| S.No. |
ENTITY |
PERSONS |
REGULATORY CHARGES |
REGULATORY ACTION(S) / DATE OF ORDER |
FURTHER DEVELOPMENTS |
| 401 |
|
PEERS ALLIED CORP.LTD.
(PAN:AAECP5032C)
|
|
|
|
AJAY KUMAR PANDEY
PAN:AXLPP7767R
|
|
|
ALOK KUMAR TRIPATHI
PAN:AEUPT1819A
|
|
|
ANUP AGGARWAL
PAN:AFVPA8971N
|
|
|
ASHISH KUMAR TRIPATHI
PAN:AGEPT4844K
|
|
|
DURGA PRASAD DUBEY
PAN:AIYPD6009L
|
|
|
INDU DUBEY
PAN:AKYDP8151B
|
|
|
MANJU UPADHYAY
PAN:AAZPU1224F
|
|
|
SADHU SHARAN
PAN:AAZPU1225E
|
|
|
SANDEEP KUMAR MISHRA
PAN:AXHPM2750M
|
|
|
SHAILESH KUMAR UPADHYAY
PAN:ABDPU8384M
|
|
|
VISHWAMBHER NATH DUBEY
PAN:AZRPD9701B
|
|
OPERATED CIS SCHEMES WITHOUT OBTAINING CERTIFICATE OF REGISTRATION FROM SEBI
|
DIRECTED NOT TO COLLECT ANY MONEY AND/OR FEE FROM THE INVESTORS FROM 14-MAR-2016 TO 13-MAR-2020
DIRECTED NOT TO LAUNCH ANY NEW SCHEMES FROM 14-MAR-2016 TO 13-MAR-2020
DIRECTED TO PROVIDE FULL INVENTORY OF ASSETS OWNED BY COMPANY
DIRECTED NOT TO DISPOSE OF ANY OF THE PROPERTIES OR ALIENATE (DIRECTLY OR INDIRECTLY) ASSETS OF THE SCHEME FROM 14-MAR-2016 TO 13-MAR-2020
DIRECTED NOT TO DIVERT ANY FUNDS RAISED FROM PUBLIC AT LARGE KEPT IN BANK ACCOUNT AND/OR IN THE CUSTODY OF THE COMPANY FROM 14-MAR-2016 TO 13-MAR-2020
DIRECTED TO SUBMIT LIST OF INVESTORS WITH FULL PARTICULARS SUCH AS PAN NUMBER, ADDRESS ETC.
DIRECTED TO WIND UP CIS AND REFUND MONEY TO THE INVESTORS FROM 14-MAR-2016 TO 13-MAR-2020
DIRECTED TO SUBMIT REPORT IN REGARD TO WINDING UP OF CIS AND REPAYMENT OF MONIES TO SEBI IN ACCORDANCE TO CIS REGULATIONS
DIRECTED TO FILE CERTIFICATE OF COMPLETION OF PROCESS WITH SEBI FROM TWO INDEPENDENT PEER REVIEWED CHARTERED ACCOUNTANTS
DEBARRED / RESTRAINED FROM ASSOCIATING WITH / ACCESSING CAPITAL MARKET / INTERMEDIARIES FROM 14-MAR-2016 TO 13-MAR-2020
DEBARRED/RESTRAINED FROM BUYING/SELLING/DEALING/IPOS IN SECURITIES/SPECIFIED SCRIPS DIRECTLY/INDIRECTLY FROM 14-MAR-2016 TO 13-MAR-2020
23-APR-2014
|
SEBI VIDE ITS ORDER DATED 14/03/2016 DIRECTED TO 1) ABSTAIN FROM COLLECTING ANY MONEY FROM INVESTORS OR LAUNCH OR CARRY OUT ANY COLLECTIVE INVESTMENT SCHEMES INCLUDING THE SCHEMES WHICH HAVE BEEN INDENTIFIED AS A COLLECTIVE INVESTMENT SCHEME IN THIS ORDER 2) WIND UP ITS EXISTING SCHEME AND REFUND THROUGH ‘BANK DEMAND DRAFT’ OR ‘PAY ORDER’, THE MONEY COLLECTED UNDER SCHEME WITH RETURNS WHICH ARE DUE TO INVESTORS AS PER TERMS OF OFFER WITHIN A PERIOD OF THREE MONTHS FROM DATE OF THIS ORDER AND SUBMIT WINDING UP AND REPAYMENT REPORT TO SEBI IN ACCORDANCE WITH SEBI (CIS) REGULATIONS, 1999, INCLUDING TRAIL OF FUNDS CLAIMED TO BE REFUNDED, BANK ACCOUNT STATEMENTS INDICATING REFUND TO INVESTORS AND RECEIPT FROM INVESTORS ACKNOWLEDGING SUCH REFUNDS 3) NOT TO ALIENATE OR DISPOSE OFF OR SELL ANY ASSETS OF COMPANY EXCEPT FOR THE PURPOSE OF MAKING REFUNDS TO ITS INVESTORS 4) FILE A CERTIFICATE OF SUCH COMPLETION WITH SEBI FROM TWO INDEPENDENT PEER REVIEWED CHARTERED ACCOUNTS WHO ARE IN THE PANEL OF ANY PUBLIC AUTHORITY OR PUBLIC INSTITUTION 5) DIRECTED TO PROVIDE FULL INVENTORY OF ALL ASSETS AND PROPERTIES AND DETAILS OF ALL THEIR BANK ACCOUNTS, DEMAT ACCOUNTS AND HOLDINGS OF SHARES/SECURITIES, OR HELD IN PHYSICAL FORM 6) RESTRAINED FROM ACCESSING SECURITIES MARKET AND ARE PROHIBITED FROM BUYING, SELLING OR OTHERWISE DEALING IN SECURITIES MARKET FOR A PERIOD OF FOUR YEARS
