| S.No. |
ENTITY |
PERSONS |
REGULATORY CHARGES |
REGULATORY ACTION(S) / DATE OF ORDER |
FURTHER DEVELOPMENTS |
| 381 |
|
HEERA HOLDINGS & LEASING PVT.LTD.
(PAN:AAACH7902B)
|
|
|
DID NOT ADHERE TO ACCOUNTING STANDARD VIOLATING REGULATION 48 OF SEBI (LODR) REGULATIONS, 2015 IN MATTER OF BOMBAY BURMAH TRADING CORP.LTD.
ACQUIRED SHARES OF BOMBAY BURMAH TRADING CORP.LTD. BEYOND THRESHOLD LIMIT OF 5% WITHOUT MAKING OPEN OFFER VIOLATING REGULATIONS 5(1) READ WITH 3(2) OF SAST REGULATIONS, 2011 IN MATTER OF BOMBAY BURMAH TRADING CORP.LTD.
DELAY IN MAKING DISCLOSURE OF SHAREHOLDING/CHANGES IN SHAREHOLDING TO STOCK EXCHANGES AS REQUIRED UNDER REGULATION 29(2) OF SAST REGULATIONS, 2011 IN MATTER OF BOMBAY BURMAH TRADING CORP.LTD.
DELAY IN MAKING DISCLOSURE OF SHAREHOLDING/CHANGES IN SHAREHOLDING STOCK EXCHANGES AS REQUIRED UNDER REGULATION 30 OF SAST REGULATIONS, 2011 IN MATTER OF BOMBAY BURMAH TRADING CORP.LTD.
|
REACHED SETTLEMENT ( SETTLEMENT CHARGES RS.1,46,79,935 ALONG WITH OTHER ENTITIES/PERSONS VIDE CONSENT ORDER)
10-JAN-2025
|
|
| 382 |
|
|
HEERALAL CONSTRUCTIONS PVT.LTD.
(PAN:AAACH2181A)
|
|
|
DELAY IN MAKING DISCLOSURE OF SHAREHOLDING/CHANGES IN SHAREHOLDING TO COMPANY AND STOCK EXCHANGES AS REQUIRED UNDER REGULATION 30(2) READ WITH 30(3) OF SAST REGULATIONS, 2011 IN MATTER OF GEE GEE GRANITES LTD.
|
IMPOSED PENALTY RS.2,00,000 ALONG WITH OTHER ENTITIES/PERSONS
26-AUG-2014
|
SAT: SAT VIDE ITS ORDER DATED 20/11/2015 SET ASIDED THE ORDER PASSED BY SEBI AND RESTORE THE APPEALS TO THE FILE OF SEBI FOR PASSING FRESH ORDER ON MERITS. NO COSTS
SEBI VIDE ITS ORDER DATED 30/06/2017 IMPOSED A PENALTY OF RS.2,00,000.00 U/S 15A(B) PAYABLE JOINTLY AND SEVERALLY
|
| 383 |
|
|
HEMANT MAHIPATRAY SHAH (HUF)
(PAN:AAAHH1062F)
|
|
|
ALLEGED DELAY IN MAKING DISCLOSURE OF SHAREHOLDING/CHANGES IN SHAREHOLDING TO COMPANY AND/OR STOCK EXCHANGES AS REQUIRED UNDER REGULATIONS 31(2) READ WITH 31(3) OF SAST REGULATIONS, 2011 IN MATTER OF HUBTOWN LTD.
|
REACHED SETTLEMENT ( SETTLEMENT CHARGES RS.15,22,800 ALONG WITH OTHER ENTITIES/PERSONS VIDE CONSENT ORDER)
11-OCT-2017
|
|
| 384 |
|
|
HEMISPHERE INFRASTRUCTURE INDIA PVT.LTD.
(PAN:AABCH8065Q)
(Along with : WADHAWAN HOLDINGS PVT.LTD.,
WADHAWAN CONSOLIDATED HOLDINGS PVT.LTD.,
WADHAWAN RETAIL VENTURES PVT.LTD.,
WADHAWAN GLOBAL CAPITAL LTD.,
GALAXY INFRAPROJECTS & DEVELOPERS PVT.LTD.,
SILICON FIRST REALTORS PVT.LTD.)
