| S.No. |
ENTITY |
PERSONS |
REGULATORY CHARGES |
REGULATORY ACTION(S) / DATE OF ORDER |
FURTHER DEVELOPMENTS |
| 381 |
|
PRATIMA COMMODITIES
|
|
|
ACTED IN CONCERT WITH GROUP ENTITIES TO GIVE MISLEADING IMPRESSION OF SUCCESSFUL SUBSCRIPTION OF PREFERENTIAL ALLOTMENT THROUGH RECIRCULATING MONEY AMONG THEMSELVES IN CASE OF AASTHA BROADCASTING NETWORK LTD.
|
DEBARRED / RESTRAINED FROM ASSOCIATING WITH / ACCESSING CAPITAL MARKET / INTERMEDIARIES FROM 15-JAN-2004 TO 14-JAN-2007
06-SEP-2005
|
SEBI VIDE ITS ORDER DATED 06/09/2005 PROHIBITED FROM BUYING, SELLING & DEALING IN SECURITIES AND ACCESSING THE CAPITAL MARKET FROM 06/09/2005 TO 14/01/2007. PROHIBITION PERIOD HAS BEEN COMPLETED ON 14/01/2017
|
| 382 |
|
|
PRIME PROPERTY DEVELOPMENT CORP.LTD.
|
|
|
|
DILSHAD S.S.
|
|
|
MANISH P.SONI
|
|
|
NITIN R.KILAWALA
|
|
|
PADAMSHI L.SONI
|
|
|
PRAKASH D.SHAH
|
|
|
SHABBIR M.SOMJI
|
|
|
SHAINAZ S.S.
|
|
|
SIRAJ M.SOMJI
|
|
|
VIREN C.MIKSHITA
|
|
|
VISHAL P.SONI
|
|
MADE FALSE REPRESENTATION THROUGH CORPORATE ANNOUNCEMENTS TO MISLEAD/INDUCE INVESTORS
DID NOT MAKE DISCLOSURE OF SHAREHOLDING, CONTROL AND SALE OF SHARES OF PROMOTERS/PERSONS ACTING IN CONCERT
ACTED IN CONCERT TO CREATE FALSE MARKET TO SELL THEIR OWN HOLDINGS AT AN ARTIFICIALLY INFLATED PRICE
DID NOT INFORM APPOINTMENT OF REGISTRAR AND TRANSFER AGENT TO STOCK EXCHANGE
DID NOT SUBMIT CORPORATE GOVERNANCE REPORT TO STOCK EXCHANGE
|
DEBARRED/RESTRAINED FROM BUYING/SELLING/DEALING/IPOS IN SECURITIES/SPECIFIED SCRIPS DIRECTLY/INDIRECTLY FROM 29-SEP-2005 TILL FURTHER ORDERS
DEBARRED / RESTRAINED FROM ASSOCIATING WITH / ACCESSING CAPITAL MARKET / INTERMEDIARIES FROM 29-SEP-2005 TILL FURTHER ORDERS
29-SEP-2005
|
REVOKED AD-INTERIM EX-PARTE ORDER DATED 29/09/2005
|
| 383 |
|
|
PRIYANSH EXPORTS
|
|
|
|
JITENDRA KUMAR JAIN
|
|
INDULGED IN CARRYING OUT SUSPICIOUS BANKING TRANSACTIONS AND APPEAR TO HAVE CHANNELED THESE FUNDS EITHER DIRECTLY OR INDIRECTLY IN STOCK MARKET IN MATTER OF PYRAMID SAIMIRA THEATRE LTD.
|
DEBARRED/RESTRAINED FROM BUYING/SELLING/DEALING/IPOS IN SECURITIES/SPECIFIED SCRIPS DIRECTLY/INDIRECTLY FROM 23-APR-2009 TILL FURTHER ORDERS
DIRECTED INCOME TAX DEPARTMENT TO TAKE NECESSARY ACTIONS IN MATTER OF PYRAMID SAIMIRA THEATRE LTD.
