| S.No. |
ENTITY |
PERSONS |
REGULATORY CHARGES |
REGULATORY ACTION(S) / DATE OF ORDER |
FURTHER DEVELOPMENTS |
| 381 |
|
ORIENTAL HOUSING DEVELOPMENT FINANCE CORP.LTD.
|
|
|
|
ARVINDER KAUR
|
|
|
D.S.PAWAR
|
|
|
DALJIT SINGH BHATIA
|
|
|
H.S.HANSPAL
|
|
|
JAGDISH KAUR
|
|
|
JASWANT SINGH
|
|
|
KULDIP SHARMA
|
|
|
N.S.SAINI
|
|
|
NANAK SINGH
|
|
|
SARJEET SINGH
|
|
|
SUKHCHARAN SINGH
|
|
DID NOT APPLY FOR REGISTRATION OF CIS
DID NOT WIND UP TO REPAY INVESTORS AS PER REGULATIONS
|
REQUESTED DCA TO INITIATE WINDING UP OF ENTITY
DEBARRED / RESTRAINED FROM ASSOCIATING WITH / ACCESSING CAPITAL MARKET / INTERMEDIARIES FROM 05-OCT-2001 TO 05-OCT-2006
REFERRED TO STATE GOVERNMENTS FOR FILING OF CIVIL/CRIMINAL PROCEEDINGS FOR FRAUD, CHEATING, CRIMINAL BREACH OF TRUST AND MIS-APPROPRIATION OF PUBLIC FUNDS
LAUNCHED PROSECUTION AGAINST THE ENTITY AND ITS DIRECTORS U/S 24 AND 27 OF THE SEBI ACT
05-OCT-2001
|
ACCUSED NO.1 COMPANY AND ACCUSED 6 HELD GUILTY. A2, A3 AND A4 ARE DECLARED PO. PROCEEDINGS AGAINST A5 ARE SEPARATED VIDE ORDER DATED 4/2/2011 AND 9/5/2011 DUE TO HIS NON APPEARANCE
|
| 382 |
|
|
P G FORTUNE AGRITECH LTD.
|
|
|
|
K.G.KRISHNAM RAJU
|
|
|
K.S.P.N.VARMA
|
|
|
T.UPENDRA REDDY
|
|
|
V.V.L.P.GUPTA
|
|
DID NOT APPLY FOR REGISTRATION OF CIS
DID NOT WIND UP TO REPAY INVESTORS AS PER REGULATIONS
|
REQUESTED DCA TO INITIATE WINDING UP OF ENTITY
DEBARRED / RESTRAINED FROM ASSOCIATING WITH / ACCESSING CAPITAL MARKET / INTERMEDIARIES FROM 02-JUL-2001 TO 02-JUL-2006
REFERRED TO STATE GOVERNMENTS FOR FILING OF CIVIL/CRIMINAL PROCEEDINGS FOR FRAUD, CHEATING, CRIMINAL BREACH OF TRUST AND MIS-APPROPRIATION OF PUBLIC FUNDS
LAUNCHED PROSECUTION AGAINST THE ENTITY AND ITS DIRECTORS U/S 24 AND 27 OF THE SEBI ACT
02-JUL-2001
|
|
| 383 |
|
|
PACE FOREST INDIA LTD.
|
|
|
|
ASHISH GUPTA
|
|
|
INDRA RAINA
|
|
|
RADHA GUPTA
|
|
|
SAILESH KUMAR GUPTA
|
|
|
SANJAY KUMAR GUPTA
|
|
DID NOT APPLY FOR REGISTRATION OF CIS
DID NOT WIND UP TO REPAY INVESTORS AS PER REGULATIONS
|
REQUESTED DCA TO INITIATE WINDING UP OF ENTITY
DEBARRED / RESTRAINED FROM ASSOCIATING WITH / ACCESSING CAPITAL MARKET / INTERMEDIARIES FROM 02-JUL-2001 TO 02-JUL-2006
REFERRED TO STATE GOVERNMENTS FOR FILING OF CIVIL/CRIMINAL PROCEEDINGS FOR FRAUD, CHEATING, CRIMINAL BREACH OF TRUST AND MIS-APPROPRIATION OF PUBLIC FUNDS
02-JUL-2001
|
ACCUSED MOBILIZED RS.4.40 LAKH. ALL ACCUSED FOUND GUILTY AND SENTENCED TO FINE OF RS.25,000 EACH AND ON DEFAULT SIMPLE IMPRISONMENT FOR THREE MONTHS
|
| 384 |
|
|
PACHAMALA ESTATES & PLANTATIONS PVT.LTD.
|
|
|
|
GEORGE CYRIAC
|
|
|
K.K.SIMON
|
|
|
NEERACKAL MATHEW JOSEPH
|
|
|
THOMAS KURUVILLA
|
|
DID NOT APPLY FOR REGISTRATION OF CIS
DID NOT WIND UP TO REPAY INVESTORS AS PER REGULATIONS
|
REQUESTED DCA TO INITIATE WINDING UP OF ENTITY
DEBARRED / RESTRAINED FROM ASSOCIATING WITH / ACCESSING CAPITAL MARKET / INTERMEDIARIES FROM 02-JUL-2001 TO 02-JUL-2006
REFERRED TO STATE GOVERNMENTS FOR FILING OF CIVIL/CRIMINAL PROCEEDINGS FOR FRAUD, CHEATING, CRIMINAL BREACH OF TRUST AND MIS-APPROPRIATION OF PUBLIC FUNDS
02-JUL-2001
|
|
| 385 |
|
|
PAN INDIA FOREST & LAND DEVELOPMENT LTD.
|
|
|
|
JAYENDRASINH PADMASINH RATHOD
|
|
|
KANUBHAI F.PATEL
|
|
|
SAURABH C.CHOKSI
|
|
|
VIRENDRA H.SONI
|
|
DID NOT APPLY FOR REGISTRATION OF CIS
DID NOT WIND UP TO REPAY INVESTORS AS PER REGULATIONS
|
REQUESTED DCA TO INITIATE WINDING UP OF ENTITY
DEBARRED / RESTRAINED FROM ASSOCIATING WITH / ACCESSING CAPITAL MARKET / INTERMEDIARIES FROM 02-JUL-2001 TO 02-JUL-2006
REFERRED TO STATE GOVERNMENTS FOR FILING OF CIVIL/CRIMINAL PROCEEDINGS FOR FRAUD, CHEATING, CRIMINAL BREACH OF TRUST AND MIS-APPROPRIATION OF PUBLIC FUNDS
LAUNCHED PROSECUTION AGAINST THE ENTITY AND ITS DIRECTORS U/S 24 AND 27 OF THE SEBI ACT
02-JUL-2001
|
|
| 386 |
|
|
PANACEA FOREST (INDIA) LTD.
|
|
|
|
BIMLA DEVI
|
|
|
DHARAM SHEELA SINHA
|
|
|
NEERAJ KUMAR PODDAR
|
|
|
PANKAJ KUMAR PATEL
|
|
|
PANKAJ KUMAR PODDAR
|
|
|
PAWAN KUMAR
|
|
|
SANJEEV KUMAR SINHA
|
|
DID NOT APPLY FOR REGISTRATION OF CIS
DID NOT WIND UP TO REPAY INVESTORS AS PER REGULATIONS
|
REQUESTED DCA TO INITIATE WINDING UP OF ENTITY
DEBARRED / RESTRAINED FROM ASSOCIATING WITH / ACCESSING CAPITAL MARKET / INTERMEDIARIES FROM 02-JUL-2001 TO 02-JUL-2006
REFERRED TO STATE GOVERNMENTS FOR FILING OF CIVIL/CRIMINAL PROCEEDINGS FOR FRAUD, CHEATING, CRIMINAL BREACH OF TRUST AND MIS-APPROPRIATION OF PUBLIC FUNDS
02-JUL-2001
|
ACCUSED MOBILIZED RS.5.2 LAKH. ALL ACCUSED CONVICTED AND SENTENCED FINE. A-1, 2 AND 3 SENTENCED TO FINE OF RS.5000 EACH AND ON DEFAULT SIMPLE IMPRISONMENT FOR 3 MONTHS TO A-2 AND A-3. A-4, 5, 6, 7 AND 8 SENTENCED TO FINE OF RS.2000 EACH AND ON DEFAULT SIMPLE IMPRISONMENT FOR 1 MONTH
|
| 387 |
|
|
PANCARD CLUBS LTD.