SAT: SAT VIDE ITS ORDER DATED 30/08/2017 DISPOSED OFF THE APPEAL BY DIRECTING THE COMPANY TO MAKE A REPRESENTATION TO SEBI WITHIN THREE WEEKS FROM THE DATE OF THIS ORDER. AD-INTERIM RELIED ALREADY GRANTED TO CONTINUE TILL SEBI PASSES AN ORDER ON THE REPRESENTATION. NO COSTS
SEBI VIDE ITS NOTICE DATED 10/08/2021 DIRECTED ALL THE BANKS AND MUTUAL FUNDS IN INDIA AND/OR NSDL/CDSL TO 1. ATTACH ALL THE ACCOUNTS BY WHATEVER NAME CALLED INCLUDING LOCKERS EITHER SINGLY OR JOINTLY WITH ANY PERSON/S AND ALL OTHER AMOUNT/PROCEEDS DUE OR MAY BECOME DUE OR ANY MONEY HELD OR MAY SUBSEQUENTLY HOLD FOR ON ACCOUNT OF THE DEFAULTERS AND 2. NOT TO DEBIT ANY AMOUNT IN THE SAID ACCOUNT/S.HOWEVER CREDITS, IF ANY, INTO THE ACCOUNT MAY BE ALLOWED
SEBI VIDE ITS ORDER DATED 26/08/2021 DIRECTED ALL THE BANKS TO REMIT IN BANK AND FIXED DEPOSITS ACCOUNTS JOINTLY AND SEVERALLY TO SEBI BY WAY OF EFT/NEFT/RTGS
SEBI VIDE ITS ORDER DATED 28/10/2021 A) PROHIBITED FROM DISPOSING, TRANSFERRING, ALIENATING OR CHARGING IN RESPECT OF ALL THE IMMOVABLE AND MOVABLE PROPERTIES LISTED IN THE ORDER B) PROHIBITED FROM TAKING ANY BENEFIT UNDER SUCH DISPOSAL, TRANSFER, ALIENATION OR CHARGE IN RESPECT OF THE PROPERTIES LISTED IN ORDER C) DIRECTED TO FURNISH COMPLETE DETAILS OF ALL MOVABLE AND IMMOVABLE PROPERTIES HELD BY DEFAULTERS AND CHARGES, IF ANY DULY CERTIFIED BY BOARD OF DIRECTORS ALONG WITH ORIGINAL TITLE DEEDS WITHIN TWO WEEKS FROM DATE OF THIS ORDER AT SEBI, NORTHERN REGIONAL OFFICE, NEW DELHI D) DIRECTED INSPECTORS GENERAL OF REGISTRATION OF ALL THE STATES AND UNION TERRITORIES AND CONCERNED TEHSILDARS, DISTRICT REGISTRARS AND SUB-REGISTRARS OF THE RESPECTIVE AREAS WHERE THE PROPERTIES ARE LOCATED E) NOT TO ACT UPON ANY DOCUMENTS PURPORTING TO BE DEALING WITH TRANSFER, MORTGAGE, CHARGE, LEASE OR CREATION OR ALTERATION OF ANY INTEREST IN ANY OF THE PROPERTIES OWNED / HELD BY THE DEFAULTERS, IF PRESENTED FOR REGISTRATION
|
| 402 |
|
|
PENACIA PLANTATION LTD.
|
|
|
DID NOT APPLY FOR REGISTRATION OF CIS
DID NOT WIND UP TO REPAY INVESTORS AS PER REGULATIONS
|
REQUESTED DCA TO INITIATE WINDING UP OF ENTITY
DEBARRED / RESTRAINED FROM ASSOCIATING WITH / ACCESSING CAPITAL MARKET / INTERMEDIARIES FROM 02-JUL-2001 TO 02-JUL-2006
REFERRED TO STATE GOVERNMENTS FOR FILING OF CIVIL/CRIMINAL PROCEEDINGS FOR FRAUD, CHEATING, CRIMINAL BREACH OF TRUST AND MIS-APPROPRIATION OF PUBLIC FUNDS
02-JUL-2001
|
|
| 403 |
|
|
PERFECT GREENLAND AGRO DEVELOPERS INDIA LTD.
