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SOURCE OF INFORMATION

SOURCE OF INFORMATION : SECURITIES AND EXCHANGE BOARD OF INDIA WEBSITE – PRESS RELEASES/ CHAIRMAN’S AND MEMBER’S ORDERS / AO ORDERS/ SAT ORDERS/ NEWSPAPER ADS
UPDATED TILL : 02-MAR-2026

NAMES IN BROWN COLOUR
Names of entities/persons in brown colour denote that the regulatory order is not against them but their names have been mentioned only for association purposes.

AUTHORISED PERSON: CANCELLED REGISTRATION AS AUTHORISED PERSON

S.No. ENTITY PERSONS REGULATORY CHARGES REGULATORY ACTION(S) / DATE OF ORDER FURTHER DEVELOPMENTS
401
History of entity/person PAWAN KUMAR,M/S

(Authorised Person of GLOBE CAPITAL MARKET LTD., Member : NSE)  
Click here to view complete history of this specific entity/person PAWAN KUMAR
  		NO LONGER AFFILIATED AS AUTHORISED PERSON   CANCELLED REGISTRATION AS AUTHORISED PERSON

18-JUN-2012 		 
402
History of entity/person PHANEENDRA KONERU,M/S

(Authorised Person of SMC GLOBAL SECURITIES LTD., Member : NSE)  
Click here to view complete history of this specific entity/person PHANEENDRA KONERU
  		NO LONGER AFFILIATED AS AUTHORISED PERSON   CANCELLED REGISTRATION AS AUTHORISED PERSON

23-FEB-2012 		 
403
History of entity/person PIALI CHATTERJEE,M/S

(Authorised Person of KOTAK SECURITIES LTD., Member : NSE/BSE)  
Click here to view complete history of this specific entity/person PIALI CHATTERJEE
  		NO LONGER AFFILIATED AS AUTHORISED PERSON   CANCELLED REGISTRATION AS AUTHORISED PERSON

04-JAN-2021 		 
404
History of entity/person PINKI AGARWAL,M/S

(Authorised Person of KOTAK SECURITIES LTD., Member : NSE/BSE)  
Click here to view complete history of this specific entity/person PINKI AGARWAL
  		NO LONGER AFFILIATED AS AUTHORISED PERSON   CANCELLED REGISTRATION AS AUTHORISED PERSON

15-JAN-2021 		 
405
History of entity/person PIYUSH KUMAR SHARMA,M/S

(Authorised Person of KOTAK SECURITIES LTD., Member : NSE)  
Click here to view complete history of this specific entity/person PIYUSH KUMAR SHARMA
  		NO LONGER AFFILIATED AS AUTHORISED PERSON   CANCELLED REGISTRATION AS AUTHORISED PERSON

04-DEC-2017 		 
406
History of entity/person PIYUSH KUMAR SINHA,M/S

(Authorised Person of KOTAK SECURITIES LTD., Member : BSE/NSE)  
Click here to view complete history of this specific entity/person PIYUSH KUMAR SINHA
  		NO LONGER AFFILIATED AS AUTHORISED PERSON   CANCELLED REGISTRATION AS AUTHORISED PERSON

02-JAN-2019 		 
407
History of entity/person PMW FINANCIAL SERVICES PVT.LTD.

(Authorised Person of BRICS SECURITIES LTD., Member : NSE)  
  NO LONGER AFFILIATED AS AUTHORISED PERSON   CANCELLED REGISTRATION AS AUTHORISED PERSON

01-MAY-2012 		 
408
History of entity/person POOJA DEV,M/S

(Authorised Person of SHAREKHAN LTD., Member : NSE/BSE)  
Click here to view complete history of this specific entity/person POOJA DEV
  		NO LONGER AFFILIATED AS AUTHORISED PERSON   CANCELLED REGISTRATION AS AUTHORISED PERSON

14-OCT-2015 		 
409
History of entity/person POOJA PANDEY,M/S

(PAN:CBNPP9488B)

(Authorised Person of WEALTH MANTRA LTD., Member : BSE)  
Click here to view complete history of this specific entity/person POOJA PANDEY

PAN:CBNPP9488B
  		NO LONGER AFFILIATED AS AUTHORISED PERSON   CANCELLED REGISTRATION AS AUTHORISED PERSON FROM 04-MAY-2018

