| S.No. |
ENTITY |
PERSONS |
REGULATORY CHARGES |
REGULATORY ACTION(S) / DATE OF ORDER |
FURTHER DEVELOPMENTS |
| 381 |
|
RAM MINERALS & CHEMICALS LTD.
(PAN:AACCI5978A)
|
|
|
DID NOT MAKE CORRECT DISCLOSURE OF SHAREHOLDING PATTERN TO STOCK EXCHANGE VIOLATING REGULATIONS 31 AND 31A OF SEBI (LODR) REGULATIONS, 2015
DID NOT FOLLOW RECLASSIFICATION PROCESS WITH RESPECT TO PROMOTER SHAREHOLDING VIOLATING REGULATION 31A OF SEBI (LODR) REGULATIONS, 2015
DID NOT MAINTAIN FUNCTIONAL WEBSITE AND MANDATORY DETAILS VIOLATING REGULATION 46 OF SEBI (LODR) REGULATIONS, 2015 READ WITH CLAUSE 2 OF LISTING AGREEMENT
|
IMPOSED PENALTY RS.5,00,000
30-MAY-2022
|
SEBI VIDE ITS ORDER DATED 10/01/2023 DIRECTED ALL THE BANKS TO REMIT RS.5,91,000.00 TO THE EXTENT LYING IN THE ACCOUNT OF RAM MINERALS & CHEMICALS LTD. TO SEBI BY WAY OF EFT/NEFT/RTGS
|
| 382 |
|
|
RAMKRISHNA FORGINGS LTD.
(PAN:AABCR3285N)
|
|
|
ALLEGED VIOLATION OF REGULATIONS 30(2), 30(7) READ WITH 30(6) AND CLAUSE 4(D) OF PARA A OF PART A OF SCHEDULE III OF SEBI (LODR) REGULATIONS, 2015
|
REACHED SETTLEMENT (SETTLEMENT CHARGES RS.5,57,000 VIDE CONSENT ORDER)
19-MAR-2024
|
|
| 383 |
|
|
RANA SUGARS LTD.
(PAN:AABCR6744C)
|
|
|
|
MANOJ GUPTA
PAN:AATPG3850H
|
|
|
RAJBANS KAUR
PAN:AMVPK3864D
|
|
|
RANA GURJEET SINGH
PAN:ADYPS5459E
|
|
|
RANA INDER PRATAP SINGH
PAN:AVNPS6106M
|
|
|
RANA KARAN PARTAP SINGH
PAN:BKYPS5096P
|
|
|
RANA PREET INDER SINGH
PAN:BKYPS5068K
|
|
|
RANA RANJIT SINGH
PAN:ADXPS5464N
|
|
|
RANA VEER PRATAP SINGH
PAN:BAFPS9170M
|
|
|
SUKHJINDER KAUR
PAN:AMVPK3867A
|
|
INDULGED IN SIPHONING OFF/DIVERSION OF FUNDS TO ITS PROMOTERS AND THEIR FAMILY MEMBERS THROUGH CONDUIT ENTITIES VIOLATING SECTIONS 12A(B) AND 12A(C) OF SEBI ACT, 1992 AND REGULATIONS 3(C), 3(D), 4(1), 4(2)(F) AND 4(2)(K) OF SEBI (PFUTP) REGULATIONS, 2003 IN MATTER OF RANA SUGAR LTD.
ISSUED UNTRUE CERTIFICATES WITH RESPECT TO FINANCIAL STATEMENTS VIOLATING REGULATION 17(8) READ WITH PART B OF SCHEDULE II AND REGULATION 33(2)(A) OF SEBI (LODR) REGULATIONS, 2015 1992 IN MATTER OF RANA SUGAR LTD.
DID NOT MAKE DISCLOSURE OF RELATED PARTY TRANSACTIONS WITH PROMOTER GROUP COMPANY/COMPANIES RELATED TO PROMOTERS AND DID NOT TAKE AUDIT COMMITTEE AND/OR SHAREHOLDER’S APPROVAL FOR UNDISCLOSED RELATED PARTY TRANSACTIONS VIOLATING REGULATIONS 23(2), 23(4), 23(9), 30(2), 30(3), 33(1)(C) AND 34(3) READ WITH PART A OF SCHEDULE V READ WITH CLAUSE (2)(B) AND (3)(C) OF PART C OF SCHEDULE V SEBI (LODR) REGULATIONS, 2015 IN MATTER OF RANA SUGAR LTD.
DID NOT ADHERE TO ACCOUNTING STANDARD VIOLATING REGULATION 48 OF SEBI (LODR) REGULATIONS, 2015 IN MATTER OF RANA SUGAR LTD.
DID NOT PERSONALLY APPEAR AND/OR PROVIDE NECESSARY INFORMATION/DOCUMENTS IN RESPONSE TO SUMMONS IN MATTER OF RANA SUGAR LTD.
