| S.No. |
ENTITY |
PERSONS |
REGULATORY CHARGES |
REGULATORY ACTION(S) / DATE OF ORDER |
FURTHER DEVELOPMENTS |
| 21 |
|
AGRIOTEK INDIA LTD.
|
|
|
|
ABHAI SINGH
|
|
|
HARISH SHARMA
|
|
|
NEELAM SINGH
|
|
|
NIRMAL RANA
|
|
|
SANJAY SHARMA
|
|
|
SANJEEV KUMAR
|
|
|
SANJIV KUMAR
|
|
|
SUNITA SHARMA
|
|
DID NOT APPLY FOR REGISTRATION OF CIS
DID NOT WIND UP TO REPAY INVESTORS AS PER REGULATIONS
|
REQUESTED DCA TO INITIATE WINDING UP OF ENTITY
DEBARRED / RESTRAINED FROM ASSOCIATING WITH / ACCESSING CAPITAL MARKET / INTERMEDIARIES FROM 02-JUL-2001 TO 02-JUL-2006
REFERRED TO POLICE AUTHORITIES TO FILE FIR
REFERRED TO STATE GOVERNMENTS FOR FILING OF CIVIL/CRIMINAL PROCEEDINGS FOR FRAUD, CHEATING, CRIMINAL BREACH OF TRUST AND MIS-APPROPRIATION OF PUBLIC FUNDS
LAUNCHED PROSECUTION AGAINST THE ENTITY AND ITS DIRECTORS U/S 24 AND 27 OF THE SEBI ACT
02-JUL-2001
|
A1 TO A5 CONVICTED
|
| 22 |
|
|
AGRO LINKS (INDIA) LTD.
|
|
|
|
ARVIND R.SHASTRI
|
|
DID NOT APPLY FOR REGISTRATION OF CIS
DID NOT WIND UP TO REPAY INVESTORS AS PER REGULATIONS
|
REQUESTED DCA TO INITIATE WINDING UP OF ENTITY
DEBARRED / RESTRAINED FROM ASSOCIATING WITH / ACCESSING CAPITAL MARKET / INTERMEDIARIES FROM 02-JUL-2001 TO 02-JUL-2006
REFERRED TO STATE GOVERNMENTS FOR FILING OF CIVIL/CRIMINAL PROCEEDINGS FOR FRAUD, CHEATING, CRIMINAL BREACH OF TRUST AND MIS-APPROPRIATION OF PUBLIC FUNDS
02-JUL-2001
|
|
| 23 |
|
|
AGROGOLD PLANTATIONS & RESORTS LTD.
|
|
|
|
ASDEV SINGH SODHI
|
|
|
KAMALJEET
|
|
|
SUKHJOT SODHI
|
|
DID NOT APPLY FOR REGISTRATION OF CIS
DID NOT WIND UP TO REPAY INVESTORS AS PER REGULATIONS
|
REQUESTED DCA TO INITIATE WINDING UP OF ENTITY
DEBARRED / RESTRAINED FROM ASSOCIATING WITH / ACCESSING CAPITAL MARKET / INTERMEDIARIES FROM 02-JUL-2001 TO 02-JUL-2006
REFERRED TO POLICE AUTHORITIES TO FILE FIR
REFERRED TO STATE GOVERNMENTS FOR FILING OF CIVIL/CRIMINAL PROCEEDINGS FOR FRAUD, CHEATING, CRIMINAL BREACH OF TRUST AND MIS-APPROPRIATION OF PUBLIC FUNDS
LAUNCHED PROSECUTION AGAINST THE ENTITY AND ITS DIRECTORS U/S 24 AND 27 OF THE SEBI ACT
02-JUL-2001
|
CONVICTION
|
| 24 |
|
|
AHURA MAZDA DAIRY FARM PVT.LTD.
|
|
|
|
KANGA
|
|
DID NOT APPLY FOR REGISTRATION OF CIS
DID NOT WIND UP TO REPAY INVESTORS AS PER REGULATIONS
|
DEBARRED / RESTRAINED FROM ASSOCIATING WITH / ACCESSING CAPITAL MARKET / INTERMEDIARIES FROM 02-JUL-2001 TO 02-JUL-2006
REFERRED TO STATE GOVERNMENTS FOR FILING OF CIVIL/CRIMINAL PROCEEDINGS FOR FRAUD, CHEATING, CRIMINAL BREACH OF TRUST AND MIS-APPROPRIATION OF PUBLIC FUNDS
02-JUL-2001
|
|
| 25 |
|
|
AIM PLANTATION (INDIA) LTD.
