| S.No. |
ENTITY |
PERSONS |
REGULATORY CHARGES |
REGULATORY ACTION(S) / DATE OF ORDER |
FURTHER DEVELOPMENTS |
| 401 |
|
RMZ INFOTECH PVT.LTD.
|
|
|
DELAY IN SUBMISSION OF HALF YEARLY UNAUDITED FINANCIAL RESULTS TO STOCK EXCHANGES VIOLATING REGULATION 52(1) OF SEBI (LODR) REGULATIONS, 2015
DID NOT SUBMIT FINANCIAL RESULTS TO STOCK EXCHANGES VIOLATING REGULATION 52(1) OF SEBI (LODR) REGULATIONS, 2015
|
IMPOSED PENALTY RS.3,00,000
14-JUL-2021
|
|
| 402 |
|
|
ROSESTAR MARKETING PVT.LTD.
(PAN:AAFCR2252M)
|
|
|
INDULGED IN DIVERSION OF FUNDS OF RS.2315.09 CRORES (APPROX.) FROM RELIGARE FINVEST LTD. TO PROMOTERS AND THEIR RELATED ENTITIES VIOLATING SECTIONS 12A(A) TO (C) OF SEBI ACT, 1992 READ WITH REGULATIONS 3(B) TO 3(D) & 4(1), 4(2)(F) AND 4(2) (R) OF SEBI (PFUTP) REGULATIONS, 2003 IN MATTER OF RELIGARE ENTERPRISES LTD.
DID NOT MAKE DISCLOSURE OF FUNDS ROUTED BY RELIGARE FINVEST LTD. THROUGH UNRELATED ENTITIES TO PROMOTERS AND PROMOTERS GROUP ENTITIES VIOLATING CLAUSE 32 OF LISTING AGREEMENT IN MATTER OF RELIGARE ENTERPRISES LTD.
MISREPRESENTATED FINANCIAL POSITION BY ROLLING OVER THE LOANS VIOLATING REGULATIONS 4(1)(B), (C), 30(1) AND 51(1) OF SEBI (LISTING OBLIGATIONS AND DISCLOSURE REQUIREMENTS) REGULATIONS, 2015 IN MATTER OF RELIGARE ENTERPRISES LTD.
|
DIRECTED NOT TO DIVERT ANY FUNDS EXCEPT TO MEET EXPENSES OF DAY-TO-DAY BUSINESS OPERATIONS WITHOUT PRIOR PERMISSION OF SEBI
14-MAR-2019
|
SEBI VIDE ITS ORDER DATED 11/09/2019 DIRECTED NOT TO DISPOSED OFF OR ALIENATE ANY OF THEIR ASSETS OR DIVERT ANY FUNDS, EXCEPT TO MEET EXPENSES OF DAY-TO-DAY BUSINESS OPERATIONS WITHOUT PRIOR PERMISSION OF SEBI TILL COMPLETION OF INVESTIGATION AND FURTHER ORDERS
SEBI VIDE ITS ORDER DATED 12/11/2020 REVOKED ITS DIRECTIONS ISSUED VIDE INTERIM ORDER DATED 14/03/2019 READ WITH CORRIGENDUM ORDER DATED 18/04/2019
|
| 403 |
|
|
ROYAL ORCHID HOTELS LTD.
(PAN:AABCR0111M)
|
|
|
|
AMIT JAISWAL
PAN:ADMPJ0732H
|
|
|
CHANDER KAMAL BALJEE
PAN:ACTPB3357L
|
|
|
KESHAV BALJEE
PAN:AKYPB2322A
|
|
MISREPRESENTED / MISSTATED / MANIPULATED ITS CONSOLIDATED FINANCIAL STATEMENTS VIOLATING SECTIONS 12A(A) TO 12A(C) AND REGULATIONS 3(B) TO 3(D), 4(1), 4(2)(E), 4(2)(F), 4(2)(K) AND 4(2)(R) OF SEBI (PFUTP) REGULATIONS, 2003 IN MATTER OF ROYAL ORCHID HOTELS LTD.
MISREPRESENTED / MISSTATED / MANIPULATED ITS CONSOLIDATED FINANCIAL STATEMENTS VIOLATING REGULATIONS 4(1), 33(1)(A), 33(1)(C), 33(3)(B), 34(2)(B), 34(3) AND 48 OF SEBI (LODR) REGULATIONS, 2003 IN MATTER OF ROYAL ORCHID HOTELS LTD.
|
DIRECTED TO MAKE DISCLOSURE OF FINANCIAL STATEMENTS OF KSHEERSAGAR DEVELOPERS PVT.LTD. TO STOCK EXCHANGES ALONG WITH AUDIT REPORT FOR FY. 2021-22, FY.2022-23 AND FY.2023-24 WITHIN ONE MONTH FROM DATE OF ORDER
DIRECTED TO FILE A REPORT DULY CERTIFIED BY PER REVIEWED CHARTERED ACCOUNTANT DETAILING IMPACT ON CONSOLIDATED FINANCIAL STATEMENTS OF ROYAL ORCHID HOTELS LTD. FOR FY.2021-22, FY.2022-23 AND FY.2023-24 TO STOCK EXCHANGES
IMPOSED PENALTY RS.6,00,000
11-OCT-2024
|
SAT: SAT VIDE ITS ORDER DATED 08/01/2025 CONDONED THE DELAY IN FILING OF APPEAL AND GRANTED TWO WEEKS TO FILE REJOINDER
|
| 404 |
|
|
ROYAL ORCHID HOTELS LTD.
(PAN:AABCR0111M)
|
|
|
|
AMIT JAISWAL
PAN:ADMPJ0732H
|
|
|
CHANDER KAMAL BALJEE
PAN:ACTPB3357L
|
|
|
KESHAV BALJEE
PAN:AKYPB2322A
|
|
MISREPRESENTED / MISSTATED / MANIPULATED ITS CONSOLIDATED FINANCIAL STATEMENTS VIOLATING SECTIONS 12A(A) TO 12A(C) AND REGULATIONS 3(B) TO 3(D), 4(1), 4(2)(E), 4(2)(F), 4(2)(K) AND 4(2)(R) OF SEBI (PFUTP) REGULATIONS, 2003 IN MATTER OF ROYAL ORCHID HOTELS LTD.