|
|
|
|
ANU S.WADHAWAN
PAN:AAQPW2792P
|
|
|
ARUNA RAJESHKUMAR WADHAWAN
PAN:AAHPW9334L
|
|
|
DHEERAJ RAJESHKUMAR WADHAWAN
PAN:AAOPW4517G
|
|
|
KAPIL KUMAR WADHAWAN
PAN:AAOPW6145L
|
|
|
MALTI RAKESH KUMAR WADHAWAN
PAN:AAGPW8042G
|
|
|
POOJA D.WADHAWAN
PAN:AAJPB9268Q
|
|
|
RAKESH KUMAR WADHAWAN
PAN:AAEPW7656G
|
|
|
SARANG WADHAWAN
PAN:AAAPW2530R
|
|
DID NOT MAKE PUBLIC ANNOUNCEMENT AS REQUIRED UNDER REGULATIONS 11(1) AND 11(2) OF SEBI TAKEOVER CODE, 1997 READ WITH REGULATION 3(2) OF SAST REGULATIONS, 2011 IN MATTER OF DEEWAN HOUSING FINANCE CORP.LTD.
|
IMPOSED PENALTY RS.5,00,00,000 ALONG WITH OTHER ENTITIES/PERSONS
20-SEP-2023
|
|
| 385 |
|
|
HEMISPHERE INFRASTRUCTURE INDIA PVT.LTD.
(PAN:AABCH8065Q)
|
|
|
DID NOT MAKE DISCLOSURE OF SHAREHOLDING/CHANGES IN SHAREHOLDING TO COMPANY AND STOCK EXCHANGES AS REQUIRED UNDER REGULATION 7(1A) OF SEBI TAKEOVER CODE, 1997 IN MATTER OF DEEWAN HOUSING FINANCE CORP.LTD.
DID NOT MAKE DISCLOSURE OF SHAREHOLDING/CHANGES IN SHAREHOLDING TO STOCK EXCAHNGES AS REQUIRED UNDER REGULATION 8(2) OF SEBI TAKEOVER CODE, 1997 IN MATTER OF DEEWAN HOUSING FINANCE CORP.LTD.
DID NOT MAKE DISCLOSURE OF SHAREHOLDING/CHANGES IN SHAREHOLDING TO COMPANY AND STOCK EXCHANGES AS REQUIRED UNDER REGULATION 29(2) OF SAST REGULATIONS, 2011 IN MATTER OF DEEWAN HOUSING FINANCE CORP.LTD.
DID NOT MAKE DISCLOSURE OF SHAREHOLDING/CHANGES IN SHAREHOLDING TO COMPANY AND STOCK EXCHANGES AS REQUIRED UNDER REGULATIONS 30(2) READ WITH 30(3) OF SAST REGULATIONS, 2011 IN MATTER OF DEEWAN HOUSING FINANCE CORP.LTD.
|
IMPOSED PENALTY RS.1,00,00,000
20-SEP-2023
|
|
| 386 |
|
|
HEROIC MERCANTILE PVT.LTD.
(PAN:AACCH8846C)
|
|
|
DID NOT MAKE DISCLOSURE OF SHAREHOLDING/CHANGES IN SHAREHOLDING TO COMPANY AND STOCK EXCHANGES AS REQUIRED UNDER REGULATIONS 29(2) READ WITH 29(3) OF SAST REGULATIONS, 2011 IN MATTER OF FILATEX FASHIONS LTD.
|
IMPOSED PENALTY RS.2,00,000
20-FEB-2020
|
SEBI VIDE ITS NOTICE DATED 05/10/2020 DIRECTED ALL THE BANKS IN INDIA AND/OR NSDL/CDSL AND/OR MUTUAL FUNDS TO 1. ATTACH ALL THE ACCOUNTS (INCLUDING MUTUAL FUNDS) BY WHATEVER NAME CALLED INCLUDING LOCKERS EITHER SINGLY OR JOINTLY WITH ANY PERSON/S AND ALL OTHER AMOUNT/PROCEEDS DUE OR MAY BECOME DUE OR ANY MONEY HELD OR MAY SUBSEQUENTLY HOLD FOR ON ACCOUNT OF THE DEFAULTERS AND 2. NOT TO DEBIT ANY AMOUNT IN THE SAID ACCOUNT/S.HOWEVER CREDITS, IF ANY, INTO THE ACCOUNT MAY BE ALLOWED
SEBI VIDE ITS ORDER DATED 04/12/2020 DIRECTED ALL THE BANKS IN INDIA/NSDL/CDSL TO RELEASE ALL THE BANK ACCOUNTS INCLUDING LOCKERS,DEMAT ACCOUNTS AND MUTUAL FUND FOLIOS OF THE DEFAULTERS WHICH WERE ATTACHED PURSUANT TO THE NOTICE OF ATTACHMENT DATED 05/10/2020
|
| 387 |
|
|
HETANSHI PROPERTIES PVT.LTD.
