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SOURCE OF INFORMATION

SOURCE OF INFORMATION : SECURITIES AND EXCHANGE BOARD OF INDIA WEBSITE – PRESS RELEASES/ CHAIRMAN’S AND MEMBER’S ORDERS / AO ORDERS/ SAT ORDERS/ NEWSPAPER ADS
UPDATED TILL : 10-SEP-2026

NAMES IN BROWN COLOUR
Names of entities/persons in brown colour denote that the regulatory order is not against them but their names have been mentioned only for association purposes.

STOCK BROKERS: DID NOT ADHERE TO PROVISION REGULATION OF SEBI

S.No. ENTITY PERSONS REGULATORY CHARGES REGULATORY ACTION(S) / DATE OF ORDER FURTHER DEVELOPMENTS
421
History of entity/person RAJEEVBHAI S.PAREKH,M/S

(Member : SKSE)  
Click here to view complete history of this specific entity/person RAJEEV S.PAREKH
  		DID NOT ADHERE TO SEBI (COLLECTIVE INVESTMENT SCHEMES) REGULATION, 1992   CANCELLED REGISTRATION AS STOCK BROKER FROM 13-MAY-2002

13-MAY-2002 		 
422
History of entity/person RAJENDRA K.GUPTA & CO.

(Member : UPSE)  
Click here to view complete history of this specific entity/person RAJENDRA KUMAR GUPTA
  		DID NOT ADHERE TO SEBI (COLLECTIVE INVESTMENT SCHEMES) REGULATION, 1992   CANCELLED REGISTRATION AS STOCK BROKER FROM 14-JAN-2005

14-JAN-2005 		 
423
History of entity/person RAJENDRA KUMAR CHHABRA,M/S

(Member : ICSE)  
Click here to view complete history of this specific entity/person RAJENDRA KUMAR CHHABRA
  		DID NOT ADHERE TO SEBI (COLLECTIVE INVESTMENT SCHEMES) REGULATION, 1992   CANCELLED REGISTRATION AS STOCK BROKER FROM 01-MAR-2007

01-MAR-2007 		 
424
History of entity/person RAJENDRA RATHORE,M/S

(Member : MPSE)  
Click here to view complete history of this specific entity/person RAJENDRA RATHORE
  		DID NOT ADHERE TO SEBI (COLLECTIVE INVESTMENT SCHEMES) REGULATION, 1992   CANCELLED REGISTRATION AS STOCK BROKER FROM 27-AUG-2004

27-AUG-2004 		 
425
History of entity/person RAJESH & CO.

(Member : VSE)  
Click here to view complete history of this specific entity/person RAJESH MAHESHWARY
  		DID NOT ADHERE TO SEBI (COLLECTIVE INVESTMENT SCHEMES) REGULATION, 1992   CANCELLED REGISTRATION AS STOCK BROKER FROM 29-OCT-2004

29-OCT-2004 		 
426
History of entity/person RAJESH ANUBHAI SHAH,M/S

(Member : ASE)  
Click here to view complete history of this specific entity/person RAJESH ANUBHAI SHAH
  		DID NOT ADHERE TO SEBI (COLLECTIVE INVESTMENT SCHEMES) REGULATION, 1992   CANCELLED REGISTRATION AS STOCK BROKER FROM 03-SEP-2004

03-SEP-2004 		 
427
History of entity/person RAJESH GUPTA & CO.

(Member : JSE)  
Click here to view complete history of this specific entity/person RAJESH GUPTA
  		DID NOT ADHERE TO SEBI (COLLECTIVE INVESTMENT SCHEMES) REGULATION, 1992   CANCELLED REGISTRATION AS STOCK BROKER FROM 24-DEC-2002

24-DEC-2002 		 
428
History of entity/person RAJESH KUMAR KHANDELWAL,M/S

(Member : JSE)  
Click here to view complete history of this specific entity/person RAJESH KUMAR KHANDELWAL
  		DID NOT ADHERE TO SEBI (COLLECTIVE INVESTMENT SCHEMES) REGULATION, 1992   CANCELLED REGISTRATION AS STOCK BROKER FROM 01-MAR-2007

01-MAR-2007 		 
429
History of entity/person RAJINDER & CO.

(Member : CMBSE)  
Click here to view complete history of this specific entity/person RAJINDER KUMAR BHARTI
  		DID NOT ADHERE TO SEBI (COLLECTIVE INVESTMENT SCHEMES) REGULATION, 1992   CANCELLED REGISTRATION AS STOCK BROKER FROM 22-OCT-2002

22-OCT-2002 		 
430
History of entity/person RAJNIKANT SHANTICHAND JHAVERI,M/S

(Member : BSE)  
Click here to view complete history of this specific entity/person RAJNIKANT SHANTICHAND JHAVERI
  		DID NOT ADHERE TO SEBI (COLLECTIVE INVESTMENT SCHEMES) REGULATION, 1992   CANCELLED REGISTRATION AS STOCK BROKER FROM 27-AUG-2004

27-AUG-2004 		 
431
History of entity/person RAJU & CO.

