| S.No. |
ENTITY |
PERSONS |
REGULATORY CHARGES |
REGULATORY ACTION(S) / DATE OF ORDER |
FURTHER DEVELOPMENTS |
| 401 |
|
RICHWOOD ESTATES PVT.LTD.
|
|
|
|
B.CHANDU RAO
|
|
|
K.SAILAJA RAO
|
|
|
S.ARUN KUMAR
|
|
|
V.SHEELENDRA GUPTA
|
|
DID NOT APPLY FOR REGISTRATION OF CIS
DID NOT WIND UP TO REPAY INVESTORS AS PER REGULATIONS
|
REQUESTED DCA TO INITIATE WINDING UP OF ENTITY
DEBARRED / RESTRAINED FROM ASSOCIATING WITH / ACCESSING CAPITAL MARKET / INTERMEDIARIES FROM 02-JUL-2001 TO 02-JUL-2006
REFERRED TO STATE GOVERNMENTS FOR FILING OF CIVIL/CRIMINAL PROCEEDINGS FOR FRAUD, CHEATING, CRIMINAL BREACH OF TRUST AND MIS-APPROPRIATION OF PUBLIC FUNDS
02-JUL-2001
|
|
| 402 |
|
|
RIDAH FARMS PVT.LTD.
|
|
|
|
ASMA AJAZ
|
|
|
M.A.MAJEED
|
|
|
MOHAMMAD MOIZ QADRI
|
|
|
MOHD.ABDUL MUJEEB QADRI
|
|
|
MOHD.FARHATULLAH KHAN
|
|
|
MOHD.SULTAN QADRI
|
|
|
S.VIDUARUDIM HASSAN
|
|
|
SYED ANSARUDDIN HASAN
|
|
DID NOT APPLY FOR REGISTRATION OF CIS
DID NOT WIND UP TO REPAY INVESTORS AS PER REGULATIONS
|
REQUESTED DCA TO INITIATE WINDING UP OF ENTITY
DEBARRED / RESTRAINED FROM ASSOCIATING WITH / ACCESSING CAPITAL MARKET / INTERMEDIARIES FROM 02-JUL-2001 TO 02-JUL-2006
REFERRED TO STATE GOVERNMENTS FOR FILING OF CIVIL/CRIMINAL PROCEEDINGS FOR FRAUD, CHEATING, CRIMINAL BREACH OF TRUST AND MIS-APPROPRIATION OF PUBLIC FUNDS
LAUNCHED PROSECUTION AGAINST THE ENTITY AND ITS DIRECTORS U/S 24 AND 27 OF THE SEBI ACT
02-JUL-2001
|
SAT: APPEAL TIME-BARRED THUS DISMISSED
|
| 403 |
|
|
RIM ZHIM AGRO FORESTS LTD.
|
|
|
|
D.S.THAKUR
|
|
|
H.C.MAHAJAN
|
|
|
K.C.KAUNDAL
|
|
|
P.S.CHOUDHRY
|
|
|
ROOP LAL KAUNDAL
|
|
|
S.S.THAKUR
|
|
DID NOT APPLY FOR REGISTRATION OF CIS
DID NOT WIND UP TO REPAY INVESTORS AS PER REGULATIONS
|
REQUESTED DCA TO INITIATE WINDING UP OF ENTITY
DEBARRED / RESTRAINED FROM ASSOCIATING WITH / ACCESSING CAPITAL MARKET / INTERMEDIARIES FROM 02-JUL-2001 TO 02-JUL-2006
REFERRED TO STATE GOVERNMENTS FOR FILING OF CIVIL/CRIMINAL PROCEEDINGS FOR FRAUD, CHEATING, CRIMINAL BREACH OF TRUST AND MIS-APPROPRIATION OF PUBLIC FUNDS
LAUNCHED PROSECUTION AGAINST THE ENTITY AND ITS DIRECTORS U/S 24 AND 27 OF THE SEBI ACT
02-JUL-2001
|
ACCUSED MOBILIZED 29 LAKH. ACCUSED NO.2, 3 5 AND 6 CONVICTED AND SENTENCED TO RIGOROUS IMPRISONMENT FOR A TERM OF ONE YEAR AND FINE OF RS.1 LAKH. EACH AND ON DEFAULT OF PAYMENT, SIMPLE IMPRISONMENT FOR 6 MONTHS EACH. ACCUSED NO.4 AND 7 DECLARED AS PROCLAIMED OFFENDERS
|
| 404 |
|
|
ROSAL FOREST (I) LTD.