|
|
|
|
ABDUL GUFFAR
|
|
|
AMRIK SINGH
|
|
|
BHUPINDER SINGH AUJLA
|
|
|
KULJEET SINGH DHILION
|
|
|
MOHD.IQBAL CHANA
|
|
|
MOHINDER PAL SINGH GREWAL
|
|
|
RIKHI SINGH
|
|
DID NOT APPLY FOR REGISTRATION OF CIS
DID NOT WIND UP TO REPAY INVESTORS AS PER REGULATIONS
|
REQUESTED DCA TO INITIATE WINDING UP OF ENTITY
DEBARRED / RESTRAINED FROM ASSOCIATING WITH / ACCESSING CAPITAL MARKET / INTERMEDIARIES FROM 07-FEB-2001 TO 07-FEB-2006
REFERRED TO STATE GOVERNMENTS FOR FILING OF CIVIL/CRIMINAL PROCEEDINGS FOR FRAUD, CHEATING, CRIMINAL BREACH OF TRUST AND MIS-APPROPRIATION OF PUBLIC FUNDS
LAUNCHED PROSECUTION AGAINST THE ENTITY AND ITS DIRECTORS U/S 24 AND 27 OF THE SEBI ACT
07-FEB-2001
|
ALL ACCUSED DECLARED PO
|
| 26 |
|
|
AJWA AGRO FARMS PVT.LTD.
|
|
|
|
MEHRAJ SULTANA
|
|
|
MOHAMMED IQBALUDDIN
|
|
|
MOHAMMED MUZAFFARUDDIN
|
|
DID NOT APPLY FOR REGISTRATION OF CIS
DID NOT WIND UP TO REPAY INVESTORS AS PER REGULATIONS
|
REQUESTED DCA TO INITIATE WINDING UP OF ENTITY
DEBARRED / RESTRAINED FROM ASSOCIATING WITH / ACCESSING CAPITAL MARKET / INTERMEDIARIES FROM 02-JUL-2001 TO 02-JUL-2006
REFERRED TO STATE GOVERNMENTS FOR FILING OF CIVIL/CRIMINAL PROCEEDINGS FOR FRAUD, CHEATING, CRIMINAL BREACH OF TRUST AND MIS-APPROPRIATION OF PUBLIC FUNDS
02-JUL-2001
|
|
| 27 |
|
|
AK-LOVYA PLANTATIONS PVT.LTD.
|
|
|
|
KISHORE POLAI
|
|
|
NARASINGH BEHERA
|
|
DID NOT APPLY FOR REGISTRATION OF CIS
DID NOT WIND UP TO REPAY INVESTORS AS PER REGULATIONS
|
REQUESTED DCA TO INITIATE WINDING UP OF ENTITY
DEBARRED / RESTRAINED FROM ASSOCIATING WITH / ACCESSING CAPITAL MARKET / INTERMEDIARIES FROM 02-JUL-2001 TO 02-JUL-2006
REFERRED TO STATE GOVERNMENTS FOR FILING OF CIVIL/CRIMINAL PROCEEDINGS FOR FRAUD, CHEATING, CRIMINAL BREACH OF TRUST AND MIS-APPROPRIATION OF PUBLIC FUNDS
02-JUL-2001
|
|
| 28 |
|
|
ALAKHNANDA AGROTECH LTD.
|
|
|
|
ADARSH SRIVASTAVA
|
|
|
DHARAMVIR MITTAL
|
|
|
K.C.GOEL
|
|
|
KAILASH CHAND GOEL
|
|
|
LAV GOYAL
|
|
|
MADHUKAR RASTOGI
|
|
|
MAHENDRA KUMAR AGGARWAL
|
|
|
MANISHA GOYAL
|
|
|
MANJU AGGARWAL
|
|
|
S.D.GOEL
|
|
|
S.DHAWAN
|
|
|
S.P.AWASTHI
|
|
|
SANJAY GOEL
|
|
|
SARLA DEVI GOEL
|
|
|
TWINKLE GARG
|
|
DID NOT APPLY FOR REGISTRATION OF CIS
DID NOT WIND UP TO REPAY INVESTORS AS PER REGULATIONS
|
REQUESTED DCA TO INITIATE WINDING UP OF ENTITY
DEBARRED / RESTRAINED FROM ASSOCIATING WITH / ACCESSING CAPITAL MARKET / INTERMEDIARIES FROM 07-FEB-2001 TO 07-FEB-2006
REFERRED TO STATE GOVERNMENTS FOR FILING OF CIVIL/CRIMINAL PROCEEDINGS FOR FRAUD, CHEATING, CRIMINAL BREACH OF TRUST AND MIS-APPROPRIATION OF PUBLIC FUNDS
07-FEB-2001
|
THE COURT CONVICTED ACCUSED NO.1 COMPANY AND ACCUSED NO.7 (SHRI S.P.AWASTHI) AND SENTENCED ACCUSED NO.7 TO SIMPLE IMPRISONMENT FOR A PERIOD OF 6 MONTHS AND A FINE OF RS.2 LAKH IN DEFAULT ACCUSED NO.7 SHALL UNDERGO SIMPLE IMPRISONMENT FOR A PERIOD OF 3 MONTHS. THE COMPANY (ACCUSED NO.1 ) IS BURDENED WITH A FINE OF RS.5 LAKHS. ALL OTHER ACCUSED ARE PROCLAIMED OFFENDERS
|
| 29 |
|
|
ALAKNANDA PLANTATIONS LTD.