23-APR-2009
|
SEBI VIDE ITS ORDER DATED 31/03/2015 DISPOSED OFF THE PROCEEDINGS WITHOUT ANY FURTHER ORDERS, SINCE PROHIBITION AGAINST THE ENTITIES NEED NOT TO BE CONTINUED
|
| 384 |
|
|
PROFICIENT INFRA PVT.LTD.
|
|
|
|
ASHOK JAIN
|
|
INDULGED IN CARRYING OUT SUSPICIOUS BANKING TRANSACTIONS AND APPEAR TO HAVE CHANNELED THESE FUNDS EITHER DIRECTLY OR INDIRECTLY IN STOCK MARKET IN MATTER OF PYRAMID SAIMIRA THEATRE LTD.
|
DEBARRED/RESTRAINED FROM BUYING/SELLING/DEALING/IPOS IN SECURITIES/SPECIFIED SCRIPS DIRECTLY/INDIRECTLY FROM 23-APR-2009 TILL FURTHER ORDERS
DIRECTED INCOME TAX DEPARTMENT TO TAKE NECESSARY ACTIONS IN MATTER OF PYRAMID SAIMIRA THEATRE LTD.
23-APR-2009
|
SEBI VIDE ITS ORDER DATED 31/03/2015 DISPOSED OFF THE PROCEEDINGS WITHOUT ANY FURTHER ORDERS, SINCE PROHIBITION AGAINST THE ENTITIES NEED NOT TO BE CONTINUED
|
| 385 |
|
|
PROMACT PLASTICS LTD.
|
|
|
MADE MISREPRESENTATIONS IN UNAUDITED QUARTERLY RESULTS
DID NOT SET POLICIES AND PROCEDURES FOR IMPLEMENTATION OF TRADING WINDOW, MONITORING OF TRADES AS REQUIRED UNDER SEBI (PROHIBITION OF INSIDER TRADING) REGULATIONS, 1992
|
DEBARRED / RESTRAINED FROM ASSOCIATING WITH / ACCESSING CAPITAL MARKET / INTERMEDIARIES FROM 04-APR-2012 TO 03-APR-2013
DEBARRED/RESTRAINED FROM BUYING/SELLING/DEALING/IPOS IN SECURITIES/SPECIFIED SCRIPS DIRECTLY/INDIRECTLY FROM 04-APR-2012 TO 03-APR-2013
04-APR-2012
|
|
| 386 |
|
|
PUSHPA DIAMOND PVT.LTD.
|
|
|
|
ASHOK JAIN
|
|
|
DULRAJ U.JAIN
|
|
|
JITENDRA KUMAR JAIN
|
|
INDULGED IN CARRYING OUT SUSPICIOUS BANKING TRANSACTIONS AND APPEAR TO HAVE CHANNELED THESE FUNDS EITHER DIRECTLY OR INDIRECTLY IN STOCK MARKET IN MATTER OF PYRAMID SAIMIRA THEATRE LTD.
|
DEBARRED/RESTRAINED FROM BUYING/SELLING/DEALING/IPOS IN SECURITIES/SPECIFIED SCRIPS DIRECTLY/INDIRECTLY FROM 23-APR-2009 TILL FURTHER ORDERS
DIRECTED INCOME TAX DEPARTMENT TO TAKE NECESSARY ACTIONS IN MATTER OF PYRAMID SAIMIRA THEATRE LTD.
23-APR-2009
|
SEBI VIDE ITS ORDER DATED 31/03/2015 DISPOSED OFF THE PROCEEDINGS WITHOUT ANY FURTHER ORDERS, SINCE PROHIBITION AGAINST THE ENTITIES NEED NOT TO BE CONTINUED
|
| 387 |
|
|
PYRAMID SAIMIRA THEATRE LTD.