MISREPRESENTED / MISSTATED / MANIPULATED ITS CONSOLIDATED FINANCIAL STATEMENTS VIOLATING REGULATIONS 4(1), 33(1)(A), 33(1)(C), 33(3)(B), 34(2)(B), 34(3) AND 48 OF SEBI (LODR) REGULATIONS, 2003 IN MATTER OF ROYAL ORCHID HOTELS LTD.
|
DIRECTED TO FILE PUBLIC DISCLOSURE TO STOCK EXCHANGES WITHIN SEVEN DAYS FROM DATE OF RECEIPT THIS ORDER
DIRECTED AUDIT COMMITTEE AND BOARD OF DIRECTORS TO REVIEW THE DECISION OF CLASSIFICATION OF KSDPL AND CONSOLIDATED FINANCIAL STATEMENTS FOR F.Y.2021-22
DIRECTED TO FILE A REPORT DETAILING CHANGES TO CONSOLIDATED FINANCIAL STATEMENTS FOR F.Y. 2021-22 AND ITS IMPACT WITHIN ONE MONTH FROM DATE OF THIS ORDER TO STOCK EXCHANGES
DIRECTED AUDIT COMMITTEE OF ROYAL ORCHID HOTELS LTD. TO ENHANCE THE OVERSIGHT OF FINANCIAL REPORTING PROCESS AND DISCLOSURE OF ITS FINANCIAL INFORMATION
31-MAR-2023
|
SAT: SAT VIDE ITS ORDER DATED 09/05/2023 ALLOWED URGENCY APPLICATION. DIRECTED RESPONDENT TO FILE REPLY WITHIN TWO WEEKS FROM DATE OF THIS ORDER AND REJOINDER TO BE FILED WITHIN TWO WEEKS THEREAFTER AND STAYED EFFECT AND OPERATION OF IMPUGNED ORDER TILL NEXT DATE OF LISTING
SAT: SAT VIDE ITS ORDER DATED 17/08/2023 DISPOSED OF THE APPEAL AND DIRECTED APPELLANT TO FILE REPLY TO SCN WITHIN THREE WEEKS FROM DATE OF THIS ORDER
|
| 405 |
|
|
S.S.ORGANICS LTD.
(PAN:AADCS2216C)
|
|
|
|
D.SADASIVA REDDY
PAN:AHIPD0246N
|
|
|
GUNREDDY KRISHNA REDDY
PAN:AHDPG8051D
|
|
|
MURALIDHAR RAMBATHRI
PAN:ADRPR3327H
|
|
|
RAGHAVENDER RAO
PAN:BEGPK7825C
|
|
|
RAJASEKHAR REDDY PUCHAKAYALA
PAN:ANLPP2545F
|
|
|
SAI SUDHAKAR VANKINENI
PAN:AAZPV1267D
|
|
DID NOT OBTAIN SHAREHOLDERS APPROVAL FOR LOAN TRANSACTION WITH RELATED PARTY I.E. ARR CAPITAL INVESTMENT PVT.LTD. VIOLATING SECTION 21 OF SCRA READ WITH CLAUSE 2 OF UNIFORM LISTING AGREEMENT
DID NOT CONSIDERED ARR CAPITAL INVESTMENT PVT.LTD. AS RELATED PARTY TRANSACTION AND DID NOT OBTAIN PRIOR APPROVAL OF AUDIT COMMITTEE VIOLATING REGULATIONS 23(1), 23(2) AND 23(4) OF SEBI (LODR) REGULATIONS, 2015
DID NOT MAKE DISCLOSURE OF RELATED PARTY TRANSACTION TO STOCK EXCHANGES VIOLATING REGULATION 23(9) OF SEBI (LODR) REGULATIONS, 2015
|
IMPOSED PENALTY RS.5,00,000
20-FEB-2023
|
|
| 406 |
|
|
SAAMYA BIOTECH (INDIA) LTD.
(PAN:AAHCS2210C)
|
|
|
DID NOT MAINTAIN FUNCTIONAL WEBSITE CONTAINING BASIC INFORMATION ABOUT THE COMPANY VIOLATING REGULATION 46(1) (ERSTWHILE CLAUSE 54) OF SEBI (LODR) REGULATIONS, 2015
DID NOT SEND ANNUAL REPORT TO SHAREHOLDERS 21 DAYS BEFORE AGM VIOLATING REGULATION 36 OF SEBI (LODR) REGULATIONS, 2015
DID NOT PROVIDE REMOTE E-VOTING FACILITY TO SHAREHOLDERS BETWEEN 26 TO 28 SEPTEMBER, 2017 VIOLATING REGULATION 44(1) OF SEBI (LODR) REGULATIONS, 2015
DID NOT REDRESS INVESTOR GRIEVANCES VIOLATING REGULATION 13(1) OF SEBI (LODR) REGULATIONS, 2015 READ WITH CLAUSE 13 OF SEBI CIRCULAR NO.CIR/OIAE/1/2014 DATED 18/12/2014
|
IMPOSED PENALTY RS.25,00,000
28-JUN-2019
|
SEBI VIDE ITS NOTICE DATED 01/10/2019 DIRECTED ALL THE BANKS IN INDIA AND/OR NSDL/CDSL & MUTUAL FUND (FOLIOS) TO 1. ATTACH ALL THE ACCOUNTS BY WHATEVER NAME CALLED INCLUDING LOCKERS EITHER SINGLY OR JOINTLY WITH ANY PERSON/S AND ALL OTHER AMOUNT/PROCEEDS DUE OR MAY BECOME DUE OR ANY MONEY HELD OR MAY SUBSEQUENTLY HOLD FOR ON ACCOUNT OF THE DEFAULTERS AND 2. NOT TO DEBIT ANY AMOUNT IN THE SAID ACCOUNT/S.HOWEVER CREDITS, IF ANY, INTO THE ACCOUNT MAY BE ALLOWED
SEBI VIDE ITS ORDER DATED 14/11/2019 DIRECTED ALL THE BANKS AND MUTUAL FUNDS IN INDIA TO REMIT RS.26,15,247.00 LYING OUTSTANDING IN ACCOUNT OF SAAMYA BIOTECH INDIA LTD.
|
| 407 |
|
|
SAHARA INVESTMENTS PVT.LTD.
(PAN:AAECS6355B)
|
|
|
DID NOT ADHERE TO ACCOUNTING STANDARD VIOLATING REGULATION 48 OF SEBI (LODR) REGULATIONS, 2015 IN MATTER OF BOMBAY BURMAH TRADING CORP.LTD.
ACQUIRED SHARES OF BOMBAY BURMAH TRADING CORP.LTD. BEYOND THRESHOLD LIMIT OF 5% WITHOUT MAKING OPEN OFFER VIOLATING REGULATIONS 5(1) READ WITH 3(2) OF SAST REGULATIONS, 2011 IN MATTER OF BOMBAY BURMAH TRADING CORP.LTD.
DELAY IN MAKING DISCLOSURE OF SHAREHOLDING/CHANGES IN SHAREHOLDING TO STOCK EXCHANGES AS REQUIRED UNDER REGULATION 29(2) OF SAST REGULATIONS, 2011 IN MATTER OF BOMBAY BURMAH TRADING CORP.LTD.
DELAY IN MAKING DISCLOSURE OF SHAREHOLDING/CHANGES IN SHAREHOLDING STOCK EXCHANGES AS REQUIRED UNDER REGULATION 30 OF SAST REGULATIONS, 2011 IN MATTER OF BOMBAY BURMAH TRADING CORP.LTD.
|
REACHED SETTLEMENT ( SETTLEMENT CHARGES RS.1,46,79,935 ALONG WITH OTHER ENTITIES/PERSONS VIDE CONSENT ORDER)
10-JAN-2025
|
|
| 408 |
|
|
SAHU JAIN LTD.