(CIN:U91900MH1997PLC105363
PAN:AAACP9093R)
(Along with : PANORAMIC UNIVERSAL LTD.)
|
|
|
|
CHANDRASEN GANPATRAO BHISE
DIN:02393535
PAN:AADPB6103E
|
|
|
MANISH KALIDAS GANDHI
DIN:02606802
PAN:AITPG8933H
|
|
|
RAMACHANDRAN RAMAKRISHNAN
DIN:03510460
PAN:AAIPR9196G
|
|
|
SHOBHA RATNAKAR BARDE
DIN:00177938
PAN:ASLPB1204C
|
|
|
USHA ARUN TARI
DIN:00178078
PAN:ABYPT8841M
|
|
|
VIIDYAA S.MORAVEKAR
|
|
OPERATED CIS SCHEMES WITHOUT OBTAINING CERTIFICATE OF REGISTRATION FROM SEBI
|
DIRECTED NOT TO COLLECT ANY MONEY AND/OR FEE FROM THE INVESTORS FROM 29-FEB-2016 TO 28-FEB-2020
DIRECTED NOT TO LAUNCH ANY NEW SCHEMES FROM 29-FEB-2016 TO 28-FEB-2020
DIRECTED TO PROVIDE FULL INVENTORY OF ASSETS OWNED BY COMPANY
DIRECTED NOT TO DISPOSE OF ANY OF THE PROPERTIES OR ALIENATE (DIRECTLY OR INDIRECTLY) ASSETS OF THE SCHEME FROM 29-FEB-2016 TO 28-FEB-2020
DIRECTED NOT TO DIVERT ANY FUNDS RAISED FROM PUBLIC AT LARGE KEPT IN BANK ACCOUNT AND/OR IN THE CUSTODY OF THE COMPANY FROM 29-FEB-2016 TO 28-FEB-2020
DIRECTED TO SUBMIT SCHEME WISE LIST OF INVESTORS AND THEIR CONTACT NUMBERS AND ADDRESS ALONG WITH DETAILS OF AMOUNT MOBILIZED & REFUNDED
DIRECTED TO SUBMIT DETAILS OF AGENTS ALONGWITH ADDRESS, MONEY MOBILIZED AND COMMISSION PAID
DIRECTED TO WIND UP CIS AND REFUND MONEY TO THE INVESTORS FROM 29-FEB-2016 TO 28-FEB-2020
DIRECTED TO SUBMIT REPORT IN REGARD TO WINDING UP OF CIS AND REPAYMENT OF MONIES TO SEBI IN ACCORDANCE TO CIS REGULATIONS
DIRECTED TO FILE CERTIFICATE OF COMPLETION OF PROCESS WITH SEBI FROM TWO INDEPENDENT PEER REVIEWED CHARTERED ACCOUNTANTS
DEBARRED / RESTRAINED FROM ASSOCIATING WITH / ACCESSING CAPITAL MARKET / INTERMEDIARIES FROM 29-FEB-2016 TO 28-FEB-2020
DEBARRED/RESTRAINED FROM BUYING/SELLING/DEALING/IPOS IN SECURITIES/SPECIFIED SCRIPS DIRECTLY/INDIRECTLY FROM 29-FEB-2016 TO 28-FEB-2020
31-JUL-2014
|
SAT: SAT VIDE ITS ORDER DATED 17/09/2014 SET ASIDED IMPUGNED EX-PARTE INTERIM ORDER DATED 31/07/2014 AND DIRECTED SEBI TO PASS APPROPRIATE ORDER ON MERITS AS EXPEDITIOUSLY AS POSSIBLE, PREFERABLY WITHIN EIGHT WEEKS FROM THE DATE OF APPELLANT TENDERING ALL DOCUMENTS/PARTICULARS TO SEBI. TILL THEN APPELLANT SHALL NOT LAUNCH ANY NEW CIS SCHEMES AND BOTH APPELLANT SHALL NOT SELL OR DISPOSE OFF OR CREATE ANY THIRD PARTY RIGHTS IN RESPECT OF ASSETS BELONGING TO THEM IN ANY MANNER WHATSOEVER. MISCELLANEOUS APPLICATIONS BECAME INFRUCTUOUS AND ARE ACCORDINGLY DISPOSED OFF. NO COSTS
SEBI VIDE ITS ORDER DATED 29/02/2016 DIRECTED TO 1) ABSTAIN FROM COLLECTING ANY MONEY FROM INVESTORS OR LAUNCH OR CARRY OUT ANY COLLECTIVE INVESTMENT SCHEMES INCLUDING THE SCHEMES WHICH HAVE BEEN INDENTIFIED AS A COLLECTIVE INVESTMENT SCHEME IN THIS ORDER 2) WIND UP ITS EXISTING SCHEME AND REFUND THROUGH ‘BANK DEMAND DRAFT’ OR ‘PAY ORDER’, THE MONEY COLLECTED UNDER SCHEME WITH RETURNS WHICH ARE DUE TO INVESTORS AS PER TERMS OF OFFER WITHIN A PERIOD OF THREE MONTHS FROM DATE OF THIS ORDER AND SUBMIT WINDING UP AND REPAYMENT REPORT TO SEBI IN ACCORDANCE WITH SEBI (CIS) REGULATIONS, 1999, INCLUDING TRAIL OF FUNDS CLAIMED TO BE REFUNDED, BANK ACCOUNT STATEMENTS INDICATING REFUND TO INVESTORS AND RECEIPT FROM INVESTORS ACKNOWLEDGING SUCH REFUNDS 3) NOT TO ALIENATE OR DISPOSE OFF OR SELL ANY ASSETS OF COMPANY EXCEPT FOR THE PURPOSE OF MAKING REFUNDS TO ITS INVESTORS 4) FILE A CERTIFICATE OF SUCH COMPLETION WITH SEBI FROM TWO INDEPENDENT PEER REVIEWED CHARTERED ACCOUNTS WHO ARE IN THE PANEL OF ANY PUBLIC AUTHORITY OR PUBLIC INSTITUTION 5) DIRECTED TO PROVIDE FULL INVENTORY OF ALL ASSETS AND PROPERTIES AND DETAILS OF ALL THEIR BANK ACCOUNTS, DEMAT ACCOUNTS AND HOLDINGS OF SHARES/SECURITIES, OR HELD IN PHYSICAL FORM 6) RESTRAINED FROM ACCESSING SECURITIES MARKET AND ARE PROHIBITED FROM BUYING, SELLING OR OTHERWISE DEALING IN SECURITIES MARKET FOR A PERIOD OF FOUR YEARS
SAT: MISCELLANEOUS APPLICATION DISPOSED OFF. NO COSTS
SAT: SAT VIDE ITS ORDER DATED 14/12/2015 PERMITTED THE APPLICANT TO SELL OFF/DISPOSE/CREATE CHARGE IN RESPECT OF THE ASSETS SPECIFIED IN THE EXHIBIT 4 TO THE MISC.APPLICATION
SAT: MISCELLANEOUS APPLICATION DISMISSED. NO COSTS
SAT: MISCELLANEOUS APPLICATION ALLOWED TO BE WITHDRAWN WITH LIBERTY TO FILE FRESH MISCELLANEOUS APPLICATIONS WITHIN A PERIOD OF FOUR WEEKS FROM DATE OF THIS ORDER. NO COSTS
SAT: SAT VIDE ITS ORDER DATED 19/07/2016 DISPOSED OFF THE APPEAL. NO COSTS
SAT: SAT VIDE ITS ORDER DATED 11/08/2016 ALLOWED TO WITHDRAW THE APPEAL WITH LIBERTY TO FILE INTERVENTION APPLICATION AGAINST THE ORDER PASSED BY WTM OF SEBI ON 29/02/2016. NO COSTS
SAT: SAT VIDE ITS ORDER DATED 17/11/2016 VACATED INTERIM ORDER AND DIRECTION GRANTED ON 09/03/2016 READ WITH ORDER OF 15/03/2016. MISC.