INDULGED IN SIPHONING OFF/DIVERSION OF FUNDS TO PROMOTERS AND THEIR FAMILY MEMBERS THROUGH CONDUIT ENTITIES VIOLATING REGULATIONS 4(1)(A) TO 4(1)(C), 4(1)(E), 4(1)(G), 4(1)(H), 4(1)(J), 4(2)(E)(I), 33(1)(C) AND 48 OF SEBI (LODR) REGULATIONS, 2015 READ WITH SECTIONS 27(1) AND 27(2) OF SEBI ACT, 1992 IN MATTER OF RANA SUGAR LTD.
DID NOT MAKE DISCLOSURE OF RELATED PARTY TRANSACTIONS IN ANNUAL REPORTS VIOLATING REGULATIONS 4(1)(C) AND 4(1)(E) AOF SEBI (LODR) REGULATIONS, 2015 READ WITH SECTION 27(2) OF SEBI ACT, 1992 IN MATTER OF RANA SUGAR LTD.
|
RESTRAINED FROM ACCESSING SECURITIES MARKET AND FURTHER PROHIBITED FROM BUYING/SELLING OR OTHERWISE DEALING IN SECURITIES AND/OR UNITS OF MUTUAL FUNDS DIRECTLY OR INDIRECTLY OR BEING ASSOCIATED WITH SECURITIES MARKET IN ANY MANNER FROM 27-AUG-2024 TO 26-AUG-2026
IMPOSED PENALTY RS.41,00,00,000
RESTRAINED FROM HOLDING OR OCCUPYING POSITION AS DIRECTOR OR KEY MANAGERIAL PERSONNEL IN ANY LISTED COMPANY FROM 27-AUG-2024 TO 26-AUG-2026
DIRECTED TO EXTEND ALL NECESSARY ASSISTANCE AND AUTHORIZATION TO LAW FIRM
27-AUG-2024
|
|
| 384 |
|
|
RANA SUGARS LTD.
(PAN:AABCR6744C)
|
|
|
DID NOT PERSONALLY APPEAR AND/OR PROVIDE NECESSARY INFORMATION/DOCUMENTS IN RESPONSE TO SUMMONS IN MATTER OF RANA SUGAR LTD.
INDULGED IN SIPHONING OFF/DIVERSION OF FUNDS TO ITS PROMOTERS AND THEIR FAMILY MEMBERS THROUGH CONDUIT ENTITIES VIOLATING SECTIONS 12A(B) AND 12A(C) OF SEBI ACT, 1992 AND REGULATIONS 3(C), 3(D), 4(1), 4(2)(F) AND 4(2)(K) OF SEBI (PFUTP) REGULATIONS, 2003 IN MATTER OF RANA SUGAR LTD.
DID NOT ADHERE TO ANNUAL REPORT SPECIFIED IN COMPANIES ACT, 2013 VIOLATING REGULATION 34(3) OF SEBI (LODR) REGULATIONS, 2015
INDULGED IN SIPHONING OFF/DIVERSION OF FUNDS TO PROMOTERS AND THEIR FAMILY MEMBERS THROUGH CONDUIT ENTITIES VIOLATING REGULATIONS 4(1)(A) TO 4(1)(C), 4(1)(E), 4(1)(G), 4(1)(H), 4(1)(J), 4(2)(E)(I), 33(1)(C) AND 48 OF SEBI (LODR) REGULATIONS, 2015 READ WITH SECTIONS 27(1) AND 27(2) OF SEBI ACT, 1992 IN MATTER OF RANA SUGAR LTD.
|
DIRECTED TO TAKE NECESSARY STEPS TO RECOVER ENTIRE DUES
DIRECTED TO APPOINT INDEPENDENT LAW FIRM
DIRECTED TO EXTEND ALL NECESSARY ASSISTANCE AND AUTHORIZATION TO LAW FIRM
DIRECTED LAW FIRM TO FILE QUARTERLY REPORT WITH BOARD OF RANA SUGARS LTD. DETAILING PROGRESS IN RECOVERY PROCESS
DIRECTED TO PLACE EVERY ANNUAL GENERAL MEETING UPDATED DETAILED REPORT ON THE RECOVERY PROCESS UNDERTOOK BY NOTICEE AND/OR ITS SUBSIDIARIES
IMPOSED PENALTY RS.7,00,00,000
27-AUG-2024
|
SAT: SAT VIDE ITS ORDER DATED 06/01/2025 GRANTED APPELLANTS A WEEK’S TO FILE REJOINDER
SAT: SAT VIDE ITS ORDER DATED 15/01/2025 ALLOWED THE EXEMPTION APPLICATION AND GRANTED EARLIER INTERIM PROTECTION TO BE CONTINUE TILL NEXT DATE OF HEARING
SAT: SAT VIDE ITS ORDER DATED 30/01/2025 GRANTED RESPONDENT FOUR WEEKS TO FILE REPLY AND REJOINDER, IF ANY, BE FILED WITHIN TWO WEEKS THEREAFTER
SAT: SAT VIDE ITS ORDER DATED 06/03/2025 DIRECTED SEBI TO FILE REPLY WITHIN FOUR WEEKS AND REJOINDER, IF ANY, TO BE FILED TWO WEEKS THEREAFTER. IN THE MEANWHILE, SEBI NOT TO INITIATE ANY COERCIVE ACTION AGAINST APPELLANTS
SAT: SAT VIDE ITS ORDER DATED 11/06/2025 CONDONED THE DELAY IN FILING OF REPLY AND GRANTED APPELLANT THREE WEEKS TO FILE REJOINDER
|
| 385 |
|
|
RANCHEM PVT.LTD.