(PAN:AAECS1110N)
|
|
|
ALLEGED MISREPRESENTATION OF SHAREHOLDING OF PROMOTERS AS PUBLIC SHAREHOLDING VIOLATING REGULATIONS 18(1)(B), 19(1)(C) AND/OR 31(1)(B) OF SEBI (LODR) REGULATIONS, 2015 READ WITH SEBI CIRCULARNO.CIR/CFD/CMD/13/2015 DATED 30/11/2015 READ WITH REGULATION 2(ZA) OF SEBI (ICDR) REGULATIONS, 2009 AND CLAUSE 35 OF LISTING AGREEMENT
DID NOT SUBMIT BOOK CLOSURE/RECORD DATE VIOLATING REGULATION 42 (ERSTWHILE CLAUSES 15 AND 16) OF SEBI (LISTING OBLIGATIONS AND DISCLOSURE REQUIREMENTS) REGULATIONS, 2015
ALLEGED VIOLATION SECTIONS 12A(A) AND 12A(B) OF SEBI ACT, 1992 READ WITH REGULATIONS 3(B), 3(C) AND 4(1) OF SEBI (PFUTP) REGULATIONS, 2003
|
REACHED SETTLEMENT ( SETTLEMENT CHARGES RS.2,43,10,000 VIDE CONSENT ORDER)
REACHED SETTLEMENT (CONSENT ORDER) (AGREED VOLUNTARILY TO BE RESTRAINED FROM ACCESSING SECURITIES MARKET INCLUDING BY ISSUING PROSPECTUS, OFFER DOCUMENT OR ADVERTISEMENT SOLICITING MONEY FROM PUBLIC) FROM 07-SEP-2022 TO 06-SEP-2024
07-SEP-2022
|
|
| 409 |
|
|
SALASAR EXTERIORS & CONTOUR LTD.
(PAN:AAZCS9601D)
|
|
|
|
SHREEKISHAN JOSHI
PAN:AABPJ7710M
|
|
|
VIDEH SHREE KISHAN JOSHI
PAN:AGTPD8391E
|
|
MISREPRESENTED/MISSTATED FINANCIALS STATEMENTS VIOLATING REGULATIONS 4(1)(A) TO 4(1)(C), 4(2)(E)(I), 33(1)(A), 33(1)(C) AND 48 OF SEBI (LODR) REGULATIONS, 2015
|
IMPOSED PENALTY RS.5,00,000
31-OCT-2024
|
SEBI VIDE ITS NOTICE DATED 13/01/2025 DIRECTED TO PAY RS.5,21,000.00 WITHIN FIFTEEN DAYS FROM RECEIPT OF THIS NOTICE
SEBI VIDE ITS ORDER DATED 31/01/2025 DIRECTED ALL THE BANKS IN INDIA AND/OR NSDL/CDSL TO 1. ATTACH ALL THE ACCOUNTS BY WHATEVER NAME CALLED INCLUDING LOCKERS, DEMAT ACCOUNTS AND MUTUAL FUNDS FOLIOS EITHER SINGLY OR JOINTLY WITH ANY PERSON/S AND ALL OTHER AMOUNT/PROCEEDS DUE OR MAY BECOME DUE OR ANY MONEY HELD OR MAY SUBSEQUENTLY HOLD FOR ON ACCOUNT OF THE DEFAULTERS AND 2. NOT TO DEBIT ANY AMOUNT IN THE SAID ACCOUNT/S.HOWEVER CREDITS, IF ANY, INTO THE ACCOUNT MAY BE ALLOWED
SEBI VIDE ITS NOTICE DATED 19/03/2025 ALLOWED THE APPEAL AND DIRECTED ALL THE BANKS IN INDIA/NSDL/CDSL TO RELEASE ALL THE BANK ACCOUNTS INCLUDING LOCKERS, DEMAT ACCOUNTS AND MUTUAL FUND FOLIOS OF THE DEFAULTERS WHICH WERE ATTACHED PURSUANT TO THE NOTICE OF ATTACHMENT DATED 31/01/2025
|
| 410 |
|
|
SANDOR MEDICAIDS PVT.LTD.
(PAN:AADCS4168H)
|
|
|
DELAY IN SUBMISSION OF HALF YEARLY FINANCIAL RESULTS TO STOCK EXCHANGES VIOLATING REGULATION 52(1) OF SEBI (LODR) REGULATIONS, 2015
|
IMPOSED PENALTY RS.1,50,000
09-SEP-2021
|
|
| 411 |
|
|
SAR TELEVENTURE LTD.
(PAN:ABCCS1098Q)
|
|
|
DID NOT MAKE CORRECT DISCLOSURE REGARDING NHAI PERMISSION FOR INSTALLATION OF NETWORK INFRASTRUCTURE AND REVENUE SHARING AGREEMENT WITH BSNL FOR ROHTAK VIOLATING REGULATIONS 4(1)(C) AND 4(1)(H) OF SEBI (LODR) REGULATIONS, 2015
DELAY IN MAKING DISCLOSURE OF REVENUE SHARING AGREEMENT WITH BSNL, SONIPAT VIOLATING REGULATIONS 4(1) (D) READ WITH 30(6) READ WITH SUB-PARA 5 OF PARA B PART A OF SCHEDULE III OF SEBI (LODR) REGULATIONS, 2015
|
IMPOSED PENALTY RS.2,00,000
04-SEP-2025
|
|
| 412 |
|
|
SBL INFRATECH LTD.
(PAN:AAWCS1619N)
|
|
|
MADE INCORRECT AND MISLEADING DISCLOSURES IN PROSPECTUS REGARDING BUSINESS PROFILE AND ACHIEVEMENTS OF COMPANY VIOLATING REGULATION 245(1) OF SEBI (ICDR) REGULATIONS, 2018
DID NOT SUBMIT STATEMENT OF DEVIATION IN UTILIZATION OF IPO PROCEEDS TO STOCK EXCHANGES VIOLATING REGULATION 32 OF SEBI (LODR) REGULATIONS, 2015
|
IMPOSED PENALTY RS.5,00,000
16-MAY-2025
|
SEBI VIDE ITS NOTICE DATED 15/07/2025 DIRECTED TO PAY RS.5,16,000.00 WITHIN FIFTEEN DAYS FROM RECEIPT OF THIS NOTICE
SEBI VIDE ITS ORDER DATED 04/05/2026 COMPLETED OF RECOVERY CERTIFICATE PAYMENT OF AMOUNT DUE UNDER CERTIFICATE NO.8829 OF 2025 DATED 15/07/2025
|
| 413 |
|
|
SEACOAST SHIPPING SERVICES LTD.