|
|
|
|
H.M.JUYAL
|
|
|
JYOTI PANDEY
|
|
|
K.P.PANT
|
|
|
PRADEEP NEGI
|
|
|
S.C.JOSHI
|
|
|
SHASHI JUYAL
|
|
|
V.B.PANDEY
|
|
DID NOT APPLY FOR REGISTRATION OF CIS
DID NOT WIND UP TO REPAY INVESTORS AS PER REGULATIONS
|
REQUESTED DCA TO INITIATE WINDING UP OF ENTITY
DEBARRED / RESTRAINED FROM ASSOCIATING WITH / ACCESSING CAPITAL MARKET / INTERMEDIARIES FROM 02-JUL-2001 TO 02-JUL-2006
REFERRED TO STATE GOVERNMENTS FOR FILING OF CIVIL/CRIMINAL PROCEEDINGS FOR FRAUD, CHEATING, CRIMINAL BREACH OF TRUST AND MIS-APPROPRIATION OF PUBLIC FUNDS
LAUNCHED PROSECUTION AGAINST THE ENTITY AND ITS DIRECTORS U/S 24 AND 27 OF THE SEBI ACT
02-JUL-2001
|
|
| 30 |
|
|
ALCHEMIST HOLDINGS LTD.
(CIN:U74899DL1995PLC074874
PAN:AAACM5575D)
|
|
|
|
BRIJ MOHAN MAHAJAN
DIN:00031819
|
|
|
CHANDRA SHEKHAR CHAUHAN
DIN:02517955
PAN:AAEPC9775G
|
|
|
KRISHNA KUMAR SINGH
DIN:06629621
|
|
|
RAJIV KUMAR NAYAR
DIN:06636653
|
|
|
VIKRAMADITYA SINGH
DIN:01865565
|
|
MOBILIZED RS.444.67 CRORES THROUGH ALLOTMENT OF 44,46,72,800 REDEEMABLE PREFERENCE SHARES TO 4,26,676 ALLOTTEES VIOLATING SECTIONS 56, 60, 67(3), 69 AND 73 OF COMPANIES ACT, 1956 IN MATTER OF ALCHEMIST HOLDINGS LTD.
|
DIRECTED NOT TO COLLECT ANY MONEY AND/OR FEE FROM THE INVESTORS FROM 14-AUG-2015 TO 13-AUG-2019
DIRECTED NOT TO DISPOSE OF PROPERTIES/ASSETS OWNED OR ACQUIRED WITHOUT PRIOR PERMISSION OF SEBI
DIRECTED NOT TO DIVERT ANY FUNDS RAISED FROM PUBLIC AT LARGE KEPT IN BANK ACCOUNT AND/OR IN THE CUSTODY OF THE COMPANY FROM 14-AUG-2015 TO 13-AUG-2019
DIRECTED TO PROVIDE FULL INVENTORY OF ASSETS OWNED BY COMPANY
DEBARRED / RESTRAINED FROM ASSOCIATING WITH / ACCESSING CAPITAL MARKET / INTERMEDIARIES FROM 14-AUG-2015 TO 13-AUG-2019
DEBARRED/RESTRAINED FROM BUYING/SELLING/DEALING/IPOS IN SECURITIES/SPECIFIED SCRIPS DIRECTLY/INDIRECTLY FROM 14-AUG-2015 TO 13-AUG-2019
20-SEP-2013
|
SEBI VIDE ITS ORDER DATED 14/08/2015 DIRECTED TO A) JOINTLY AND SEVERALLY, SHALL FORTHWITH REFUND THE MONEY COLLECTED THROUGH ISSUANCE OF RPS WITH INTEREST @ 15% P.A. COMPOUNDED AT HALF YEARLY INTERVALS FROM DATE OF REPAYMENTS BECAME DUE TO INVESTORS TILL DATE OF ACTUAL PAYMENT THROUGH BANK DEMAND DRAFT OR PAY ORDER B) PERMITTED TO SELL ASSETS OF THE COMPANY ONLY FOR SOLE PURPOSE OF MAKING REFUND AND DEPOSIT PROCEEDS IN ESCROW ACCOUNT OPENED WITH A NATIONALISED BANK C) ISSUE PUBLIC NOTICE, IN ALL EDITIONS OF TWO NATIONAL DAILIES AND IN ONE LOCAL DAILY WITH WIDE CIRCULATION, DETAILING THE MODALITIES FOR REFUND D) FILE CERTIFICATE OF SUCH COMPLETION WITH SEBI FROM TWO INDEPENDENT PEER REVIEWED CHARTERED ACCOUNTANTS WHO ARE IN THE PANEL OF ANY PUBLIC AUTHORITY OR PUBLIC INSTITUTION E) DIRECTED TO PROVIDE FULL INVENTORY OF ALL ASSETS AND PROPERTIES AND DETAILS OF ALL THEIR BANK ACCOUNTS, DEMAT ACCOUNTS AND HOLDINGS OF SHARES/SECURITIES, OF HELD IN PHYSICAL FORM F) NOT TO, DIRECTLY OR INDIRECTLY, ACCESS CAPITAL MARKET BY ISSUING PROSPECTUS, OFFER DOCUMENT OR ADVERTISEMENT SOLICITING MONEY FROM PUBLIC AND ARE FURTHER RESTRAINED AND PROHIBITED FROM BUYING, SELLING OR OTHERWISE DEALING IN SECURITIES MARKET, DIRECTLY OR INDIRECTLY, IN WHATSOEVER MANNER FOR A PERIOD OF FOUR YEARS FROM DATE OF COMPLETION OF REFUNDS TO INVESTORS