|
|
|
INDULGED IN DIVERSION OF FUNDS OF RS.2315.09 CRORES (APPROX.) FROM RELIGARE FINVEST LTD. TO PROMOTERS AND THEIR RELATED ENTITIES VIOLATING SECTIONS 12A(A) TO (C) OF SEBI ACT, 1992 READ WITH REGULATIONS 3(B) TO 3(D) & 4(1), 4(2)(F) AND 4(2) (R) OF SEBI (PFUTP) REGULATIONS, 2003 IN MATTER OF RELIGARE ENTERPRISES LTD.
DID NOT MAKE DISCLOSURE OF FUNDS ROUTED BY RELIGARE FINVEST LTD. THROUGH UNRELATED ENTITIES TO PROMOTERS AND PROMOTERS GROUP ENTITIES VIOLATING CLAUSE 32 OF LISTING AGREEMENT IN MATTER OF RELIGARE ENTERPRISES LTD.
MISREPRESENTATED FINANCIAL POSITION BY ROLLING OVER THE LOANS VIOLATING REGULATIONS 4(1)(B), (C), 30(1) AND 51(1) OF SEBI (LISTING OBLIGATIONS AND DISCLOSURE REQUIREMENTS) REGULATIONS, 2015 IN MATTER OF RELIGARE ENTERPRISES LTD.
|
DIRECTED NOT TO DIVERT ANY FUNDS EXCEPT TO MEET EXPENSES OF DAY-TO-DAY BUSINESS OPERATIONS WITHOUT PRIOR PERMISSION OF SEBI
14-MAR-2019
|
SEBI VIDE ITS ORDER DATED 11/09/2019 DIRECTED NOT TO DISPOSED OFF OR ALIENATE ANY OF THEIR ASSETS OR DIVERT ANY FUNDS, EXCEPT TO MEET EXPENSES OF DAY-TO-DAY BUSINESS OPERATIONS WITHOUT PRIOR PERMISSION OF SEBI TILL COMPLETION OF INVESTIGATION AND FURTHER ORDERS
SEBI VIDE ITS ORDER DATED 12/11/2020 REVOKED ITS DIRECTIONS ISSUED VIDE INTERIM ORDER DATED 14/03/2019 READ WITH CORRIGENDUM ORDER DATED 18/04/2019
|
| 386 |
|
|
RAP MEDIA LTD.
(PAN:AAACA5060H)
|
|
|
DID NOT DISSEMINATE REQUISITE INFORMATION ON THE WEBSITE AND ALSO DETAILS OF NEW WEBSITE WERE NOT INTIMATED TO STOCK EXCHANGE TILL THE TIME EXCHANGE ISSUED ADVISORY LETTER
DID NOT PUBLISH NOTICE OF MEETINGS OF BOARD OF DIRECTORS
DID NOT RESPOND TO QUERIES RAISED BY BSE THROUGH E-MAIL
|
IMPOSED PENALTY RS.1,00,000
09-JAN-2023
|
SEBI VIDE ITS NOTICE DATED 02/05/2023 DIRECTED TO PAY RS.5,26,000.00 WITHIN FIFTEEN DAYS FROM RECEIPT OF THIS NOTICE
SAT: SAT VIDE ITS ORDER DATED 11/05/2023 ALLOWED APPELLANT THREE WEEKS TO FILE REJOINDER
SEBI VIDE ITS ORDER DATED 29/05/2023 DIRECTED ALL THE BANKS IN INDIA AND/OR NSDL/CDSL TO 1. ATTACH ALL THE ACCOUNTS BY WHATEVER NAME CALLED INCLUDING LOCKERS, DEMAT ACCOUNTS AND MUTUAL FUNDS FOLIOS EITHER SINGLY OR JOINTLY WITH ANY PERSON/S AND ALL OTHER AMOUNT/PROCEEDS DUE OR MAY BECOME DUE OR ANY MONEY HELD OR MAY SUBSEQUENTLY HOLD FOR ON ACCOUNT OF THE DEFAULTERS AND 2. NOT TO DEBIT ANY AMOUNT IN THE SAID ACCOUNT/S.HOWEVER CREDITS, IF ANY, INTO THE ACCOUNT MAY BE ALLOWED
SEBI VIDE ITS ORDER DATED 01/06/2023 COMPLETED OF RECOVERY CERTIFICATE PAYMENT OF AMOUNT DUE UNDER CERTIFICATE NO.6483 OF 2023 DATED 02/05/2023
SAT: SAT VIDE ITS ORDER DATED 13/06/2023 PARTLY ALLOWED THE APPEAL BY REDUCING PENALTY PENALTY AMOUNT TO RS.1 LAC FROM RS.5 LAC
|
| 387 |
|
|
RASHMI C.BHIMJYANI (HUF)
(PAN:AAAHR1160E)
|
|
|
ABSTAINED FROM VOTING ON RESOLUTIONS INVOLVING RELATED PARTY TRANSACTIONS AS REQUIRED UNDER REGULATIONS 23(4) AND (7) OF SEBI (LODR) REGULATIONS, 2015 IN MATTER OF R.T.EXPORTS LTD.