|
|
|
|
G.RAMAKRISHANAN
PAN:AAEPR2014F
|
|
|
K.NATARAHJAN
PAN:ACJPN0418J
|
|
|
K.S.KASHIRAMAN
PAN:AFPPK3572B
|
|
FACILITATED PYRAMID SAIMIRA THEATRE LTD. IN MAKING MISLEADING DISCLOSURES ABOUT PROFITS AND REVENUES IN QUARTERLY AND ANNUAL ACCOUNTS OF COMPANY
|
RESTRAINED FROM BEING AN INDEPENDENT DIRECTOR OF ANY LISTED COMPANY FROM 11-MAR-2011 TO 10-MAR-2013
RESTRAINED FROM BEING A MEMBER OF AUDIT COMMITTEE ANY LISTED COMPANY FROM 11-MAR-2011 TO 10-MAR-2013
11-MAR-2011
|
SAT: APPEAL DISMISSED WITH NO ORDER AS TO COSTS
|
| 388 |
|
|
PYRAMID SAIMIRA THEATRE LTD.
|
|
|
|
P.S.SAMINATHAN
PAN:ABHPS7396D
|
|
MISLED INVESTORS BY INFLATED PROFIT AND REVENUES BY FICTITIOUS ENTRY IN ACCOUNTS IN MATTER OF PYRAMID SAIMIRA THEATRE LTD.
MADE FALSE CORPORATE ANNOUNCEMENTS REGARDING AGREEMENTS WITH THEATRES IN MATTER OF PYRAMID SAIMIRA THEATRE LTD.
ALLOTTED CONVERTIBLE WARRANTS OF PYRAMID SAIMIRA THEATRE LTD. ON PREFERENTIAL BASIS WITHOUT CONSIDERATION TOWARDS ISSUE OF WARRANTS
|
DEBARRED / RESTRAINED FROM ASSOCIATING WITH / ACCESSING CAPITAL MARKET / INTERMEDIARIES FROM 23-DEC-2010 TO 22-DEC-2020
DEBARRED/RESTRAINED FROM BUYING/SELLING/DEALING/IPOS IN SECURITIES/SPECIFIED SCRIPS DIRECTLY/INDIRECTLY FROM 23-DEC-2010 TO 22-DEC-2020
DIRECTED NOT TO HOLD POSITION OF DIRECTOR IN BOARD OF ANY LISTED COMPANY FROM 23-DEC-2010 TO 22-DEC-2020
DIRECTED TO MAKE PUBLIC OFFER THROUGH MERCHANT BANKER TO ACQUIRE SHARES FROM PUBLIC SHAREHOLDERS BY PAYING VALUE AS PER REGULATION 23 OF SEBI (DELISTING OF EQUITY SHARES) REGULATIONS, 2009 WITHIN THREE MONTHS FROM DATE OF ORDER
DIRECTED BSE TO FACILITATE VALUATION OF SHARES TO BE PURCHASED AND COMPULSORILY DELIST COMPANY, IF PUBLIC SHAREHOLDING REDUCES BELOW MINIMUM LEVEL
23-DEC-2010
|
|
| 389 |
|
|
PYRAMID SAIMIRA THEATRE LTD.
|
|
|
|
N.NARAYANAN
PAN:ABXPN6447Q
|
|
INDULGED IN ISSUANCE OF MISLEADING PUBLIC ANNOUNCEMENTS TO CREATE PUBLIC INTEREST IN SCRIP OF PYRAMID SAIMIRA THEATRE LTD.
|
DEBARRED / RESTRAINED FROM ASSOCIATING WITH / ACCESSING CAPITAL MARKET / INTERMEDIARIES FROM 18-APR-2011 TO 17-APR-2013
DEBARRED/RESTRAINED FROM BUYING/SELLING/DEALING/IPOS IN SECURITIES/SPECIFIED SCRIPS DIRECTLY/INDIRECTLY FROM 18-APR-2011 TO 17-APR-2013
DIRECTED NOT TO HOLD POSITION OF DIRECTOR IN BOARD OF ANY LISTED COMPANY FROM 18-APR-2011 TO 17-APR-2013
18-APR-2011
|
SAT: APPEAL DISMISSED WITH NO ORDER AS TO COSTS
|
| 390 |
|
|
PYRAMID SAIMIRA THEATRE LTD.
|
|
|
|
NIRMAL NARENDRA KOTECHA
PAN:AEZPK2016H
|
|
FORGERY IN SEBI LETTER TO MISLED MEDIA TO BELIEVE IN AUTHENTICITY OF INFORMATION CIRCULATED TO THEM IN MATTER OF PYRAMID SAIMIRA THEATRE LTD.