SAT: SAT VIDE ITS ORDER DATED 29/06/2018 UPHELD IMPUGNED ORDER DATED 14/08/2015 AND DELETED THE DIRECTION GIVEN BY WTM OF SEBI TO PAY INTEREST ‘COMPOUNDED AT HALF YEARLY INVERVALS’. NO COSTS
SEBI VIDE ITS NOTICE DATED 01/04/2021 DIRECTED ALL THE BANKS IN INDIA AND/OR NSDL/CDSL AND/OR MUTUAL FUNDS TO 1.ATTACH ALL THE ACCOUNTS (INCLUDING MUTUAL FUNDS) BY WHATEVER NAME CALLED INCLUDING LOCKERS EITHER SINGLY OR JOINTLY WITH ANY PERSON/S AND ALL OTHER AMOUNT/PROCEEDS DUE OR MAY BECOME DUE OR ANY MONEY HELD OR MAY SUBSEQUENTLY HOLD FOR ON ACCOUNT OF THE DEFAULTERS AND 2. NOT TO DEBIT ANY AMOUNT IN THE SAID ACCOUNT/S.HOWEVER CREDITS, IF ANY, INTO THE ACCOUNT MAY BE ALLOWED
SEBI VIDE ITS ORDER DATED 30/11/2022 DIRECTED ALL THE BANKS TO REMIT ENTIRE AMOUNT TO THE EXTENT LYING IN THE BANK AND FIXED DEPOSIT ACCOUNTS OF ALCHEMIST HOLDINGS LTD., MR.BRIJ MOHAN MAHAJAN, MR.VIKRAMADITYA SINGH & MR.CHANDRA SHEKHAR CHAUHAN TO SEBI BY WAY OF EFT/NEFT/RTGS
SEBI VIDE ITS NOTICE DATED 01/12/2023 DIRECTED TO PAY RS.4,44,67,28,000.00 WITHIN FIFTEEN DAYS FROM RECEIPT OF THIS NOTICE
|
| 31 |
|
|
ALCHEMIST INFRA REALTY LTD.
(CIN:U74120DL2008PLC176278
PAN:AAGCA9717P)
|
|
|
|
BALVIR SINGH
DIN:00139599
PAN:AAAPS5463P
|
|
|
BRIJ MOHAN MAHAJAN
PAN:AAWPM1136F
DIN:00031819
|
|
|
CHANDRA SHEKHAR CHAUHAN
DIN:02517955
PAN:AAEPC9775G
|
|
|
NARAYAN MADHAV KUMAR
PAN:AYZPK9827A
|
|
OPERATED CIS SCHEMES WITHOUT OBTAINING CERTIFICATE OF REGISTRATION FROM SEBI
|
DEBARRED / RESTRAINED FROM ASSOCIATING WITH / ACCESSING CAPITAL MARKET / INTERMEDIARIES FROM 21-JUN-2013 TILL ALL THE COLLECTIVE INVESTMENT SCHEME ARE WOUND UP AND MONEY REFUNDED
DEBARRED/RESTRAINED FROM BUYING/SELLING/DEALING/IPOS IN SECURITIES/SPECIFIED SCRIPS DIRECTLY/INDIRECTLY FROM 21-JUN-2013 TILL ALL THE COLLECTIVE INVESTMENT SCHEME ARE WOUND UP AND MONEY REFUNDED
DIRECTED TO PROVIDE FULL INVENTORY OF ASSETS OWNED BY COMPANY
21-JUN-2013
|
SAT: SAT VIDE ITS ORDER DATED 23/07/2013 MODIFIED SEBI'S ORDER DATED 21/06/2013 BY ALLOWING EIGHTEEN MONTHS PERIOD FOR REPAYMENT TO INVESTORS