|
IMPOSED PENALTY RS.5,00,000
18-SEP-2019
|
SAT: SAT VIDE ITS ORDER DATED 21/01/2022 CONDONED THE DELAY IN FILING OF APPEAL AND QUASHED IMPUGNED ORDER DATED 18/09/2019. NO COSTS
|
| 388 |
|
|
RAYMOND LTD.
(PAN:AAACR4896A)
|
|
|
DID NOT OBTAIN NECESSARY APPROVAL FOR RELATED PARTY TRANSACTIONS VIOLATING REGULATION 23(2) OF SEBI (LODR) REGULATIONS, 2015 READ WITH CLAUSE 49(VII)(D) OF LISTING AGREEMENT (AMENDMENTS INTRODUCED VIDE SEBI CIRCULAR DATED 17/04/2014
|
IMPOSED PENALTY RS.7,00,000
19-NOV-2020
|
|
| 389 |
|
|
RB DIVERSIFIED
(PAN:AADCR3205J)
|
|
|
ALLEGED DELAY IN MAKING DISCLOSURE OF SHAREHOLDING/CHANGES IN SHAREHOLDING TO COMPANY AND/OR STOCK EXCHANGES AS REQUIRED UNDER REGULATIONS 7(1) AND 7(1A) OF SEBI TAKEOVER CODE, 1997 IN MATTER OF NETWORK 18 MEDIA & INVESTMENT LTD.
ALLEGED DELAY IN MAKING DISCLOSURE OF SHAREHOLDING/CHANGES IN SHAREHOLDING TO COMPANY AND/OR STOCK EXCHANGES AS REQUIRED UNDER REGULATIONS 13(1), 13(3) AND 13(4) OF SEBI (PROHIBITION OF INSIDER TRADING) REGULATIONS, 1992 IN MATTER OF NETWORK 18 MEDIA & INVESTMENT LTD.
ALLEGED DELAY IN COMPLIANCE OF CLAUSE 35 OF LISTING AGREEMENT READ WITH REGULATIONS 31(1) AND 103(1) OF SEBI (LISTING OBLIGATIONS AND DISCLOSURE REQUIREMENTS) REGULATIONS, 2015 IN MATTER OF NETWORK 18 MEDIA & INVESTMENT LTD.
|
REACHED SETTLEMENT (SETTLEMENT CHARGES RS.31,60,374 ALONG WITH OTHER ENTITIES/PERSONS VIDE CONSENT ORDER)
30-AUG-2018
|
|
| 390 |
|
|
RB HOLDINGS PVT.LTD.
(PAN:AADCR9892B)
|
|
|
ALLEGED DELAY IN MAKING DISCLOSURE OF SHAREHOLDING/CHANGES IN SHAREHOLDING TO COMPANY AND/OR STOCK EXCHANGES AS REQUIRED UNDER REGULATIONS 7(1) AND 7(1A) OF SEBI TAKEOVER CODE, 1997 IN MATTER OF NETWORK 18 MEDIA & INVESTMENT LTD.
ALLEGED DELAY IN MAKING DISCLOSURE OF SHAREHOLDING/CHANGES IN SHAREHOLDING TO COMPANY AND/OR STOCK EXCHANGES AS REQUIRED UNDER REGULATIONS 13(1), 13(3) AND 13(4) OF SEBI (PROHIBITION OF INSIDER TRADING) REGULATIONS, 1992 IN MATTER OF NETWORK 18 MEDIA & INVESTMENT LTD.
ALLEGED DELAY IN COMPLIANCE OF CLAUSE 35 OF LISTING AGREEMENT READ WITH REGULATIONS 31(1) AND 103(1) OF SEBI (LISTING OBLIGATIONS AND DISCLOSURE REQUIREMENTS) REGULATIONS, 2015 IN MATTER OF NETWORK 18 MEDIA & INVESTMENT LTD.
|
REACHED SETTLEMENT (SETTLEMENT CHARGES RS.31,60,374 ALONG WITH OTHER ENTITIES/PERSONS VIDE CONSENT ORDER)
30-AUG-2018
|
|
| 391 |
|
|
REAL ECO-ENERGY LTD.