FACILITATED NIRMAL KOTECHA IN CARRYING OUT SUSPICIOUS BANKING TRANSACTIONS, CARRYING OUT AND DISGUISING MANIPULATIVE INTENT AND GAINED ADVANTAGE FROM FORGERY IN MATTER OF PYRAMID SAIMIRA THEATRE LTD.
|
DEBARRED/RESTRAINED FROM BUYING/SELLING/DEALING/IPOS IN SECURITIES/SPECIFIED SCRIPS DIRECTLY/INDIRECTLY FROM 23-APR-2009 TO 22-APR-2023
DIRECTED INCOME TAX DEPARTMENT TO TAKE NECESSARY ACTIONS IN MATTER OF PYRAMID SAIMIRA THEATRE LTD.
DEBARRED / RESTRAINED FROM ASSOCIATING WITH / ACCESSING CAPITAL MARKET / INTERMEDIARIES FROM 23-APR-2009 TO 22-APR-2023
DIRECTED TO DISGORGE RS.1,30,03,528
23-APR-2009
|
|
| 391 |
|
|
PYRAMID SAIMIRA THEATRE LTD.
|
|
|
|
P.S.SAMINATHAN
PAN:ABHPS7396D
|
|
INDULGED IN ISSUANCE OF MISLEADING PUBLIC ANNOUNCEMENTS TO CREATE PUBLIC INTEREST IN SCRIP OF PYRAMID SAIMIRA THEATRE LTD.
ALLOTTED CONVERTIBLE WARRANTS BY PYRAMID SAIMIRA THEATRE LTD.ON PREFERENTIAL BASIS WITHOUT RECEIVING ANY CONSIDERATION VIOLATING CLAUSE 13.1.2.3 (A) AND CLAUSE 13.1.2.3 (B) OF SEBI (DISCLOSURE AND INVESTOR PROTECTION) DIRECTIVES/INSTRUCTIONS/GUIDELINES, 2000 READ WITH REGULATIONS 77(2) AND 77(3) OF SEBI (ICDR) REGULATIONS, 2009
|
IMPOSED PENALTY RS.1,10,00,000
27-JUL-2011
|
INCLUDED IN SEBI LIST DATED 31/12/2017, AS DEFAULTER IN PAYMENT OF PENALTY IMPOSED BY SEBI
|
| 392 |
|
|
PYRAMID SAIMIRA THEATRE LTD.
|
|
|
|
V.NATARAJAN
PAN:ACFPN0276Q
|
|
INDULGED IN ISSUANCE OF MISLEADING PUBLIC ANNOUNCEMENTS TO CREATE PUBLIC INTEREST IN SCRIP OF PYRAMID SAIMIRA THEATRE LTD.
|
DEBARRED / RESTRAINED FROM ASSOCIATING WITH / ACCESSING CAPITAL MARKET / INTERMEDIARIES FROM 18-APR-2011 TO 17-APR-2014
DEBARRED/RESTRAINED FROM BUYING/SELLING/DEALING/IPOS IN SECURITIES/SPECIFIED SCRIPS DIRECTLY/INDIRECTLY FROM 18-APR-2011 TO 17-APR-2014
DIRECTED NOT TO HOLD POSITION OF DIRECTOR IN BOARD OF ANY LISTED COMPANY FROM 18-APR-2011 TO 17-APR-2014
18-APR-2011
|
SAT: APPEAL DISMISSED WITH NO ORDER AS TO COSTS
SAT: APPEAL AGAIN DISMISSED WITH NO ORDER AS TO COSTS
|
| 393 |
|
|
PYRAMID SAIMIRA THEATRE LTD.
