| S.No. |
ENTITY |
PERSONS |
REGULATORY CHARGES |
REGULATORY ACTION(S) / DATE OF ORDER |
FURTHER DEVELOPMENTS |
| 401 |
|
MACHINO FINANCE PVT.LTD.
|
|
|
DID NOT MAKE DISCLOSURE OF SHAREHOLDING/CHANGES IN SHAREHOLDING TO COMPANY AS REQUIRED UNDER REGULATIONS 13(1) AND 13(3) READ WITH 13(5) OF SEBI (PROHIBITION OF INSIDER TRADING) REGULATIONS, 1992 IN MATTER OF HYDRO S&S INDUSTRIES LTD.
DID NOT MAKE DISCLOSURE OF SHAREHOLDING/CHANGES IN SHAREHOLDING TO COMPANY AND STOCK EXCHANGES AS REQUIRED UNDER REGULATIONS 7(1) AND 7(2) OF SEBI TAKEOVER CODE, 1997 IN MATTER OF HYDRO S&S INDUSTRIES LTD.
|
IMPOSED PENALTY RS.1,25,000
30-MAR-2010
|
MATTER DISPOSED OFF AS INFRUCTUOUS
|
| 402 |
|
|
MACHINO TECHNO SALES LTD.
|
|
|
DID NOT MAKE DISCLOSURE OF SHAREHOLDING/CHANGES IN SHAREHOLDING TO COMPANY AS REQUIRED UNDER REGULATIONS 13(1) AND 13(3) READ WITH 13(5) OF SEBI (PROHIBITION OF INSIDER TRADING) REGULATIONS, 1992 IN MATTER OF HYDRO S&S INDUSTRIES LTD.
DID NOT MAKE DISCLOSURE OF SHAREHOLDING/CHANGES IN SHAREHOLDING TO COMPANY AND STOCK EXCHANGES AS REQUIRED UNDER REGULATIONS 7(1) AND 7(2) OF SEBI TAKEOVER CODE, 1997 IN MATTER OF HYDRO S&S INDUSTRIES LTD.
|
IMPOSED PENALTY RS.50,000
30-MAR-2010
|
|
| 403 |
|
|
MADHAV MARBLES & GRANITES LTD.
|
|
|
DID NOT MAKE DISCLOSURE OF SHAREHOLDING/CHANGES IN SHAREHOLDING TO STOCK EXCHANGES IN TIME AS REQUIRED UNDER REGULATION 13(6) OF SEBI (PROHIBITION OF INSIDER TRADING) REGULATIONS, 1992 IN MATTER OF 45000 SHARES PURCHASED BY MANAGING DIRECTOR MR.ASHOK DOSHI
|
IMPOSED PENALTY RS.25,000
01-JUL-2010
|
|
| 404 |
|
|
MADHAV MARBLES & GRANITES LTD.
|
|
|
|
ASHOK DOSHI
|
|
DID NOT MAKE DISCLOSURE OF SHAREHOLDING/CHANGES IN SHAREHOLDING TO COMPANY AS REQUIRED UNDER REGULATION 13(4) READ WITH 13(5) OF SEBI (PROHIBITION OF INSIDER TRADING) REGULATIONS, 1992 IN MATTER OF PURCHASE OF 45000 SHARES OF MADHAV MARBLES & GRANITES LTD.
|
IMPOSED PENALTY RS.25,000
12-JUL-2010
|
|
| 405 |
|
|
MADHUR BUILDCON PVT.LTD.
(PAN:AAFCM9969G)
|
|
|
DELAY IN MAKING DISCLOSURE OF SHAREHOLDING/CHANGES IN SHAREHOLDING TO COMPANY AS REQUIRED UNDER REGULATION 13(2A) OF SEBI (PIT) REGULATIONS, 1992 IN MATTER OF YAMINI INVESTMENTS CO.LTD.