|
|
|
|
D.S.DHILLON
|
|
|
PARAMJEET KAUR
|
|
|
SUNIL JAIN
|
|
DID NOT APPLY FOR REGISTRATION OF CIS
DID NOT WIND UP TO REPAY INVESTORS AS PER REGULATIONS
|
REQUESTED DCA TO INITIATE WINDING UP OF ENTITY
DEBARRED / RESTRAINED FROM ASSOCIATING WITH / ACCESSING CAPITAL MARKET / INTERMEDIARIES FROM 07-FEB-2001 TO 07-FEB-2006
REFERRED TO STATE GOVERNMENTS FOR FILING OF CIVIL/CRIMINAL PROCEEDINGS FOR FRAUD, CHEATING, CRIMINAL BREACH OF TRUST AND MIS-APPROPRIATION OF PUBLIC FUNDS
LAUNCHED PROSECUTION AGAINST THE ENTITY AND ITS DIRECTORS U/S 24 AND 27 OF THE SEBI ACT
07-FEB-2001
|
ALL ACCUSED DECLARED PO MATTER ADJOURNED SINE-DIE WITH THE LIBERTY TO THE COMPLAINANT TO REVIVE THE SAME AS WHEN ACCUSED ARE ARRESTED OR FRESH ADDRESS OF THE ACCUSED PERSONS ARE TRACED
|
| 405 |
|
|
ROSHAN AGRO LTD.
|
|
|
|
MAHENDRA KUMAR SHARMA
|
|
|
SALMA YASMIN KHAN
|
|
|
SARFARAZ AHMED KHAN
|
|
DID NOT APPLY FOR REGISTRATION OF CIS
DID NOT WIND UP TO REPAY INVESTORS AS PER REGULATIONS
|
REQUESTED DCA TO INITIATE WINDING UP OF ENTITY
DEBARRED / RESTRAINED FROM ASSOCIATING WITH / ACCESSING CAPITAL MARKET / INTERMEDIARIES FROM 02-JUL-2001 TO 02-JUL-2006
REFERRED TO STATE GOVERNMENTS FOR FILING OF CIVIL/CRIMINAL PROCEEDINGS FOR FRAUD, CHEATING, CRIMINAL BREACH OF TRUST AND MIS-APPROPRIATION OF PUBLIC FUNDS
LAUNCHED PROSECUTION AGAINST THE ENTITY AND ITS DIRECTORS U/S 24 AND 27 OF THE SEBI ACT
02-JUL-2001
|
|
| 406 |
|
|
ROYAL GARDEN TEAK PLANTATIONS LTD.
(CIN:U02001PY1992PLC000819)
|
|
|
|
B.SASIKALA
|
|
|
G.RAVINDRAN
|
|
|
K.BHASKARAN
|
|
|
L.P.RAMKUMAR
|
|
DID NOT APPLY FOR REGISTRATION OF CIS
DID NOT WIND UP TO REPAY INVESTORS AS PER REGULATIONS
|
REQUESTED DCA TO INITIATE WINDING UP OF ENTITY
DEBARRED / RESTRAINED FROM ASSOCIATING WITH / ACCESSING CAPITAL MARKET / INTERMEDIARIES FROM 02-JUL-2001 TO 02-JUL-2006
REFERRED TO STATE GOVERNMENTS FOR FILING OF CIVIL/CRIMINAL PROCEEDINGS FOR FRAUD, CHEATING, CRIMINAL BREACH OF TRUST AND MIS-APPROPRIATION OF PUBLIC FUNDS
02-JUL-2001
|
|
| 407 |
|
|
RURAL AGRO PLANTATION LTD.