|
|
|
|
ALOK SHUKLA
|
|
|
FIRQUL AZAM
|
|
|
KANHAIYA LAL MEHROTRA
|
|
|
MAROOF ALI
|
|
|
MOHD.TAUFIQ
|
|
|
NARGIS KHAN
|
|
|
SHAILENDER SHANKAR MISHRA
|
|
|
SHAKEEL AHMED
|
|
|
WASIM AHMAD KHAN
|
|
DID NOT APPLY FOR REGISTRATION OF CIS
DID NOT WIND UP TO REPAY INVESTORS AS PER REGULATIONS
|
REQUESTED DCA TO INITIATE WINDING UP OF ENTITY
DEBARRED / RESTRAINED FROM ASSOCIATING WITH / ACCESSING CAPITAL MARKET / INTERMEDIARIES FROM 02-JUL-2001 TO 02-JUL-2006
REFERRED TO STATE GOVERNMENTS FOR FILING OF CIVIL/CRIMINAL PROCEEDINGS FOR FRAUD, CHEATING, CRIMINAL BREACH OF TRUST AND MIS-APPROPRIATION OF PUBLIC FUNDS
LAUNCHED PROSECUTION AGAINST THE ENTITY AND ITS DIRECTORS U/S 24 AND 27 OF THE SEBI ACT
02-JUL-2001
|
|
| 404 |
|
|
PERUTEK SERVICES LTD.
|
|
|
|
P.DINAKARAN
|
|
|
P.K.PERUMAL
|
|
|
P.MAHENDRAN
|
|
DID NOT APPLY FOR REGISTRATION OF CIS
DID NOT WIND UP TO REPAY INVESTORS AS PER REGULATIONS
|
REQUESTED DCA TO INITIATE WINDING UP OF ENTITY
DEBARRED / RESTRAINED FROM ASSOCIATING WITH / ACCESSING CAPITAL MARKET / INTERMEDIARIES FROM 02-JUL-2001 TO 02-JUL-2006
REFERRED TO POLICE AUTHORITIES TO FILE FIR
REFERRED TO STATE GOVERNMENTS FOR FILING OF CIVIL/CRIMINAL PROCEEDINGS FOR FRAUD, CHEATING, CRIMINAL BREACH OF TRUST AND MIS-APPROPRIATION OF PUBLIC FUNDS
LAUNCHED PROSECUTION AGAINST THE ENTITY AND ITS DIRECTORS U/S 24 AND 27 OF THE SEBI ACT
02-JUL-2001
|
ALL ACCUSED DECLARED AS PROCLAIMED OFFENDERS AND KEPT IN DORMANT FILE
|
| 405 |
|
|
PGF LTD.
|
|
|
|
ASHOK KUMAR VIG
|
|
|
AVTAR SINGH MAVI
|
|
|
B.K.KALIA
|
|
|
BALBIR SINGH
|
|
|
BASAWA SINGH
|
|
|
GURJANT SINGH
|
|
|
HARCHAND SINGH
|
|
|
JUGAL KISHORE MAHAJAN
|
|
|
MAHENDRA PATWA
|
|
|
MATHEW ALEXANDER
|
|
|
NIRMAL SINGH BHANGOO
|
|
|
NIRMAL SINGH CHAHAL
|
|
|
PRAVEEN GUPTA
|
|
|
PREM SETH
|
|
|
R.C.JOSHI
|
|
|
RAKESH KANT SAYAL
|
|
|
S.BHATTACHARYA
|
|
|
SURENDER K.GAUR
|
|
|
VIDYA SAGAR PURI
|
|
|
VISHWANATH ATTRI
|
|
DID NOT APPLY FOR REGISTRATION OF CIS
ALLEGED UNLAWFUL MOBILISATION OF FUNDS UNDER CIS
|
DIRECTED NOT TO COLLECT ANY MONEY AND/OR FEE FROM THE INVESTORS FROM 17-SEP-2008 TO 16-SEP-2018
DIRECTED NOT TO LAUNCH ANY NEW SCHEMES FROM 17-SEP-2008 TO 16-SEP-2018
DIRECTED TO REFUND MONEY TO THE INVESTORS
DEBARRED / RESTRAINED FROM ASSOCIATING WITH / ACCESSING CAPITAL MARKET / INTERMEDIARIES FROM 17-SEP-2008 TO 16-SEP-2018
DEBARRED/RESTRAINED FROM BUYING/SELLING/DEALING/IPOS IN SECURITIES/SPECIFIED SCRIPS DIRECTLY/INDIRECTLY FROM 17-SEP-2008 TO 16-SEP-2018
17-SEP-2008
|
SAT: APPEAL DISMISSED. NO ORDER AS TO COSTS
|
| 406 |
|
|
PHENOMENAL PLANTATIONS LTD.
