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UPDATED TILL : 04-NOV-2026

NAMES IN BROWN COLOUR
Names of entities/persons in brown colour denote that the regulatory order is not against them but their names have been mentioned only for association purposes.

PERSONS: VIOLATED SEBI ACT, 1992

S.No.

PERSON

ENTITY

REGULATORY CHARGES

REGULATORY ACTION(S) / DATE OF ORDER

FURTHER DEVELOPMENTS

401

NAVNEET KUMAR

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D.K.G.BUILDCON PVT.LTD.

PAN:AAACD6821F

IRIS INFRASTRUCTURALS PVT.LTD.

R.C.GUPTA & CO.PVT.LTD.

VIOLATED SEBI ACT, 1992

PROSECUTION LAUNCHED

15-MAY-2006

SEBI FILED CRIMINAL PROSECUTION AGAINST THE ACCUSED FOR NON-PAYMENT OF PENALTY IMPOSED BY ADJUDICATING OFFICER. IN TERMS OF CLAUSE 2.11(B) OF THE LITIGATION MANUAL, AS THE ACCUSED WERE EXNORATED IN THE QUASI JUDICIAL PROCEEDINGS ARISING OF THE SAME CAUSE OF ACTION, THE MATTER WAS APPROVED FOR WITHDRWAAL BY THE COMPETENT AUTHORITY. ACCORDINGLY, THE MATTER WAS DISPOSED OFF AS WITHDRAWN BY SEBI SPECIAL COURT, MUMBAI

402

NAZIR HAKEEM

HAKEEM AUTO LTD.

VIOLATED SECTION 24 (1) OF SEBI ACT, 1992

PROSECUTION LAUNCHED

31-MAR-2010

THE ACCUSED HAD PAID AN AMOUNT OF RS.6,50,000 TOWARDS COMPOUNDING CHARGES

403

NAZIR HAKEEM

HAKEEM AUTO LTD.

JEM FISCAL LTD.

VIOLATED SECTION 11 (3) OF SEBI ACT, 1992

VIOLATED REGULATION 12 SEBI (PFUTP) REGULATIONS, 1995

VIOLATED SECTION 11 OF SEBI ACT, 1992

VIOLATED SECTION 11 B OF SEBI ACT, 1992

VIOLATED SECTION 24 OF SEBI ACT, 1992

PROSECUTION LAUNCHED

15-MAY-2006

ACQUITTED

404

NEERAJ TIWARI

ALCHEMIST CORP.LTD.

VIOLATED SECTION 24 (2) READ WITH 27 OF SEBI ACT, 1992

PROSECUTION LAUNCHED

15-JUL-2022

THE OFFENCE WAS COMPOUNDED ON PAYMENT OF RS.926856.00 TO SEBI

405

NIKHIL R.SHARMA

PRECESION DRUGS LTD.

VIOLATED SECTION 24 (1) OF SEBI ACT, 1992

VIOLATED SECTION 11 B OF SEBI ACT, 1992

VIOLATED SECTION 11 (1) OF SEBI TAKEOVER CODE, 1997

VIOLATED SECTION 21 (3) OF SEBI TAKEOVER CODE, 1997

VIOLATED SECTION 44 OF SEBI TAKEOVER CODE, 1997

PROSECUTION LAUNCHED

15-MAY-2006

406

NILESH J.PATEL

PARAGON INVESTMENTS PVT.LTD.

VIOLATED SECTION 11 (C) 6 OF SEBI ACT, 1992

PROSECUTION LAUNCHED

15-MAY-2006

THE OFFENCE WAS COMPOUNDED ON PAYMENT OF RS.1,60,000 BY THE ACCUSED TO SEBI

407

NILESH M.BHAIYYA

(PAN:ABGPB2291K)

VIOLATED SECTIONS 12(A) TO (C) OF SEBI ACT. READ WITH REGULATIONS 3(B) TO 3(D) & 4(2)(C), 4(2)(F), 4(2)(K) AND 4(2)(R) OF PFUTP REGULATIONS, 2003 IN MATTER OF GDR ISSUES OF ASAHI INFRASTRUCTURE & PROJECTS LTD.

WARNED/DIRECTED TO BE MORE CAREFUL WHILE DEALING WITH SECURITIES MARKET

05-SEP-2017

408

NILESH N.BAROT

EKTA CERAMICS LTD.

VIOLATED REGULATION 4 OF SEBI (PFUTP) REGULATIONS, 1995

VIOLATED SECTION 24 OF SEBI ACT, 1992

VIOLATED SECTION 26 OF SEBI ACT, 1992

PROSECUTION LAUNCHED

15-MAY-2006

409

NILESH RAMANLAL SHAH

EXCELL MULTITECH LTD.

KARVY STOCK BROKING LTD.

PAN:AABCK5190K

(Member : BSE/NSE/HSE)

SEER FINLEASE PVT.LTD.

TAURAS INFOSYS LTD.

ZENET SOFTWARE LTD.

PAN:AAACZ0978K

FILED APPLICATION FOR SUBSCRIPTION AND/OR ACQUISITION OF SHARES IN FICTITIOUS NAME

VIOLATED SECTION 12A OF SEBI ACT.,1992

VIOLATED SECTION 24 (1) OF SEBI ACT, 1992

VIOLATED SEBI (PFUTP) REGULATIONS, 1995

VIOLATED SECURITIES CONTRACTS (REGULATION) ACT, 1956

VIOLATED SEBI DEPOSITORIES ACT, 1996

PROSECUTION LAUNCHED

15-MAY-2006

410

NILESH RAMANLAL SHAH

EXCELL MULTITECH LTD.

KARVY STOCK BROKING LTD.

PAN:AABCK5190K

SEER FINLEASE PVT.LTD.

SUJAL LEASING & FINANCE PVT.LTD.

TAURAS INFOSYS LTD.

ZENET SOFTWARE LTD.

PAN:AAACZ0978K

VIOLATED SECTION 24 (1) OF SEBI ACT, 1992

PROSECUTION LAUNCHED

25-AUG-2016

411