(PAN:AAACH3865P)
|
|
|
DID NOT EXECUTE TRIPARTITE AGREEMENT BETWEEN ERSTWHILE REGISTRAR AND SHARE TRANSFER AGENT LINK TIME INDIA PVT.LTD. AND ACCURATE SECURITIES & REGISTRY PVT.LTD. VIOLATING REGULATION 7(4) OF SEBI (LODR) REGULATIONS, 2015
|
IMPOSED PENALTY RS.1,00,000
23-NOV-2021
|
|
| 392 |
|
|
REAL GROWTH COMMERCIAL ENTERPRISES LTD.
(CIN:L70109DL1995PLC064254
PAN:AABCR8653C)
|
|
|
|
DEEPAK GUPTA
PAN:AEUPG4707N
|
|
|
HIMANSHU GARG
PAN:BRMPG8481M
|
|
|
RAJESH GOYAL
PAN:AALPG2490F
|
|
|
SUCHITA GOYAL
PAN:AAFPG5320G
|
|
DID NOT MAINTAIN ALL THE WORK RELATED TO SHARE REGISTRY IN TERMS OF BOTH PHYSICAL AND ELECTRONIC AT A SINGLE POINT VIOLATING REGULATION 4 OF SEBI (LODR) REGULATIONS, 2015 AND CLAUSE 2 OF LISTING AGREEMENT DATED 17/02/2016
DID NOT ENSURE HUNDRED PERCENT OF PROMOTER HOLDING IN DEMATERIALISED FORM VIOLATING REGULATIONS 31(2) AND 31(3) OF SEBI (LODR) REGULATIONS, 2015 AND CLAUSE 2 OF LISTING AGREEMENT DATED 17/02/2016
DID NOT PROVIDE CORRECT SHAREHOLDING PATTERN AND PAN NO.OF PROMOTERS TO STOCK EXCHANGES VIOLATING REGULATION 31(4) READ WITH SEBI CIRCULAR NO.CIR/CFD/CMD/13/2015 DATED 30/11/2015 AND PRINCIPLES OF SEBI (LODR) REGULATIONS, 2015 AND CLAUSE 2 OF LISTING AGREEMENT DATED 17/02/2016
DID NOT MAKE DISCLOSURE TO STOCK EXCHANGE THE APPLICATION RECEIVED FROM PROMOTER FOR RECLASSIFICATION AS PUBLIC SHAREHOLDER VIOLATING REGULATIONS 30(1), 30(4), 31A(8)(A) READ WITH REGULATION 4(1)(D), (E), (G), (H) AND 4(2)(E) OF SEBI (LODR) REGULATIONS, 2015 AND CLAUSE 2 OF LISTING AGREEMENT DATED 17/02/2016
DID NOT APPOINT QUALIFIED AND EXPERIENCE COMPLIANCE OFFICER AND/OR COMPANY SECRETARY
DID NOT RESPOND TO QUERIES RAISED BY STOCK EXCHANGE VIOLATING REGULATION 30(10) AND AND PRINCIPLES UNDER REGULATION 4 OF SEBI (LODR) REGULATIONS, 2015 AND CLAUSE 2 OF LISTING AGREEMENT DATED 17/02/2016
|
IMPOSED PENALTY RS.10,00,000
11-FEB-2021
|
|
| 393 |
|
|
RELIANCE COMMERCIAL FINANCE LTD.
(PAN:AABCR6898M)
|
|
|
DID NOT PRIOR INTIMATE STOCK EXCHANGES THE DUE DATE OF INTEREST ON DEBENTURES & BONDS AND REDEMPTION AMOUNT OF REDEEMABLE SHARES OR DEBENTURES AND BONDS VIOLATING REGULATION 50(1) OF SEBI (LODR) REGULATIONS, 2015
DID NOT SUBMIT STATEMENT INDICATING MATERIAL DEVIATIONS IF ANY USE OF PROCEEDS ALONG WITH HALF YEARLY FINANCIALS RESULTS TO STOCK EXCHANGES VIOLATING REGULATION 52(7) OF SEBI (LODR) REGULATIONS, 2015
DID NOT MAINTAIN HUNDRED PERCENT ASSET COVER OR ASSET COVER AS PER TERMS OF OFFER DOCUMENT/INFORMATION MEMORANDUM AND/OR DEBENTURE TRUST DEED, SUFFICIENT TO DISCHARGE PRINCIPAL AMOUNT AT ALL TIMES FOR THE NON-CONVERTIBLE DEBT SECURITIES ISSUE VIOLATING REGULATION 54(1) OF SEBI (LODR) REGULATIONS, 2015