|
|
|
|
GOPAL PADAM SINGH
|
|
|
MEENABAHADUR KESAR SINGH
|
|
|
NANDALAL KESAR SINGH
|
|
|
RAMESH SINGH
|
|
|
S.N.MAZUMDAR
|
|
|
SEBASTIAN RAPHEL MALIKKAL
|
|
|
THEKKE MADATHIL SREEDHARAN NAIR
|
|
DID NOT APPLY FOR REGISTRATION OF CIS
DID NOT WIND UP TO REPAY INVESTORS AS PER REGULATIONS
|
REQUESTED DCA TO INITIATE WINDING UP OF ENTITY
DEBARRED / RESTRAINED FROM ASSOCIATING WITH / ACCESSING CAPITAL MARKET / INTERMEDIARIES FROM 02-JUL-2001 TO 02-JUL-2006
REFERRED TO STATE GOVERNMENTS FOR FILING OF CIVIL/CRIMINAL PROCEEDINGS FOR FRAUD, CHEATING, CRIMINAL BREACH OF TRUST AND MIS-APPROPRIATION OF PUBLIC FUNDS
LAUNCHED PROSECUTION AGAINST THE ENTITY AND ITS DIRECTORS U/S 24 AND 27 OF THE SEBI ACT
02-JUL-2001
|
SAT: IMPUGNED ORDER UPHELD,APPEAL DISMISSED
|
| 407 |
|
|
PINE PLANTATIONS INDIA LTD.
|
|
|
|
BRIJ MOHANTALWAR
|
|
|
HARASH VIR SURI
|
|
|
HARSH VARDHAN SURI
|
|
|
KAMLESH TALWAR
|
|
|
KUSUM SURI
|
|
|
MANIK TALWAR
|
|
|
MONA SURI
|
|
|
SURYA KANT SURI
|
|
DID NOT APPLY FOR REGISTRATION OF CIS
DID NOT WIND UP TO REPAY INVESTORS AS PER REGULATIONS
|
REQUESTED DCA TO INITIATE WINDING UP OF ENTITY
DEBARRED / RESTRAINED FROM ASSOCIATING WITH / ACCESSING CAPITAL MARKET / INTERMEDIARIES FROM 02-JUL-2001 TO 02-JUL-2006
REFERRED TO STATE GOVERNMENTS FOR FILING OF CIVIL/CRIMINAL PROCEEDINGS FOR FRAUD, CHEATING, CRIMINAL BREACH OF TRUST AND MIS-APPROPRIATION OF PUBLIC FUNDS
02-JUL-2001
|
ALL ACCUSED DECLARED AS PROCLAIMED OFFENDERS AND KEPT IN DORMANT FILE
|
| 408 |
|
|
PLAZA PLANTATIONS LTD.
|
|
|
|
KESHAV PRASAD DUBEY
|
|
|
MATAPRASAD RAMNIRANJAN SHUKLA
|
|
|
OMPRAKASH TRILOKINATH SHUKLA
|
|
|
RAVINDER ABHILAKHSINGH RAJPUT
|
|
|
SHOBHANATH S.TRIPATHI
|
|
|
SHRIMALI NIRANJAN SHRIKRISHAN
|
|
|
SURESH RAMANATH DUBEY
|
|
|
UMANATH MISHRA
|
|
|
UTTAM RAMMILAN TRIVEDI
|
|
|
VINOD KUMAR SHUKLA
|
|
DID NOT APPLY FOR REGISTRATION OF CIS
DID NOT WIND UP TO REPAY INVESTORS AS PER REGULATIONS
|
REQUESTED DCA TO INITIATE WINDING UP OF ENTITY
DEBARRED / RESTRAINED FROM ASSOCIATING WITH / ACCESSING CAPITAL MARKET / INTERMEDIARIES FROM 02-JUL-2001 TO 02-JUL-2006
REFERRED TO STATE GOVERNMENTS FOR FILING OF CIVIL/CRIMINAL PROCEEDINGS FOR FRAUD, CHEATING, CRIMINAL BREACH OF TRUST AND MIS-APPROPRIATION OF PUBLIC FUNDS
02-JUL-2001
|
|
| 409 |
|
|
PLUSLINE GREEN FOREST & INVESTMENTS LTD.
|
|
|
|
ARVIND SINGH
|
|
|
KALKA PRASAD JHA
|
|
|
KRISHNA KANT GOYAL
|
|
|
MANOJ KUMAR DIXIT
|
|
|
PRATAP SINGH
|
|
DID NOT APPLY FOR REGISTRATION OF CIS
DID NOT WIND UP TO REPAY INVESTORS AS PER REGULATIONS
|
REQUESTED DCA TO INITIATE WINDING UP OF ENTITY
DEBARRED / RESTRAINED FROM ASSOCIATING WITH / ACCESSING CAPITAL MARKET / INTERMEDIARIES FROM 02-JUL-2001 TO 02-JUL-2006
REFERRED TO STATE GOVERNMENTS FOR FILING OF CIVIL/CRIMINAL PROCEEDINGS FOR FRAUD, CHEATING, CRIMINAL BREACH OF TRUST AND MIS-APPROPRIATION OF PUBLIC FUNDS
02-JUL-2001
|
|
| 410 |
|
|
PNG AGRO FINVEST LTD.