|
IMPOSED PENALTY RS.3,00,000
04-SEP-2023
|
SAT: SAT VIDE ITS ORDER DATED 09/11/2023 CONDONED THE DELAY IN FILING OF APPEAL. IN THE MEANWHILE, RESPONDENT TO FILE REPLY WITHIN THREE WEEKS FROM DATE OF THIS ORDER AND REJOINDER TO BE FILED ON OR BEFORE NEXT DATE. STAYED EFFECT AND OPERATION OF THE IMPUGNED ORDER
SEBI VIDE ITS NOTICE DATED 07/01/2025 DIRECTED TO PAY RS.3,52,000.00 WITHIN FIFTEEN DAYS FROM RECEIPT OF THIS NOTICE
SEBI VIDE ITS NOTICE DATED 11/02/2025 COMPLETED OF RECOVERY CERTIFICATE PAYMENT OF AMOUNT DUE UNDER CERTIFICATE NO.8508 OF 2025 DATED 07/01/2025
|
| 406 |
|
|
MADRAS CEMENTS LTD.
|
|
|
ALLEGED FAILURE IN MAKING DISCLOSURE OF SHAREHOLDING/CHANGES IN SHAREHOLDING TO STOCK EXCHANGES AS REQUIRED UNDER REGULATION 13(6) OF SEBI (PROHIBITION OF INSIDER TRADING) REGULATIONS, 1992 IN MATTER OF MADRAS CEMENTS LTD.
|
REACHED SETTLEMENT (SETTLEMENT CHARGES RS.1,00,000, ADMINISTRATION CHARGES RS.25,000 VIDE CONSENT ORDER)
22-APR-2009
|
|
| 407 |
|
|
MAHANIVESH STOCK & SHARES PVT.LTD.
(PAN:AADCM7110M)
|
|
|
DID NOT MAKE DISCLOSURE OF SHAREHOLDING/CHANGES IN SHAREHOLDING TO COMPANY AND STOCK EXCHANGES AS REQUIRED UNDER REGULATIONS 13(1), 13(3) READ WITH 13(5) OF SEBI (PROHIBITION OF INSIDER TRADING) REGULATIONS, 1992 IN MATTER OF MUDIT FINLEASE LTD.
DID NOT MAKE DISCLOSURE OF SHAREHOLDING/CHANGES IN SHAREHOLDING TO COMPANY AND STOCK EXCHANGES AS REQUIRED UNDER REGULATIONS 29(1), 29(2) READ WITH 29(3) OF SAST REGULATIONS, 2011 IN MATTER OF MUDIT FINLEASE LTD.
|
IMPOSED PENALTY RS.10,00,000
12-JUL-2017
|
SEBI VIDE ITS NOTICE DATED 05/12/2017 DIRECTED ALL THE BANKS IN INDIA AND/OR NSDL/CDSL TO 1. ATTACH ALL THE ACCOUNTS BY WHATEVER NAME CALLED INCLUDING LOCKERS EITHER SINGLY OR JOINTLY WITH ANY PERSON/S AND ALL OTHER AMOUNT/PROCEEDS DUE OR MAY BECOME DUE OR ANY MONEY HELD OR MAY SUBSEQUENTLY HOLD FOR ON ACCOUNT OF THE DEFAULTERS AND 2. NOT TO DEBIT ANY AMOUNT IN THE SAID ACCOUNT/S.HOWEVER CREDITS, IF ANY, INTO THE ACCOUNT MAY BE ALLOWED
INCLUDED IN SEBI LIST DATED 31/12/2017, AS DEFAULTER IN PAYMENT OF PENALTY IMPOSED BY SEBI
SEBI VIDE ITS NOTICE DATED 09/01/2024 DIRECTED ALL THE BANKS AND MUTUAL FUNDS IN INDIA TO REMIT RS.10,69,000.00 TO THE EXTENT LYING IN THE ACCOUNT OF NOTICEE TO SEBI BY WAY OF EFT/NEFT/RTG
|
| 408 |
|
|
MAHARAJA SHREE UMAID MILLS LTD.