|
|
|
|
G.RAMAKRISHANAN
PAN:AAEPR2014F
|
|
|
K.NATARAHJAN
PAN:ACJPN0418J
|
|
|
K.S.KASHIRAMAN
PAN:AFPPK3572B
|
|
INDULGED IN ISSUANCE OF MISLEADING PUBLIC ANNOUNCEMENTS TO CREATE PUBLIC INTEREST IN SCRIP OF PYRAMID SAIMIRA THEATRE LTD.
|
IMPOSED PENALTY RS.40,00,000
29-JUL-2011
|
INCLUDED IN SEBI LIST DATED 31/12/2017, AS DEFAULTER IN PAYMENT OF PENALTY IMPOSED BY SEBI
SAT: APPEAL DISMISSED WITH NO ORDER AS TO COSTS
|
| 394 |
|
|
PYRAMID SAIMIRA THEATRE LTD.
|
|
|
|
N.NARAYANAN
PAN:ABXPN6447Q
|
|
|
V.NATARAJAN
PAN:ACFPN0276Q
|
|
INDULGED IN ISSUANCE OF MISLEADING PUBLIC ANNOUNCEMENTS TO CREATE PUBLIC INTEREST IN SCRIP OF PYRAMID SAIMIRA THEATRE LTD.
|
IMPOSED PENALTY RS.50,00,000
28-JUL-2011
|
INCLUDED IN SEBI LIST DATED 31/12/2017, AS DEFAULTER IN PAYMENT OF PENALTY IMPOSED BY SEBI
SAT: APPEAL DISMISSED WITH NO ORDER AS TO COSTS
|
| 395 |
|
|
PYRAMID SAIMIRA THEATRE LTD.
|
|
|
|
UMA SAMINATHAN
|
|
MISLED INVESTORS BY INFLATED PROFIT AND REVENUES BY FICTITIOUS ENTRY IN ACCOUNTS IN MATTER OF PYRAMID SAIMIRA THEATRE LTD.
MADE FALSE CORPORATE ANNOUNCEMENTS REGARDING AGREEMENTS WITH THEATRES IN MATTER OF PYRAMID SAIMIRA THEATRE LTD.
|
DEBARRED / RESTRAINED FROM ASSOCIATING WITH / ACCESSING CAPITAL MARKET / INTERMEDIARIES FROM 23-DEC-2010 TO 22-DEC-2015
DEBARRED/RESTRAINED FROM BUYING/SELLING/DEALING/IPOS IN SECURITIES/SPECIFIED SCRIPS DIRECTLY/INDIRECTLY FROM 23-DEC-2010 TO 22-DEC-2015
DIRECTED NOT TO HOLD POSITION OF DIRECTOR IN BOARD OF ANY LISTED COMPANY FROM 23-DEC-2010 TO 22-DEC-2015
23-DEC-2010
|
|
| 396 |
|
|
PYRAMID SAIMIRA THEATRE LTD.
|
|
|
|
P.S.SAMINATHAN
PAN:ABHPS7396D
|
|
FORGERY IN SEBI LETTER TO MISLED MEDIA TO BELIEVE IN AUTHENTICITY OF INFORMATION CIRCULATED TO THEM IN MATTER OF PYRAMID SAIMIRA THEATRE LTD.
ISSUED MISLEADING PUBLIC ANNOUNCEMENTS TO CREATE PUBLIC INTEREST IN SCRIP OF PYRAMID SAIMIRA THEATRE LTD.
|
DEBARRED/RESTRAINED FROM BUYING/SELLING/DEALING/IPOS IN SECURITIES/SPECIFIED SCRIPS DIRECTLY/INDIRECTLY FROM 23-APR-2009 TILL FURTHER ORDERS
DIRECTED INCOME TAX DEPARTMENT TO TAKE NECESSARY ACTIONS IN MATTER OF PYRAMID SAIMIRA THEATRE LTD.