|
|
|
|
ISWAR CHANDRA PATEL
|
|
|
JAWAKIN KULLU
|
|
|
RAGHUNATH SENAPATI
|
|
DID NOT APPLY FOR REGISTRATION OF CIS
DID NOT WIND UP TO REPAY INVESTORS AS PER REGULATIONS
|
REQUESTED DCA TO INITIATE WINDING UP OF ENTITY
DEBARRED / RESTRAINED FROM ASSOCIATING WITH / ACCESSING CAPITAL MARKET / INTERMEDIARIES FROM 02-JUL-2001 TO 02-JUL-2006
REFERRED TO STATE GOVERNMENTS FOR FILING OF CIVIL/CRIMINAL PROCEEDINGS FOR FRAUD, CHEATING, CRIMINAL BREACH OF TRUST AND MIS-APPROPRIATION OF PUBLIC FUNDS
02-JUL-2001
|
|
| 408 |
|
|
SABUJA SAURAVA PLANTATIONS (INDIA) LTD.
|
|
|
|
CHAITNAY KUMAR PRUSTY
|
|
|
DANIEL NAYAK
|
|
|
MANOHAR PATTNAIK
|
|
|
N.DAS
|
|
|
NARSINGH SAHOO
|
|
|
NIRANJAN DASH
|
|
|
PRABHANJAN PRAHARAJ
|
|
DID NOT APPLY FOR REGISTRATION OF CIS
DID NOT WIND UP TO REPAY INVESTORS AS PER REGULATIONS
|
REQUESTED DCA TO INITIATE WINDING UP OF ENTITY
DEBARRED / RESTRAINED FROM ASSOCIATING WITH / ACCESSING CAPITAL MARKET / INTERMEDIARIES FROM 02-JUL-2001 TO 02-JUL-2006
REFERRED TO STATE GOVERNMENTS FOR FILING OF CIVIL/CRIMINAL PROCEEDINGS FOR FRAUD, CHEATING, CRIMINAL BREACH OF TRUST AND MIS-APPROPRIATION OF PUBLIC FUNDS
02-JUL-2001
|
|
| 409 |
|
|
SAGAR FORESTS INDIA LTD.
|
|
|
|
LEKH RAJ KHOSLA
|
|
|
LUXMI CHAUHAN
|
|
|
N.D.SHARMA
|
|
|
PRADEEP KUMAR KHOSLA
|
|
|
PUSHPA
|
|
|
RAMA THAKKAR
|
|
|
REKHA DEEP
|
|
DID NOT APPLY FOR REGISTRATION OF CIS
DID NOT WIND UP TO REPAY INVESTORS AS PER REGULATIONS
|
REQUESTED DCA TO INITIATE WINDING UP OF ENTITY
DEBARRED / RESTRAINED FROM ASSOCIATING WITH / ACCESSING CAPITAL MARKET / INTERMEDIARIES FROM 02-JUL-2001 TO 02-JUL-2006
REFERRED TO STATE GOVERNMENTS FOR FILING OF CIVIL/CRIMINAL PROCEEDINGS FOR FRAUD, CHEATING, CRIMINAL BREACH OF TRUST AND MIS-APPROPRIATION OF PUBLIC FUNDS
02-JUL-2001
|
THE COURT ACQUITTED ACCUSED NO.5. ACCUSED NO.1 - COMPANY NOT REPRESENTED BY ANYONE. ACCUSED NO.2,3,4 AND 6 WERE DECLARED AS PROCLAIMED OFFENDERS
|
| 410 |
|
|
SAGAR GREEN GOLD PLANTATIONS GROUP PVT.LTD.