(PAN:AABCM1849B)
|
|
|
ALLEGED DELAY IN MAKING DISCLOSURE OF SHAREHOLDING/CHANGES IN SHAREHOLDING TO COMPANY AND/OR STOCK EXCHANGES AS REQUIRED UNDER REGULATIONS 10(6), 10(7) AND 29(2) OF SAST REGULATIONS, 2011 IN MATTER OF PERIA KARAMALAI TEA & PRODUCE CO.LTD.,THE
ALLEGED DELAY IN MAKING DISCLOSURE OF SHAREHOLDING/CHANGES IN SHAREHOLDING TO COMPANY AND/OR STOCK EXCHANGES AS REQUIRED UNDER REGULATIONS 13(1), 13(2A), 13(3) AND 13(4A) READ WITH 13(5) OF SEBI (PROHIBITION OF INSIDER TRADING) REGULATIONS, 1992 IN MATTER OF PERIA KARAMALAI TEA & PRODUCE CO.LTD.,THE
|
REACHED SETTLEMENT (SETTLEMENT CHARGES RS.11,25,095 VIDE CONSENT ORDER)
18-JUL-2017
|
|
| 409 |
|
|
MAHARASHTRA POLYBUTENES LTD.
(PAN:AAACH1352D)
|
|
|
MADE INCORRECT AND INFLATED DISCLOSURE OF PROMOTER’S SHAREHOLDING TO BSE VIOLATING SECTION 12A (A) TO (C) OF SEBI ACT, 1992 AND REGULATIONS 3(A) TO (D) AND 4(1) AND 4(2) (A) AND (G) OF PFUTP REGULATIONS, 2003
DID NOT MAKE DISCLOSURE OF SHAREHOLDING/CHANGES IN SHAREHOLDING TO BSE AS REQUIRED UNDER REGULATION 13(6) OF SEBI (PROHIBITION OF INSIDER TRADING) REGULATIONS, 1992
|
IMPOSED PENALTY RS.20,00,000
25-JUL-2017
|
INCLUDED IN SEBI LIST DATED 31/12/2017, AS DEFAULTER IN PAYMENT OF PENALTY IMPOSED BY SEBI
SEBI VIDE ITS NOTICE DATED 10/07/2018 DIRECTED ALL THE BANKS AND MUTUAL FUNDS IN INDIA AND/OR NSDL/CDSL TO 1. ATTACH ALL THE ACCOUNTS BY WHATEVER NAME CALLED INCLUDING LOCKERS EITHER SINGLY OR JOINTLY WITH ANY PERSON/S AND ALL OTHER AMOUNT/PROCEEDS DUE OR MAY BECOME DUE OR ANY MONEY HELD OR MAY SUBSEQUENTLY HOLD FOR ON ACCOUNT OF THE DEFAULTERS AND 2. NOT TO DEBIT ANY AMOUNT IN THE SAID ACCOUNT/S.HOWEVER CREDITS, IF ANY, INTO THE ACCOUNT MAY BE ALLOWED
SAT: SAT VIDE ITS ORDER DATED 26/04/2019 DISMISSED APPEAL
SEBI VIDE ITS ORDER DATED 25/10/2022 DIRECTED ALL THE BANKS TO REMIT RS.32,41,000.00 TO THE EXTENT LYING IN THE ACCOUNT OF MAHARASHTRA POLYBUTENES LTD. BY WAY OF EFT/NEFT/RTGS
SEBI VIDE ITS NOTICE DATED 03/04/2024 ALLOWED THE APPEAL AND DIRECTED ALL THE BANKS IN INDIA/NSDL/CDSL TO RELEASE ALL THE BANK ACCOUNTS INCLUDING LOCKERS, DEMAT ACCOUNTS AND MUTUAL FUND FOLIOS OF THE DEFAULTERS WHICH WERE ATTACHED PURSUANT TO THE NOTICE OF ATTACHMENT DATED 10/07/2018
|
| 410 |
|
|
MAHAVIR GREEN CROP LTD.