SEBI VIDE ITS ORDER DATED 27/05/2015 REJECTED THE REQUEST MADE BY THE COMPANY FOR EXTENSION OF TIME BY A FURTHER PERIOD OF 24 MONTHS FOR MAKING REFUNDS TO INVESTORS. AS THE COMPANY, ALCHEMIST INFRA REALTY LTD. AND ITS PROMOTERS/DIRECTORS HAVE NOT REPAID ITS INVESTORS WITHIN THE TIME ALLOWED, SEBI SHALL AS CONTEMPLATED IN ITS ORDER DATED JUNE 21, 2013 WHICH HAS BEEN UPHELD WITH MODIFICATION (OF THE PERIOD FOR MAKING REFUNDS) BY HON'BLE SAT. SEBI INITIATED FOLLOWING ACTIONS (I) PROSECUTION PROCEEDINGS UNDER SECTION 24 AND ADJUDICATION PROCEEDINGS UNDER CHAPTER VI OF THE SEBI ACT, 1992 AGAINST THE COMPANY AND ITS DIRECTORS FOR THE VIOLATIONS AS FOUND IN THE SEBI ORDER DATED JUNE 21, 2013 (AS UPHELD WITH MODIFICATION BY HON'BLE SAT) AND THEIR FAILURE TO REFUND THE INVESTORS WITHIN THE PERIOD ALLOWED BY THE HON'BLE SAT (II) REFER THE CASE TO THE STATE GOVERNMENT/LOCAL POLICE TO REGISTER A CIVIL/CRIMINAL CASE AGAINST THE COMPANY, ITS PROMOTERS/DIRECTORS AND ITS MANAGERS/PERSONS IN-CHARGE OF THE BUSINESS AND ITS SCHEMES FOR OFFENCES OF FRAUD, CHEATING, CRIMINAL BREACH OF TRUST AND MISAPPROPRIATION OF PUBLIC FUNDS (III) REFER THE MATTER TO MINISTRY OF CORPORATE AFFAIRS, GOVERNMENT OF INDIA, WITH A REQUEST TO INITIATE THE PROCESS OF WINDING UP OF THE COMPANY, ALCHEMIST INFRA REALTY LTD. FURTHER, IN VIEW OF THE DEFAULT COMMITTED IN REPAYING INVESTORS WITHIN THE PERIOD GRANTED TO THE COMPANY AND ITS PROMOTERS/DIRECTORS, SEBI SHALL ALSO INITIATE ATTACHMENT AND RECOVERY PROCEEDINGS UNDER THE SEBI ACT AND RULES AND REGULATIONS FRAMED THEREUNDER.THE COMPANY AND ITS PROMOTERS/DIRECTORS INCLUDING MR.BRIJ MOHAN MAHAJAN, MR.SUNIL KANTI KAR AND MR.NARAYAN MADHAV KUMAR ARE DIRECTED TO PROVIDE A FULL INVENTORY OF ALL THEIR ASSETS, PROPERTIES AND DETAILS OF ALL THEIR BANK ACCOUNTS, DEMAT ACCOUNTS AND HOLDINGS OF SHARES/SECURITIES, IF HELD IN PHYSICAL FORM, WITHIN A PERIOD OF 10 DAYS
SAT: SAT VIDE ITS ORDER DATED 15/06/2015 SET ASIDED IMPUGNED ORDER DATED 27/05/2015 SUBJECT TO PAYMENT OF RS.1 LAC TO BE PAID BY APPELLANT TO SEBI WITHIN A PERIOD OF ONE WEEK FROM TODAY. FURTHER DIRECTED APPELLANT TO FURNISH THE PARTICULARS SET OUT IN PARA 13 OF THE IMPUGNED ORDER WITHIN A PERIOD OF TWO WEEKS FROM TODAY. IF THE APPELLANT FAILED TO FURNISH REQUISITE PARTICULARS WITHIN THE STIPULATED TIME THE ORDER PASSED ON 27/05/2015 SHALL STAND REVIVED
SEBI VIDE ITS ORDER DATED 14/06/2016 REJECTED BOTH THE APPLICATIONS DATED 22/01/2015 AND REQUEST MADE TO CIRCULATE INFORMATION MEMORANDUM UNDER REGULATION 73 OF THE CIS REGULATIONS. DIRECTED SEBI TO TAKE NECESSARY STEPS TO INITIATE ATTACHMENT AND RECOVERY PROCEEDINGS AGAINST THE COMPANY/DIRECTORS FOR THE PURPOSES OF MAKING REFUNDS TO INVESTORS AND ALSO INITIATE FURTHER PROCEEDINGS IN ACCORDANCE WITH LAW FOR THE CONTRAVENTIONS AND NON-COMPLIANCE IN MAKING REFUNDS WITHIN STIPULATED PERIOD AS ORDERED BY SAT. APPLICATION DATED 22/01/2015 FILED BY THE COMPANY, THE REQUEST DATED 07/08/2015 AND SEBI NOTICE DATED 20/11/2015 ACCORDINGLY DISPOSED OFF
SAT: SAT VIDE ITS ORDER DATED 02/02/2016 DISPOSED OFF MISC. APPLICATIONS, AS COUNSEL OF SEBI STATED THAT THE SAID APPLICATIONS IS BEING HEARD BY SEBI AND APPROPRIATE ORDER WOULD BE PASSED AS EXPEDITIOUSLY AS POSSIBLE. NO COSTS
