLY FOR REGISTRATION OF CIS
DID NOT WIND UP TO REPAY INVESTORS AS PER REGULATIONS
|
REQUESTED DCA TO INITIATE WINDING UP OF ENTITY
DEBARRED / RESTRAINED FROM ASSOCIATING WITH / ACCESSING CAPITAL MARKET / INTERMEDIARIES FROM 02-JUL-2001 TO 02-JUL-2006
REFERRED TO STATE GOVERNMENTS FOR FILING OF CIVIL/CRIMINAL PROCEEDINGS FOR FRAUD, CHEATING, CRIMINAL BREACH OF TRUST AND MIS-APPROPRIATION OF PUBLIC FUNDS
02-JUL-2001
|
|
| 428 |
|
|
RICHLAND INDIA PLANTATIONS LTD.
|
|
|
|
B.BALAKRISHNA RAI
|
|
|
BALAKRISHNA T.SHETTY
|
|
|
DAVINDER KAUR
|
|
|
RAJINDER SINGH DHANJAL
|
|
DID NOT APPLY FOR REGISTRATION OF CIS
DID NOT WIND UP TO REPAY INVESTORS AS PER REGULATIONS
|
REQUESTED DCA TO INITIATE WINDING UP OF ENTITY
DEBARRED / RESTRAINED FROM ASSOCIATING WITH / ACCESSING CAPITAL MARKET / INTERMEDIARIES FROM 02-JUL-2001 TO 02-JUL-2006
REFERRED TO STATE GOVERNMENTS FOR FILING OF CIVIL/CRIMINAL PROCEEDINGS FOR FRAUD, CHEATING, CRIMINAL BREACH OF TRUST AND MIS-APPROPRIATION OF PUBLIC FUNDS
02-JUL-2001
|
|
| 429 |
|
|
RICHWOOD ESTATES PVT.LTD.
|
|
|
|
B.CHANDU RAO
|
|
|
K.SAILAJA RAO
|
|
|
S.ARUN KUMAR
|
|
|
V.SHEELENDRA GUPTA
|
|
DID NOT APPLY FOR REGISTRATION OF CIS
DID NOT WIND UP TO REPAY INVESTORS AS PER REGULATIONS
|
REQUESTED DCA TO INITIATE WINDING UP OF ENTITY
DEBARRED / RESTRAINED FROM ASSOCIATING WITH / ACCESSING CAPITAL MARKET / INTERMEDIARIES FROM 02-JUL-2001 TO 02-JUL-2006
REFERRED TO STATE GOVERNMENTS FOR FILING OF CIVIL/CRIMINAL PROCEEDINGS FOR FRAUD, CHEATING, CRIMINAL BREACH OF TRUST AND MIS-APPROPRIATION OF PUBLIC FUNDS
02-JUL-2001
|
|
| 430 |
|
|
RIDAH FARMS PVT.LTD.
|
|
|
|
ASMA AJAZ
|
|
|
M.A.MAJEED
|
|
|
MOHAMMAD MOIZ QADRI
|
|
|
MOHD.ABDUL MUJEEB QADRI
|
|
|
MOHD.FARHATULLAH KHAN
|
|
|
MOHD.SULTAN QADRI
|
|
|
S.VIDUARUDIM HASSAN
|
|
|
SYED ANSARUDDIN HASAN
|
|
DID NOT APPLY FOR REGISTRATION OF CIS
DID NOT WIND UP TO REPAY INVESTORS AS PER REGULATIONS
|
REQUESTED DCA TO INITIATE WINDING UP OF ENTITY
DEBARRED / RESTRAINED FROM ASSOCIATING WITH / ACCESSING CAPITAL MARKET / INTERMEDIARIES FROM 02-JUL-2001 TO 02-JUL-2006
REFERRED TO STATE GOVERNMENTS FOR FILING OF CIVIL/CRIMINAL PROCEEDINGS FOR FRAUD, CHEATING, CRIMINAL BREACH OF TRUST AND MIS-APPROPRIATION OF PUBLIC FUNDS
LAUNCHED PROSECUTION AGAINST THE ENTITY AND ITS DIRECTORS U/S 24 AND 27 OF THE SEBI ACT
02-JUL-2001
|
SAT: APPEAL TIME-BARRED THUS DISMISSED
|
| 431 |
|
|
RIM ZHIM AGRO FORESTS LTD.