(Member : COCSE)  
  DID NOT ADHERE TO SEBI (COLLECTIVE INVESTMENT SCHEMES) REGULATION, 1992   CANCELLED REGISTRATION AS STOCK BROKER FROM 03-JAN-2005

03-JAN-2005 		 
432
History of entity/person RAKESH NAGAR & CO.

(Member : JSE)  
Click here to view complete history of this specific entity/person RAKESH NAGAR
  		DID NOT ADHERE TO SEBI (COLLECTIVE INVESTMENT SCHEMES) REGULATION, 1992   CANCELLED REGISTRATION AS STOCK BROKER FROM 05-NOV-2004

11-NOV-2004 		SAT: IMPUGNED ORDER MODIFIED FROM CANCELLATION TO SIMPLE WARNING,NO ORDER AS TO COSTS  
433
History of entity/person RAKESH RELAN,M/S

(Member : DSE)  
Click here to view complete history of this specific entity/person RAKESH RELAN
  		DID NOT ADHERE TO SEBI (COLLECTIVE INVESTMENT SCHEMES) REGULATION, 1992   CANCELLED REGISTRATION AS STOCK BROKER FROM 22-OCT-2002

22-OCT-2002 		 
434
History of entity/person RAM BABU SHARMA,M/S

(Member : JSE)  
Click here to view complete history of this specific entity/person RAM BABU SHARMA
  		DID NOT ADHERE TO SEBI (COLLECTIVE INVESTMENT SCHEMES) REGULATION, 1992   CANCELLED REGISTRATION AS STOCK BROKER FROM 24-DEC-2002

24-DEC-2002 		 
435
History of entity/person RAMAKRISHNA EQUITY FUND LTD.

(Member : NSE)  
  DID NOT PAY FEES TO SEBI

DECLARED DEFAULTER BY THE EXCHANGE AND EXPELLED   		CANCELLED REGISTRATION AS STOCK BROKER FROM 23-JAN-2008

23-JAN-2008 		 
436
History of entity/person RAMESH KUMAR VIRMANI,M/S

(Member : OTC)  
Click here to view complete history of this specific entity/person RAMESH KUMAR VIRMANI
  		DID NOT PAY FEES TO SEBI

DECLARED DEFAULTER BY THE EXCHANGE AND EXPELLED   		CANCELLED REGISTRATION AS STOCK BROKER FROM 23-JAN-2008

23-JAN-2008 		 
437
History of entity/person RAMESHKUMAR UTTAMCHAND DOSHI,M/S

(Along with : DOSHI INVESTMENT)  
Click here to view complete history of this specific entity/person RAMESHKUMAR UTTAMCHAND DOSHI
  		DID NOT ADHERE TO SEBI (COLLECTIVE INVESTMENT SCHEMES) REGULATION, 1992   CANCELLED REGISTRATION AS STOCK BROKER FROM 27-AUG-2004

27-AUG-2004 		 
438
History of entity/person RAMNIWAS CHIRIMAR,M/S

(Member : CSE)  
Click here to view complete history of this specific entity/person RAMNIWAS CHIRIMAR
  		DID NOT ADHERE TO SEBI (COLLECTIVE INVESTMENT SCHEMES) REGULATION, 1992   CANCELLED REGISTRATION AS STOCK BROKER FROM 10-SEP-2003

10-SEP-2003 		 
439
History of entity/person RAMNIWAS CHIRIMAR,M/S

(Member : ICSE)  
Click here to view complete history of this specific entity/person RAMNIWAS CHIRIMAR
  		DID NOT ADHERE TO SEBI (COLLECTIVE INVESTMENT SCHEMES) REGULATION, 1992   CANCELLED REGISTRATION AS STOCK BROKER FROM 27-AUG-2004

27-AUG-2004 		 
440
History of entity/person RAMOTAR AGARWALA & CO.

(Member : CSE)  
  DID NOT ADHERE TO SEBI (COLLECTIVE INVESTMENT SCHEMES) REGULATION, 1992   CANCELLED REGISTRATION AS STOCK BROKER FROM 27-AUG-2004

27-AUG-2004 		 
The regulatory charges/regulatory actions may be fully or partly applicable to the entities/persons mentioned in the second column.
 
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