SEBI VIDE ITS NOTICE DATED 24/03/2017 DIRECTED ALL THE BANKS IN INDIA AND/OR NSDL/CDSL TO 1. ATTACH ALL THE ACCOUNTS BY WHATEVER NAME CALLED INCLUDING LOCKERS EITHER SINGLY OR JOINTLY WITH ANY PERSON/S AND ALL OTHER AMOUNT/PROCEEDS DUE OR MAY BECOME DUE OR ANY MONEY HELD OR MAY SUBSEQUENTLY HOLD FOR ON ACCOUNT OF THE DEFAULTERS AND 2. NOT TO DEBIT ANY AMOUNT IN THE SAID ACCOUNT/S.HOWEVER CREDITS, IF ANY, INTO THE ACCOUNT MAY BE ALLOWED
SEBI VIDE ITS ORDER DATED 21/01/2019 DIRECTED ALL THE BANKS IN INDIA/NSDL/CDSL TO RELEASE ALL THE BANK ACCOUNTS INCLUDING LOCKERS,DEMAT ACCOUNTS AND MUTUAL FUND FOLIOS OF THE DEFAULTERS WHICH WERE ATTACHED PURSUANT TO THE NOTICE OF ATTACHMENT DATED 24/03/2017
SEBI VIDE ITS ORDER DATED 14/02/2019, AS PER DIRECTIONS OF HON’BLE HIGH COURT, KOLKATA, DEFREEZED/RELEASED BANK ACCOUNTS OF ALCHEMIST INFRA REALTY LTD. (AS PER LIST AVAILABLE IN ORDER). ATTACHMENT ON REMAINING BANK ACCOUNTS SHALL CONTINUE TO BE IN FORCE
SAT: APPEAL DISMISSED
|
| 32 |
|
|
ALFAVISION ORCHARDS & PLANTATIONS LTD.
|
|
|
|
MANMOHAN AGRAWAL
|
|
|
VISHNU GOYAL
|
|
DID NOT APPLY FOR REGISTRATION OF CIS
DID NOT WIND UP TO REPAY INVESTORS AS PER REGULATIONS
|
REQUESTED DCA TO INITIATE WINDING UP OF ENTITY
DEBARRED / RESTRAINED FROM ASSOCIATING WITH / ACCESSING CAPITAL MARKET / INTERMEDIARIES FROM 02-JUL-2001 TO 02-JUL-2006
REFERRED TO STATE GOVERNMENTS FOR FILING OF CIVIL/CRIMINAL PROCEEDINGS FOR FRAUD, CHEATING, CRIMINAL BREACH OF TRUST AND MIS-APPROPRIATION OF PUBLIC FUNDS
02-JUL-2001
|
|
| 33 |
|
|
ALFAVISION PLANTATIONS LTD.
|
|
|
|
G.N.VYAS
|
|
|
M.M.AGRAWAL
|
|
|
SANJAY GARG
|
|
|
SURJIT KOUR
|
|
|
VIJAYESH ATRE
|
|
|
VISHNU GOYAL
|
|
DID NOT APPLY FOR REGISTRATION OF CIS
DID NOT WIND UP TO REPAY INVESTORS AS PER REGULATIONS
|
REQUESTED DCA TO INITIATE WINDING UP OF ENTITY
DEBARRED / RESTRAINED FROM ASSOCIATING WITH / ACCESSING CAPITAL MARKET / INTERMEDIARIES FROM 02-JUL-2001 TO 02-JUL-2006
REFERRED TO STATE GOVERNMENTS FOR FILING OF CIVIL/CRIMINAL PROCEEDINGS FOR FRAUD, CHEATING, CRIMINAL BREACH OF TRUST AND MIS-APPROPRIATION OF PUBLIC FUNDS
LAUNCHED PROSECUTION AGAINST THE ENTITY AND ITS DIRECTORS U/S 24 AND 27 OF THE SEBI ACT
02-JUL-2001
|
|
| 34 |
|
|
AL-HILAL ORCHARDS LTD.
|
|
|
|
ABDUL KHALIQUE
|
|
|
MOHD.ZAHID
|
|
|
WASEEM
|
|
DID NOT APPLY FOR REGISTRATION OF CIS
DID NOT WIND UP TO REPAY INVESTORS AS PER REGULATIONS
|
REQUESTED DCA TO INITIATE WINDING UP OF ENTITY
DEBARRED / RESTRAINED FROM ASSOCIATING WITH / ACCESSING CAPITAL MARKET / INTERMEDIARIES FROM 02-JUL-2001 TO 02-JUL-2006
REFERRED TO STATE GOVERNMENTS FOR FILING OF CIVIL/CRIMINAL PROCEEDINGS FOR FRAUD, CHEATING, CRIMINAL BREACH OF TRUST AND MIS-APPROPRIATION OF PUBLIC FUNDS
02-JUL-2001
|
|
| 35 |
|
|
ALLAHABAD AGROTECH LTD.