|
|
|
|
D.S.THAKUR
|
|
|
H.C.MAHAJAN
|
|
|
K.C.KAUNDAL
|
|
|
P.S.CHOUDHRY
|
|
|
ROOP LAL KAUNDAL
|
|
|
S.S.THAKUR
|
|
DID NOT APPLY FOR REGISTRATION OF CIS
DID NOT WIND UP TO REPAY INVESTORS AS PER REGULATIONS
|
REQUESTED DCA TO INITIATE WINDING UP OF ENTITY
DEBARRED / RESTRAINED FROM ASSOCIATING WITH / ACCESSING CAPITAL MARKET / INTERMEDIARIES FROM 02-JUL-2001 TO 02-JUL-2006
REFERRED TO STATE GOVERNMENTS FOR FILING OF CIVIL/CRIMINAL PROCEEDINGS FOR FRAUD, CHEATING, CRIMINAL BREACH OF TRUST AND MIS-APPROPRIATION OF PUBLIC FUNDS
LAUNCHED PROSECUTION AGAINST THE ENTITY AND ITS DIRECTORS U/S 24 AND 27 OF THE SEBI ACT
02-JUL-2001
|
ACCUSED MOBILIZED 29 LAKH. ACCUSED NO.2, 3 5 AND 6 CONVICTED AND SENTENCED TO RIGOROUS IMPRISONMENT FOR A TERM OF ONE YEAR AND FINE OF RS.1 LAKH. EACH AND ON DEFAULT OF PAYMENT, SIMPLE IMPRISONMENT FOR 6 MONTHS EACH. ACCUSED NO.4 AND 7 DECLARED AS PROCLAIMED OFFENDERS
|
| 432 |
|
|
ROSAL FOREST (I) LTD.
|
|
|
|
D.S.DHILLON
|
|
|
PARAMJEET KAUR
|
|
|
SUNIL JAIN
|
|
DID NOT APPLY FOR REGISTRATION OF CIS
DID NOT WIND UP TO REPAY INVESTORS AS PER REGULATIONS
|
REQUESTED DCA TO INITIATE WINDING UP OF ENTITY
DEBARRED / RESTRAINED FROM ASSOCIATING WITH / ACCESSING CAPITAL MARKET / INTERMEDIARIES FROM 07-FEB-2001 TO 07-FEB-2006
REFERRED TO STATE GOVERNMENTS FOR FILING OF CIVIL/CRIMINAL PROCEEDINGS FOR FRAUD, CHEATING, CRIMINAL BREACH OF TRUST AND MIS-APPROPRIATION OF PUBLIC FUNDS
LAUNCHED PROSECUTION AGAINST THE ENTITY AND ITS DIRECTORS U/S 24 AND 27 OF THE SEBI ACT
07-FEB-2001
|
ALL ACCUSED DECLARED PO MATTER ADJOURNED SINE-DIE WITH THE LIBERTY TO THE COMPLAINANT TO REVIVE THE SAME AS WHEN ACCUSED ARE ARRESTED OR FRESH ADDRESS OF THE ACCUSED PERSONS ARE TRACED
|
| 433 |
|
|
ROSE VALLEY RESORTS & PLANTATIONS LTD.
|
|
|
DID NOT WIND UP TO REPAY INVESTORS AS PER REGULATIONS
|
DIRECTED TO REFUND MONEY TO THE INVESTORS
24-DEC-2002
|
|
| 434 |
|
|
ROSHAN AGRO LTD.