(CIN:L15147GJ1971PLC001992)
|
|
|
DID NOT MAKE DISCLOSURE OF SHAREHOLDING/CHANGES IN SHAREHOLDING TO BSE AS REQUIRED UNDER REGULATION 13(6) OF SEBI (PROHIBITION OF INSIDER TRADING) REGULATIONS, 1992
|
IMPOSED PENALTY RS.1,00,000
30-OCT-2018
|
|
| 411 |
|
|
MAHIM INVESTMENT & TRADING CO.PVT.LTD.
|
|
|
|
HEMENDRA J.SHROFF
|
|
|
KAMLESH J.SHROFF
|
|
|
MANOJ T.SHROFF
|
|
VIOLATED REGULATIONS 4 (A) TO (D) OF SEBI (PFUTP) REGULATIONS, 1995
VIOLATED REGULATION 11 OF SEBI (PFUTP) REGULATIONS, 1995
VIOLATED REGULATION 12 SEBI (PFUTP) REGULATIONS, 1995
DEALT IN SECURITIES WHILE IN POSSESSION OF UNPUBLISHED PRICE SENSITIVE INFORMATION VIOLATING REGULATION 3 (I) OF SEBI (PROHIBITION OF INSIDER TRADING) REGULATIONS, 1992
DEALT IN SECURITIES VIOLATING REGULATION 4 OF SEBI (PROHIBITION OF INSIDER TRADING) REGULATIONS, 1992
|
PROSECUTION LAUNCHED
15-MAY-2006
|
|
| 412 |
|
|
MAHIMA STOCKS PVT.LTD.
|
|
|
ALLEGED FAILURE IN MAKING DISCLOSURE OF SHAREHOLDING/CHANGES IN SHAREHOLDING TO COMPANY AS REQUIRED UNDER REGULATION 13(3) READ WITH 13(5) OF SEBI (PROHIBITION OF INSIDER TRADING) REGULATIONS, 1992
ALLEGED DELAY IN MAKING DISCLOSURE OF SHAREHOLDING/CHANGES IN SHAREHOLDING TO COMPANY AND STOCK EXCHANGES AS REQUIRED UNDER REGULATION 29(2) READ WITH 29(3) OF SAST REGULATIONS, 2011
|
REACHED SETTLEMENT (SETTLEMENT CHARGES RS.8,33,000 VIDE CONSENT ORDER)
04-AUG-2016
|
|
| 413 |
|
|
MAN FINANCE PVT.LTD.
(PAN:AAHCM6681R)
|
|
|
DID NOT MAKE DISCLOSURE OF SHAREHOLDING/CHANGES IN SHAREHOLDING TO STOCK EXCHANGES AS REQUIRED UNDER REGULATIONS 13(4A) READ WITH 13(5) OF SEBI (PROHIBITION OF INSIDER TRADING) REGULATIONS, 1992 IN MATTER OF MAN INDUSTRIES (INDIA) LTD.
|
IMPOSED PENALTY RS.1,00,000
29-JUN-2018
|
SAT: APPEAL DISMISSED. NO COSTS
|
| 414 |
|
|
MAN INDUSTRIES (INDIA) LTD.
(CIN:L99999MH1988PLC047408
PAN:AAACM2675G)
|
|
|
DID NOT CLOSE TRADING WINDOW AS REQUIRED UNDER CLAUSE 3.2 OF PART A OF SCHEDULE I READ WITH REGULATION 12(1) OF SEBI (PROHIBITION OF INSIDER TRADING) REGULATIONS, 1992
DID NOT DISCLOSE PRICE SENSITIVE INFORMATION IN STIPULATED TIME PERIOD AS REQUIRED UNDER CLAUSE 2 OF SCHEDULE II READ WITH REGULATION 12(2) OF SEBI (PROHIBITION OF INSIDER TRADING) REGULATIONS, 1992
|
IMPOSED PENALTY RS.33,00,000
30-SEP-2011
|
SAT: SAT VIDE ITS ORDER DATED 30/03/2012 HAS REDUCED THE PENALTY AMOUNT TO RS.5,00,000 FROM 33,00,000 WITH NO ORDER AS TO COSTS
SAT: SAT VIDE ITS ORDER DATED 08/04/2022 DISMISSED THE APPEAL. NO COSTS
|
| 415 |
|
|
MAN INDUSTRIES (INDIA) LTD.