|
|
|
|
ALOK SAXENA
|
|
|
ARCHANA SRIVASTAVA
|
|
|
ASHOK VARMA
|
|
|
DEEPAK SRIVASTAVA
|
|
|
SHAILESH CHAUDHARI
|
|
|
SURESH KUMAR
|
|
|
SURUCHI KHANNA
|
|
|
VIJAY VAISH
|
|
DID NOT APPLY FOR REGISTRATION OF CIS
DID NOT WIND UP TO REPAY INVESTORS AS PER REGULATIONS
|
REQUESTED DCA TO INITIATE WINDING UP OF ENTITY
DEBARRED / RESTRAINED FROM ASSOCIATING WITH / ACCESSING CAPITAL MARKET / INTERMEDIARIES FROM 02-JUL-2001 TO 02-JUL-2006
REFERRED TO STATE GOVERNMENTS FOR FILING OF CIVIL/CRIMINAL PROCEEDINGS FOR FRAUD, CHEATING, CRIMINAL BREACH OF TRUST AND MIS-APPROPRIATION OF PUBLIC FUNDS
02-JUL-2001
|
THE OFFENCE WAS COMPOUNDED ON PAYMENT OF RS.85,000 BY THE ACCUSED TO SEBI
|
| 36 |
|
|
ALLY MULTI-TRADE INDIA PVT.LTD.
(PAN:AAJCA7016J)
|
|
|
|
CHETAN YASHWANT THAKUR
PAN:ABNPT7551R
|
|
|
SURYAKANT SAMBU BHOSLE
PAN:AGXPB8179J
|
|
|
VIJAY DATTARAM CHAVAN
PAN:ACVPC1342G
|
|
OPERATED CIS SCHEMES WITHOUT OBTAINING CERTIFICATE OF REGISTRATION FROM SEBI
|
DIRECTED NOT TO COLLECT ANY MONEY AND/OR FEE FROM THE INVESTORS FROM 26-AUG-2015 TO 25-AUG-2019
DIRECTED NOT TO LAUNCH ANY NEW SCHEMES FROM 26-AUG-2015 TO 25-AUG-2019
DIRECTED TO PROVIDE FULL INVENTORY OF ASSETS OWNED BY COMPANY
DIRECTED NOT TO DISPOSE OF ANY OF THE PROPERTIES OR ALIENATE (DIRECTLY OR INDIRECTLY) ASSETS OF THE SCHEME FROM 26-AUG-2015 TO 25-AUG-2019
DIRECTED NOT TO DIVERT ANY FUNDS RAISED FROM PUBLIC AT LARGE KEPT IN BANK ACCOUNT AND/OR IN THE CUSTODY OF THE COMPANY FROM 26-AUG-2015 TO 25-AUG-2019
DIRECTED TO SUBMIT SCHEME WISE LIST OF INVESTORS AND THEIR CONTACT NUMBERS AND ADDRESS ALONG WITH DETAILS OF AMOUNT MOBILIZED & REFUNDED
DEBARRED / RESTRAINED FROM ASSOCIATING WITH / ACCESSING CAPITAL MARKET / INTERMEDIARIES FROM 26-AUG-2015 TO 25-AUG-2019
DEBARRED/RESTRAINED FROM BUYING/SELLING/DEALING/IPOS IN SECURITIES/SPECIFIED SCRIPS DIRECTLY/INDIRECTLY FROM 26-AUG-2015 TO 25-AUG-2019
DIRECTED TO SUBMIT REPORT IN REGARD TO WINDING UP OF CIS AND REPAYMENT OF MONIES TO SEBI IN ACCORDANCE TO CIS REGULATIONS
IMPOSED PENALTY RS.25,00,000 ALONG WITH OTHER ENTITIES/PERSONS
22-JUL-2014
|
SEBI VIDE ITS ORDER DATED 21/08/2015 DIRECTED ALLY MULTI-TRADE INDIA PVT.LTD. AND ITS DIRECTORS MR.CHETAN YASHWANT THAKUR, MR.VIJAY DATTARAM CHAVAN & DR.SURYAKANT SAMBU BHOSLE TO 1. ABSTAIN FROM COLLECTING ANY MONEY FROM INVESTORS OR LAUNCH OR CARRY OUT ANY COLLECTIVE INVESTMENT SCHEMES INCLUDING THE SCHEMES WHICH HAVE BEEN INDENTIFIED AS A COLLECTIVE INVESTMENT SCHEME IN THIS ORDER 2. RESTRAINED FROM ACCESSING SECURITIES MARKET AND PROHIBITED FROM BUYING, SELLING OR OTHERWISE DEALING IN SECURITIES MARKET FOR A PERIOD OF FOUR YEARS 3. WIND UP ITS EXISTING SCHEME AND REFUND THE MONEY COLLECTED UNDER SCHEME WITH RETURNS WHICH ARE DUE TO INVESTORS AS PER TERMS OF OFFER WITHIN A PERIOD OF THREE MONTHS FROM DATE OF THIS ORDER AND SUBMIT WINDING UP AND REPAYMENT REPORT TO SEBI IN ACCORDANCE WITH SEBI (CIS) REGULATIONS, 1999, INCLUDING TRAIL OF FUNDS CLAIMED TO BE REFUNDED, BANK ACCOUNT STATEMENTS INDICATING REFUND TO INVESTORS AND RECEIPT FROM INVESTORS ACKNOWLEDGING SUCH REFUNDS 4. NOT TO ALIENATE OR DISPOSE OFF OR SELL ANY ASSETS OF COMPANY EXCEPT FOR THE PURPOSE OF MAKING REFUNDS TO ITS INVESTORS 5. PROVIDE A FULL INVENTORY OF ALL THEIR ASSETS AND PROPERTIES AND DETAILS OF ALL THEIR BANK ACCOUNTS, DEMAT ACCOUNTS AND HOLDINGS OF SHARES/SECURITIES, IF HELD IN PHYSICAL FORM
SAT: SAT VIDE ITS ORDER DATED 17/10/2016 DIRECTED APPELLANTS TO CO-OPERATE WITH SEBI AND ENSURE IMPLEMENTATION OF IMPUGNED ORDER AS EXPEDITIOUSLY AS POSSIBLE. NO COSTS
SEBI VIDE ITS ORDER DATED 29/12/2017 IMPOSED PENALTY OF RS.25 LACS (JOINTLY & SEVERALLY) U/S 15HA OF SEBI ACT
SAT: SAT VIDE ITS ORDER DATED 15/03/2018 GRANTED TIME TO PAY PENALTY AMOUNT OF RS.25 LACS WITHIN ONE WEEK FROM THE DATE OF THIS ORDER. NO COSTS