|
|
|
|
MAHENDRA KUMAR SHARMA
|
|
|
SALMA YASMIN KHAN
|
|
|
SARFARAZ AHMED KHAN
|
|
DID NOT APPLY FOR REGISTRATION OF CIS
DID NOT WIND UP TO REPAY INVESTORS AS PER REGULATIONS
|
REQUESTED DCA TO INITIATE WINDING UP OF ENTITY
DEBARRED / RESTRAINED FROM ASSOCIATING WITH / ACCESSING CAPITAL MARKET / INTERMEDIARIES FROM 02-JUL-2001 TO 02-JUL-2006
REFERRED TO STATE GOVERNMENTS FOR FILING OF CIVIL/CRIMINAL PROCEEDINGS FOR FRAUD, CHEATING, CRIMINAL BREACH OF TRUST AND MIS-APPROPRIATION OF PUBLIC FUNDS
LAUNCHED PROSECUTION AGAINST THE ENTITY AND ITS DIRECTORS U/S 24 AND 27 OF THE SEBI ACT
02-JUL-2001
|
|
| 435 |
|
|
ROYAL GARDEN TEAK PLANTATIONS LTD.
(CIN:U02001PY1992PLC000819)
|
|
|
|
B.SASIKALA
|
|
|
G.RAVINDRAN
|
|
|
K.BHASKARAN
|
|
|
L.P.RAMKUMAR
|
|
DID NOT APPLY FOR REGISTRATION OF CIS
DID NOT WIND UP TO REPAY INVESTORS AS PER REGULATIONS
|
REQUESTED DCA TO INITIATE WINDING UP OF ENTITY
DEBARRED / RESTRAINED FROM ASSOCIATING WITH / ACCESSING CAPITAL MARKET / INTERMEDIARIES FROM 02-JUL-2001 TO 02-JUL-2006
REFERRED TO STATE GOVERNMENTS FOR FILING OF CIVIL/CRIMINAL PROCEEDINGS FOR FRAUD, CHEATING, CRIMINAL BREACH OF TRUST AND MIS-APPROPRIATION OF PUBLIC FUNDS
02-JUL-2001
|
|
| 436 |
|
|
RURAL AGRO PLANTATION LTD.
|
|
|
|
ISWAR CHANDRA PATEL
|
|
|
JAWAKIN KULLU
|
|
|
RAGHUNATH SENAPATI
|
|
DID NOT APPLY FOR REGISTRATION OF CIS
DID NOT WIND UP TO REPAY INVESTORS AS PER REGULATIONS
|
REQUESTED DCA TO INITIATE WINDING UP OF ENTITY
DEBARRED / RESTRAINED FROM ASSOCIATING WITH / ACCESSING CAPITAL MARKET / INTERMEDIARIES FROM 02-JUL-2001 TO 02-JUL-2006
REFERRED TO STATE GOVERNMENTS FOR FILING OF CIVIL/CRIMINAL PROCEEDINGS FOR FRAUD, CHEATING, CRIMINAL BREACH OF TRUST AND MIS-APPROPRIATION OF PUBLIC FUNDS
02-JUL-2001
|
|
| 437 |
|
|
SABUJA SAURAVA PLANTATIONS (INDIA) LTD.
|
|
|
|
CHAITNAY KUMAR PRUSTY
|
|
|
DANIEL NAYAK
|
|
|
MANOHAR PATTNAIK
|
|
|
N.DAS
|
|
|
NARSINGH SAHOO
|
|
|
NIRANJAN DASH
|
|
|
PRABHANJAN PRAHARAJ
|
|
DID NOT APPLY FOR REGISTRATION OF CIS
DID NOT WIND UP TO REPAY INVESTORS AS PER REGULATIONS
|
REQUESTED DCA TO INITIATE WINDING UP OF ENTITY
DEBARRED / RESTRAINED FROM ASSOCIATING WITH / ACCESSING CAPITAL MARKET / INTERMEDIARIES FROM 02-JUL-2001 TO 02-JUL-2006
REFERRED TO STATE GOVERNMENTS FOR FILING OF CIVIL/CRIMINAL PROCEEDINGS FOR FRAUD, CHEATING, CRIMINAL BREACH OF TRUST AND MIS-APPROPRIATION OF PUBLIC FUNDS
02-JUL-2001
|
|
| 438 |
|
|
SAGAR FORESTS INDIA LTD.