(CIN:L99999MH1988PLC047408
PAN:AAACM2675G)
|
|
|
|
JAGDISHCHANDRA JHAMAKLAL MANSUKHANI
PAN:AACPM2147G
|
|
|
R.C.JINDAL
|
|
|
RAMESHCHANDRA MANSUKHANI
PAN:AACPM2146H
|
|
|
SUJAL SHARMA
|
|
DELAY IN DISSEMINATION OF PRICE SENSITIVE INFORMATION TO STOCK EXCHANGES VIOLATING REGULATION 12(2) & (3) READ WITH CLAUSE 2.1 OF SCHEDULE II OF SEBI (PROHIBITION OF INSIDER TRADING) REGULATIONS, 1992 IN MATTER OF MAN INDUSTRIES (INDIA) LTD.
|
IMPOSED PENALTY RS.25,00,000 ALONG WITH OTHER ENTITIES/PERSONS
28-MAR-2014
|
SAT: SAT VIDE ITS ORDER DATED 26/07/2016 DISMISSED THE APPEAL. NO COSTS
SEBI VIDE ITS NOTICE DATED 12/03/2025 DIRECTED TO PAY RS.58,26,000.00 WITHIN FIFTEEN DAYS FROM RECEIPT OF THIS NOTICE
SEBI VIDE ITS ORDER DATED 03/06/2025 COMPLETED OF RECOVERY CERTIFICATE PAYMENT OF AMOUNT DUE UNDER CERTIFICATE NO.8674 OF 2025 DATED 12/03/2025
|
| 416 |
|
|
MAN INDUSTRIES (INDIA) LTD.
(CIN:L99999MH1988PLC047408
PAN:AAACM2675G)
|
|
|
DID NOT MAKE DISCLOSURE OF SHAREHOLDING/CHANGES IN SHAREHOLDING TO STOCK EXCHANGES AS REQUIRED UNDER REGULATION 13(6) OF SEBI (PROHIBITION OF INSIDER TRADING) REGULATIONS, 1992
|
IMPOSED PENALTY RS.1,00,000
29-JUN-2018
|
SAT: SEBI VIDE ITS ORDER DATED 27/08/2019 ALLOWED THE APPEAL
|
| 417 |
|
|
MAN INDUSTRIES (INDIA) LTD.
(CIN:L99999MH1988PLC047408
PAN:AAACM2675G)
|
|
|
|
NIKHIL MANSUKHANI
PAN:AACPM2145E
|
|
|
RAMESHCHANDRA MANSUKHANI
PAN:AACPM2146H
|
|
|
RISHIKESH VYAS
PAN:AFUPV8907L
|
|
DELAY IN MAKING DISCLOSURE TO STOCK EXCHANGES ABOUT LETTER OF DEPOSITORY BANK OF ITS RESIGNATION ALONG WITH GDR PROGRAMME TERMINATION WITH FURTHER INFORMATION TO GDR HOLDERS AS REQUIRED UNDER CLAUSE 2.1 OF SCHEDULE II AS CONTAINED IN REGULATION 12(2) OF SEBI (PIT) REGULATIONS, 1992 IN MATTER OF MAN INDUSTRIES (INDIA) LTD.
DELAY IN MAKING DISCLOSURE TO STOCK EXCHANGES ABOUT LETTER OF DEPOSITORY BANK OF ITS RESIGNATION ALONG WITH GDR PROGRAMME TERMINATION WITH FURTHER INFORMATION TO GDR HOLDERS AS REQUIRED UNDER CLAUSE 36(7) OF LISTING AGREEMENT READ WITH SECTION 21 OF SCRA, 1956
|
IMPOSED PENALTY RS.5,00,000 ALONG WITH OTHER ENTITIES/PERSONS
25-OCT-2022
|
SEBI VIDE ITS NOTICE DATED 05/01/2023 DIRECTED TO PAY RS.3,13,000.00 WITHIN FIFTEEN DAYS FROM RECEIPT OF THIS NOTICE
SAT: SAT VIDE ITS ORDER DATED 19/01/2023 ALLOWED THE APPEAL AND QUASHED IMPUGNED ORDER DATED 25/10/2022
SEBI VIDE ITS ORDER DATED 24/01/2023 COMPLETED OF RECOVERY CERTIFICATE PAYMENT OF AMOUNT DUE UNDER CERTIFICATE NO.6190 OF 2023 DATED 05/01/2023
|
| 418 |
|
|
MANAPPURAM FINANCE LTD.
