| S.No. |
ENTITY |
PERSONS |
REGULATORY CHARGES |
REGULATORY ACTION(S) / DATE OF ORDER |
FURTHER DEVELOPMENTS |
| 421 |
|
RAJESBHAI S.ADANI FAMILY TRUST
|
|
|
|
RAJESHBHAI SHANTILAL ADANI
PAN:ABKPA0962A
|
|
|
SHILINBEN R.ADANI
|
|
VIOLATED SECTION 2 (I) (A) OF SECURITIES CONTRACTS (REGULATION) ACT, 1956
VIOLATED SECTION 16 OF SECURITIES CONTRACTS (REGULATION) ACT, 1956
VIOLATED SECTION 23 OF SECURITIES CONTRACTS (REGULATION) ACT, 1956
VIOLATED SECTION 24 OF SECURITIES CONTRACTS (REGULATION) ACT, 1956
|
PROSECUTION LAUNCHED
15-MAY-2006
|
THE OFFENCE WAS COMPOUNDED ON PAYMENT OF RS.30,00,000 BY THE ACCUSED TO SEBI
|
| 422 |
|
|
RAJESH EXPORTS LTD.
(PAN:AAACR8642N)
|
|
|
|
PRASHANT MEHTA
|
|
|
RAJESH MEHTA
|
|
VIOLATED REGULATION 4(A) OF SEBI (PFUTP) REGULATIONS, 1995
VIOLATED SECTION 4(C) OF SEBI (PFUTP) REGULATIONS, 1995
|
PROSECUTION LAUNCHED
15-MAY-2006
|
THE OFFENCE WAS COMPOUNDED ON PAYMENT OF RS.4,46,05,651.00 TO SEBI
|
| 423 |
|
|
RAMESH D.PATEL (HUF)
(PAN:AAKHR0408M)
|
|
|
VIOLATED SECTION 24 (1) OF SEBI ACT, 1992
|
PROSECUTION LAUNCHED
15-JUL-2022
|
THE MATTER IS DISPOSED OFF AS COMPOUNDED
|
| 424 |
|
|
RANSI SOFTWARES INDIA LTD.
|
|
|
|
KUNARAM CHOUDHARI
|
|
|
MAHENDRA AMRUTLAL SHAH
|
|
|
VANGINI SRINIVAS
|
|
VIOLATED SECTION 24 (1) OF SEBI ACT, 1992
VIOLATED SEBI (PFUTP) REGULATIONS, 1995
|
PROSECUTION LAUNCHED
31-MAR-2010
|
|
| 425 |
|
|
READY FOODS LTD.
|
|
|
|
H.A.B.PAPRIA
|
|
|
J.MATTAN
|
|
|
N.S.RANDHAVA
|
|
|
R.ANAND
|
|
|
T.V.RAJA REDDY
|
|
DID NOT DESPATCH SHARE CERTIFICATES AFTER ALLOTMENT AND/OR TRANSFER WITHIN STIPULATED PERIOD
|
PROSECUTION LAUNCHED
15-MAY-2006
|
|
| 426 |
|
|
RICHIMEN SILKS LTD.
(CIN:U18100AP1984PLC005033)
|
|
|
|
B.N.JAISIMHA
|
|
|
G.VIJAYA LAXMI
|
|
|
G.VITTAL
|
|
|
K.THIPPA SWAMY
|
|
|
R.R.KUMAR
|
|
DID NOT REPAY EXCESS SHARE APPLICATION MONEY WITHIN STIPULATED PERIOD
DID NOT DESPATCH SHARE CERTIFICATES AFTER ALLOTMENT AND/OR TRANSFER WITHIN STIPULATED PERIOD
|
PROSECUTION LAUNCHED
15-MAY-2006
|
|
| 427 |
|
|
RICHTONE FINTRADE & INVESTMENT PVT.LTD.
(CIN:U65990MH1996PTC100093)
|
|
|
|
NIKITA GHIA
|
|
|
SANJAY JOGANI
|
|
|
SHARAD GHADI
|
|
FAILED TO PAY PENALTY
|
PROSECUTION LAUNCHED
25-AUG-2016
|
THE OFFENCE WAS COMPOUNDED ON PAYMENT OF RS.67000.00 TO SEBI
|
| 428 |
|
|
RIDDHI SILK MILLS
(PAN:AAJFR2520H)
|
|
|
FAILED TO PAY PENALTY
|
PROSECUTION LAUNCHED
15-JUL-2022
|
WITHDRAWN
|
| 429 |
|
|
RIGHT FINSTOCK PVT.LTD.
(PAN:AAACR9277R)
|
|
|
FAILED TO PAY PENALTY
|
PROSECUTION LAUNCHED
31-MAR-2014
|
THE OFFENCE WAS COMPOUNDED ON PAYMENT OF RS.67,000.00
|
| 430 |
|
|
RIGHT FINSTOCK PVT.LTD.
(PAN:AAACR9277R)
|
|
|
|
SANKET S.SHAH
|
|
|
VISHNUBHAI S.PAREKH
|
|
FAILED TO PAY PENALTY
|
PROSECUTION LAUNCHED
31-MAR-2013
|
THE OFFENCE WAS COMPOUNDED ON PAYMENT OF RS.67000.00 TO SEBI
THE OFFENCE WAS COMPOUNDED ON PAYMENT OF RS.67,000.00
|
| 431 |
|
|
RIJAN SECURITIES PVT.LTD.
