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SOURCE OF INFORMATION

SOURCE OF INFORMATION : SECURITIES AND EXCHANGE BOARD OF INDIA WEBSITE – PRESS RELEASES/ CHAIRMAN’S AND MEMBER’S ORDERS / AO ORDERS/ SAT ORDERS/ NEWSPAPER ADS
UPDATED TILL : 10-SEP-2026

NAMES IN BROWN COLOUR
Names of entities/persons in brown colour denote that the regulatory order is not against them but their names have been mentioned only for association purposes.

STOCK BROKERS: DID NOT ADHERE TO PROVISION REGULATION OF SEBI

S.No. ENTITY PERSONS REGULATORY CHARGES REGULATORY ACTION(S) / DATE OF ORDER FURTHER DEVELOPMENTS
381
History of entity/person PODDAR STOCK BROKING PVT.LTD.

(Member : BSE)  
  DID NOT ADHERE TO SEBI (COLLECTIVE INVESTMENT SCHEMES) REGULATION, 1992   CANCELLED REGISTRATION AS STOCK BROKER FROM 27-AUG-2004

27-AUG-2004 		 
382
History of entity/person POL SECURITIES LTD.

(Member : NSE)  
  DID NOT ADHERE TO SEBI (COLLECTIVE INVESTMENT SCHEMES) REGULATION, 1992   CANCELLED REGISTRATION AS STOCK BROKER FROM 26-SEP-2003

26-SEP-2003 		 
383
History of entity/person POPULAR SHARE & STOCK BROKERS PVT.LTD.

(Member : PSE)  
  DID NOT ADHERE TO SEBI (COLLECTIVE INVESTMENT SCHEMES) REGULATION, 1992   CANCELLED REGISTRATION AS STOCK BROKER FROM 18-SEP-2002

18-SEP-2002 		 
384
History of entity/person POPULAR STOCK & SHARE SERVICES LTD.

(Member : OTC)  
  DID NOT ADHERE TO SEBI (COLLECTIVE INVESTMENT SCHEMES) REGULATION, 1992   CANCELLED REGISTRATION AS STOCK BROKER FROM 03-SEP-2004

03-SEP-2004 		 
385
History of entity/person POPULAR STOCK & SHARE SERVICES LTD.

(Member : NSE)  
Click here to view complete history of this specific entity/person SANDHYA KARKHANIS
Click here to view complete history of this specific entity/person SUBHASH KARKHANIS
  		DECLARED DEFAULTER BY THE EXCHANGE AND EXPELLED

DID NOT ADHERE TO THE PROVISION OF SEBI ACT, 1992   		CANCELLED REGISTRATION AS STOCK BROKER FROM 18-NOV-2003

18-NOV-2003 		 
386
History of entity/person PRADEEP JAIN & CO.

(Member : UPSE)  
Click here to view complete history of this specific entity/person PRADEEP JAIN
  		DID NOT ADHERE TO SEBI (COLLECTIVE INVESTMENT SCHEMES) REGULATION, 1992   CANCELLED REGISTRATION AS STOCK BROKER FROM 29-SEP-2004

29-SEP-2004 		 
387
History of entity/person PRADEEP MAHENDRALAL CHOKSI,M/S

(Member : SKSE)  
Click here to view complete history of this specific entity/person PRADEEP M.CHOKSI
  		DID NOT ADHERE TO SEBI (COLLECTIVE INVESTMENT SCHEMES) REGULATION, 1992   CANCELLED REGISTRATION AS STOCK BROKER FROM 13-MAY-2002

13-MAY-2002 		 
388
History of entity/person PRAFULBHAI N.MODI,M/S

(Member : SKSE)  
Click here to view complete history of this specific entity/person PRAFUL N.MODI
  		DID NOT ADHERE TO SEBI (COLLECTIVE INVESTMENT SCHEMES) REGULATION, 1992   CANCELLED REGISTRATION AS STOCK BROKER FROM 13-MAY-2002

13-MAY-2002 		 
389
History of entity/person PRAGATI INVESTMENTS

(Member : MNGSE)  
Click here to view complete history of this specific entity/person SURYAKANTH V.MANDAVIA
  		DID NOT ADHERE TO SEBI (COLLECTIVE INVESTMENT SCHEMES) REGULATION, 1992   CANCELLED REGISTRATION AS STOCK BROKER FROM 16-JUL-2004

16-JUL-2004 		 
390
History of entity/person PRAMAN CAPITAL MARKET SERVICES LTD.