(PAN:AADCH1919B)
|
|
|
DELAY IN MAKING DISCLOSURE OF SHAREHOLDING/CHANGES IN SHAREHOLDING TO COMPANY AND STOCK EXCHANGES AS REQUIRED UNDER REGULATIONS 29(1) READ WITH 29(3) OF SAST REGULATIONS, 2011 IN MATTER OF GARNET INTERNATIONAL LTD.
|
IMPOSED PENALTY RS.1,00,000
13-OCT-2021
|
|
| 388 |
|
|
HEXA SECURITIES & FINANCE CO.LTD.
(PAN:AABCH0944A)
|
|
|
ALLEGED DELAY IN MAKING DISCLOSURE OF SHAREHOLDING/CHANGES IN SHAREHOLDING FOR CHANGE OF MORE THAN 2% OF TOTAL SHAREHOLDING OF MS.URVI JINDAL ALONG WITH PERSONS ACTING IN CONCERT (PACS) VIOLATING REGULATION 29(2) OF SAST REGULATION, 2022 IN MATTER OF SHALIMAR PAINTS LTD.
|
REACHED SETTLEMENT ( SETTLEMENT CHARGES RS.3,04,500 ALONG WITH OTHER ENTITIES/PERSONS VIDE CONSENT ORDER)
13-MAR-2025
|
|
| 389 |
|
|
HIBISCUS HOLDINGS PVT.LTD.
(PAN:AACCH8332F)
|
|
|
FUNDS OF RS.1000 CRORE ADVANCED AS LOAN WERE ROUND TRIPPED AND COMPANY ENDED UP ISSUING SHARES WITHOUT RECEIVING ANY CONSIDERATION VIOLATING SEBI SAST REGULATIONS, 2011 IN MATTER OF PACHELI INDUSTRIAL FINANCE LTD.
|
DEBARRED / RESTRAINED FROM ASSOCIATING WITH / ACCESSING CAPITAL MARKET / INTERMEDIARIES FROM 16-JAN-2025 TILL FURTHER ORDERS
DEBARRED/RESTRAINED FROM BUYING/SELLING/DEALING/IPOS IN SECURITIES/SPECIFIED SCRIPS DIRECTLY/INDIRECTLY FROM 16-JAN-2025 TILL FURTHER ORDERS
DIRECTED TO UNDERTAKE DETAILED INVESTIGATION BY SEBI INTO THE ISSUES IDENTIFIED IN THIS ORDER INCLUDING TRADES EXECUTED IN THE SCRIP DURING PRICE RISE PERIOD
DIRECTED TO FULLY CO-OPERATE WITH THE EXAMINATION TO BE CONDUCTED BY SEBI
16-JAN-2025
|
SEBI VIDE ITS ORDER DATED 30/12/2025 MODIFIED TO EXTENT THAT THE RESTRAINT IMPOSED ON THEM REGARDING BUYING, SELLING, OR DEALING IN SECURITIES SHALL BE APPLICABLE ONLY FOR THE SCRIPS OF PACHELI INDUSTRIAL FINANCE LTD.AND THREE OTHER LISTED ENTITIES THROUGH WHOM FUNDS WERE ROUTED NAMELY SUNSHINE CAPITAL LTD., ABHIJIT TRADING CO.LTD. AND ALSTONE TEXTILES (INDIA) LTD.
|
| 390 |
|
|
HIGHGROWTH VINCOM PVT.LTD.
(PAN:AACCH1789A)
|
|
|
DID NOT MAKE DISCLOSURE OF SHAREHOLDING/CHANGES IN SHAREHOLDING TO COMPANY AND STOCK EXCHANGES AS REQUIRED UNDER REGULATION 29(2) READ WITH 29(3) OF SAST REGULATIONS, 2011 IN MATTER OF GAUTAM GEMS LTD.
|
IMPOSED PENALTY RS.1,00,000
25-APR-2023
|
|
| 391 |
|
|
HIMALAYA ALKALIES & CHEMICALS LTD.
(PAN:AAKCS5199R)
|
|
|
ALLEGED DELAY IN MAKING DISCLOSURE OF SHAREHOLDING/CHANGES IN SHAREHOLDING TO STOCK EXCHANGES AS REQUIRED UNDER REGULATIONS 29(1) AND 29(2) READ WITH 29(3) OF SAST REGULATIONS, 2011 IN MATTER OF PUNJAB ALKALIES & CHEMICALS LTD.
|
REACHED SETTLEMENT ( SETTLEMENT CHARGES RS.3,77,813 ALONG WITH OTHER ENTITIES/PERSONS VIDE CONSENT ORDER)
21-OCT-2020
|
|
| 392 |
|
|
HIMALAYA FINANCE & INVESTMENT CO.LTD.