SAT: SAT VIDE ITS ORDER DATED 17/11/2016 VACATED INTERIM ORDER AND DIRECTION GRANTED ON 09/03/2016 READ WITH ORDER OF 15/03/2016. MISC. APPLICATION NOS.251, 276 AND 312 OF 2016 FILED BY THE INTERVENERS ALONGWITH THE APPEALS SHALL BE TAKEN UP FOR HEARING ON 05/12/2016
SEBI VIDE ITS NOTICE DATED 02/12/2016 DIRECTED ALL THE BANKS IN INDIA AND/OR NSDL/CDSL TO 1. ATTACH ALL THE ACCOUNTS BY WHATEVER NAME CALLED INCLUDING LOCKERS EITHER SINGLY OR JOINTLY WITH ANY PERSON/S AND ALL OTHER AMOUNT/PROCEEDS DUE OR MAY BECOME DUE OR ANY MONEY HELD OR MAY SUBSEQUENTLY HOLD FOR ON ACCOUNT OF THE DEFAULTERS AND 2. NOT TO DEBIT ANY AMOUNT IN THE SAID ACCOUNT/S.HOWEVER CREDITS, IF ANY, INTO THE ACCOUNT MAY BE ALLOWED
SEBI VIDE ITS NOTICE DATED 09/12/2016 PROHIBITED AND RESTRAINED, UNTIL FURTHER ORDERS OF THE RECOVERY OFFICER, FROM PERMITTING ANY TRANSFER OF THE SHARES IN YOUR COMPANY STANDING IN THE NAME OF ANYONE OR ALL THE DEFAULTERS OR CREATION OF ANY ENCUMBRANCE OR FROM MAKING ANY PAYMENT OF ANY DIVIDEND THEREON
SAT: SAT VIDE ITS ORDER DATED 05/12/2016 ALLOWED TO WITHDRAW THE MISC. APPLICATION NO.330 OF 2016. NO COST
SAT: SAT VIDE ITS ORDER DATED 07/12/2016 DISMISSED MISC. APPLICATION WITH COST QUANTIFIED AT RS.1 LAC TO BE PAID BY APPELLANT TO SEBI WITHIN A PERIOD OF TWO WEEKS FROM THE DATE OF THIS ORDER
SEBI VIDE ITS ORDER DATED 21/12/2016 PROHIBITED DEFAULTERS FROM DISPOSING, TRANSFERRING, ALIENATING OR CHARGING IN RESPECT OF ALL THE IMMOVABLE AND MOVABLE PROPERTIES HELD BY DEFAULTERS AND FROM TAKING ANY BENEFIT UNDER SUCH DISPOSAL, TRANSFER, ALIENATION OR CHARGE IN RESPECT OF THE PROPERTIES AND DIRECTED DEFAULTERS TO FURNISH SEBI, HEAD OFFICE, MUMBAI, COMPLETE DETAILS OF ALL THE MOVABLE AND IMMOVABLE PROPERTIES HELD BY DEFAULTERS AND CHARGES, IF ANY, DULY CERTIFIED BY BOARD OF DIRECTORS WITHIN TWO WEEKS FROM DATE OF THIS ORDER. ORIGINAL TITLE DEEDS, VALUATION REPORTS OF ALL THE PROPERTIES, FINANCIAL AND FIXED ASSETS, CAPACITIES IN ANY COMPANY, ANY FIRM OR ANY BUSINESS CONCERN, ETC. ALONG WITH THE DETAILS OF SHAREHOLDING, ETC. AND DEBTORS, PERSONS FROM WHOM MONEY IS DUE TO THE DEFAULTERS EITHER SINGLY OR JOINTLY, WITHIN TWO WEEKS FROM THE DATE OF THIS ORDER. FURTHER DIRECTED INSPECTORS GENERAL OF ALL THE STATES AND UNION TERRITORIES AND CONCERNED TEHSILDARS, DISTRICT REGISTRARS AND SUB-REGISTARS OF THE RESPECTIVE AREAS.WITH DIRECTION NOT TO ACT UPON ANY DOCUMENTS PURPORTING TO BE DEALING WITH TRANSFER, MORTGAGE, CHARGE, LEASE OR CREATION OR ALTERATION OF ANY INTEREST IN ANY OF THE PROPERTIES OWNED/HELD BY THE DEFAULTERS, IF PRESENTED FOR REGISTRATION
SAT: SAT VIDE ITS ORDER DATED 12/05/2017 UPHELD THE IMPUGNED ORDER DATED 29/02/2016 AND DISMISSED THE APPEAL. NO COSTS
SEBI VIDE ITS NOTICE DATED 06/10/2017 HAS ATTACHED THE SHAREHOLDING OF PROMOTERS OF LISTED SUBSIDIARY COMPANY VIZ PANORAMIC UNIVERSAL LTD.
SEBI VIDE ITS ORDER DATED 18/10/2017 ORDERED TO SALE THE PROPERTY THROUGH E-AUCTION IN SATISFACTION OF DUES
SEBI VIDE ITS NOTICE DATED 08/12/2017 ORDERED TO SALE THE PROPERTIES THROUGH E-AUCTION IN SATISFACTION OF DUES
SEBI VIDE ITS NOTICE DATED 23/01/2018 REJECTED REQUEST OF THE APPLICANTS FOR RELEASING THE PREMISES FROM THE ATTACHMENT OF SEBI OR PAYMENT OF MENSE PROFIT FROM THE MONEY RECOVERED BY SEBI
SEBI VIDE ITS ORDER DATED 15/01/2018 ORDERED TO SALE OF PROPERTY THROUGH E-AUCTION IN SATISFACTION OF DUES
SEBI VIDE ITS ORDER DATED 22/02/2018 ORDERED TO SALE THE PROPERTY THROUGH E-AUCTION IN SATISFACTION OF DUES
SEBI VIDE ITS NOTICE DATED 05/03/2018 DIRECTED THE LOOT (INDIA) PVT. LTD. AND MR JAY PRAKASH GUPTA, PCL AND ITS DIRECTORS NOT TO TAKE ANY ACTION INCLUDING PROCEEDING WITH THE ARBITRATION PROCEEDINGS IN RESPECT OF SAID PREMISES CONTRAVENING OR CONTRADICTING ITS ATTACHMENT ORDER DATED 21/12/2016
SEBI VIDE ITS NOTICE DATED 05/03/2018 DIRECTED ATTACHED 1) ALL THE IMMOVABLE PROPERTIES OF 43 COMPANIES/ENTERPRISES B) DEFAULTER AND THE DIRECTORS/OFFICER IN CHARGE OF ALL THE 43 SUBSIDIARY COMPANIES AND ENTERPRISES ARE HEREBY PROHIBITED FROM DISPOSING, TRANSFERING, ALIENATING, OR CHARING IN RESPECT OF ALL THE IMMOVABLE PROPERTIES AND ANY MOVABLE PROPERTIES MENTIONEX IN ANNEXURE A C) PROHIBITED FROM TAKING ANY BENEFIT UNDER SUCH DISPOSAL, TRANSFER, ALIENATION OR CHARGE IN RESPECT OF THE PROPERTIES MENTIONED WHICH STANDS ATTACHED IN EXECUTION OF RECOVERY CERTIFICATE D) BANKS, DEPOSITORIES, MUTUAL FUNDS DIRECTED NOT TO ALLOW ANY DEBITS IN ANY OF THE ACCOUNTS/FOLIOS AND OPERATION OF LOCEKRS OF THE 43 COMPANIES/ENTERPRISES HELD EITHER SINGLY OR JOINTLY E) BANKS/DEPOSITORIES/MUTUAL FUNDS DIRECTED TO FORWARD A CONFIRMATION OF THE ATTACHMENT AND ALSO FORWARD STATEMENT OF ACCOUNTS FROM THE DATE OF OPENING OF THE SAID ACCOUNTS TILL DATE BOTH BY EMAIL AT RECOVERY@SEBI.GOV.IN AND PHYSICAL COPY IMMEDIATELY F) DEFAULTERS ITS SUBSIDIARIES, ASSOCIATES, GROUP COMPANIES/ENTERPRISES DIRECTED TO FURNISH AT SEBI, HEAD OFFICE, MUMBAI A) COMPLETE DETAILS OF ALL MOVABLE AND IMMOVABLE PROPERTIES HELD BY THEM IN FORMAT PRESCRIBED AT ANNEXURE B, DULY CERTIFIED BY THE BOARD OF DIRECTORS/PARTNERS, WITHIN TWO WEEKS FROM THE DATE OF THIS ORDER B) ORIGINAL TITLE DEEDS, VALUATION REPORTS OF ALL THE PROPERTIES, HELD EITHER SINGLY OR JOINTLY, WITHIN TWO WEEKS FROM THE DATE OF THIS ORDER C) DETAILS OF ANY FINANCIAL ASSETS, BANK ACCOUNTS, LOCKERS, INVESTMENTS, ETC. HELD EITHER SINGLY OR JOINTLY G) CLAIMS/OBJECTIONS/ENCUMBRANCES, IF ANY ON THE ASSETS HELD BY THE SUBSIDIARIES/ASSOCIARES SHALL BE MADE IN WRITING TO THE RECOVERLY OFFICER, SEBI WITHIN 21 DAYS FROM THE DATE OF THIS ORDER
SEBI VIDE ITS ORDER DATED 28/03/2018 DIRECTED TO 1. ATTACH ALL MOVABLE AND IMMOVABLE PROPERTIES INCLUDING PROPERTIES OF PANORAMIC AND ITS SUBSIDIARIES / ENTERPRISES AS PER ANNEXURE A 2. PROHIBITED DEFAULTERS AND HE DIRECTORS / OFFICERS IN CHARGE OF PANORAMIC FROM DISPOSING, TRANSFERRING, ALIENATING OR CHARGING IN RESPECT OF ALL THE IMMOVABLE AND ANY MOVABLE PROPERTIES OF SAID COMPANIES/ ENTERPRISES 3. PROHIBITED DEFAULTERS AND FROM TAKING ANY BENEFIT UNDER SUCH DISPOSAL, TRANSFER, ALIENATION OR CHARGE IN RESPECT OF THE PROPERTIES MENTIONED AND 4.DIRECTED DIRECTORS / OFFICERS IN CHARGES OF PANORAMIC TO FURNISH SEBI, HEAD OFFICE, MUMBAI, COMPLETE DETAILS OF ALL THE MOVABLE AND IMMOVABLE PROPERTIES HELD BY DEFAULTERS AND CHARGES, IF ANY, DULY CERTIFIED BY BOARD OF DIRECTORS/PARTNERS WITHIN TWO WEEKS FROM DATE OF THIS ORDER. ORIGINAL TITLE DEEDS, VALUATION REPORTS OF ALL THE PROPERTIES, HELD EITHER SINGLY OR JOINTLY, WITHIN TWO WEEKS FROM THE DATE OF THIS ORDER. DETAILS OF ALL ACCOUNTS, ANY FINANCIAL ASSETS, VIZ, BANK ACCOUNTS, LOCKERS, INVESTMENTS ETC. HELD EITHER OR JOINTLY. FURTHER DIRECTED TO FURNISH ALL BOOKS OF ACCOUNTS AND ITS SUBSIDIARIES TO FORENSIC AUDITORS APPOINTED BY SEBI.