(PAN:AACCM2171R)
|
|
|
|
ANKITA SONI
PAN:DIKPS0065J
|
|
|
APURV PATEL
PAN:EJOPP6392D
|
|
|
CHERYL SHAH
PAN:AWJPS0540A
|
|
|
DEEP SHAH
PAN:DWBPS3733L
|
|
|
JAYDEEP SHAH
PAN:BSCPS4008R
|
|
|
MANISH RAICHAND SHAH
PAN:AVUPS3273N
|
|
|
PARIN SHAH
PAN:GUIPS3791C
|
|
|
PARTH A.PATEL
PAN:CBDPP9586J
|
|
|
PAWANSUT SWAMI
PAN:CCSPS3205B
|
|
|
SAMEER AMIT SHAH
PAN:FAWPS1709B
|
|
|
SHAIL TUSHAR SHAH
PAN:HAMPS6706J
|
|
|
SHIVANGI GAJJAR
PAN:ASRPG2005J
|
|
|
SUSHIL SANJOT
PAN:ASEPS9658L
|
|
|
VINAY KUMAR JAIN
PAN:APIPJ8654G
|
|
|
VIPUL MOMAYA
PAN:ADBPM0538M
|
|
|
VIREN MAKWANA
PAN:CJXPM6600E
|
|
PUBLISHED FALSE AND MISLEADING FINANCIAL STATEMENTS VIOLATING SECTIONS 12A(A) TO 12A(C) OF SEBI ACT, 1992 READ WITH REGULATIONS 3(A) TO 3(D), 4(1), 4(2)(E), 4(2)(F), 4(2)(K) AND 4(2)(R) OF SEBI (PFUTP) REGULATIONS, 2003 IN MATTER OF SEACOAST SHIPPING SERVICES LTD.
MADE PAYMENTS TOWARDS FICTITIOUS PURCHASES BY DIVERTING RS.43.42 CRORE FROM RIGHTS ISSUE FUNDS AND RS.10.83 CRORE FROM CASH CREDIT FACILITY AVAILED FROM INDUSIND BANK VIOLATING SECTIONS 12A(A) TO 12A(C) OF SEBI ACT, 1992 READ WITH REGULATIONS 3(A) TO 3(D), 4(1), 4(2)(E), 4(2)(F), 4(2)(K) AND 4(2)(R) OF SEBI (PFUTP) REGULATIONS, 2003
DID NOT INCLUDE STATEMENT ON IMPACT OF AUDIT QUALIFICATIONS AND MISLED SHAREHOLDERS THAT THERE WERE NO AUDIT QUALIFICATIONS VIOLATING REGULATIONS 4(2)(F), 4(2)(K) AND 4(2)(R) OF THE SEBI (PFUTP) REGULATIONS, 2003
MADE FALSE AND MISLEADING DISCLOSURES REGARDING BUSINESS BEING CARRIED OUT AND MISLED INVESTORS VIOLATING REGULATIONS 4(2)(F), 4(2)(K) AND 4(2)(R) OF SEBI (PFUTP) REGULATIONS, 2003
MADE FALSE AND MISLEADING DISCLOSURES REGARDING INVESTMENT IN STARCHART AND MISLED INVESTORS VIOLATING REGULATIONS 4(2)(F), 4(2)(K) AND 4(2)(R) OF SEBI (PFUTP) REGULATIONS, 2003
MADE FALSE AND MISLEADING DISCLOSURES WITH REFERENCE TO INDEPENDENCE OF MR.SUNIL SANJOT AND CONSTITUTION OF AUDIT COMMITTEE VIOLATING REGULATIONS 4(2)(F), 4(2)(K) AND 4(2)(R) OF SEBI (PFUTP) REGULATIONS, 2003
MADE FALSE AND MISLEADING DISCLOSURES REGARDING AUDIT COMMITTEE MEETINGS BEING HELD IN COMPANY VIOLATING REGULATIONS 4(2)(F), 4(2)(K) AND 4(2)(R) OF SEBI (PFUTP) REGULATIONS, 2003
PUBLISHED FALSE AND MISLEADING FINANCIAL STATEMENTS VIOLATING REGULATIONS 4(1)(C), 4(1)(E), 4(1)(G), 4(1)(H), 4(1)(J), AND 4(2)(E)(I) OF SEBI (LODR) REGULATIONS, 2015
DID NOT ADHERE TO ACCOUNTING STANDARD IND AS 1 (PRESENTATION OF FINANCIAL STATEMENTS) AND IND AS7 (STATEMENTS OF CASH FLOWS) VIOLATING REGULATIONS 4(1)(A), 4(1)(B), 4(2)(E)(I), 33(1)(A), 33(1)(C) AND 48 OF SEBI (LODR) REGULATIONS, 2015
DID NOT MAKE DISCLOSURE OF UTILIZATION OF FUNDS RAISED THROUGH PREFERENTIAL ALLOTMENT AS REQUIRED UNDER REGULATION 32(7A) OF SEBI (LODR) REGULATIONS, 2015
DID NOT INCLUDE STATEMENT ON IMPACT OF AUDIT QUALIFICATIONS AND MISLED SHAREHOLDERS THAT THERE WERE NO AUDIT QUALIFICATIONS VIOLATING REGULATIONS 4(1)(C), 33(3)(D) AND 34(2)(A) OF SEBI (LODR) REGULATIONS, 2015
MADE FALSE AND MISLEADING DISCLOSURES REGARDING BUSINESS BEING CARRIED OUT AND MISLED INVESTORS VIOLATING REGULATION 4(1)(C) OF SEBI (LODR) REGULATIONS, 2015
MADE FALSE AND MISLEADING DISCLOSURES REGARDING INVESTMENT IN STARCHART AND MISLED INVESTORS VIOLATING REGULATION 4(1)(C) OF SEBI (LODR) REGULATIONS, 2015
MADE WRONG DISCLOSURES OF RELATED PARTY TRANSACTIONS PARA 18 OF IND AS 24 (RELATED PARTY DISCLOSURES) VIOLATING REGULATION 34(3) READ WITH CLAUSE 1 OF PARA A OF SCHEDULE V TO SEBI (LODR) REGULATIONS, 2015
MADE WRONG DISCLOSURES OF RELATED PARTY TRANSACTIONS IND AS 24 (RELATED PARTY DISCLOSURES) VIOLATING REGULATIONS 4(1)(A), 4(1)(B), 4(2)(E)(I) AND 48 OF SEBI (LODR) REGULATIONS, 2015
DID NOT CONSTITUTE AUDIT COMMITTEE PROPERLY VIOLATING REGULATION 18(1)(D) READ WITH 16(1)(B) OF SEBI (LODR) REGULATIONS, 2015
MADE WRONG AND MISLEADING DISCLOSURES WITH REFERENCE TO INDEPENDENCE OF MR.SUNIL SANJOT AND CONSTITUTION OF AUDIT COMMITTEE VIOLATING REGULATION 4(1)(C) OF SEBI (LODR) REGULATIONS, 2015
DID NOT CONVENE AUDIT COMMITTEE MEETINGS VIOLATING REGULATION 18(2) OF SEBI (LODR) REGULATIONS, 2015
MADE FALSE AND MISLEADING DISCLOSURES REGARDING AUDIT COMMITTEE MEETINGS BEING HELD IN COMPANY VIOLATING REGULATION 4(1)(C) OF SEBI (LODR) REGULATIONS, 2015
DID NOT OBTAIN PRIOR APPROVAL OF AUDIT COMMITTEE FOR RELATED PARTY TRANSACTIONS ENTERED BY COMPANY VIOLATING REGULATION 23(2) OF SEBI (LODR), 2015
DID NOT FILL VACANCY OF COMPLIANCE OFFICER VIOLATING REGULATIONS 6(1) AND 6(1A) OF SEBI (LODR) REGULATIONS, 2015
|
PROHIBITED FROM RAISING MONEY FROM PUBLIC FROM 30-SEP-2024 TO 29-SEP-2029
DIRECTED TO BRING BACK MONEY PERTAINING TO RIGHTS ISSUE PROCEEDS AND CASH CREDIT FACILITY DIVERTED FROM COMPANY
DIRECTED TO CONSTITUTE NEW AUDIT COMMITTEES AND PLACE THE COPY OF THIS ORDER BEFORE THEM
DIRECTED NEW AUDIT COMMITTEES TO ENHANCE OVERSIGHT OF FINANCIAL REPORTING PROCESS AND DISCLOSURE OF ITS FINANCIAL INFORMATION AND TO ENSURE FINANCIAL STATEMENTS ARE CORRECT, SUFFICIENT AND CREDIBLE
DIRECTED NEW AUDIT COMMITTEES TO ENSURE THAT SEACOAST SHIPPING SERVICES LTD. COMPLY WITH OTHER REQUIREMENTS UNDER LODR REGULATIONS, 2015
DIRECTED BSE NOT TO APPROVE ANY RIGHTS ISSUE APPLICCATION FILE BY SEACOAST SHIPPING SERVICES LTD.