(PAN:AACFH1077Q)
|
|
|
ALLEGED DELAY IN MAKING DISCLOSURE OF SHAREHOLDING/CHANGES IN SHAREHOLDING TO COMPANY AND/OR STOCK EXCHANGES AS REQUIRED UNDER REGULATIONS 29(1) READ WITH 29(3) OF SAST REGULATIONS, 2011 IN MATTER OF MAXWELL INDUSTRIES LTD.
|
REACHED SETTLEMENT ( SETTLEMENT CHARGES RS.2,00,000 ALONG WITH OTHER ENTITIES/PERSONS VIDE CONSENT ORDER)
30-JAN-2018
|
|
| 393 |
|
|
HIMATSINGKA CHEMICALS PVT.LTD.
(PAN:AAACH6414N)
(Along with : VIKRAM HIMATSINGKA (HUF),
VARIABLE PLAZA PVT.LTD.)
|
|
|
|
ADITI HIMATSINGKA
PAN:AEIPB4750N
|
|
|
AJIT KUMAR BHUWALKA
PAN:AGZPB4007B
|
|
|
ANURADHA HIMATSINGKA
PAN:AASPM5653P
|
|
|
AVISHEK HIMATSINGKA
PAN:AASPH1474M
|
|
|
MADHURI HIMATSINGKA
PAN:AANPH4865R
|
|
|
PRAKASH HIMATSINGKA
PAN:AAQPH3238R
|
|
|
RAVI SHANKAR JHUNJHUNWALA
PAN:AABPJ5051B
|
|
|
VIKRAM HIMATSINGKA
PAN:AAQPH2906N
|
|
DELAY IN MAKING PUBLIC ANNOUNCEMENT AS REQUIRED UNDER REGULATION 11(2) READ WITH 14(1) OF SEBI TAKEOVER CODE, 1997 READ WITH REGULATION 35(2) OF SAST REGULATIONS, 2011 IN MATTER OF P.H.TRADING LTD.
|
IMPOSED PENALTY RS.10,00,000 ALONG WITH OTHER ENTITIES/PERSONS
19-SEP-2017
|
|
| 394 |
|
|
HIMATSINGKA CHEMICALS PVT.LTD.
(PAN:AAACH6414N)
(Along with : VIKRAM HIMATSINGKA (HUF),
VARIABLE PLAZA PVT.LTD.)
|
|
|
|
ADITI HIMATSINGKA
PAN:AEIPB4750N
|
|
|
AJIT KUMAR BHUWALKA
PAN:AGZPB4007B
|
|
|
ANURADHA HIMATSINGKA
PAN:AASPM5653P
|
|
|
AVISHEK HIMATSINGKA
PAN:AASPH1474M
|
|
|
MADHURI HIMATSINGKA
PAN:AANPH4865R
|
|
|
PRAKASH HIMATSINGKA
PAN:AAQPH3238R
|
|
|
RAVI SHANKAR JHUNJHUNWALA
PAN:AABPJ5051B
|
|
|
VIKRAM HIMATSINGKA
PAN:AAQPH2906N
|
|
DID NOT MAKE DISCLOSURE OF SHAREHOLDING/CHANGES IN SHAREHOLDING TO COMPANY AND STOCK EXCHANGES AS REQUIRED UNDER REGULATIONS 30(1) AND 30(2) OF SAST REGULATIONS, 2011 IN MATTER OF P.H.TRADING LTD.
|
IMPOSED PENALTY RS.22,00,000 ALONG WITH OTHER ENTITIES/PERSONS
19-SEP-2017
|
|
| 395 |
|
|
HIND CARPETS PVT.LTD.
(PAN:AAACH4289D)
|
|
|
DID NOT MAKE DISCLOSURE OF SHAREHOLDING/CHANGES IN SHAREHOLDING TO COMPANY AND STOCK EXCHANGES AS REQUIRED UNDER REGULATIONS 30(1) AND 30(2) OF SAST REGULATIONS, 2011 IN MATTER OF HIND SYNTEX LTD.
|
IMPOSED PENALTY RS.2,00,000 ALONG WITH OTHER ENTITIES/PERSONS
18-FEB-2014
|
SAT: SAT VIDE ITS ORDER DATED 22/03/2016 PERMITTED APPELLANT TO WITHDRAW THE APPEAL AND GRANTED THREE MONTHS TIME FROM THE DATE OF THIS ORDER TO PAY PENALTY. NO COSTS
|
| 396 |
|
|
HIND FILTERS LTD.