|
|
|
|
ANOOP KUMAR JAIN
|
|
|
KAMAL KUMAR JAIN
|
|
|
LEKH RAJ KHOSLA
|
|
|
LUXMI CHAUHAN
|
|
|
MANOJ KUMAR JAIN
|
|
|
PRADEEP KUMAR KHOSLA
|
|
|
PUSHPA
|
|
|
REKHA DEEP
|
|
DID NOT APPLY FOR REGISTRATION OF CIS
DID NOT WIND UP TO REPAY INVESTORS AS PER REGULATIONS
|
REQUESTED DCA TO INITIATE WINDING UP OF ENTITY
DEBARRED / RESTRAINED FROM ASSOCIATING WITH / ACCESSING CAPITAL MARKET / INTERMEDIARIES FROM 02-JUL-2001 TO 02-JUL-2006
REFERRED TO STATE GOVERNMENTS FOR FILING OF CIVIL/CRIMINAL PROCEEDINGS FOR FRAUD, CHEATING, CRIMINAL BREACH OF TRUST AND MIS-APPROPRIATION OF PUBLIC FUNDS
LAUNCHED PROSECUTION AGAINST THE ENTITY AND ITS DIRECTORS U/S 24 AND 27 OF THE SEBI ACT
02-JUL-2001
|
|
| 411 |
|
|
SAGAUN PLANTATIONS LTD.
|
|
|
|
ANIL KUMAR SHRIVASTAVA
|
|
|
ANOO SHRIVASTAVA
|
|
|
NAGINA SHRIVASTAVA
|
|
|
P.N.SINGH
|
|
|
RAJKUMAR
|
|
|
RAKESH BEHARI SHRIVASTAVA
|
|
|
SATISH CHANDRA GUPTA
|
|
DID NOT APPLY FOR REGISTRATION OF CIS
DID NOT WIND UP TO REPAY INVESTORS AS PER REGULATIONS
|
REQUESTED DCA TO INITIATE WINDING UP OF ENTITY
DEBARRED / RESTRAINED FROM ASSOCIATING WITH / ACCESSING CAPITAL MARKET / INTERMEDIARIES FROM 02-JUL-2001 TO 02-JUL-2006
REFERRED TO STATE GOVERNMENTS FOR FILING OF CIVIL/CRIMINAL PROCEEDINGS FOR FRAUD, CHEATING, CRIMINAL BREACH OF TRUST AND MIS-APPROPRIATION OF PUBLIC FUNDS
02-JUL-2001
|
ACCUSED MOBILIZED RS.3 LAKH. ALL ACCUSED CONVICTED AND SENTENCED TO FINE OF
RS.5000 EACH AND ON DEFAULT SIMPLE IMPRISONMENT OF ONE MONTH
|
| 412 |
|
|
SAHAYAK FOREST (INDIA) LTD.
|
|
|
|
GULSHAN NARANG
|
|
|
RAJ KUMAR
|
|
|
SATISH KUMAR
|
|
DID NOT APPLY FOR REGISTRATION OF CIS
DID NOT WIND UP TO REPAY INVESTORS AS PER REGULATIONS
|
REQUESTED DCA TO INITIATE WINDING UP OF ENTITY
DEBARRED / RESTRAINED FROM ASSOCIATING WITH / ACCESSING CAPITAL MARKET / INTERMEDIARIES FROM 02-JUL-2001 TO 02-JUL-2006
REFERRED TO STATE GOVERNMENTS FOR FILING OF CIVIL/CRIMINAL PROCEEDINGS FOR FRAUD, CHEATING, CRIMINAL BREACH OF TRUST AND MIS-APPROPRIATION OF PUBLIC FUNDS
02-JUL-2001
|
ACCUSED MOBILIZED RS.2.8 LAKH. ALL ACCUSED CONVICTED AND SENTENCED TO FINE OF
RS.3000 EACH AND ON DEFAULT SIMPLE IMPRISONMENT FOR ONE MONTH. FURTHER, ORDERED TO FILE WRR WITHIN 2 MONTHS WITH SEBI
|
| 413 |
|
|
SAHYOG GREENLAND PLANTATIONS LTD.