DEBARRED / RESTRAINED FROM ASSOCIATING WITH / ACCESSING CAPITAL MARKET / INTERMEDIARIES FROM 30-SEP-2024 TO 29-SEP-2029
DEBARRED/RESTRAINED FROM BUYING/SELLING/DEALING/IPOS IN SECURITIES/SPECIFIED SCRIPS DIRECTLY/INDIRECTLY FROM 30-SEP-2024 TO 29-SEP-2029
30-SEP-2024
IMPOSED PENALTY RS.50,00,000
24-SEP-2025
|
SAT: SAT VIDE ITS ORDER DATED 06/12/2024 DISMISSED THE APPEAL WITH LIBERTY TO APPELLANTS TO RAISE ALL CONTENTIONS BEFORE THE WTM OF SEBI
SAT: SAT VIDE ITS ORDER DATED 30/04/2025 GRANTED THREE DAYS TO FILE REPLY TO MISC.APPLICATION
SAT: SAT VIDE ITS ORDER DATED 06/05/2025 EXTENDED TIME TILL 30/09/2025
VIDE ITS ORDER DATED 24/09/2025 DIRECTED TO A) RESTRAINED FROM RAISING MONEY FROM PUBLIC FOR FIVE YEARS FROM DATE OF INTERIM ORDER CUM SCN I.E.30/09/2024 B) IMPOSED PENALTY OF RS.30 LAC U/S 15HA AND RS.20 LAC U/S 15HB OF SEBI ACT. AND TO PAY WITHIN FORTY-FIVE (45) DAYS FROM DATE OF RECEIPT OF THIS ORDER C) BRING BACK MONEY PERTAINING TO RIGHTS ISSUE PROCEEDS AND CASH CREDIT FACILITY WHICH WAS ALLEGEDLY DIVERTED FROM THE COMPANY
|
| 414 |
|
|
SECUR CREDENTIALS LTD.
(PAN:AADCA3292Q)
|
|
|
|
RAHUL BELWALKAR
PAN:ACAPB6244K
|
|
DIVERTED FUNDS BY ITS MANAGING DIRECTOR TOWARDS VARIOUS ENTITIES/INDIVIDUALS VIOLATING REGULATION 4(1) OF SEBI (PFUTP) REGULATIONS, 2003 IN MATTER OF SECUR CREDENTIALS LTD.
INDULGED IN MANIPULATION OF BOOKS OF ACCOUNTS OR FINANCIAL STATEMENTS VIOLATING REGULATION 4(1) OF SEBI (PFUTP) REGULATIONS, 2003 IN MATTER OF SECUR CREDENTIALS LTD.
INDULGED IN MANIPULATION OF BOOKS OF ACCOUNTS OR FINANCIAL STATEMENTS VIOLATING REGULATIONS 4(1)(A) TO 4(1)(C) READ WITH 48 OF SEBI (LODR) REGULATIONS, 2015 IN MATTER OF SECUR CREDENTIALS LTD.
DID NOT MAKE DISCLOSURE OF RELATED PARTY TRANSACTIONS IN ANNUAL REPORTS VIOLATING REGULATIONS 4(1)(B), 4(1)(C), 4(1)(E) AND 4(1)(G) READ WITH REGULATIONS 23(9), 33(1) AND 48 OF SEBI (LODR) REGULATIONS, 2015 IN MATTER OF SECUR CREDENTIALS LTD.
MADE FALSE AND MISLEADING DISCLOSURE OF SHAREHOLDING PATTERN TO STOCK EXCHANGES VIOLATING REGULATIONS 4(1)(C), 4(1)(E) READ WITH 30(12) OF SEBI (LODR) REGULATIONS, 2015 IN MATTER OF SECUR CREDENTIALS LTD.
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DEBARRED/RESTRAINED FROM BUYING/SELLING/DEALING/IPOS IN SECURITIES/SPECIFIED SCRIPS DIRECTLY/INDIRECTLY FROM 13-JUN-2024 UNTIL FURTHER ORDERS
13-JUN-2024
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SEBI VIDE ITS ORDER DATED 09/09/2024 CONFIRMED THE DIRECTIONS ISSUED VIDE ITS INTERIM ORDER DATED 13/06/2024
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| 415 |
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SECUREKLOUD TECHNOLOGIES LTD.
(PAN:AABCP6266D)
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R.S.RAMANI
PAN:AHVPR9966J
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SURESH VENKATACHARI
PAN:ATNPS3289H
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INDULGED IN MANIPULATION OF BOOKS OF ACCOUNTS OR FINANCIAL STATEMENTS AND SIPHONING OF FUNDS RS.3.83 CRORE VIOLATING SECTIONS 12A(C) OF SEBI ACT, 1992 AND REGULATIONS 3(D), 4(1), 4(2)(F, 4(2)(K) AND 4(2)(R) OF SEBI (PFUTP) REGULATION, 2003 IN MATTER OF SECUREKLOUD TECHNOLOGIES LTD. (FORMERLY KNOWN AS 8K MILES SOFTWARE SERVICES LTD.)
DID NOT FURNISH NECESSARY INFORMATION/DOCUMENTS SOUGHT BY FORENSIC AUDITOR IN MATTER OF SECUREKLOUD TECHNOLOGIES LTD. (FORMERLY KNOWN AS 8K MILES SOFTWARE SERVICES LTD.)
INDULGED IN PREPARING AND SUBMITTING AND PUBLISHING FALSE & MANIPULATED CONSOLIDATED AND STANDALONE FINANCIAL RESULTS TO STOCK EXCHANGES VIOLATING REGULATIONS 4(1)(A) TO 4(1)(C), (G), (H), (J), 4(2)(F)(I)(2), 4(2)(F)(II)(2), (6),(7), 4(2)(F)(III) (1)(3), (6) AND (12) READ WITH REGULATION 33(1)(A), (C) AND 48 OF SEBI (LODR) REGULATIONS, 2015 READ WITH SECTION 27 OF SEBI ACT, 1992 IN MATTER OF SECUREKLOUD TECHNOLOGIES LTD. (FORMERLY KNOWN AS 8K MILES SOFTWARE SERVICES LTD.)