|
|
|
|
LAL CHAND
|
|
|
SURENDER DEYOL
|
|
DID NOT APPLY FOR REGISTRATION OF CIS
DID NOT WIND UP TO REPAY INVESTORS AS PER REGULATIONS
|
REQUESTED DCA TO INITIATE WINDING UP OF ENTITY
DEBARRED / RESTRAINED FROM ASSOCIATING WITH / ACCESSING CAPITAL MARKET / INTERMEDIARIES FROM 02-JUL-2001 TO 02-JUL-2006
REFERRED TO POLICE AUTHORITIES TO FILE FIR
REFERRED TO STATE GOVERNMENTS FOR FILING OF CIVIL/CRIMINAL PROCEEDINGS FOR FRAUD, CHEATING, CRIMINAL BREACH OF TRUST AND MIS-APPROPRIATION OF PUBLIC FUNDS
02-JUL-2001
|
COURT CONVICTED ACCUSED NO.1 COMPANY AND 4 AND SENTENCED TO PAY RS.5 LAC ON ACCUSED NO.1. ACCUSED NO.4 IS SENTENCED FOR A PERIOD 6 MONTHS RIGOROUS IMPRISONMENT AND PAY A FINE OF RS.3 LAC IN DEFAULT ACCUSED NO. 4 SHALL UNDERGO 3 MONTHS SIMPLE IMPRISONMENT. ACCUSED NO.3 DECLARED AS PROCLAIMED OFFENDER AND PROCEEDINGS AGAINST ACCUSED NO.2 WAS ABATED ON ACCOUNT OF HIS DEATH
|
| 411 |
|
|
PPL PINK HARVEST LTD.
|
|
|
|
ALOK PARASRAMPURIA
PAN:AAGPP2473G
|
|
|
ANURAG BISARIA
|
|
|
ASHA SAXENA
|
|
|
M.L.SAXENA
|
|
|
OMPRAKASH PARASRAMPURIA
|
|
|
R.S.BANKA
|
|
|
RATANLAL PARASRAMPURIA
|
|
|
SANJAY PARASRAMPURIA
PAN:AAIPP7200P
|
|
|
SHALINI PARASRAMPURIA
PAN:AAIPP4958L
|
|
|
VIKAS CHANDRA MANINGKA
|
|
DID NOT APPLY FOR REGISTRATION OF CIS
DID NOT WIND UP TO REPAY INVESTORS AS PER REGULATIONS
|
REQUESTED DCA TO INITIATE WINDING UP OF ENTITY
DEBARRED / RESTRAINED FROM ASSOCIATING WITH / ACCESSING CAPITAL MARKET / INTERMEDIARIES FROM 07-FEB-2001 TO 07-FEB-2006
REFERRED TO STATE GOVERNMENTS FOR FILING OF CIVIL/CRIMINAL PROCEEDINGS FOR FRAUD, CHEATING, CRIMINAL BREACH OF TRUST AND MIS-APPROPRIATION OF PUBLIC FUNDS
07-FEB-2001
|
THE COURT CONVICTED ACCUSED NO.4 AND SENTENCED RIGOROUS IMPRISONMENT FOR A PERIOD OF 6 MONTHS AND BURDENED WITH A FINE OF RS 1 LAKH IN DEFAULT ACCUSED SHALL UNDER GO SIMPLE IMPRISONMENT FOR A PERIOD OF 2 MONTHS. THE COMPANY (ACCUSED NO.1 ) IS BURDENED WITH A FINE OF RS.3 LAKHS
|
| 412 |
|
|
PRADHAN AGROTECH LTD.
|
|
|
|
ANJU PRADHAN
|
|
|
ATUL PRADHAN
|
|
|
P.L.PRADHAN
|
|
|
PRITI SAXENA
|
|
|
SHAMBU LAL PRADHAN
|
|
|
SHOBHA PRADHAN
|
|
|
V.M.SAXENA
|
|
|
VINAY PRADHAN
|
|
DID NOT APPLY FOR REGISTRATION OF CIS
DID NOT WIND UP TO REPAY INVESTORS AS PER REGULATIONS
|
REQUESTED DCA TO INITIATE WINDING UP OF ENTITY
DEBARRED / RESTRAINED FROM ASSOCIATING WITH / ACCESSING CAPITAL MARKET / INTERMEDIARIES FROM 02-JUL-2001 TO 02-JUL-2006
REFERRED TO STATE GOVERNMENTS FOR FILING OF CIVIL/CRIMINAL PROCEEDINGS FOR FRAUD, CHEATING, CRIMINAL BREACH OF TRUST AND MIS-APPROPRIATION OF PUBLIC FUNDS
OFFICIAL LIQUIDATOR/ADMINISTRATOR APPOINTED SUBSEQUENT TO THE INITIATION OF ACTION BY SEBI
02-JUL-2001
|
|
| 413 |
|
|
PRAGYA DAIRIES & AGRO LTD.