(CIN:U67120MH2000PTC129273)
|
|
|
|
BHAVESH N.MUNI
PAN:AKFPM7895Q
|
|
|
MILAN G.PARIKH
PAN:AAEPP0670K
|
|
VIOLATED SECTION 12(1) OF SEBI ACT READ WITH REGULATION 3 OF SEBI (STOCK BROKERS AND SUB-BROKERS) REGULATIONS, 1992
|
PROSECUTION LAUNCHED
31-MAR-2011
|
|
| 432 |
|
|
RINKU PHARMA LTD.
|
|
|
|
KULDIP B.SHARMA
|
|
|
MANOJ O.SHARMA
|
|
|
NITIN RAMJILAL SHARMA
|
|
VIOLATED SECTION 24 (1) OF SEBI ACT, 1992
VIOLATED SECTION 11 B OF SEBI ACT, 1992
VIOLATED SECTION 11 (1) OF SEBI TAKEOVER CODE, 1997
VIOLATED SECTION 21 (3) OF SEBI TAKEOVER CODE, 1997
VIOLATED SECTION 44 OF SEBI TAKEOVER CODE, 1997
|
PROSECUTION LAUNCHED
15-MAY-2006
|
|
| 433 |
|
|
RITEDEAL TRADING CO.PVT.LTD.
(PAN:AACCR9537J)
|
|
|
|
AJIT SAMBHAJI SURYAVANSHI
PAN:AVOPS4111P
|
|
|
SANTOSH ROHIDAS JAGTAP
PAN:AFUPJ0681F
|
|
FAILED TO PAY PENALTY
|
PROSECUTION LAUNCHED
31-MAR-2010
|
|
| 434 |
|
|
RITESH POLYESTERS LTD.
|
|
|
|
MAHENDER KUMAR AGARWAL
|
|
|
ROOP REKHA AGARWAL
|
|
|
SHIV SHANKER AGARWAL
|
|
|
SURENDRA KUMAR AGARWAL
|
|
|
THANU PILLAI
|
|
MIS-STATEMENTS IN THE PROSPECTUS
|
PROSECUTION LAUNCHED
15-MAY-2006
|
THE OFFENCE WAS COMPOUNDED ON PAYMENT OF OF RS.15000 BY EACH OF THE ACCUSED
|
| 435 |
|
|
RITUJA FINVEST PVT.LTD.
|
|
|
|
ANIL D.DOSHI
|
|
|
DILIP N.SHAH
|
|
|
DINESH D.DOSHI
|
|
|
VINOD C.SHAH
|
|
FAILED TO PAY PENALTY
VIOLATED SECTION 11 (C) 6 OF SEBI ACT, 1992
VIOLATED SECTION 11 (3) OF SEBI ACT, 1992
VIOLATED SECTION 24 OF SEBI ACT, 1992
VIOLATED SECTION 27 OF SEBI ACT, 1992
|
PROSECUTION LAUNCHED
15-MAY-2006
|
ACQUITTED
|
| 436 |
|
|
RKKR AGENCIES PVT.LTD.
|
|
|
|
ANIL KANODIA
|
|
|
ANIL RAI
|
|
|
B.M.JOSHI
|
|
|
VINAY RAI
|
|
VIOLATED REGULATIONS 4(A) TO 4(E) OF SEBI (PFUTP) REGULATIONS, 1995
VIOLATED REGULATION 6(D) OF SEBI (PFUTP) REGULATIONS, 1995
DEALT IN SECURITIES VIOLATING REGULATION 4 OF SEBI (PROHIBITION OF INSIDER TRADING) REGULATIONS, 1992
VIOLATED SECTION 11 (2) OF SEBI TAKEOVER CODE, 1997
|
PROSECUTION LAUNCHED
15-MAY-2006
|
|
| 437 |
|
|
ROBINSON WORLDWIDE TRADE LTD.
(PAN:AABCR6814P)
|
|
|
|
RAGHUNATH CHARI
|
|
|
RAMANLAL NAGJIBHAI TRIVEDI
PAN:ACXPT8490J
|
|
|
YASMIN G.ARAB
PAN:AKGPA8713Q
|
|
VIOLATED SECTION 24 (1) OF SEBI ACT, 1992
|
PROSECUTION LAUNCHED
25-AUG-2016
|
|
| 438 |
|
|
ROCKY MARKETING PVT.LTD.
|
|
|
FAILED TO PAY PENALTY
|
PROSECUTION LAUNCHED
30-SEP-2012
|
THE OFFENCE WAS COMPOUNDED
|
| 439 |
|
|
ROLEX MERCHANTS PVT.LTD.
|
|
|
VIOLATED REGULATION 4(A) OF SEBI (PFUTP) REGULATIONS, 1995
VIOLATED REGULATION 4(B) OF SEBI (PFUTP) REGULATIONS, 1995
|
PROSECUTION LAUNCHED
15-MAY-2006
|
|
| 440 |
|
|
ROOFIT INDUSTRIES LTD.
|
|
|
|
E.V.HARIHARAN
|
|
|
KISHORE GURBUX MOTWANI
DIN:02417178
PAN:AAJPM2980N
|
|
|
M.D.GOTHIVREKAR
|
|
|
MILIND R.TAMHANE
|
|
|
SURESH GURBUX MOTWANI
|
|
|
VINOD GURBUX MOTWANI
DIN:00632268
PAN:AEXPM6414P
|
|
VIOLATED SECTION 11 (3) OF SEBI ACT, 1992
|
PROSECUTION LAUNCHED
15-MAY-2006
|
|
| The regulatory charges/regulatory actions may be fully or partly applicable to the entities/persons mentioned in the second column. |
| |
|
|
| Page 22 of 32
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