DID NOT MAKE DISCLOSURE TO STOCK EXCHANGES REGARDING FACT OF INITIATION OF FORENSIC AUDIT BY SEBI VIOLATING REGULATION 30(2) OF SEBI (LODR) REGULATIONS, 2015 IN MATTER OF SECUREKLOUD TECHNOLOGIES LTD. (FORMERLY KNOWN AS 8K MILES SOFTWARE SERVICES LTD.)
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DIRECTED TO UNDERTAKE THE MEASURES TO BRING BACK OUTSTANDING RS.3.83 CRORE FROM NOTICE NO.2 WITHIN ONE YEAR
DIRECTED TO TAKE APPROPRIATE STEPS FOR COMPLIANCE OF DIRECTIONS
DEBARRED / RESTRAINED FROM ASSOCIATING WITH / ACCESSING CAPITAL MARKET / INTERMEDIARIES FROM 16-DEC-2022 TO 15-DEC-2025
DEBARRED/RESTRAINED FROM BUYING/SELLING/DEALING/IPOS IN SECURITIES/SPECIFIED SCRIPS DIRECTLY/INDIRECTLY FROM 16-DEC-2022 TO 15-DEC-2025
IMPOSED PENALTY RS.4,00,00,000
16-DEC-2022
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SAT: SAT VIDE ITS ORDER DATED 28/02/2023 DISPOSED OF URGENCY APPLICATION. RESPONDENT TOFILE REPLY
SAT: SAT VIDE ITS ORDER DATED 23/03/2023 ALLOWED APPELLANTS THREE WEEKS TO FILE REJOINDER
SAT: SAT VIDE ITS ORDER DATED 03/05/2023 ALLOWED APPELLANTS THREE WEEKS TO FILE REJOINDER
SAT VIDE ITS ORDER DATED 04/08/2023 DISMISSED THE APPEAL AS INFRUCTUOUS
SEBI VIDE ITS NOTICE DATED 23/04/2025 DIRECTED TO PAY RS.5,16,01,000.00 WITHIN FIFTEEN DAYS FROM RECEIPT OF THIS NOTICE
SAT: SAT VIDE ITS ORDER DATED 29/04/2025 STAYED RECOVERY PROCEEDINGS SUBJECT TO DEPOSIT 50% PENALTY AMOUNT WITHIN SIX WEEKS FROM DATE OF THIS ORDER
SAT: SAT VIDE ITS ORDER DATED 06/03/2026 PARTLY ALLOWED THE APPEAL BY SETTING ASIDE THE DIRECTIONS TO RECOVER RS.3.83 CRORE FROM MR.SURESH VENKATACHARI. NO COSTS
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| 416 |
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SECUREKLOUD TECHNOLOGIES LTD.
(PAN:AABCP6266D)
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GURUMURTHI JAYARAMAN
PAN:AADPJ1767C
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INDULGED IN MANIPULATION OF BOOKS OF ACCOUNTS OR FINANCIAL STATEMENTS AND SIPHONING OF FUNDS RS.3.83 CRORE VIOLATING SECTIONS 12A(C) OF SEBI ACT, 1992 AND REGULATIONS 3(D), 4(1), 4(2)(F, 4(2)(K) AND 4(2)(R) OF SEBI (PFUTP) REGULATION, 2003 IN MATTER OF SECUREKLOUD TECHNOLOGIES LTD. (FORMERLY KNOWN AS 8K MILES SOFTWARE SERVICES LTD.)
DID NOT FURNISH NECESSARY INFORMATION/DOCUMENTS SOUGHT BY FORENSIC AUDITOR IN MATTER OF SECUREKLOUD TECHNOLOGIES LTD. (FORMERLY KNOWN AS 8K MILES SOFTWARE SERVICES LTD.)
INDULGED IN PREPARING AND SUBMITTING AND PUBLISHING FALSE & MANIPULATED CONSOLIDATED AND STANDALONE FINANCIAL RESULTS TO STOCK EXCHANGES VIOLATING REGULATIONS 4(1)(A) TO 4(1)(C), (G), (H), (J), 4(2)(F)(I)(2), 4(2)(F)(II)(2), (6),(7), 4(2)(F)(III) (1)(3), (6) AND (12) READ WITH REGULATION 33(1)(A), (C) AND 48 OF SEBI (LODR) REGULATIONS, 2015 READ WITH SECTION 27 OF SEBI ACT, 1992 IN MATTER OF SECUREKLOUD TECHNOLOGIES LTD. (FORMERLY KNOWN AS 8K MILES SOFTWARE SERVICES LTD.)
DID NOT EXERCISE DUE DILIGENCE AS MEMBER OF AUDIT COMMITTEE VIOLATING REGULATION 18(3) READ WITH PART C OF SCHEDULE II OF SEBI (LODR) REGULATIONS, 2015 IN MATTER OF SECUREKLOUD TECHNOLOGIES LTD. (FORMERLY KNOWN AS 8K MILES SOFTWARE SERVICES LTD.)
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RESTRAINED AND FURTHER PROHIBITED FROM HOLDING AND OCCUPYING ANY MANAGERIAL POST OR BEING ASSOCIATED DIRECTLY OR INDIRECTLY WITH ANY LISTED PUBLIC COMPANY AND/OR ANY PUBLIC COMPANY WHICH INTENDS TO RAISE MONEY FROM PUBLIC OR ANY INTERMEDIARY REGISTERED WITH SEBI FROM 16-DEC-2022 TO 15-JUN-2023
16-DEC-2022
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| 417 |
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SECUREKLOUD TECHNOLOGIES LTD.
(PAN:AABCP6266D)
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G.SRI VIGNESH
PAN:GOAPS3552D
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GURUMURTHI JAYARAMAN
PAN:AADPJ1767C
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PADMINI RAVICHANDRAN
PAN:ALOPR4364D
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DID NOT OBTAIN PRIOR APPROVAL FROM AUDIT COMMITTEE TO ENTER INTO SUBSTANTIAL FINANCIAL TRANSACTIONS WITH RELATED PARTY VIOLATING REGULATION 23(2) OF SEBI (LODR) REGULATIONS, 2015
DID NOT HAVE PROPER COMPOSITION OF BOARD/AUDIT COMMITTEE/STAKEHOLDER RELATIONSHIP COMMITTEE VIOLATING REGULATIONS 17(1)(B), 18(1)(D) AND 20(2A) OF SEBI (LODR) REGULATIONS, 2015
DID NOT MAKE DISCLOSURE OF MATERIAL EVENTS TO STOCK EXCHANGES I.E. INITIATION OF FORENSIC AUDIT VIOLATING CLAUSE 17 OF PARA A OF PART A OF SCHEDULE III READ WITH REGULATIONS 30(2) AND 4(1)(H) OF SEBI (LODR) REGULATIONS, 2015 AND SECTION 21 OF SCRA, 1956
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IMPOSED PENALTY RS.10,00,000
14-SEP-2022
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SAT: SAT VIDE ITS ORDER DATED 22/11/2022 DIRECTED RESPONDENT TO FILE REPLY WITHIN THREE WEEKS AND REJOINDER TO BE FILED WITHIN THREE WEEKS THEREAFTER. DIRECTED APPELLANT TO DEPOSIT PENALTY OF RS.10 LAC WITHIN FOUR WEEKS FROM DATE OF THIS ORDER. IF AMOUNT DEPOSITED, BALANCE AMOUNT NOT TO BE RECOVERED DURING PENDENCY OF APPEAL
SAT: SAT VIDE ITS ORDER DATED 20/01/2023 ALLOWED APPELLANTS THREE WEEKS TO FILE REJOINDER
SAT: SAT VIDE ITS ORDER DATED 10/04/2023 DIRECTED TO FILE WRITTEN SUBMISSION WITHIN THREE WEEKS FROM DATE OF THIS ORDER
SAT: SAT VIDE ITS ORDER DATED 07/06/2023 CONDONED THE DELAY IN FILING OF APPEAL
SAT: SAT VIDE ITS ORDER DATED 12/06/2023 PARTLY ALLOWED THE APPEAL BY REDUCING PENALTY AMOUNT TO RS.10 LAC FROM RS.25 LAC
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| 418 |
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SECUREKLOUD TECHNOLOGIES LTD.