DID NOT MAINTAIN HUNDRED PERCENT ASSET COVER TO DISCHARGE PRINCIPAL AMOUNT AT ALL TIMES FOR NCDS AND DISCLOSE TO STOCK EXCHANGE IN QUARTERLY, HALF-YEARLY, YEAR-TO-DATE AND ANNUAL FINANCIAL STATEMENTS AS APPLICABLE, EXTENT AND NATURE OF SECURITY CREATED AND MAINTAINED WITH RESPECT TO ITS SECURED LISTED NCDS VIOLATING REGULATIONS 54(1) AND 54(2) OF SEBI (LODR) REGULATIONS, 2015
DID NOT SUBMIT ANNUAL REPORT ALONG WITH COPY OF CERTIFICATE FROM AUDITORS IN RESPECT OF UTILIZATION OF FUNDS TO DEBENTURE TRUSTEE VIOLATING REGULATION 56(1)(A) OF SEBI (LODR) REGULATIONS, 2015
DID NOT PROVIDE ACCESS TO RELEVANT BOOKS OF ACCOUNTS AS REQUIRED BY DEBENTURE TRUSTEE VIOLATING REGULATION 56(2) OF SEBI (LODR) REGULATIONS, 2015
DID NOT SUBMIT CERTIFICATE TO STOCK EXCHANGES WITHIN TWO DAYS OF INTEREST/PRINCIPAL OF BECOMING DUE IN RESPECT OF NCDS VIOLATING REGULATION 57(1) OF SEBI (LODR) REGULATIONS, 2015
DID NOT INTIMATE IN ADVANCE RECORD DATE TO STOCK EXCHANGES VIOLATING REGULATION 60(2) OF SEBI (LODR) REGULATIONS, 2015
DID NOT SUBMIT QUARTERLY COMPLIANCE REPORT WITHIN REQUISITE TIMELINE VIOLATING REGULATION 15(1)(C) OF SEBI (DEBENTURE TRUSTEES) REGULATIONS, 1993
DID NOT SUBMIT OF REQUISITE INFORMATION VIOLATING REGULATION 15(1)(T) OF SEBI (DEBENTURE TRUSTEES) REGULATIONS, 1993
|
IMPOSED PENALTY RS.10,00,000
21-DEC-2022
|
|
| 394 |
|
|
RELIANCE COMMUNICATIONS LTD.
(PAN:AACCR7832C)
|
|
|
ALLEGED NON COOPERATION WITH CREDIT RATING AGENCIES AND DEBENTURE TRUSTEE VIOLATING REGULATION 8 OF SEBI (LODR) REGULATIONS, 1999
ALLEGED NON SENDING OF NOTICES OF MEETINGS OF NCD HOLDERS TO DEBENTURE TRUSTEE AND DID NOT INFORM DEFAULT IN PAYMENT OF INTEREST/PRINCIPAL TO DEBENTURE TRUSTEE VIOLATING REGULATIONS 56(1)(B)(II), 56(1)(C)(II) AND 57 OF SEBI (LODR) REGULATIONS, 1999
ALLEGED NON-SUBMISSION OF INFORMATION OF CHANGE IN CREDIT RATING AGENCY VIOLATING REGULATIONS 51(1), 51(2) AND 52(4) READ WITH CLAUSES A(1), A(4) AND A(11) OF PART B SCHEDULE III OF SEBI (LODR) REGULATIONS, 1999
|
REACHED SETTLEMENT (SETTLEMENT CHARGES RS.62,40,000 VIDE CONSENT ORDER)
09-NOV-2018
|
|
| 395 |
|
|
RELIANCE HOME FINANCE LTD.
(CIN:L67190MH2008PLC183216
PAN:AAECR0305E)
|
|
|
|
AMIT BAPNA
PAN:AAYPB9659A
|
|
|
ANIL DHIRAJLAL AMBANI
PAN:AADPA3703D
|
|
|
PINKESH ROHIT SHAH
PAN:ABAPS2169R
|
|
|
RAVINDRA SHARAD SUDHALKAR
PAN:AGGPS1926B
|
|
INDULGED IN SIPHONING OFF/DIVERSION OF FUNDS OF RHFL BY PROMOTERS AND MANAGEMENT AND RECEIPT OF MULTIPLE FRAUD MONITORING RETURNS (FMRS) FROM BANKS VIOLATING REGULATIONS 4(1)(A) TO 4(1)(D), 4(1)(G) TO 4(1)(J), 4(2)(B) 4(2)(E), 23(2), 30(1), 30(7), 33(1) AND 51(1) OF SEBI (LODR) REGULATIONS, 2015 READ WITH SECTION 21 OF SECURITIES CONTRACTS (REGULATION) ACT, 1956 IN MATTER OF RELIANCE HOME FINANCE LTD.
|
DEBARRED/RESTRAINED FROM BUYING/SELLING/DEALING/IPOS IN SECURITIES/SPECIFIED SCRIPS DIRECTLY/INDIRECTLY FROM 11-FEB-2022 UNTIL FURTHER ORDERS
11-FEB-2022
|
|
| 396 |
|
|
RELIANCE HOME FINANCE LTD.