|
|
|
|
INDU KHATRI
|
|
|
MANGAT RAI KHATRI
|
|
|
SHAM LAL
|
|
DID NOT APPLY FOR REGISTRATION OF CIS
DID NOT WIND UP TO REPAY INVESTORS AS PER REGULATIONS
|
REQUESTED DCA TO INITIATE WINDING UP OF ENTITY
DEBARRED / RESTRAINED FROM ASSOCIATING WITH / ACCESSING CAPITAL MARKET / INTERMEDIARIES FROM 02-JUL-2001 TO 02-JUL-2006
REFERRED TO STATE GOVERNMENTS FOR FILING OF CIVIL/CRIMINAL PROCEEDINGS FOR FRAUD, CHEATING, CRIMINAL BREACH OF TRUST AND MIS-APPROPRIATION OF PUBLIC FUNDS
02-JUL-2001
|
ACCUSED MOBILIZED RS.0.7 LAKH. ALL ACCUSED CONVICTED AND SENTENCED TO FINE OF
RS.3000 EACH AND ON DEFAULT SIMPLE IMPRISONMENT FOR ONE MONTH. ADDITIONALLY ALL ACCUSED WERE ALSO SENTENCED WITH IMPRISONMENT TILL RISING OF THE COURT
|
| 414 |
|
|
SAI CULTIVATORS PVT.LTD.
|
|
|
|
A.K.SHARMA
|
|
|
UMA SHARMA
|
|
DID NOT APPLY FOR REGISTRATION OF CIS
DID NOT WIND UP TO REPAY INVESTORS AS PER REGULATIONS
|
REQUESTED DCA TO INITIATE WINDING UP OF ENTITY
DEBARRED / RESTRAINED FROM ASSOCIATING WITH / ACCESSING CAPITAL MARKET / INTERMEDIARIES FROM 02-JUL-2001 TO 02-JUL-2006
REFERRED TO STATE GOVERNMENTS FOR FILING OF CIVIL/CRIMINAL PROCEEDINGS FOR FRAUD, CHEATING, CRIMINAL BREACH OF TRUST AND MIS-APPROPRIATION OF PUBLIC FUNDS
02-JUL-2001
|
ALL ACCUSED DECLARED AS PROCLAIMED OFFENDERS AND KEPT IN DORMANT FILE
|
| 415 |
|
|
SAI PLANTATION & LAND DEVELOPMENT INDIA LTD.
|
|
|
|
BALDEV SINGH
|
|
|
SHIVCHARAN SINGH DHILLON
|
|
|
SUKHWINDR KAUR
|
|
DID NOT APPLY FOR REGISTRATION OF CIS
DID NOT WIND UP TO REPAY INVESTORS AS PER REGULATIONS
|
REQUESTED DCA TO INITIATE WINDING UP OF ENTITY
DEBARRED / RESTRAINED FROM ASSOCIATING WITH / ACCESSING CAPITAL MARKET / INTERMEDIARIES FROM 02-JUL-2001 TO 02-JUL-2006
REFERRED TO STATE GOVERNMENTS FOR FILING OF CIVIL/CRIMINAL PROCEEDINGS FOR FRAUD, CHEATING, CRIMINAL BREACH OF TRUST AND MIS-APPROPRIATION OF PUBLIC FUNDS
02-JUL-2001
|
ACCUSED NO.1, 2 AND 3 CONVICTED AND SENTENCED TO PAY A FINE OF RS.75,000 EACH, IN DEFAULT OF PAYMENT OF FINE ACCUSED NO.2 AND 3 SHALL UNDERGO SIMPLE IMPRISONMENT FOR 6 MONTHS EACH.ACCUSED NO 4 DECLARED AS PROCLAIMED OFFENDER
|
| 416 |
|
|
SAI VANA SHAKTI PLANTATIONS & ORCHIDS PVT.LTD.