SEBI VIDE ITS ORDER DATED 09/04/2018 ORDERED TO SALE THE PROPERTY THROUGH E-AUCTION IN SATISFACTION OF DUES
SEBI VIDE ITS ORDER DATED 16/04/2018 DIRECTED TO ATTACH MOVABLE ASSETS OF THE DEFAULTERS. PROHIBITED DEFAULTERS FROM TAKING ANY BENEFIT UNDER SUCH DISPOSAL, TRANSFER, ALIENATION OR CHARGE IN RESPECT OF THE PROPERTIES WHICH STANDS ATTACHED IN EXECUTION OF RECOVERY CERTIFICATE. DIRECTED DEFAULTERS, ITS SUBSIDIARIES, ASSOCIATES, GROUP COMPANIES/ENTERPRISES FURNISH TO SEBI, HEAD OFFICE, MUMBAI I) COMPLETE DETAILS OF ALL THE MOVABLE AND IMMOVABLE PROPERTIES HELD BY THEM IN THE FORMAT PRESCRIBED AT ANNEXURE, DULY CERTIFIED BY THE BOARD OF DIRECTORS/PARTNERS, WITHIN TWO WEEKS FROM THE DATE OF THIS ORDER II) ORIGINAL TITLE DEEDS, VALUATION REPORT OF ALL THE PROPERTIES, HELD EITHER SINGLY OR JOINTLY, WITHIN TWO WEEKS FROM THE DATE OF THIS ORDER III) DETAILS OF ANY FINANCIAL ASSETS, VIZ, BANK ACCOUNTS, LOCKERS, INVESTMENTS, ETC. HELD EITHER SINGLY OR JOINTLY. DIRECTED RTO AND SUB-REGISTRAR OF ASSURANCES NOT TO ACT UPON ANY DOCUMENTS PURPORTING TO BE DEALING WITH TRANSFER, MORTGAGE, CHARGE, LEASE OR CREATION OR ALTERATION OF ANY INTEREST IN ANY OF THE MOVABLE ASSETS OF ALL THE DEFAULTERS, IF PRESENTED FOR REGISTRATION
SEBI VIDE ITS ORDER DATED 18/10/2017 ORDERED TO SALE IMMOVABLE PROPERTY & VEHICLES THROUGH E-AUCTION IN SATISFACTION OF DUES
SEBI VIDE ITS NOTICE DATED 13/06/2018 DECLARED THAT THE PROPERTY ATTACHED BY SEBI HAS BEEN SOLD AND AUCTION PURCHASERS WERE PUT IN POSSESSION WITH EFFECT FROM 04/06/2018. DISPOSED OFF APPLICATION DATED 27/05/2018 OF THE AUCTION PURCHASERS
SEBI VIDE ITS ORDER DATED 18/07/2018 ORDERED TO SALE THE PROPERTY THROUGH E-AUCTION IN SATISFACTION OF DUES
SAT: SAT VIDE ITS ORDER DATED 13/06/2018 DIRECTED APPELLANT TO FURNISH DOCUMENTS TO SEBI WITHIN ONE WEEK AND DIRECTED SEBI TO PASS ORDER WITHIN 8 WEEKS FROM THE DATE OF RECEIVING THE DOCUMENTS. NO COSTS
SEBI VIDE ITS ORDER DATED 21/08/2018 DIRECTED THAT ATTACHMENT VIDE ORDER DATED 28/03/2018 PASSED AGAINST PANORAMIC UNIVERSAL LTD. AND ITS SUBSIDIARIES SHALL CONTINUE TO REMAIN IN FORCE. FURTHER, DIRECTED PANORAMIC UNIVERSAL LTD. AND ITS DIRECTORS TO FURNISH COMPLETE LIST OF ALL MOVABLE, IMMOVABLE PROPERTIES, INVESTMENTS, BANK ACCOUNTS, DEPOSITS, ETC. OF PUL, HELD BY PUL AND ITS SUBSIDIARIES IN ABROAD WITHIN 15 DAYS OF RECEIPT OF THIS ORDER
SEBI VIDE ITS ORDER DATED 18/09/2018 ORDERED TO SALE THE IMMOVABLE PROPERTY AND VEHICLES THROUGH E-AUCTION IN SATISFACTION OF DUES
SAT: SAT VIDE ITS ORDER DATED 07/02/2022 PARTLY ALLOWED THE APPEAL AND REJECTED PRAYER FOR QUASHING ORDERS DATED 21/12/2016 AND 23/01/2018. QUASHED ORDER DATED 05/03/2018 PASSED BY RECOVERY OFFICER
|
| 388 |
|
|
PANCHSHEEL AGRO FORESTS LTD.
|
|
|
|
ASHA SHARMA
|
|
|
DEV SHARMA
|
|
|
RAJA BABU
|
|
|
VIMAL MEHRA
|
|
DID NOT APPLY FOR REGISTRATION OF CIS
DID NOT WIND UP TO REPAY INVESTORS AS PER REGULATIONS
|
REQUESTED DCA TO INITIATE WINDING UP OF ENTITY
DEBARRED / RESTRAINED FROM ASSOCIATING WITH / ACCESSING CAPITAL MARKET / INTERMEDIARIES FROM 02-JUL-2001 TO 02-JUL-2006
REFERRED TO STATE GOVERNMENTS FOR FILING OF CIVIL/CRIMINAL PROCEEDINGS FOR FRAUD, CHEATING, CRIMINAL BREACH OF TRUST AND MIS-APPROPRIATION OF PUBLIC FUNDS
02-JUL-2001
|
ACCUSED MOBILIZED RS.10.6 LAKH, ALL ACCUSED CONVICTED AND SENTENCED TO FINE OF RS.5,000 ON EACH ACCUSED AND ON DEFAULT SIMPLE IMPRISONMENT FOR THREE MONTHS
|
| 389 |
|
|
PANORAMIC UNIVERSAL LTD.