(PAN:AAACH0387L)
|
|
|
DID NOT MAKE DISCLOSURE OF SHAREHOLDING/CHANGES IN SHAREHOLDING TO COMPANY AND STOCK EXCHANGES AS REQUIRED UNDER REGULATIONS 30(1) AND 30(2) OF SAST REGULATIONS, 2011 IN MATTER OF HIND SYNTEX LTD.
|
IMPOSED PENALTY RS.2,00,000 ALONG WITH OTHER ENTITIES/PERSONS
18-FEB-2014
|
SAT: SAT VIDE ITS ORDER DATED 22/03/2016 PERMITTED APPELLANT TO WITHDRAW THE APPEAL AND GRANTED THREE MONTHS TIME FROM THE DATE OF THIS ORDER TO PAY PENALTY. NO COSTS
|
| 397 |
|
|
HIRALAL POPATLAL SHAH (HUF)
(PAN:AADHS6768L)
|
|
|
DELAY IN MAKING DISCLOSURE OF SHAREHOLDING/CHANGES IN SHAREHOLDING TO COMPANY AND STOCK EXCHANGES AS REQUIRED UNDER REGULATION 29(1) READ WITH 29(3) OF SAST REGULATIONS, 2011 IN MATTER OF PRESHA METALLURGICAL LTD.
|
IMPOSED PENALTY RS.1,00,00,000
31-DEC-2015
|
SEBI VIDE ITS NOTICE DATED 22/08/2022 DIRECTED TO PAY RS.1,79,76,890.00 WITHIN FIFTEEN DAYS FROM RECEIPT OF THIS NOTICE
SEBI VIDE ITS ORDER DATED 12/09/2023 DIRECTED ALL THE BANKS IN INDIA AND/OR NSDL/CDSL TO 1. ATTACH ALL THE ACCOUNTS BY WHATEVER NAME CALLED INCLUDING LOCKERS, DEMAT ACCOUNTS AND MUTUAL FUNDS FOLIOS EITHER SINGLY OR JOINTLY WITH ANY PERSON/S AND ALL OTHER AMOUNT/PROCEEDS DUE OR MAY BECOME DUE OR ANY MONEY HELD OR MAY SUBSEQUENTLY HOLD FOR ON ACCOUNT OF THE DEFAULTERS AND 2. NOT TO DEBIT ANY AMOUNT IN THE SAID ACCOUNT/S.HOWEVER CREDITS, IF ANY, INTO THE ACCOUNT MAY BE ALLOWED
SEBI VIDE ITS NOTICE DATED 22/11/2023 DIRECTED ALL THE BANKS AND MUTUAL FUNDS IN INDIA TO REMIT RS.1,95,01,000.00 TO THE EXTENT LYING IN THE ACCOUNT OF NOTICEE TO SEBI BY WAY OF EFT/NEFT/RTG
|
| 398 |
|
|
HITACHI APPLIANCES, INC.
|
|
|
ALLEGED VIOLATION OF REGULATION 24(1) OF SAST REGULATIONS, 2011 IN MATTER OF HITACHI HOME & LIFE SOLUTIONS INDIA LTD.
|
REACHED SETTLEMENT ( SETTLEMENT CHARGES RS.6,80,000 ALONG WITH OTHER ENTITIES/PERSONS VIDE CONSENT ORDER)
05-OCT-2018
|
|
| 399 |
|
|
HITACHI LTD.
|
|
|
ALLEGED VIOLATION OF REGULATION 24(1) OF SAST REGULATIONS, 2011 IN MATTER OF HITACHI HOME & LIFE SOLUTIONS INDIA LTD.
|
REACHED SETTLEMENT ( SETTLEMENT CHARGES RS.6,80,000 ALONG WITH OTHER ENTITIES/PERSONS VIDE CONSENT ORDER)
05-OCT-2018
|
|
| 400 |
|
|
HON HAI PRECISION INDUSTRY CO.LTD.
|
|
|
ALLEGED DELAY IN MAKING DISCLOSURE OF SHAREHOLDING/CHANGES IN SHAREHOLDING TO COMPANY AND/OR STOCK EXCHANGES AS REQUIRED UNDER REGULATIONS 3, 4, 5(1), 13(2) (E) AND 15(1) OF SAST REGULATIONS, 2011 IN MATTER OF SHARP INDIA LTD.
|
REACHED SETTLEMENT ( SETTLEMENT CHARGES RS.19,50,000 ALONG WITH OTHER ENTITIES/PERSONS VIDE CONSENT ORDER)
22-DEC-2017
|
|
| The regulatory charges/regulatory actions may be fully or partly applicable to the entities/persons mentioned in the second column. |
| |
|
|
| Page 20 of 55
|