(CIN:U01400MP2010PLC023243
PAN:AAFCP3908E)
|
|
|
|
ALOK SAHAI VIDYARTHI
PAN:ABSPV8334R
|
|
|
ANSAR AHMED
DIN:02336694
PAN:AFFPA4197L
|
|
|
DURGA PATIDAR
DIN:02977847
PAN:APJPP6921M
|
|
|
NANA LAL PATIDAR
DIN:02978194
PAN:AJWPP3490J
|
|
|
POOJA PATIDAR
DIN:02977813
PAN:AVBPP1293Q
|
|
|
PRAMILA JAIN
|
|
|
PUNAM CHAND PATIDAR
DIN:02977863
PAN:BTUPP0108C
|
|
|
RAJESH JAIN
DIN:02978284
PAN:AEDPJ0277M
|
|
OPERATED CIS SCHEMES WITHOUT OBTAINING CERTIFICATE OF REGISTRATION FROM SEBI
|
DIRECTED NOT TO COLLECT ANY FRESH MONEY FROM THE INVESTORS UNDER ITS EXISTING SCHEMES
DIRECTED NOT TO LAUNCH ANY NEW SCHEME(S) / PLAN OR FLOAT ANY NEW COMPANY/IES/FIRM TO RAISE FRESH MONIES FROM 06-MAR-2020 TO 05-MAR-2024
DIRECTED NOT TO DISPOSE OF ANY OF THE PROPERTIES OR ALIENATE (DIRECTLY OR INDIRECTLY) ASSETS OF THE SCHEME FROM 06-MAR-2020 TO 05-MAR-2024
DIRECTED NOT TO DIVERT ANY FUNDS RAISED FROM PUBLIC AT LARGE KEPT IN BANK ACCOUNT AND/OR IN THE CUSTODY OF THE COMPANY FROM 06-MAR-2020 TO 05-MAR-2024
DIRECTED TO PROVIDE FULL INVENTORY OF ASSETS OWNED BY COMPANY
DIRECTED TO FURNISH ALL RELEVANT DOCUMENTS I.E.APPLICATION FORM, AGREEMENTS AND CERTIFICATES ETC.
DIRECTED TO SUBMIT SCHEME WISE LIST OF INVESTORS, THEIR CONTACT NUMBERS AND ADDRESS ALONG WITH LIST OF INVESTORS TO WHICH LAND HAS BEEN ALLOTTED AND GOT REGISTETED & DETAILS OF AMOUNT REFUNDED
DIRECTED TO SUBMIT DETAILS OF AMOUNT REFUNDED TILL DATE ALONG WITH DETAILS OF MODE OF PAYMENT, DULY CERTIFIED BY COMPANY’S AUDITORS
DIRECTED TO SUBMIT SCHEME WISE LIST OF INVESTORS AND THEIR CONTACT NUMBERS AND ADDRESS ALONG WITH DETAILS OF AMOUNT MOBILIZED & REFUNDED
DIRECTED NOT TO COLLECT ANY MONEY AND/OR FEE FROM THE INVESTORS FROM 06-MAR-2020 TO 05-MAR-2024
DIRECTED TO SUBMIT REPORT IN REGARD TO WINDING UP OF CIS AND REPAYMENT OF MONIES TO SEBI IN ACCORDANCE TO CIS REGULATIONS
DIRECTED TO FILE CERTIFICATE OF COMPLETION OF PROCESS WITH SEBI FROM TWO INDEPENDENT PEER REVIEWED CHARTERED ACCOUNTANTS
DEBARRED / RESTRAINED FROM ASSOCIATING WITH / ACCESSING CAPITAL MARKET / INTERMEDIARIES FROM 06-MAR-2020 TO 05-MAR-2024
DEBARRED/RESTRAINED FROM BUYING/SELLING/DEALING/IPOS IN SECURITIES/SPECIFIED SCRIPS DIRECTLY/INDIRECTLY FROM 06-MAR-2020 TO 05-MAR-2024
09-NOV-2018
|
SEBI VIDE ITS ORDER DATED 06/03/2020 DIRECTED TO 1) ABSTAIN FROM COLLECTING ANY MONEY FROM INVESTORS AND WIND UP ITS EXISTING COLLECTIVE INVESTMENT SCHEMES AND REFUND THE MONEY COLLECTED UNDER SCHEME WITH RETURNS DUE TO INVESTORS WITHIN A PERIOD OF THREE MONTHS FROM THE DATE OF THIS ORDER THROUGH BANK DEMAND DRAFT OR PAY ORDER 2) SUBMIT WINDING UP AND REPAYMENT REPORT (WRR) TO SEBI IN ACCORDANCE WITH SEBI (CIS) REGULATIONS INCLUDING TRAIL OF FUNDS CLAIMED TO BE REFUNDED, BANK ACCOUNT STATEMENTS INDICATING REFUND TO INVESTORS AND RECEIPT FROM INVESTORS ACKNOWLEDGING SUCH REFUNDS ALONG WITH CERTIFIED FROM TWO INDEPENDENT CHARTERED ACCOUNTS WHO ARE IN THE PANEL OF ANY PUBLIC AUTHORITY OR PUBLIC INSTITUTION 3) NOT TO ALIENATE OR DISPOSE OFF OR SELL ANY OF THE ASSETS OF THE COMPANY EXCEPT FOR THE PURPOSE OF MAKING REFUNDS TO ITS INVESTORS 4) RESTRAINED FROM ACCESSING THE SECURITIES MARKET AND PROHIBITED FROM BUYING, SELLING OR OTHERWISE DEALING IN SECURITIES MARKET, DIRECTLY OR INDIRECTLY FOR A FURTHER PERIOD OF FOUR YEARS FROM THE DATE OF COMPLETION OF REFUND
|
| 414 |
|
|
PRAKRUTHI CREATIVE ESTATES PVT.LTD.