(CIN:L67190MH2008PLC183216
PAN:AAECR0305E)
|
|
|
|
JAI ANMOL ANIL AMBANI
PAN:AJPPA3678N
|
|
|
KRISHNAN GOPALAKRISHNAN
PAN:AAFPI8791R
|
|
DID NOT EXERCISE REASONABLE DUE DILIGENCE WITH RESPECT TO ENTIRE GENERAL PURPOSE CORPORATE LOAN (GPCL) LENDING AND ONWARD LENDING BY GPCL ENTITIES TO OTHER RELIANCE ADAG GROUP COMPANIES INCLUDING RELIANCE CAPITAL LTD. VIOLATING REGULATIONS 4(2)(F)(II)(6), (7), (8), 4(2)(F)(III) (3) AND (6) OF SEBI (LODR) REGULATION, 2015 READ WITH SECTION 21 OF SCR ACT, 1956 IN MATTER OF RELIANCE HOME FINANCE LTD.
APPROVED GENERAL PURPOSE CORPORATE LOAN (GPCL) APPLICATIONS TO PROMOTER-RELATED ENTITIES AND ALSO RECOMMENDED MANY OF GENERAL-PURPOSE CORPORATE LOAN (GPCL) APPLICATIONS EVEN AFTER NOTING DEVIATIONS IN CREDIT APPROVAL MEMOS (CAMS) VIOLATING REGULATIONS 17(5)(A) AND 26(3) OF SEBI (LODR) REGULATIONS, 2015 IN MATTER OF RELIANCE HOME FINANCE LTD.
|
IMPOSED PENALTY RS.1,15,00,000
23-SEP-2024
|
|
| 397 |
|
|
RELIANCE HOME FINANCE LTD.
(CIN:L67190MH2008PLC183216
PAN:AAECR0305E)
|
|
|
DID NOT MAKE DISCLOSURE TO STOCK EXCHANGES WITH RESPECT TO NCLT ORDER DATED 21/06/2021 AND ALSO DID NOT DISCLOSE INFORMATION REGARDING APPEALS FILED BY NOTICEE AND BANK OF BARODA AGAINST NCLT ORDER DATED 21/06/2021 AT NCLAT
|
IMPOSED PENALTY RS.8,00,000
17-MAY-2024
|
|
| 398 |
|
|
RELIANCE HOME FINANCE LTD.
(CIN:L67190MH2008PLC183216
PAN:AAECR0305E)
|
|
|
|
PINKESH ROHIT SHAH
PAN:ABAPS2169R
|
|
|
RAVINDRA SHARAD SUDHALKAR
PAN:AGGPS1926B
|
|
DID NOT MAKE DISCLOSURE OF ALL MATERIAL INFORMATION PERTAINING TO FORENSIC AUDIT REPORT TO STOCK EXCHANGES VIOLATING REGULATIONS 30(4) AND 30(12) READ WITH PARA C OF PART A OF SCHEDULE III OF SEBI (LODR) REGULATIONS, 2015
|
IMPOSED PENALTY RS.15,00,000
12-SEP-2023
|
|
| 399 |
|
|
RELIANCE HOME FINANCE LTD.
(CIN:L67190MH2008PLC183216
PAN:AAECR0305E)
|
|
|
|
AMIT BAPNA
PAN:AAYPB9659A
|
|
|
ANIL DHIRAJLAL AMBANI
PAN:AADPA3703D
|
|
|
PINKESH ROHIT SHAH
PAN:ABAPS2169R
|
|
|
RAVINDRA SHARAD SUDHALKAR
PAN:AGGPS1926B
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MISREPORTED FINANCIALS OF RELIANCE HOME FINANCE LTD. AND ITS BOOKS OF ACCOUNTS FOR FY. 2018-19 VIOLATING SECTIONS 12A(A) TO 12A(C) OF SEBI ACT, 1992 READ WITH REGULATION 3(B) TO 3(D) AND 4(1) OF SEBI (PFUTP) REGULATIONS, 2003 IN MATTER OF RELIANCE HOME FINANCE LTD.
DID NOT PROVIDE COMPLETE AND TIMELY INFORMATION REGARDING GENERAL PURPOSE CORPORATE LENDING/DISBURSAL TO BOARD OF DIRECTORS VIOLATING REGULATION 17(7) READ WITH SCHEDULE II PART A(I) AND (O) OF SEBI (LODR) REGULATIONS, 2015 IN MATTER OF RELIANCE HOME FINANCE LTD.
INDULGED IN FRAUDULENT SCHEME OF DIVERTING ASSETS AND FUNDS VIOLATING REGULATIONS 4(2)(F)(II)(6), (7), (8), 4(2)(F)(III)(3), (6) AND (12) OF SEBI (LODR) REGULATIONS, 2015 READ WITH SECTION 21 OF SCRA, 1956 IN MATTER OF RELIANCE HOME FINANCE LTD.