(PAN:AABCP6266D)
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GURUMURTHI JAYARAMAN
PAN:AADPJ1767C
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R.S.RAMANI
PAN:AHVPR9966J
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SURESH VENKATACHARI
PAN:ATNPS3289H
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INDULGED IN MANIPULATION OF BOOKS OF ACCOUNTS OR FINANCIAL STATEMENTS AND SIPHONING OF FUNDS RS.3.83 CRORE VIOLATING SECTIONS 12A(C) OF SEBI ACT, 1992 AND REGULATIONS 3(D), 4(1), 4(2)(F, 4(2)(K) AND 4(2)(R) OF SEBI (PFUTP) REGULATION, 2003 IN MATTER OF SECUREKLOUD TECHNOLOGIES LTD. (FORMERLY KNOWN AS 8K MILES SOFTWARE SERVICES LTD.)
DID NOT FURNISH NECESSARY INFORMATION/DOCUMENTS SOUGHT BY FORENSIC AUDITOR IN MATTER OF SECUREKLOUD TECHNOLOGIES LTD. (FORMERLY KNOWN AS 8K MILES SOFTWARE SERVICES LTD.)
INDULGED IN PREPARING AND SUBMITTING AND PUBLISHING FALSE & MANIPULATED CONSOLIDATED AND STANDALONE FINANCIAL RESULTS TO STOCK EXCHANGES VIOLATING REGULATIONS 4(1)(A) TO 4(1)(C), (G), (H), (J), 4(2)(F)(I)(2), 4(2)(F)(II)(2), (6),(7), 4(2)(F)(III) (1)(3), (6) AND (12) READ WITH REGULATION 33(1)(A), (C) AND 48 OF SEBI (LODR) REGULATIONS, 2015 READ WITH SECTION 27 OF SEBI ACT, 1992 IN MATTER OF SECUREKLOUD TECHNOLOGIES LTD. (FORMERLY KNOWN AS 8K MILES SOFTWARE SERVICES LTD.)
DID NOT MAKE DISCLOSURE TO STOCK EXCHANGES REGARDING FACT OF INITIATION OF FORENSIC AUDIT BY SEBI VIOLATING REGULATION 30(2) OF SEBI (LODR) REGULATIONS, 2015 IN MATTER OF SECUREKLOUD TECHNOLOGIES LTD. (FORMERLY KNOWN AS 8K MILES SOFTWARE SERVICES LTD.)
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RESTRAINED AND FURTHER PROHIBITED FROM HOLDING AND OCCUPYING ANY MANAGERIAL POST OR BEING ASSOCIATED DIRECTLY OR INDIRECTLY WITH ANY LISTED PUBLIC COMPANY AND/OR ANY PUBLIC COMPANY WHICH INTENDS TO RAISE MONEY FROM PUBLIC OR ANY INTERMEDIARY REGISTERED WITH SEBI FROM 16-DEC-2022 TO 15-DEC-2023
16-DEC-2022
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SAT: SAT VIDE ITS ORDER DATED 28/02/2023 DISPOSED OF URGENCY APPLICATION. RESPONDENT TOFILE REPLY
SAT: SAT VIDE ITS ORDER DATED 23/03/2023 ALLOWED APPELLANTS THREE WEEKS TO FILE REJOINDER
SAT: SAT VIDE ITS ORDER DATED 03/05/2023 ALLOWED APPELLANTS THREE WEEKS TO FILE REJOINDER
SAT: SAT VIDE ITS ORDER DATED 28/06/2023 ALLOWED APPELLANT THREE WEEKS TO FILE REJOINDER
SAT VIDE ITS ORDER DATED 04/08/2023 DISMISSED THE APPEAL AS INFRUCTUOUS
SEBI VIDE ITS NOTICE DATED 23/04/2025 DIRECTED TO PAY RS.5,16,01,000.00 WITHIN FIFTEEN DAYS FROM RECEIPT OF THIS NOTICE
SEBI VIDE ITS ORDER DATED 10/03/2026 DIRECTED ALL THE BANKS IN INDIA AND/OR NSDL/CDSL TO 1. ATTACH ALL THE ACCOUNTS BY WHATEVER NAME CALLED INCLUDING LOCKERS, DEMAT ACCOUNTS, MUTUAL FUNDS FOLIOS AND/OR POST OFFICE ACCOUNT EITHER SINGLY OR JOINTLY WITH ANY PERSON/S AND ALL OTHER AMOUNT/PROCEEDS DUE OR MAY BECOME DUE OR ANY MONEY HELD OR MAY SUBSEQUENTLY HOLD FOR ON ACCOUNT OF THE DEFAULTERS AND 2. NOT TO DEBIT ANY AMOUNT IN THE SAID ACCOUNT/S.HOWEVER CREDITS, IF ANY, INTO THE ACCOUNT MAY BE ALLOWED
SEBI VIDE ITS NOTICE DATED 21/04/2026 DIRECTED ALL THE BANKS AND MUTUAL FUNDS IN INDIA TO REMIT RS.1,42,01,000.00 TO THE EXTENT LYING IN THE ACCOUNT OF NOTICEE TO SEBI BY WAY OF EFT/NEFT/RTG
SEBI VIDE ITS NOTICE DATED 11/05/2026 ALLOWED THE APPEAL AND DIRECTED ALL THE BANKS IN INDIA/NSDL/CDSL TO RELEASE ALL THE BANK ACCOUNTS INCLUDING LOCKERS, DEMAT ACCOUNTS AND MUTUAL FUND FOLIOS OF THE DEFAULTERS WHICH WERE ATTACHED PURSUANT TO THE NOTICE OF ATTACHMENT DATED 10/03/2026
SEBI VIDE ITS ORDER DATED 11/05/2026 COMPLETED OF RECOVERY CERTIFICATE PAYMENT OF AMOUNT DUE UNDER CERTIFICATE NO.8711 OF 2025 DATED 23/04/2025
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| 419 |
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SECUREKLOUD TECHNOLOGIES LTD.