(Along with : PANCARD CLUBS LTD.)
|
|
|
OPERATED CIS SCHEMES WITHOUT OBTAINING CERTIFICATE OF REGISTRATION FROM SEBI
|
DIRECTED NOT TO COLLECT ANY MONEY AND/OR FEE FROM THE INVESTORS FROM 29-FEB-2016 TO 28-FEB-2020
DIRECTED NOT TO LAUNCH ANY NEW SCHEMES FROM 29-FEB-2016 TO 28-FEB-2020
DIRECTED TO PROVIDE FULL INVENTORY OF ASSETS OWNED BY COMPANY
DIRECTED NOT TO DISPOSE OF ANY OF THE PROPERTIES OR ALIENATE (DIRECTLY OR INDIRECTLY) ASSETS OF THE SCHEME FROM 29-FEB-2016 TO 28-FEB-2020
DIRECTED NOT TO DIVERT ANY FUNDS RAISED FROM PUBLIC AT LARGE KEPT IN BANK ACCOUNT AND/OR IN THE CUSTODY OF THE COMPANY FROM 29-FEB-2016 TO 28-FEB-2020
DIRECTED TO SUBMIT SCHEME WISE LIST OF INVESTORS AND THEIR CONTACT NUMBERS AND ADDRESS ALONG WITH DETAILS OF AMOUNT MOBILIZED & REFUNDED
DIRECTED TO SUBMIT DETAILS OF AGENTS ALONGWITH ADDRESS, MONEY MOBILIZED AND COMMISSION PAID
DIRECTED TO WIND UP CIS AND REFUND MONEY TO THE INVESTORS FROM 29-FEB-2016 TO 28-FEB-2020
DIRECTED TO SUBMIT REPORT IN REGARD TO WINDING UP OF CIS AND REPAYMENT OF MONIES TO SEBI IN ACCORDANCE TO CIS REGULATIONS
DIRECTED TO FILE CERTIFICATE OF COMPLETION OF PROCESS WITH SEBI FROM TWO INDEPENDENT PEER REVIEWED CHARTERED ACCOUNTANTS
DEBARRED / RESTRAINED FROM ASSOCIATING WITH / ACCESSING CAPITAL MARKET / INTERMEDIARIES FROM 29-FEB-2016 TO 28-FEB-2020
DEBARRED/RESTRAINED FROM BUYING/SELLING/DEALING/IPOS IN SECURITIES/SPECIFIED SCRIPS DIRECTLY/INDIRECTLY FROM 29-FEB-2016 TO 28-FEB-2020
31-JUL-2014
|
SEBI VIDE ITS ORDER DATED 18/10/2017 ORDERED TO SALE IMMOVABLE PROPERTY & VEHICLES THROUGH E-AUCTION IN SATISFACTION OF DUES
SEBI VIDE ITS NOTICE DATED 08/12/2017 ORDERED TO SALE THE PROPERTIES THROUGH E-AUCTION IN SATISFACTION OF DUES
SEBI VIDE ITS ORDER DATED 28/03/2018 DIRECTED TO 1. ATTACH ALL MOVABLE AND IMMOVABLE PROPERTIES INCLUDING PROPERTIES OF PANORAMIC AND ITS SUBSIDIARIES / ENTERPRISES AS PER ANNEXURE A 2. PROHIBITED DEFAULTERS AND HE DIRECTORS / OFFICERS IN CHARGE OF PANORAMIC FROM DISPOSING, TRANSFERRING, ALIENATING OR CHARGING IN RESPECT OF ALL THE IMMOVABLE AND ANY MOVABLE PROPERTIES OF SAID COMPANIES/ ENTERPRISES 3. PROHIBITED DEFAULTERS AND FROM TAKING ANY BENEFIT UNDER SUCH DISPOSAL, TRANSFER, ALIENATION OR CHARGE IN RESPECT OF THE PROPERTIES MENTIONED AND 4.DIRECTED DIRECTORS / OFFICERS IN CHARGES OF PANORAMIC TO FURNISH SEBI, HEAD OFFICE, MUMBAI, COMPLETE DETAILS OF ALL THE MOVABLE AND IMMOVABLE PROPERTIES HELD BY DEFAULTERS AND CHARGES, IF ANY, DULY CERTIFIED BY BOARD OF DIRECTORS/PARTNERS WITHIN TWO WEEKS FROM DATE OF THIS ORDER. ORIGINAL TITLE DEEDS, VALUATION REPORTS OF ALL THE PROPERTIES, HELD EITHER SINGLY OR JOINTLY, WITHIN TWO WEEKS FROM THE DATE OF THIS ORDER. DETAILS OF ALL ACCOUNTS, ANY FINANCIAL ASSETS, VIZ, BANK ACCOUNTS, LOCKERS, INVESTMENTS ETC. HELD EITHER OR JOINTLY. FURTHER DIRECTED TO FURNISH ALL BOOKS OF ACCOUNTS AND ITS SUBSIDIARIES TO FORENSIC AUDITORS APPOINTED BY SEBI
SAT: SAT VIDE ITS ORDER DATED 13/06/2018 DIRECTED APPELLANT TO FURNISH DOCUMENTS TO SEBI WITHIN ONE WEEK AND DIRECTED SEBI TO PASS ORDER WITHIN 8 WEEKS FROM THE DATE OF RECEIVING THE DOCUMENTS. NO COSTS
SEBI VIDE ITS ORDER DATED 21/08/2018 DIRECTED THAT ATTACHMENT VIDE ORDER DATED 28/03/2018 PASSED AGAINST PANORAMIC UNIVERSAL LTD. AND ITS SUBSIDIARIES SHALL CONTINUE TO REMAIN IN FORCE. FURTHER, DIRECTED PANORAMIC UNIVERSAL LTD. AND ITS DIRECTORS TO FURNISH COMPLETE LIST OF ALL MOVABLE, IMMOVABLE PROPERTIES, INVESTMENTS, BANK ACCOUNTS, DEPOSITS, ETC. OF PUL, HELD BY PUL AND ITS SUBSIDIARIES IN ABROAD WITHIN 15 DAYS OF RECEIPT OF THIS ORDER
SEBI VIDE ITS ORDER DATED 18/09/2018 ORDERED TO SALE THE IMMOVABLE PROPERTY AND VEHICLES THROUGH E-AUCTION IN SATISFACTION OF DUES
SAT: SAT VIDE ITS ORDER DATED 26/11/2020 ALLOWED THE APPEAL AND QUASHED IMPUGNED ORDER DATED 29/02/2016. MATTER REMANDED TO THE RO TO PASS A FRESH ORDER IN ACCORDING WITH LAW
SAT: SAT VIDE ITS ORDER DATED 04/12/2020 DISPOSED OFF THE APPEAL AND DIRECTED APPELLANT TO FILE COMPREHENSIVE CLAIM/OBJECTIONS BEFORE RECOVERY OFFICER OBJECTING TO ATTACHMENT OF THE TWO FLATS
|
| 390 |
|
|
PAPPU GREEN FIELDS PVT.LTD.
|
|
|
|
K.VENKATARAMAN
|
|
|
P.N.SUNDARESAN
|
|
|
R.BALASUBRAMANIAN
|
|
|
T.R.VENKATESH
|
|
|
V.V.RAVICHANDRAN
|
|
DID NOT APPLY FOR REGISTRATION OF CIS
DID NOT WIND UP TO REPAY INVESTORS AS PER REGULATIONS
|
REQUESTED DCA TO INITIATE WINDING UP OF ENTITY
DEBARRED / RESTRAINED FROM ASSOCIATING WITH / ACCESSING CAPITAL MARKET / INTERMEDIARIES FROM 02-JUL-2001 TO 02-JUL-2006
REFERRED TO STATE GOVERNMENTS FOR FILING OF CIVIL/CRIMINAL PROCEEDINGS FOR FRAUD, CHEATING, CRIMINAL BREACH OF TRUST AND MIS-APPROPRIATION OF PUBLIC FUNDS
02-JUL-2001
|
|
| 391 |
|
|
PARADIGM AGRO PRODUCTS LTD.