FURNISHED COMPLIANCE CERTIFICATE WITH RESPECT TO FINANCIAL STATEMENTS VIOLATING REGULATION 17(8) READ WITH PART B OF SCHEDULE II OF SEBI (LODR) REGULATIONS, 2015 IN MATTER OF RELIANCE HOME FINANCE LTD.
DID NOT ADHERE TO CODE OF CONDUCT OF BOARD OF DIRECTORS AND SENIOR MANAGEMENT ON ANNUAL BASIS VIOLATING OF REGULATION 26(3) OF SEBI (LODR) REGULATIONS, 2015 IN MATTER OF RELIANCE HOME FINANCE LTD.
DID NOT ADHERE TO REGULATION 33(2)(A) OF SEBI (LODR) REGULATIONS, 2015 FOR CERTIFICATION AND APPROVAL OF FINANCIAL RESULTS IN MATTER OF RELIANCE HOME FINANCE LTD.
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DEBARRED / RESTRAINED FROM ASSOCIATING WITH / ACCESSING CAPITAL MARKET / INTERMEDIARIES FROM 22-AUG-2024 TO 21-AUG-2029
DEBARRED/RESTRAINED FROM BUYING/SELLING/DEALING/IPOS IN SECURITIES/SPECIFIED SCRIPS DIRECTLY/INDIRECTLY FROM 22-AUG-2024 TO 21-AUG-2029
RESTRAINED FROM BEING ASSOCIATED WITH SECURITIES MARKET INCLUDING AS A DIRECTOR OR KEY MANAGERIAL PERSONNEL IN ANY LISTED COMPANY HOLDING/ASSOCIATE COMPANY OF ANY LISTED COMPANY OR IN ANY INTERMEDIARY REGISTERED WITH SEBI FROM 22-AUG-2024 TO 21-AUG-2029
IMPOSED PENALTY RS.99,00,00,000
RESTRAINED FROM BEING ASSOCIATED WITH SECURITIES MARKET INCLUDING AS A DIRECTOR OR KEY MANAGERIAL PERSONNEL IN ANY LISTED COMPANY OR ANY INTERMEDIARY REGISTERED WITH SEBI FROM 22-AUG-2024 TO 21-AUG-2029
22-AUG-2024
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RELIANCE HOME FINANCE LTD.
(CIN:L67190MH2008PLC183216
PAN:AAECR0305E)
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MISREPORTED FINANCIALS OF RELIANCE HOME FINANCE LTD. AND ITS BOOKS OF ACCOUNTS FOR FY. 2018-19 VIOLATING SECTIONS 12A(A) TO 12A(C) OF SEBI ACT, 1992 READ WITH REGULATION 3(B) TO 3(D) AND 4(1) OF SEBI (PFUTP) REGULATIONS, 2003 IN MATTER OF RELIANCE HOME FINANCE LTD.
MISREPRESENTED FINANCIAL STATEMENTS FOR YEAR 2018-19 BY MAKING INCOMPLETE, MISLEADING AND FALSE DISCLOSURES WITH RESPECT TO GENERAL PURPOSE CORPORATE LENDING VIOLATING 4(1)(A) TO4(1)(D), (G), (H), (I), (J), 4(2) (B), (E) AND 33(1) OF SEBI (LODR) REGULATIONS, 2015 READ WITH IND AS 109
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RESTRAINED FROM ACCESSING SECURITIES MARKET AND FURTHER PROHIBITED FROM BUYING/SELLING OR OTHERWISE DEALING IN SECURITIES AND/OR UNITS OF MUTUAL FUNDS DIRECTLY OR INDIRECTLY OR BEING ASSOCIATED WITH SECURITIES MARKET IN ANY MANNER FROM 22-AUG-2024 TO 21-FEB-2025
IMPOSED PENALTY RS.6,00,000
22-AUG-2024
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SEBI VIDE ITS NOTICE DATED 05/11/2024 DIRECTED TO PAY RS.6,25,000.00 WITHIN FIFTEEN DAYS FROM RECEIPT OF THIS NOTICE
SAT: SAT VIDE ITS ORDER DATED 19/11/2024 CONDONED THE DELAY IN FILING OF APPEAL. GRANTED RESPONDENT SIX WEEKS TO FILE REPLY AND APPELLANT TO FILE REJOINDER THREE SEEKS THEREAFTER. IMPUGNED ORDER STAYED SUBJECT TO DEPOSIT 50% OF THE PENALTY AMOUNT WITHIN FOUR WEEKS FROM DATE OF THIS ORDER
SAT: SAT VIDE ITS ORDER DATED 17/01/2025 GRANTED RESPONDENT THREE WEEKS TO FILE REPLY AND APPELLANT TO FILE REJOINDER WITHIN FOUR WEEKS THEREAFTER
SAT: SAT VIDE ITS ORDER DATED 23/04/2025 CONDONED THE DELAY IN FILING OF APPEALS
SAT: SAT VIDE ITS ORDER DATED 22/09/2026 DISMISSED THE APPEAL FOR NON-PROSECUTION. NO COSTS
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