(PAN:AABCP6266D)
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PUBLISHED FALSE & MANIPULATED FINANCIAL STATEMENTS AND SIPHONED OFF FUNDS TO THE TUNE OF RS.3.83 CRORE VIOLATING SECTIONS 12A(A) TO 12A(C) OF SEBI ACT, 1992 AND REGULATION 3(B) TO 3(D), 4(1), 4(2)(F), 4(2)(K) AND 4(2)(R) OF SEBI (PFUTP) REGULATIONS, 2003 IN MATTER OF SECUREKLOUD TECHNOLOGIES LTD. (FORMERLY KNOWN AS 8K MILES SOFTWARE SERVICES LTD.)
PREPARED AND SUBMITTED TO THE STOCK EXCHANGES AND PUBLISHED FALSE AND MANIPULATED CONSOLIDATED AND STANDALONE FINANCIAL RESULT VIOLATING REGULATIONS 3(B) TO 3(D), 4(1), 4(2)(F), 4(2)(K) AND 4(2)(R) OF SEBI (PFUTP) REGULATIONS, 2003 IN MATTER OF SECUREKLOUD TECHNOLOGIES LTD. (FORMERLY KNOWN AS 8K MILES SOFTWARE SERVICES LTD.)
INDULGED IN PREPARING AND SUBMITTING AND PUBLISHING FALSE & MANIPULATED CONSOLIDATED AND STANDALONE FINANCIAL RESULTS TO STOCK EXCHANGES VIOLATING REGULATIONS 4(1)(A) TO 4(1)(C), (G), (H), (J), 4(2)(F)(I)(2), 4(2)(F)(II)(2), (6),(7), 4(2)(F)(III) (1)(3), (6) AND (12) READ WITH REGULATION 33(1)(A), (C) AND 48 OF SEBI (LODR) REGULATIONS, 2015 READ WITH SECTION 27 OF SEBI ACT, 1992 IN MATTER OF SECUREKLOUD TECHNOLOGIES LTD. (FORMERLY KNOWN AS 8K MILES SOFTWARE SERVICES LTD.)
DID NOT MAKE DISCLOSURE TO STOCK EXCHANGES REGARDING FACT OF INITIATION OF FORENSIC AUDIT BY SEBI VIOLATING REGULATION 30(2) OF SEBI (LODR) REGULATIONS, 2015 IN MATTER OF SECUREKLOUD TECHNOLOGIES LTD. (FORMERLY KNOWN AS 8K MILES SOFTWARE SERVICES LTD.)
DID NOT MAKE CORRECT DISCLOSURE IN QUARTERLY FINANCIAL STATEMENTS VIOLATING REGULATION 4(1)(C) OF SEBI (LODR) REGULATIONS, 2015 IN MATTER OF SECUREKLOUD TECHNOLOGIES LTD. (FORMERLY KNOWN AS 8K MILES SOFTWARE SERVICES LTD.)
DID NOT DISCLOSE INCORPORATION OF FOREIGN SUBSIDIARIES VIOLATING REGULATION 48 OF SEBI (LODR) REGULATIONS, 2015 IN MATTER OF SECUREKLOUD TECHNOLOGIES LTD. (FORMERLY KNOWN AS 8K MILES SOFTWARE SERVICES LTD.)
SUBMITTED FALSE INFORMATION TO SEBI VIOLATING SECTION 11(2)(IA) OF SEBI ACT, 1992 IN MATTER OF SECUREKLOUD TECHNOLOGIES LTD. (FORMERLY KNOWN AS 8K MILES SOFTWARE SERVICES LTD.)
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DEBARRED/RESTRAINED FROM BUYING/SELLING/DEALING/IPOS IN SECURITIES/SPECIFIED SCRIPS DIRECTLY/INDIRECTLY FROM 04-AUG-2022 UNTIL FURTHER ORDERS
04-AUG-2022
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SAT: SAT VIDE ITS ORDER DATED 07/09/2022 DIRECTED (A) RESPONDENTS TO PROVIDE INSPECTION OF DOCUMENTS WITHIN A WEEK FROM DATE OF THIS ORDER AND APPELLANTS TO FILE REPLY TO SHOW CAUSE NOTICE WITHIN THREE WEEKS THEREAFTER (B) RESPONDENT TO FIXED A DATE FOR HEARING WITHIN TWO WEEKS THEREAFTER AND PASS APPROPRIATE ORDER WITHIN TWO MONTHS FROM DATE OF CONCLUSION OF HEARING
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| 420 |
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SELENE ESTATE LTD.
(PAN:AAKCS1106N)
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DID NOT MAKE DISCLOSURE TO STOCK EXCHANGES WITH RESPECT TO DEFAULT IN PAYMENT OF INTEREST VIOLATING REGULATIONS 51(1) AND 51(2) READ WITH CLAUSE A(1) OF PART B OF SCHEDULE-III OF SEBI (LODR) REGULATIONS, 2015
DID NOT MAINTAIN FUNCTIONAL WEBSITE VIOLATING REGULATION 51(3) OF SEBI (LODR) REGULATIONS, 2015
DELAY IN SUBMISSION OF FINANCIAL RESULTS TO STOCK EXCHANGES VIOLATING REGULATION 52(1) OF SEBI (LODR) REGULATIONS, 2015
DID NOT MAINTAIN HUNDRED PERCENT ASSET COVER OR ASSET COVER AS PER TERMS OF OFFER DOCUMENT/INFORMATION MEMORANDUM AND/OR DEBENTURE TRUST DEED, SUFFICIENT TO DISCHARGE PRINCIPAL AMOUNT AT ALL TIMES FOR THE NON-CONVERTIBLE DEBT SECURITIES ISSUE VIOLATING REGULATION 54(1) OF SEBI (LODR) REGULATIONS, 2015
DID NOT SUBMIT SECURITY COVER CERTIFICATE TO DEBENTURE TRUSTEE VIOLATING REGULATION 56(1)(D) OF SEBI (LODR) REGULATIONS, 2015
DID NOT GET ITS SECURITIES REVIEWED BY CREDIT RATING AGENCY AT LEAST ONCE A YEAR VIOLATING REGULATION 55 OF SEBI LODR) REGULATIONS, 2015
DID NOT SUBMIT ANNUAL REPORT ALONG WITH COPY OF CERTIFICATE FROM AUDITORS IN RESPECT OF UTILIZATION OF FUNDS TO DEBENTURE TRUSTEE VIOLATING REGULATION 56(1)(A) OF SEBI (LODR) REGULATIONS, 2015
DID NOT INTIMATE DEFAULT IN TIMELY PAYMENT OF INTEREST AND REDEMPTION TO DEBENTURE TRUSTEE VIOLATING REGULATIONS 56(1)(C)(II) OF SEBI (LODR) REGULATIONS, 2015
DID NOT CREATE AND/OR MAINTAIN RECOVERY EXPENSE FUND VIOLATING SEBI CIRCULAR NO.SEBI/HO/MIRSD/CRADT/CIR/P/2020/207 DATED 22/10/2020
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IMPOSED PENALTY RS.6,00,000
18-SEP-2023
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| The regulatory charges/regulatory actions may be fully or partly applicable to the entities/persons mentioned in the second column. |
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| Page 21 of 27
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