|
|
|
|
ACHUTA PRASAD
|
|
|
BALA MURALI
|
|
|
C.M.BHAKTAVATSULU
|
|
|
NARENDRAN
|
|
|
WAMANAN
|
|
DID NOT APPLY FOR REGISTRATION OF CIS
DID NOT WIND UP TO REPAY INVESTORS AS PER REGULATIONS
|
REQUESTED DCA TO INITIATE WINDING UP OF ENTITY
DEBARRED / RESTRAINED FROM ASSOCIATING WITH / ACCESSING CAPITAL MARKET / INTERMEDIARIES FROM 02-JUL-2001 TO 02-JUL-2006
REFERRED TO STATE GOVERNMENTS FOR FILING OF CIVIL/CRIMINAL PROCEEDINGS FOR FRAUD, CHEATING, CRIMINAL BREACH OF TRUST AND MIS-APPROPRIATION OF PUBLIC FUNDS
02-JUL-2001
|
|
| 415 |
|
|
PRASANNA PLANTATIONS LTD.
|
|
|
|
A.BHAGYAMMA
|
|
|
A.PRASANNA
|
|
|
CHAKRAPANI YADAV A.S.
|
|
|
G.PULLIAH
|
|
|
M.MOHAN
|
|
|
M.PRABHU
|
|
DID NOT APPLY FOR REGISTRATION OF CIS
DID NOT WIND UP TO REPAY INVESTORS AS PER REGULATIONS
|
REQUESTED DCA TO INITIATE WINDING UP OF ENTITY
DEBARRED / RESTRAINED FROM ASSOCIATING WITH / ACCESSING CAPITAL MARKET / INTERMEDIARIES FROM 02-JUL-2001 TO 02-JUL-2006
REFERRED TO STATE GOVERNMENTS FOR FILING OF CIVIL/CRIMINAL PROCEEDINGS FOR FRAUD, CHEATING, CRIMINAL BREACH OF TRUST AND MIS-APPROPRIATION OF PUBLIC FUNDS
02-JUL-2001
|
|
| 416 |
|
|
PRAYAG AGRO FORESTRY (I) LTD.
|
|
|
|
DINA NATH SHUKLA
|
|
|
GHAN SHYAM MISHRA
|
|
|
JAMIL AHMAD KHAN
|
|
|
MUNESHWAR SINGH
|
|
|
NARSINGH NATH TIWARI
|
|
|
RAJINDER BHADUR SINGH
|
|
|
RAM CHARITAR YADAV
|
|
DID NOT APPLY FOR REGISTRATION OF CIS
DID NOT WIND UP TO REPAY INVESTORS AS PER REGULATIONS
|
REQUESTED DCA TO INITIATE WINDING UP OF ENTITY
DEBARRED / RESTRAINED FROM ASSOCIATING WITH / ACCESSING CAPITAL MARKET / INTERMEDIARIES FROM 02-JUL-2001 TO 02-JUL-2006
REFERRED TO STATE GOVERNMENTS FOR FILING OF CIVIL/CRIMINAL PROCEEDINGS FOR FRAUD, CHEATING, CRIMINAL BREACH OF TRUST AND MIS-APPROPRIATION OF PUBLIC FUNDS
02-JUL-2001
|
ALL ACCUSED DECLARED AS PROCLAIMED OFFENDERS AND KEPT IN DORMANT FILE
|
| 417 |
|
|
PREHARI PLANTATIONS & RESORTS LTD.