23-APR-2009
|
DIRECTIONS ISSUED VIDE EX-PARTE ORDER DATED 23/04/2009 CONFIRMED VIDE ORDER DATED 21/06/2009
|
| 397 |
|
|
PYRAMID SAIMIRA THEATRE LTD.
|
|
|
|
R.SHIVAGURUNATHAN
|
|
INDULGED IN ISSUANCE OF MISLEADING PUBLIC ANNOUNCEMENTS TO CREATE PUBLIC INTEREST IN SCRIP OF PYRAMID SAIMIRA THEATRE LTD.
|
IMPOSED PENALTY RS.1,25,00,000
03-AUG-2011
|
INCLUDED IN SEBI LIST DATED 31/12/2017, AS DEFAULTER IN PAYMENT OF PENALTY IMPOSED BY SEBI
|
| 398 |
|
|
PYRAMID SAIMIRA THEATRE LTD.
|
|
|
|
DHARMESH SHAH
PAN:AWUPS8139L
|
|
DID NOT EXERCISE DUE DILIGENCE AND BY DISSEMINATING FALSE INFORMATION TO REPORTERS AND MEDIA HOUSES, MISLED INVESTORS TO TRADE IN MATTER OF PYRAMID SAIMIRA THEATRE LTD.
|
DEBARRED / RESTRAINED FROM ASSOCIATING WITH / ACCESSING CAPITAL MARKET / INTERMEDIARIES FROM 23-JUN-2020 TO 22-JUN-2021
DEBARRED/RESTRAINED FROM BUYING/SELLING/DEALING/IPOS IN SECURITIES/SPECIFIED SCRIPS DIRECTLY/INDIRECTLY FROM 23-JUN-2020 TO 22-JUN-2021
23-JUN-2020
|
|
| 399 |
|
|
PYRAMID SAIMIRA THEATRE LTD.
|
|
|
|
RAJESH UNNIKRISHNAN
PAN:AAPPU3912J
|
|
DID NOT EXERCISE DUE DILIGENCE AND BY DISSEMINATING FALSE INFORMATION TO REPORTERS AND MEDIA HOUSES, MISLED INVESTORS TO TRADE IN MATTER OF PYRAMID SAIMIRA THEATRE LTD.
|
DEBARRED / RESTRAINED FROM ASSOCIATING WITH / ACCESSING CAPITAL MARKET / INTERMEDIARIES FROM 23-JUN-2020 TO 22-JUN-2021
DEBARRED/RESTRAINED FROM BUYING/SELLING/DEALING/IPOS IN SECURITIES/SPECIFIED SCRIPS DIRECTLY/INDIRECTLY FROM 23-JUN-2020 TO 22-JUN-2021
DIRECTED INCOME TAX DEPARTMENT TO TAKE NECESSARY ACTIONS IN MATTER OF PYRAMID SAIMIRA THEATRE LTD.
23-APR-2009
|
|
| 400 |
|
|
R B TRADERS
|
|
|
|
RAVI KUMAR JAIN
|
|
INDULGED IN CARRYING OUT SUSPICIOUS BANKING TRANSACTIONS AND APPEAR TO HAVE CHANNELED THESE FUNDS EITHER DIRECTLY OR INDIRECTLY IN STOCK MARKET IN MATTER OF PYRAMID SAIMIRA THEATRE LTD.
|
DEBARRED/RESTRAINED FROM BUYING/SELLING/DEALING/IPOS IN SECURITIES/SPECIFIED SCRIPS DIRECTLY/INDIRECTLY FROM 23-APR-2009 TILL FURTHER ORDERS
DIRECTED INCOME TAX DEPARTMENT TO TAKE NECESSARY ACTIONS IN MATTER OF PYRAMID SAIMIRA THEATRE LTD.
23-APR-2009
|
SEBI VIDE ITS ORDER DATED 31/03/2015 DISPOSED OFF THE PROCEEDINGS WITHOUT ANY FURTHER ORDERS, SINCE PROHIBITION AGAINST THE ENTITIES NEED NOT TO BE CONTINUED
|
| The regulatory charges/regulatory actions may be fully or partly applicable to the entities/persons mentioned in the second column. |
| |
|
|
| Page 20 of 31
|