(CIN:U74999MH1993PLC074700)
|
|
|
|
MANISH RAJENDRA BANTHIA
PAN:ADLPB8925F
|
|
|
PRAVIN PATKAR
|
|
|
RAJENDRAKUMAR DHANRAJ BANTHIA
PAN:AAWPB0958N
|
|
|
SHRIKANT GOPALDAS MANTRI
PAN:AAHPM1105F
|
|
|
SUSHIL GOPALDAS MANTRI
PAN:AFCPM3249L
|
|
OPERATED CIS SCHEMES WITHOUT OBTAINING CERTIFICATE OF REGISTRATION FROM SEBI
|
DIRECTED TO WIND UP CIS AND REFUND MONEY TO THE INVESTORS FROM 29-NOV-2018 TO 28-NOV-2019
DIRECTED TO MAKE REFUND THROUGH BANKING CHANNELS SUCH AS DEMAND DRAFT AND/OR PAY ORDER AND/OR ELECTRONIC MODE OF TRANSFER
DIRECTED TO ISSUE PUBLIC NOTICE, IN ALL EDITIONS OF TWO NATIONAL DAILIES IN CONNECTION WITH THE REFUND OF MONEY
DIRECTED TO FILE CERTIFICATE OF COMPLETION OF PROCESS WITH SEBI FROM TWO INDEPENDENT PEER REVIEWED CHARTERED ACCOUNTANTS
DEBARRED / RESTRAINED FROM ASSOCIATING WITH / ACCESSING CAPITAL MARKET / INTERMEDIARIES FROM 29-NOV-2018 TO 28-NOV-2019
DEBARRED/RESTRAINED FROM BUYING/SELLING/DEALING/IPOS IN SECURITIES/SPECIFIED SCRIPS DIRECTLY/INDIRECTLY FROM 29-NOV-2018 TO 28-NOV-2019
29-NOV-2018
|
|
| 392 |
|
|
PARAGMOUNT FORESTS (I) LTD.
|
|
|
|
AKASH DEEP SHARMA
|
|
|
ASHA KAKKAR
|
|
|
BALBIR ARORA
|
|
|
JAWAHAR SINGH
|
|
|
KRISHNA DEVI SHARMA
|
|
|
MOHINDER KAUR
|
|
|
TRILOCHAN SINGH CHANDHOK
|
|
DID NOT APPLY FOR REGISTRATION OF CIS
DID NOT WIND UP TO REPAY INVESTORS AS PER REGULATIONS
|
REQUESTED DCA TO INITIATE WINDING UP OF ENTITY
DEBARRED / RESTRAINED FROM ASSOCIATING WITH / ACCESSING CAPITAL MARKET / INTERMEDIARIES FROM 02-JUL-2001 TO 02-JUL-2006
REFERRED TO STATE GOVERNMENTS FOR FILING OF CIVIL/CRIMINAL PROCEEDINGS FOR FRAUD, CHEATING, CRIMINAL BREACH OF TRUST AND MIS-APPROPRIATION OF PUBLIC FUNDS
LAUNCHED PROSECUTION AGAINST THE ENTITY AND ITS DIRECTORS U/S 24 AND 27 OF THE SEBI ACT
02-JUL-2001
|
ALL ACCUSED DECLARED AS PROCLAIMED OFFENDERS AND KEPT IN DORMANT FILE
|
| 393 |
|
|
PARAKEET GREEN FORESTS LTD.
|
|
|
|
BALWAN KUMAR SOOD
|
|
|
BHAGWAN SINGH CHEEMA
|
|
|
BHUPINDER KUMAR
|
|
|
KULWANT SINGH
|
|
|
N.N.SHARMA
|
|
|
NAGINDER NATH SHARMA
|
|
|
PUSHAP RAJ SHARMA
|
|
|
RANJIT SINGH
|
|
|
VIJAY KUMAR
|
|
|
YASHODA DEVI
|
|
DID NOT APPLY FOR REGISTRATION OF CIS
DID NOT WIND UP TO REPAY INVESTORS AS PER REGULATIONS
|
REQUESTED DCA TO INITIATE WINDING UP OF ENTITY
DEBARRED / RESTRAINED FROM ASSOCIATING WITH / ACCESSING CAPITAL MARKET / INTERMEDIARIES FROM 02-JUL-2001 TO 02-JUL-2006
REFERRED TO STATE GOVERNMENTS FOR FILING OF CIVIL/CRIMINAL PROCEEDINGS FOR FRAUD, CHEATING, CRIMINAL BREACH OF TRUST AND MIS-APPROPRIATION OF PUBLIC FUNDS
LAUNCHED PROSECUTION AGAINST THE ENTITY AND ITS DIRECTORS U/S 24 AND 27 OF THE SEBI ACT
02-JUL-2001
|
THE COURT CONVICTED ACCUSED NO.1 COMPANY AND 4, 8 AND 9 AND AWARDED SENTENCE OF RIGOROUS IMPRISONMENT FOR 6 MONTHS TO ACCUSED 4,8 & 9 AND A FINE OF RS.3 LACS EACH. IN CASE OF DEFAULT, ACCUSED 4, 8 & 9 SHALL UNDERGO SIMPLE IMPRISONMENT FOR 3 MONTHS. FURTHER, ACCUSED NO. 1 COMPANY IS BURDENED WITH RS.5 LACS FINE. THE LD. COURT ALSO DIRECTED THAT THE FINE AMOUNT REALISED SHALL BE UTILIZED TO COMPENSATE THE INVESTORS PROPORTIONATELY U/S 357 OF CR.P.C.ACCUSED NOS 2,3 AND 5 WERE DECLARED AS PROCLAIMED OFFENDERS THE COURT ACQUITTED ACCUSED NO.6 AND 7 FROM ALL THE CHARGES
|
| 394 |
|
|
PARAMOUNT BIO-TECH INDUSTRIES LTD.
(CIN:U24231DL1996PLC082959
PAN:AACCP1163C)
|
|
|
|
BALDEV RAJ VARMA
PAN:AAHPV4890N
|
|
|
BHAWANI SRIVASTAVA
DIN:02833999
PAN:BMHPS8135C
|
|
|
GIRISH CHANDRA GUPTA
DIN:00273787
PAN:AIMPG6205H
|
|
|
PUSHPA GUPTA
DIN:02698562
|
|
DID NOT APPLY FOR REGISTRATION OF CIS
|
DIRECTED NOT TO COLLECT ANY MONEY AND/OR FEE FROM THE INVESTORS FROM 25-MAY-2018 TO 24-MAY-2023
DIRECTED NOT TO LAUNCH ANY NEW SCHEMES FROM 25-MAY-2018 TO 24-MAY-2023
DIRECTED TO REFUND MONEY TO THE INVESTORS
DIRECTED TO FILE CERTIFICATE OF COMPLETION OF PROCESS WITH SEBI FROM TWO INDEPENDENT PEER REVIEWED CHARTERED ACCOUNTANTS
DIRECTED TO ISSUE PUBLIC NOTICE, IN ALL EDITIONS OF TWO NATIONAL DAILIES IN CONNECTION WITH THE REFUND OF MONEY
PROHIBITED FROM ISSUING PROSPECTUS OR ANY OFFER DOCUMENT, OR ISSUE ADVERTISEMENT FOR SOLICITING MONEY FROM PUBLIC FOR ISSUE OF SECURITIES IN ANY MANNER EITHER DIRECTLY OR INDIRECTLY FROM 25-MAY-2018 TO 24-MAY-2023
DEBARRED / RESTRAINED FROM ASSOCIATING WITH / ACCESSING CAPITAL MARKET / INTERMEDIARIES FROM 25-MAY-2018 TO 24-MAY-2023
DEBARRED/RESTRAINED FROM BUYING/SELLING/DEALING/IPOS IN SECURITIES/SPECIFIED SCRIPS DIRECTLY/INDIRECTLY FROM 25-MAY-2018 TO 24-MAY-2023
28-JAN-2005
|
SAT: APPEAL DISMISSED AS WITHDRAWN
SAT: DIRECTED TO DEPOSIT UNCLAIMED AMOUNT IN A NATIONALISED BANK UNDER INTIMATION TO SEBI