|
|
|
|
AVTAR CHEEMA
|
|
|
J.S.UJLA
|
|
|
MANJIT SINGH DHILLON
|
|
|
MOHINDER KAUR
|
|
|
PARMINDER SINGH
|
|
|
S.HARMANDEEP SINGH
|
|
|
S.PIARA SINGH DHILLON
|
|
|
SATINDER PAUL KAUR
|
|
DID NOT APPLY FOR REGISTRATION OF CIS
DID NOT WIND UP TO REPAY INVESTORS AS PER REGULATIONS
|
REQUESTED DCA TO INITIATE WINDING UP OF ENTITY
DEBARRED / RESTRAINED FROM ASSOCIATING WITH / ACCESSING CAPITAL MARKET / INTERMEDIARIES FROM 21-OCT-2002 TO 21-OCT-2007
REFERRED TO STATE GOVERNMENTS FOR FILING OF CIVIL/CRIMINAL PROCEEDINGS FOR FRAUD, CHEATING, CRIMINAL BREACH OF TRUST AND MIS-APPROPRIATION OF PUBLIC FUNDS
LAUNCHED PROSECUTION AGAINST THE ENTITY AND ITS DIRECTORS U/S 24 AND 27 OF THE SEBI ACT
21-OCT-2002
|
CONVICTED
|
| 418 |
|
|
PRESTIGE FOREST INDIA LTD.
|
|
|
|
ANIL KUMAR THAKWANI
|
|
|
FARHA AHMED
|
|
|
KAMAL LAHEJA
|
|
|
KIRTI THAKWANI
|
|
|
NISHA GUPTA
|
|
|
RAJIVE CHANDRA GUPTA
|
|
|
SHAFIQ AHMED
|
|
DID NOT APPLY FOR REGISTRATION OF CIS
DID NOT WIND UP TO REPAY INVESTORS AS PER REGULATIONS
|
REQUESTED DCA TO INITIATE WINDING UP OF ENTITY
DEBARRED / RESTRAINED FROM ASSOCIATING WITH / ACCESSING CAPITAL MARKET / INTERMEDIARIES FROM 02-JUL-2001 TO 02-JUL-2006
REFERRED TO STATE GOVERNMENTS FOR FILING OF CIVIL/CRIMINAL PROCEEDINGS FOR FRAUD, CHEATING, CRIMINAL BREACH OF TRUST AND MIS-APPROPRIATION OF PUBLIC FUNDS
02-JUL-2001
|
THE COURT CONVICTED ACCUSED NO.1 COMPANY AND IS BURDENED WITH THE FINE OF RS.2 LACS THE COURT ACQUITTED ACCUSED NO.8 FROM ALL THE CHARGES. ACCUSED NOS 2,3,4,5,6 AND 7 WERE DECLARED AS PROCLAIMED OFFENDERS
|
| 419 |
|
|
PRIME GREEN FORESTS LTD.
|
|
|
|
HARBHAJAN SINGH
|
|
|
KULDIP SINGH
|
|
|
S.CHANAN SINGH
|
|
DID NOT APPLY FOR REGISTRATION OF CIS
DID NOT WIND UP TO REPAY INVESTORS AS PER REGULATIONS
|
REQUESTED DCA TO INITIATE WINDING UP OF ENTITY
DEBARRED / RESTRAINED FROM ASSOCIATING WITH / ACCESSING CAPITAL MARKET / INTERMEDIARIES FROM 02-JUL-2001 TO 02-JUL-2006
REFERRED TO STATE GOVERNMENTS FOR FILING OF CIVIL/CRIMINAL PROCEEDINGS FOR FRAUD, CHEATING, CRIMINAL BREACH OF TRUST AND MIS-APPROPRIATION OF PUBLIC FUNDS
02-JUL-2001
|
ACCUSED NO.4 STANDS ACQUITTED. OTHER ACCUSED DECLARED AS PROCLAIMED OFFENDERS
|
| 420 |
|
|
PRINCE AGRO INDUSTRIES LTD.
(CIN:U01403DL1996PLC082035)
|
|
|
|
ANITA LALWANI
|
|
|
HARI LALWANI
DIN:00309831
|
|
|
OM PRAKASH TOTLANI
|
|
|
P.C.PATHAK
|
|
|
SUNNY THOMAS
DIN:00303666
|
|
DID NOT APPLY FOR REGISTRATION OF CIS
DID NOT WIND UP TO REPAY INVESTORS AS PER REGULATIONS
|
REQUESTED DCA TO INITIATE WINDING UP OF ENTITY
DEBARRED / RESTRAINED FROM ASSOCIATING WITH / ACCESSING CAPITAL MARKET / INTERMEDIARIES FROM 02-APR-2003 TO 02-APR-2008
REFERRED TO STATE GOVERNMENTS FOR FILING OF CIVIL/CRIMINAL PROCEEDINGS FOR FRAUD, CHEATING, CRIMINAL BREACH OF TRUST AND MIS-APPROPRIATION OF PUBLIC FUNDS
LAUNCHED PROSECUTION AGAINST THE ENTITY AND ITS DIRECTORS U/S 24 AND 27 OF THE SEBI ACT
02-APR-2003
|
ACCUSED MOBILIZED RS.74.7 LAKH. ALL ACCUSED CONVICTED AND SENTENCED TO FINE OF
RS.7500 EACH AND ON DEFAULT SIMPLE IMPRISONMENT FOR 3 MONTHS
|
| The regulatory charges/regulatory actions may be fully or partly applicable to the entities/persons mentioned in the second column. |
| |
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| Page 21 of 33
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