|
|
|
|
G.SATYA RAO
|
|
|
K.PAPARAO
|
|
|
S.ADI NARAYANA
|
|
DID NOT APPLY FOR REGISTRATION OF CIS
DID NOT WIND UP TO REPAY INVESTORS AS PER REGULATIONS
|
REQUESTED DCA TO INITIATE WINDING UP OF ENTITY
DEBARRED / RESTRAINED FROM ASSOCIATING WITH / ACCESSING CAPITAL MARKET / INTERMEDIARIES FROM 02-JUL-2001 TO 02-JUL-2006
REFERRED TO STATE GOVERNMENTS FOR FILING OF CIVIL/CRIMINAL PROCEEDINGS FOR FRAUD, CHEATING, CRIMINAL BREACH OF TRUST AND MIS-APPROPRIATION OF PUBLIC FUNDS
02-JUL-2001
|
|
| 417 |
|
|
SAMAGRA AGRO TECH LTD.
|
|
|
|
ABDUL NASEER MANSOORI
|
|
|
MAHENDRA KUMAR DEWPURIYA
|
|
|
MOHAN TIWARI
|
|
|
PREM DUTT DIXIT
|
|
|
SANJAY CHATURVEDI
|
|
|
SHIV RAJ SINGH
|
|
|
VISHWAS SHARMA
|
|
DID NOT APPLY FOR REGISTRATION OF CIS
DID NOT WIND UP TO REPAY INVESTORS AS PER REGULATIONS
|
REQUESTED DCA TO INITIATE WINDING UP OF ENTITY
DEBARRED / RESTRAINED FROM ASSOCIATING WITH / ACCESSING CAPITAL MARKET / INTERMEDIARIES FROM 02-JUL-2001 TO 02-JUL-2006
REFERRED TO STATE GOVERNMENTS FOR FILING OF CIVIL/CRIMINAL PROCEEDINGS FOR FRAUD, CHEATING, CRIMINAL BREACH OF TRUST AND MIS-APPROPRIATION OF PUBLIC FUNDS
02-JUL-2001
|
ACCUSED MOBILIZED RS.0.6 LAKH. ALL ACCUSED CONVICTED AND SENTENCED TO FINE OF
RS.5000 EACH AND ON DEFAULT SIMPLE IMPRISONMENT FOR 3 MONTHS
|
| 418 |
|
|
SAMARPAN AGRO & LIVESTOCK LTD.
|
|
|
|
ANIL PRATAP SINGH
|
|
|
ANIL SHRIVASTAVA
|
|
|
JALAJ VERMA
|
|
|
PRATAP SINGH
|
|
|
RAM PRASAD VERMA
|
|
|
SHISHAR KUMAR
|
|
DID NOT APPLY FOR REGISTRATION OF CIS
DID NOT WIND UP TO REPAY INVESTORS AS PER REGULATIONS
|
REQUESTED DCA TO INITIATE WINDING UP OF ENTITY
REFERRED TO STATE GOVERNMENTS FOR FILING OF CIVIL/CRIMINAL PROCEEDINGS FOR FRAUD, CHEATING, CRIMINAL BREACH OF TRUST AND MIS-APPROPRIATION OF PUBLIC FUNDS
02-JUL-2001
|
THE COURT CONVICTED ACCUSED NO.1 COMPANY, 2,3,5 AND 6 AND SENTENCED TO PAY A FINE OF RS.75000 EACH, IN DEFAULT ACCUSED 2,3,5 AND 6 SHALL UNDERGO 3 MONTHS SIMPLE IMPRISONMENT. ACCUSED 4 AND 7 WERE DECLARED AS PROCLAIMED OFFENDER
|
| 419 |
|
|
SAMARPAN AGRO PLANTATIONS LTD.