SEBI VIDE ITS ORDER DATED 25/05/2018 DIRECTED TO 1) REPAY BALANCE AMOUNT TO INVESTORS AND PROVIDE A PEER REVIEWED CHARTERED ACCOUNTANT CERTIFICATE CONTAINING FOLLOWING DETAILS AND INCORPORATAING CLARIFICATIONS FOR THE DISCREPANCIES BROUGHT OUT IN THE AUDIT REPORT SUBMITTED BY N.D.KAPUR & CO. A) MONEY COLLECTED SCHEME WISE B) DETAILS OF PROMISED RETURN C) CALCULATION OF TOTAL AMOUNT TO BE PAID SCHEME WISE ADDING PROMISED RETURN OR 15% INTEREST FROM DATE OF INVESTMENT IN CASE SCHEME DETAILS ARE NOT AVAILABLE D) AMOUNT ACCEPTED AS VERIFIED TO HAVE BEEN PAID, BY THE AUDITOR, N.D.KAPUR & CO. E) REMAINING AMOUNT TO BE PAID F) VERIFICATION OF PAYMENT OF REMAINING ACOUNTS TO BE PAID TO RESPECTIVE INVESTORS 2) REPAYMENT DETAILS MUST BE SUPPORTED BY DOCUMENTARY EVIDENCE VERIFIED BY ANOTHER INDEPENDENT PEER REVIEWED CHARTERED ACCOUNTANTS WHO IS IN THE PANEL OF ANY PUBLIC AUTHORITY OR PUBLIC INSTITUTION 3) ISSUE PUBLIC NOTICE, IN ALL EDITIONS OF TWO NATIONAL DAILIES (ONE ENGLISH AND ONE HINDI) AND IN ONE LOCAL DAILY WITH WIDE CIRCULATION, DETAILING MODALITIES FOR REFUND 4) DEPOSIT AMOUNT IN ESCROW ACCOUNT OPENED WITH NATIONALIZED BANK WITHIN 100 DAYS FROM DATE OF RECEIPT OF THIS ORDER AND PREVENTED FROM SELLING ITS PROPERTIES EXCEPT FOR SOLE PURPOSE OF PUTTING MONEY IN ESCROW ACCOUNT AND REFUNDS TO BE MADE TO THE RESPECTIVE INVESTORS 5) NOT TO, DIRECTLY OR INDIRECTLY, ACCESS THE SECURITIES MARKET, BY ISSUING PROSPECTUS, OFFER DOCUMENT OR ADVERTISEMENT SOLICITING MONEY FROM PUBLIC AND ARE FURTHER RESTRAINED AND PROHIBITED FROM BUYING, SELLING OR OTHERWISE DEALING IN SECURITIES MARKET, DIRECTLY IN WHATSOEVER MANNER FROM DATE OF THIS ORDER TILL FIVE YEARS FROM REPAYMENT OF ENTIRE AMOUNT
SEBI VIDE ITS NOTICE DATED 13/01/2021 DIRECTED ALL THE BANKS IN INDIA AND/OR NSDL/CDSL AND/OR MUTUAL FUNDS TO 1. ATTACH ALL THE ACCOUNTS (INCLUDING MUTUAL FUNDS) BY WHATEVER NAME CALLED INCLUDING LOCKERS EITHER SINGLY OR JOINTLY WITH ANY PERSON/S AND ALL OTHER AMOUNT/PROCEEDS DUE OR MAY BECOME DUE OR ANY MONEY HELD OR MAY SUBSEQUENTLY HOLD FOR ON ACCOUNT OF THE DEFAULTERS AND 2. NOT TO DEBIT ANY AMOUNT IN THE SAID ACCOUNT/S.HOWEVER CREDITS, IF ANY, INTO THE ACCOUNT MAY BE ALLOWED
|
| 395 |
|
|
PARAMOUNT FORESTS (INDIA) LTD.
|
|
|
|
ASHOK KUMAR
|
|
|
AVTAR SINGH
|
|
|
D.K.GUPTA
|
|
|
G.S.DHILLON
|
|
|
GANGA PRASAD TIWARI
|
|
|
MUKESH KUMAR
|
|
|
R.BALI
|
|
|
SARITA BALI
|
|
|
VIRINDER KUMAR
|
|
DID NOT APPLY FOR REGISTRATION OF CIS
DID NOT WIND UP TO REPAY INVESTORS AS PER REGULATIONS
|
REQUESTED DCA TO INITIATE WINDING UP OF ENTITY
DEBARRED / RESTRAINED FROM ASSOCIATING WITH / ACCESSING CAPITAL MARKET / INTERMEDIARIES FROM 02-JUL-2001 TO 02-JUL-2006
REFERRED TO STATE GOVERNMENTS FOR FILING OF CIVIL/CRIMINAL PROCEEDINGS FOR FRAUD, CHEATING, CRIMINAL BREACH OF TRUST AND MIS-APPROPRIATION OF PUBLIC FUNDS
02-JUL-2001
|
ACCUSED MOBILIZED RS.20 LAKH. ACCUSED NO.2 ACQUITTED AND ACCUSED NO.3 STANDS CONVICTED
|
| 396 |
|
|
PARASNATH PLANTATION & RESORTS INDIA LTD.
|
|
|
|
ANWAR AHMED KHAN
|
|
|
ASHOK TANSUKHLAL MERCHANT
|
|
|
KOKILA YOGESH SHAH
|
|
|
MARIA LUCY REGO
|
|
|
MAYANK BACHUBHAI GORDHANDAS
|
|
|
SHEELA CELINA RODRIGUES
|
|
|
YOGESH RAMNIKLAL SHAH
|
|
DID NOT APPLY FOR REGISTRATION OF CIS
DID NOT WIND UP TO REPAY INVESTORS AS PER REGULATIONS
|
REQUESTED DCA TO INITIATE WINDING UP OF ENTITY
DEBARRED / RESTRAINED FROM ASSOCIATING WITH / ACCESSING CAPITAL MARKET / INTERMEDIARIES FROM 02-JUL-2001 TO 02-JUL-2006
REFERRED TO STATE GOVERNMENTS FOR FILING OF CIVIL/CRIMINAL PROCEEDINGS FOR FRAUD, CHEATING, CRIMINAL BREACH OF TRUST AND MIS-APPROPRIATION OF PUBLIC FUNDS
02-JUL-2001
|
|
| 397 |
|
|
PARIVAR DAIRIES & ALLIED LTD.
(CIN:U01211MP2002PLC015368)
|
|
|
|
GIRJA NARWARIA
PAN:AFEPN2325L
|
|
|
PHOOL SINGH RAJPUT
|
|
|
RAKESH SINGH NARWARIA
PAN:ACNPN0341E
|
|
OPERATED CIS SCHEMES WITHOUT OBTAINING CERTIFICATE OF REGISTRATION FROM SEBI
|
DEBARRED / RESTRAINED FROM ASSOCIATING WITH / ACCESSING CAPITAL MARKET / INTERMEDIARIES FROM 27-MAR-2018 TO 26-MAR-2022
DEBARRED/RESTRAINED FROM BUYING/SELLING/DEALING/IPOS IN SECURITIES/SPECIFIED SCRIPS DIRECTLY/INDIRECTLY FROM 27-MAR-2018 TO 26-MAR-2022
DIRECTED NOT TO DISPOSE OF, ALIENATE OR ENCUMBER ANY ASSETS / PROPERTIES
DIRECTED NOT TO DIVERT ANY FUNDS RAISED FROM PUBLIC BY WAY OF SPONSORING/CAUSING TO SPONSOR OR CARRYING ON/CAUSING TO BE CARRIED ON THE COLLECTIVE INVESTMENT SCHEMES
DIRECTED TO REFUND MONEY TO THE INVESTORS
DIRECTED TO SUBMIT REPORT IN REGARD TO WINDING UP OF CIS AND REPAYMENT OF MONIES TO SEBI IN ACCORDANCE TO CIS REGULATIONS
DIRECTED TO FILE CERTIFICATE OF COMPLETION OF PROCESS WITH SEBI FROM TWO INDEPENDENT PEER REVIEWED CHARTERED ACCOUNTANTS
RESTRAINED FROM HOLDING OR OCCUPYING POSITION AS DIRECTOR OR KEY MANAGERIAL PERSONNEL IN ANY LISTED COMPANY FROM 27-MAR-2018 TO 26-MAR-2022
10-OCT-2017
|
|
| 398 |
|
|
PARIVAR DAIRIES & ALLIED LTD.