|
|
|
|
LEKH RAJ KHOSLA
|
|
|
LUXMI CHAUHAN
|
|
|
N.D.SHARMA
|
|
|
PRADEEP KUMAR KHOSLA
|
|
|
PUSHPA
|
|
|
RAMA THAKKAR
|
|
|
REKHA DEEP
|
|
DID NOT APPLY FOR REGISTRATION OF CIS
DID NOT WIND UP TO REPAY INVESTORS AS PER REGULATIONS
|
REQUESTED DCA TO INITIATE WINDING UP OF ENTITY
DEBARRED / RESTRAINED FROM ASSOCIATING WITH / ACCESSING CAPITAL MARKET / INTERMEDIARIES FROM 02-JUL-2001 TO 02-JUL-2006
REFERRED TO STATE GOVERNMENTS FOR FILING OF CIVIL/CRIMINAL PROCEEDINGS FOR FRAUD, CHEATING, CRIMINAL BREACH OF TRUST AND MIS-APPROPRIATION OF PUBLIC FUNDS
02-JUL-2001
|
THE COURT ACQUITTED ACCUSED NO.5. ACCUSED NO.1 - COMPANY NOT REPRESENTED BY ANYONE. ACCUSED NO.2,3,4 AND 6 WERE DECLARED AS PROCLAIMED OFFENDERS
|
| 439 |
|
|
SAGAR GREEN GOLD PLANTATIONS GROUP PVT.LTD.
|
|
|
|
ANOOP KUMAR JAIN
|
|
|
KAMAL KUMAR JAIN
|
|
|
LEKH RAJ KHOSLA
|
|
|
LUXMI CHAUHAN
|
|
|
MANOJ KUMAR JAIN
|
|
|
PRADEEP KUMAR KHOSLA
|
|
|
PUSHPA
|
|
|
REKHA DEEP
|
|
DID NOT APPLY FOR REGISTRATION OF CIS
DID NOT WIND UP TO REPAY INVESTORS AS PER REGULATIONS
|
REQUESTED DCA TO INITIATE WINDING UP OF ENTITY
DEBARRED / RESTRAINED FROM ASSOCIATING WITH / ACCESSING CAPITAL MARKET / INTERMEDIARIES FROM 02-JUL-2001 TO 02-JUL-2006
REFERRED TO STATE GOVERNMENTS FOR FILING OF CIVIL/CRIMINAL PROCEEDINGS FOR FRAUD, CHEATING, CRIMINAL BREACH OF TRUST AND MIS-APPROPRIATION OF PUBLIC FUNDS
LAUNCHED PROSECUTION AGAINST THE ENTITY AND ITS DIRECTORS U/S 24 AND 27 OF THE SEBI ACT
02-JUL-2001
|
|
| 440 |
|
|
SAGAUN PLANTATIONS LTD.
|
|
|
|
ANIL KUMAR SHRIVASTAVA
|
|
|
ANOO SHRIVASTAVA
|
|
|
NAGINA SHRIVASTAVA
|
|
|
P.N.SINGH
|
|
|
RAJKUMAR
|
|
|
RAKESH BEHARI SHRIVASTAVA
|
|
|
SATISH CHANDRA GUPTA
|
|
DID NOT APPLY FOR REGISTRATION OF CIS
DID NOT WIND UP TO REPAY INVESTORS AS PER REGULATIONS
|
REQUESTED DCA TO INITIATE WINDING UP OF ENTITY
DEBARRED / RESTRAINED FROM ASSOCIATING WITH / ACCESSING CAPITAL MARKET / INTERMEDIARIES FROM 02-JUL-2001 TO 02-JUL-2006
REFERRED TO STATE GOVERNMENTS FOR FILING OF CIVIL/CRIMINAL PROCEEDINGS FOR FRAUD, CHEATING, CRIMINAL BREACH OF TRUST AND MIS-APPROPRIATION OF PUBLIC FUNDS
02-JUL-2001
|
ACCUSED MOBILIZED RS.3 LAKH. ALL ACCUSED CONVICTED AND SENTENCED TO FINE OF
RS.5000 EACH AND ON DEFAULT SIMPLE IMPRISONMENT OF ONE MONTH
|
| The regulatory charges/regulatory actions may be fully or partly applicable to the entities/persons mentioned in the second column. |
| |
|
|
| Page 22 of 30
|