04-MAY-2018 		 
410
History of entity/person POOJA TANDON,M/S

(Authorised Person of SMC GLOBAL SECURITIES LTD., Member : NSE)  
Click here to view complete history of this specific entity/person POOJA TANDON
  		NO LONGER AFFILIATED AS AUTHORISED PERSON   CANCELLED REGISTRATION AS AUTHORISED PERSON

23-FEB-2012 		 
411
History of entity/person POONAM BARANWAL,M/S

(PAN:AXWPB8745J)

(Authorised Person of F6 FINSERVE PVT. LTD., Member : BSE)  
Click here to view complete history of this specific entity/person POONAM BARANWAL

PAN:AXWPB8745J
  		NO LONGER AFFILIATED AS AUTHORISED PERSON   CANCELLED REGISTRATION AS AUTHORISED PERSON FROM 04-MAY-2018

04-MAY-2018 		 
412
History of entity/person PORTFOLIO TIMES ADVISORS LLP

(Authorised Person of KOTAK SECURITIES LTD., Member : NSE)  
  NO LONGER AFFILIATED AS AUTHORISED PERSON   CANCELLED REGISTRATION AS AUTHORISED PERSON

31-JAN-2020 		 
413
History of entity/person PRABHA BHANDARI,M/S

(Authorised Person of KOTAK SECURITIES LTD., Member : NSE/BSE)  
Click here to view complete history of this specific entity/person PRABHA BHANDARI
  		NO LONGER AFFILIATED AS AUTHORISED PERSON   CANCELLED REGISTRATION AS AUTHORISED PERSON

23-NOV-2017 		 
414
History of entity/person PRABHA GUPTA,M/S

(Authorised Person of ANGEL BROKING LTD., Member : NSE/BSE)  
Click here to view complete history of this specific entity/person PRABHA GUPTA
  		NO LONGER AFFILIATED AS AUTHORISED PERSON   CANCELLED REGISTRATION AS AUTHORISED PERSON

13-DEC-2019 		 
415
History of entity/person PRADEEP AGARWAL,M/S

(PAN:AHXPA2797A)

(Authorised Person of F6 FINSERVE PVT. LTD., Member : BSE)  
Click here to view complete history of this specific entity/person PRADEEP AGARWAL

PAN:AHXPA2797A
  		NO LONGER AFFILIATED AS AUTHORISED PERSON   CANCELLED REGISTRATION AS AUTHORISED PERSON FROM 04-MAY-2018

04-MAY-2018 		 
416
History of entity/person PRADEEP,M/S

(Authorised Person of KOTAK SECURITIES LTD., Member : BSE/NSE)  
Click here to view complete history of this specific entity/person PRADEEP
  		NO LONGER AFFILIATED AS AUTHORISED PERSON   CANCELLED REGISTRATION AS AUTHORISED PERSON

18-FEB-2020 		 
417
History of entity/person PRAKASH CHAND GUPTA,M/S

(Authorised Person of KOTAK SECURITIES LTD., Member : NSE/BSE)  
Click here to view complete history of this specific entity/person PRAKASH CHAND GUPTA
  		NO LONGER AFFILIATED AS AUTHORISED PERSON   CANCELLED REGISTRATION AS AUTHORISED PERSON

23-NOV-2017 		 
418
History of entity/person PRAKASH DATTARAO WAGH,M/S

(Authorised Person of MANGAL KESHAV SECURITIES LTD., Member : NSE)  
Click here to view complete history of this specific entity/person PRAKASH DATTARAO WAGH
  		AUTHORISED PERSON REGISTRATION TERMINATED BY BROKER   CANCELLED REGISTRATION AS AUTHORISED PERSON

16-MAR-2012 		 
419
History of entity/person PRASHANT DAIYA,M/S

(Authorised Person of KOTAK SECURITIES LTD., Member : NSE/BSE)  
Click here to view complete history of this specific entity/person PRASHANT DAIYA
  		NO LONGER AFFILIATED AS AUTHORISED PERSON   CANCELLED REGISTRATION AS AUTHORISED PERSON

23-NOV-2017 		 
420
History of entity/person PRASHANT JAIN,M/S

(Authorised Person of KOTAK SECURITIES LTD., Member : NSE/BSE)  
Click here to view complete history of this specific entity/person PRASHANT JAIN
  		NO LONGER AFFILIATED AS AUTHORISED PERSON   CANCELLED REGISTRATION AS AUTHORISED PERSON

24-OCT-2020 		 
The regulatory charges/regulatory actions may be fully or partly applicable to the entities/persons mentioned in the second column.
 
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