|
|
|
|
ABDUS SALAM
|
|
|
AFAQ AHMED
|
|
|
ANIL MISHRA
|
|
|
ANIL PRATAP SINGH
|
|
|
ANIL SHRIVASTAVA
|
|
|
DIPANKAR SINGH
|
|
|
J.P.SINGH
|
|
|
JALAJ VERMA
|
|
|
LAL JI SINGH
|
|
|
MANISH SINGH
|
|
|
MAYONK TRIPATHI
|
|
|
P.K.PANDEY
|
|
|
PRATAP SINGH
|
|
|
RAJEEV SHRIVASTAVA
|
|
|
RAM PRASAD VERMA
|
|
|
SATYENDRA KUMAR TIWARI
|
|
|
SHISHAR KUMAR
|
|
DID NOT APPLY FOR REGISTRATION OF CIS
DID NOT WIND UP TO REPAY INVESTORS AS PER REGULATIONS
|
REQUESTED DCA TO INITIATE WINDING UP OF ENTITY
DEBARRED / RESTRAINED FROM ASSOCIATING WITH / ACCESSING CAPITAL MARKET / INTERMEDIARIES FROM 07-FEB-2001 TO 07-FEB-2006
REFERRED TO STATE GOVERNMENTS FOR FILING OF CIVIL/CRIMINAL PROCEEDINGS FOR FRAUD, CHEATING, CRIMINAL BREACH OF TRUST AND MIS-APPROPRIATION OF PUBLIC FUNDS
07-FEB-2001
|
THE COURT CONVICTED ACCUSED NO.1, 6 AND 7. ACCUSED NO.1, 6 AND 7 HAVE BEEN BURDENED WITH A FINE OF RS.25,000 EACH IN DEFAULT ACCUSED 6 & 7 SHALL UNDER GO SIMPLE IMPRISONMENT FOR A PERIOD OF 15 DAYS. THE COURT ACQUITTED ACCUSED NO.4 AND 5 FROM ALL THE CHARGES. ACCUSED NO.2 & 3 ARE PROCLAIMED OFFENDERS
|
| 420 |
|
|
SAMPOORNA PLANTATIONS INDIA LTD.
|
|
|
|
ABHISEKH SINGH SUDAN
|
|
|
AVTAR SINGH
|
|
|
BALJIT SINGH CHEHAL
|
|
|
CHANAN SINGH
|
|
|
GURJIT SINGH
|
|
|
JASWINDER SINGH SUDAN
|
|
|
MALWINDER SINGH BRAR
|
|
|
RAVI PARKASH
|
|
|
SANDEEP GUPTA
|
|
|
UMESH DUTT SHARMA
|
|
DID NOT APPLY FOR REGISTRATION OF CIS
DID NOT WIND UP TO REPAY INVESTORS AS PER REGULATIONS
|
REQUESTED DCA TO INITIATE WINDING UP OF ENTITY
DEBARRED / RESTRAINED FROM ASSOCIATING WITH / ACCESSING CAPITAL MARKET / INTERMEDIARIES FROM 02-JUL-2001 TO 02-JUL-2006
REFERRED TO STATE GOVERNMENTS FOR FILING OF CIVIL/CRIMINAL PROCEEDINGS FOR FRAUD, CHEATING, CRIMINAL BREACH OF TRUST AND MIS-APPROPRIATION OF PUBLIC FUNDS
02-JUL-2001
|
ACCUSED MOBILIZED RS.6 LAKH. ALL ACCUSED DECLARED AS PROCLAIMED OFFENDERS AND KEPT IN DORMANT FILE
|
| The regulatory charges/regulatory actions may be fully or partly applicable to the entities/persons mentioned in the second column. |
| |
|
|
| Page 21 of 28
|