(CIN:U01211MP2002PLC015368)
|
|
|
|
AHIBARAN SINGH
DIN:00625418
PAN:AFJPA0800Q
|
|
|
BASANT LAL SHARMA
DIN:00594879
PAN:AOWPS6591N
|
|
|
CHANDRA BHAN YADAV
PAN:ADRPY6592K
DIN:02706029
|
|
|
PRADEEP KUMAR SHARMA
DIN:02706065
|
|
OPERATED CIS SCHEMES WITHOUT OBTAINING CERTIFICATE OF REGISTRATION FROM SEBI
|
DIRECTED NOT TO COLLECT ANY MONEY AND/OR FEE FROM THE INVESTORS FROM 10-OCT-2017 TO 09-OCT-2021
DIRECTED NOT TO LAUNCH ANY NEW SCHEME(S) / PLAN OR FLOAT ANY NEW COMPANY/IES/FIRM TO RAISE FRESH MONIES FROM 10-OCT-2017 TO 09-OCT-2021
DIRECTED TO PROVIDE FULL INVENTORY OF ASSETS OWNED BY COMPANY
DIRECTED NOT TO DISPOSE OF ANY OF THE PROPERTIES OR ALIENATE (DIRECTLY OR INDIRECTLY) ASSETS OF THE SCHEME FROM 10-OCT-2017 TO 09-OCT-2021
DIRECTED NOT TO DIVERT ANY FUNDS RAISED FROM PUBLIC AT LARGE KEPT IN BANK ACCOUNT AND/OR IN THE CUSTODY OF THE COMPANY FROM 10-OCT-2017 TO 09-OCT-2021
DIRECTED TO SUBMIT SCHEME WISE LIST OF INVESTORS AND THEIR CONTACT NUMBERS AND ADDRESS ALONG WITH DETAILS OF AMOUNT MOBILIZED & REFUNDED
DIRECTED TO SUBMIT DETAILS OF AGENTS ALONGWITH ADDRESS, MONEY MOBILIZED AND COMMISSION PAID
DIRECTED TO SUBMIT AUDITED ACCOUNTS FOR THE LAST FINANCIAL YEAR
DIRECTED TO FURNISH PAN NUMBER OF COMPANY AND/OR DIRECTORS
DIRECTED TO REFUND MONEY TO THE INVESTORS
DEBARRED / RESTRAINED FROM ASSOCIATING WITH / ACCESSING CAPITAL MARKET / INTERMEDIARIES FROM 10-OCT-2017 TO 09-OCT-2021
DEBARRED/RESTRAINED FROM BUYING/SELLING/DEALING/IPOS IN SECURITIES/SPECIFIED SCRIPS DIRECTLY/INDIRECTLY FROM 10-OCT-2017 TO 09-OCT-2021
30-MAR-2015
|
SEBI VIDE ITS ORDER DATED 10/10/2017 DIRECTED TO 1) JOINTLY AND SEVEALLY WIND UP ITS EXISTING COLLECTIVE INVESTMENT SCHEMES AND REFUND THE MONEY COLLECTED UNDER SCHEMES WITH RETURNS WHICH ARE DUE TO INVESTORS AS PER TERMS OF OFFER WITHIN A PERIOD OF THREE MONTHS FROM DATE OF THIS ORDER THROUGH ‘BANK DEMAND DRAFT’ OR ‘PAY ORDER’ WITHIN A FURTHER PERIOD OF SEVEN DAYS 2) NOT TO ALIENATE OR DISPOSE OF OR SELL ANY OF THE ASSETS OF THE COMPANY EXCEPT FOR THE PURPOSE OF MAKING REFUND TO ITS INVESTORS 3) RESTRAINED FROM ACCESSING THE SECURITIES MARKET AND PROHIBITED FROM BUYING, SELLING OR OTHERWISE DEALING IN THE SECURITIES MARKET, DIRECTLY OR INDIRECTLY FOR A PERIOD OF FOUR YEARS FROM THE DATE OF COMPLETION OF REFUNDS
|
| 399 |
|
|
PARVARISH PLANTATIONS LTD.
|
|
|
|
AMIT SAH
|
|
|
KAMLA KANT AWASTHI
|
|
|
KAMLA PANDEY
|
|
|
KRISHNA KANT AWASTHI
|
|
|
KRISHNA KUMAR SHUKLA
|
|
|
VIJAY LAXMI SHUKLA
|
|
|
VISHNUKANTI
|
|
DID NOT APPLY FOR REGISTRATION OF CIS
DID NOT WIND UP TO REPAY INVESTORS AS PER REGULATIONS
|
REQUESTED DCA TO INITIATE WINDING UP OF ENTITY
DEBARRED / RESTRAINED FROM ASSOCIATING WITH / ACCESSING CAPITAL MARKET / INTERMEDIARIES FROM 02-JUL-2001 TO 02-JUL-2006
REFERRED TO STATE GOVERNMENTS FOR FILING OF CIVIL/CRIMINAL PROCEEDINGS FOR FRAUD, CHEATING, CRIMINAL BREACH OF TRUST AND MIS-APPROPRIATION OF PUBLIC FUNDS
02-JUL-2001
|
ACCUSED MOBILIZED RS.2.2 LAKH. ACCUSED NO.2 PLEADED GUILTY AND FINED RS.5,000.
ACCUSED NO.3 AND 4 DECLARED AS PROCLAIMED OFFENDERS AND KEPT IN DORMANT FILE
|
| 400 |
|
|
PDA FOUNDATION
|
|
|
|
BHANU PRATAP SINGH
|
|
|
NEERAJ SINGH
|
|
OPERATED CIS SCHEMES WITHOUT OBTAINING CERTIFICATE OF REGISTRATION FROM SEBI
|
DIRECTED NOT TO COLLECT ANY MONEY AND/OR FEE FROM THE INVESTORS FROM 10-OCT-2017 TO 09-OCT-2021
DIRECTED NOT TO LAUNCH ANY NEW SCHEME(S) / PLAN OR FLOAT ANY NEW COMPANY/IES/FIRM TO RAISE FRESH MONIES FROM 10-OCT-2017 TO 09-OCT-2021
DIRECTED TO PROVIDE FULL INVENTORY OF ASSETS OWNED BY COMPANY
DIRECTED NOT TO DISPOSE OF ANY OF THE PROPERTIES OR ALIENATE (DIRECTLY OR INDIRECTLY) ASSETS OF THE SCHEME FROM 10-OCT-2017 TO 09-OCT-2021
DIRECTED NOT TO DIVERT ANY FUNDS RAISED FROM PUBLIC AT LARGE KEPT IN BANK ACCOUNT AND/OR IN THE CUSTODY OF THE COMPANY FROM 10-OCT-2017 TO 09-OCT-2021
DIRECTED TO SUBMIT SCHEME WISE LIST OF INVESTORS AND THEIR CONTACT NUMBERS AND ADDRESS ALONG WITH DETAILS OF AMOUNT MOBILIZED & REFUNDED
DIRECTED TO SUBMIT DETAILS OF AGENTS ALONGWITH ADDRESS, MONEY MOBILIZED AND COMMISSION PAID
DIRECTED TO SUBMIT AUDITED ACCOUNTS FOR THE LAST FINANCIAL YEAR
DIRECTED TO FURNISH PAN NUMBER OF COMPANY AND/OR DIRECTORS
DIRECTED TO REFUND MONEY TO THE INVESTORS
DEBARRED / RESTRAINED FROM ASSOCIATING WITH / ACCESSING CAPITAL MARKET / INTERMEDIARIES FROM 10-OCT-2017 TO 09-OCT-2021
DEBARRED/RESTRAINED FROM BUYING/SELLING/DEALING/IPOS IN SECURITIES/SPECIFIED SCRIPS DIRECTLY/INDIRECTLY FROM 10-OCT-2017 TO 09-OCT-2021
30-MAR-2015
|
SEBI VIDE ITS ORDER DATED 10/10/2017 DIRECTED TO 1) JOINTLY AND SEVEALLY WIND UP ITS EXISTING COLLECTIVE INVESTMENT SCHEMES AND REFUND THE MONEY COLLECTED UNDER SCHEMES WITH RETURNS WHICH ARE DUE TO INVESTORS AS PER TERMS OF OFFER WITHIN A PERIOD OF THREE MONTHS FROM DATE OF THIS ORDER THROUGH ‘BANK DEMAND DRAFT’ OR ‘PAY ORDER’ WITHIN A FURTHER PERIOD OF SEVEN DAYS 2) NOT TO ALIENATE OR DISPOSE OF OR SELL ANY OF THE ASSETS OF THE COMPANY EXCEPT FOR THE PURPOSE OF MAKING REFUND TO ITS INVESTORS 3) RESTRAINED FROM ACCESSING THE SECURITIES MARKET AND PROHIBITED FROM BUYING, SELLING OR OTHERWISE DEALING IN THE SECURITIES MARKET, DIRECTLY OR INDIRECTLY FOR A PERIOD OF FOUR YEARS FROM THE DATE OF COMPLETION OF REFUNDS
|
| The regulatory charges/regulatory actions may be fully or partly applicable to the entities/persons mentioned in the second column. |
| |
|
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| Page 20 of 33
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