(PAN:AABCM6882E)
|
|
|
|
M.ANANDAN
|
|
ALLEGED FAILURE IN OBTAINING PRE-CLEARANCE OF TRADES FROM COMPANY VIOLATING REGULATION 12(1) READ WITH CLAUSE 3.3-1 OF MODEL CODE OF CONDUCT SPECIFIED UNDER PART A OF SCHEDULE I OF SEBI (PROHIBITION OF INSIDER TRADING) REGULATIONS, 1992 IN MATTER OF MANAPPURAM FINANCE LTD.
ALLEGED FAILURE IN MAKING DISCLOSURE OF SHAREHOLDING/CHANGES IN SHAREHOLDING TO COMPANY AS REQUIRED UNDER REGULATION 13(4) READ WITH 13(5) OF SEBI (PROHIBITION OF INSIDER TRADING) REGULATIONS, 1992 IN MATTER OF MANAPPURAM FINANCE LTD.
|
REACHED SETTLEMENT (SETTLEMENT CHARGES RS.8,77,625 VIDE CONSENT ORDER)
23-SEP-2015
|
|
| 419 |
|
|
MANAPPURAM FINANCE LTD.
(PAN:AABCM6882E)
|
|
|
ALLEGED FAILURE IN CLOSING TRADING WINDOW AS PER REGULATION 12(1) READ WITH CLAUSE 3.2-4 OF CODE OF CONDUCT SPECIFIED UNDER PART A OF SCHEDULE I OF SEBI (PROHIBITION OF INSIDER TRADING) REGULATIONS, 1992
|
REACHED SETTLEMENT (SETTLEMENT CHARGES RS.6,80,000 VIDE CONSENT ORDER)
23-SEP-2015
|
|
| 420 |
|
|
MANASVI CONSULTANCY PVT.LTD.
(PAN:AAGCM5766J)
|
|
|
DID NOT MAKE DISCLOSURE OF SHAREHOLDING/CHANGES IN SHAREHOLDING TO COMPANY AND STOCK EXCHANGES AS REQUIRED UNDER REGULATION 13(1) OF SEBI (PROHIBITION OF INSIDER TRADING) REGULATIONS, 1992 IN MATTER OF KOFFEE BREAK PICTURES LTD.
DID NOT MAKE DISCLOSURE OF SHAREHOLDING/CHANGES IN SHAREHOLDING TO COMPANY AND STOCK EXCHANGES AS REQUIRED UNDER REGULATIONS 29(1) READ WITH 29(3) OF SAST REGULATIONS, 2011 IN MATTER OF KOFFEE BREAK PICTURES LTD.
|
IMPOSED PENALTY RS.1,00,000
06-AUG-2018
|
SEBI VIDE ITS NOTICE DATED 21/02/2019 DIRECTED ALL THE BANKS AND MUTUAL FUNDS IN INDIA AND/OR NSDL/CDSL TO 1. ATTACH ALL THE ACCOUNTS BY WHATEVER NAME CALLED INCLUDING LOCKERS EITHER SINGLY OR JOINTLY WITH ANY PERSON/S AND ALL OTHER AMOUNT/PROCEEDS DUE OR MAY BECOME DUE OR ANY MONEY HELD OR MAY SUBSEQUENTLY HOLD FOR ON ACCOUNT OF THE DEFAULTERS AND 2. NOT TO DEBIT ANY AMOUNT IN THE SAID ACCOUNT/S.HOWEVER CREDITS, IF ANY, INTO THE ACCOUNT MAY BE ALLOWED
SEBI VIDE ITS ORDER DATED 13/05/2019 DIRECTED ALL THE BANKS IN INDIA/NSDL/CDSL TO RELEASE ALL THE BANK ACCOUNTS INCLUDING LOCKERS,DEMAT ACCOUNTS AND MUTUAL FUND FOLIOS OF THE DEFAULTERS WHICH WERE ATTACHED PURSUANT TO THE NOTICE OF ATTACHMENT DATED 11/01/2019
|
| The regulatory charges/regulatory actions may be fully or partly applicable to the entities/persons mentioned in the second column. |
| |
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| Page 21 of 42
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