(Member : COCSE)  
  DID NOT ADHERE TO SEBI (COLLECTIVE INVESTMENT SCHEMES) REGULATION, 1992   CANCELLED REGISTRATION AS STOCK BROKER FROM 08-FEB-2007

08-FEB-2007 		 
391
History of entity/person PRAMAN CAPITAL MARKET SERVICES LTD.

(Member : NSE)  
  DECLARED DEFAULTER BY THE EXCHANGE AND EXPELLED

DID NOT ADHERE TO THE PROVISION OF SEBI ACT, 1992   		CANCELLED REGISTRATION AS STOCK BROKER FROM 12-JUN-2003

12-JUN-2003 		 
392
History of entity/person PRAMAN CAPITAL MARKET SERVICES LTD.

(Member : OTC)  
  DID NOT ADHERE TO SEBI (COLLECTIVE INVESTMENT SCHEMES) REGULATION, 1992   CANCELLED REGISTRATION AS STOCK BROKER FROM 12-SEP-2003

12-SEP-2003 		 
393
History of entity/person PRAMAN CAPITAL MARKET SERVICES LTD.

(Member : NSE)  
  DECLARED DEFAULTER AND NOT RE-ADMITTED WITHIN A PERIOD OF SIX MONTHS

DID NOT ADHERE TO THE PROVISION OF SEBI ACT, 1992   		CANCELLED REGISTRATION AS STOCK BROKER FROM 12-JUN-2003

12-JUN-2003 		 
394
History of entity/person PRAMOD GUPTA & CO.

(Member : VSE)  
Click here to view complete history of this specific entity/person PRAMOD GUPTA
  		DID NOT ADHERE TO SEBI (COLLECTIVE INVESTMENT SCHEMES) REGULATION, 1992   CANCELLED REGISTRATION AS STOCK BROKER FROM 29-OCT-2004

29-OCT-2004 		 
395
History of entity/person PRASAD & CO.PVT.LTD.

(Member : NSE/OTC)  
  DID NOT ADHERE TO THE PROVISION OF SEBI ACT, 1992   CANCELLED REGISTRATION AS STOCK BROKER FROM 28-FEB-2005

28-FEB-2005 		 
396
History of entity/person PRAVEEN & CO.

(Member : JSE)  
Click here to view complete history of this specific entity/person PRAVEEN RAMAWAT
  		DID NOT ADHERE TO SEBI (COLLECTIVE INVESTMENT SCHEMES) REGULATION, 1992   CANCELLED REGISTRATION AS STOCK BROKER FROM 06-DEC-2004

06-DEC-2004 		 
397
History of entity/person PRAVIN BHAICHAND PARMAR,M/S

(Member : PSE)  
Click here to view complete history of this specific entity/person PRAVIN B.PARMAR
  		DID NOT ADHERE TO SEBI (COLLECTIVE INVESTMENT SCHEMES) REGULATION, 1992   CANCELLED REGISTRATION AS STOCK BROKER FROM 01-DEC-2004

01-DEC-2004 		 
398
History of entity/person PREM PAREKH,M/S

(Member : OTC)  
Click here to view complete history of this specific entity/person PREM PAREKH
  		DID NOT PAY FEES TO SEBI

DECLARED DEFAULTER BY THE EXCHANGE AND EXPELLED   		CANCELLED REGISTRATION AS STOCK BROKER FROM 23-JAN-2008

23-JAN-2008 		 
399
History of entity/person PREMA PODDAR,M/S

(Member : CSE)  
Click here to view complete history of this specific entity/person PREMA PODDAR
  		DECLARED DEFAULTER AND NOT RE-ADMITTED WITHIN A PERIOD OF SIX MONTHS   CANCELLED REGISTRATION AS STOCK BROKER FROM 30-JUL-2002

30-JUL-2002 		 
400
History of entity/person PREMA SWAROOPA SECURITIES

(Member : OTC)  
Click here to view complete history of this specific entity/person A.S.KUMAR
  		DID NOT PAY FEES TO SEBI

DECLARED DEFAULTER BY THE EXCHANGE AND EXPELLED   		CANCELLED REGISTRATION AS STOCK BROKER FROM 23-JAN-2008

23-JAN-2008 		 
The regulatory charges/regulatory actions may be fully or partly applicable to the entities/persons mentioned in the second column.
 
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