INCLUDED IN SEBI LIST DATED 31/12/2017, AS DEFAULTER IN PAYMENT OF PENALTY IMPOSED BY SEBI
SEBI VIDE ITS ORDER DATED 18/01/2021 DIRECTED TO RELEASE ALL THE ATTACHMENTS ON THE PROPERTIES OF THE DEFAULTERS MADE VIDE ORDER DATED 02/02/2018
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| 37 |
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ALPINE AGRO INDUSTRY LTD.
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A.K.SETHI
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BASANT BALLABH JOSHI
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DEVI DATT TEWARI
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GIRISH CHANDRA JOSHI
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ISHWARI DATT DUMKA
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J.C.TIWARI
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KAILASH CHANDER DURGAPAL
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NARENDER BAHADUR SINGH
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PRASHANT CHANDOLA
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PRIYANKA PATHAK
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VIVEKANAND SHARMA
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DID NOT APPLY FOR REGISTRATION OF CIS
DID NOT WIND UP TO REPAY INVESTORS AS PER REGULATIONS
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REQUESTED DCA TO INITIATE WINDING UP OF ENTITY
DEBARRED / RESTRAINED FROM ASSOCIATING WITH / ACCESSING CAPITAL MARKET / INTERMEDIARIES FROM 02-JUL-2001 TO 02-JUL-2006
REFERRED TO POLICE AUTHORITIES TO FILE FIR
REFERRED TO STATE GOVERNMENTS FOR FILING OF CIVIL/CRIMINAL PROCEEDINGS FOR FRAUD, CHEATING, CRIMINAL BREACH OF TRUST AND MIS-APPROPRIATION OF PUBLIC FUNDS
02-JUL-2001
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THE COURT CONVICTED ACCUSED NO.1 COMPANY, 2 AND 4 AND SENTENCED TO UNDERGO RIGOROUS IMPRISONMENT FOR A PERIOD OF 6 MONTHS ON ACCUSED NO.2 & 4 AND ALSO IMPOSE A FINE OF RS.5 LACS ,ACCUSED 2 & 4 SHALL UNDERGO 3 MONTHS S.I. FURTHER, COURT DIRECTED THAT THE FINE AMOUNT REALISED SHALL BE UTILIZED TO COMPENSATE THE INVESTORS PROPORTIONATELY U/S 357 OF CR.P.C. ACCUSED NO.2,5,6,7,9,11 AND 12 WERE DECLARED AS PROCLAIMED OFFENDERS. THE COURT ACQUITTED ACCUSED NO.10 FROM ALL THE CHARGES. OFFENCE AGAINST ACCUSED 8 WAS COMPOUNDED
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| 38 |
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AMARJYOTI PLANTATIONS LTD.
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MANOJ KUMAR
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NISHITH JAISWAL
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OM PRAKASH SAH
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OM PRAKASH SUMAN
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DID NOT APPLY FOR REGISTRATION OF CIS
DID NOT WIND UP TO REPAY INVESTORS AS PER REGULATIONS
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REQUESTED DCA TO INITIATE WINDING UP OF ENTITY
DEBARRED / RESTRAINED FROM ASSOCIATING WITH / ACCESSING CAPITAL MARKET / INTERMEDIARIES FROM 02-JUL-2001 TO 02-JUL-2006
REFERRED TO STATE GOVERNMENTS FOR FILING OF CIVIL/CRIMINAL PROCEEDINGS FOR FRAUD, CHEATING, CRIMINAL BREACH OF TRUST AND MIS-APPROPRIATION OF PUBLIC FUNDS
02-JUL-2001
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| 39 |
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AMRUTLEELA AGRO FORESTRY LTD.
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AMEET KOTHARI
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ARUN DUTIA
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DHARINI VORA
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JAYESH VORA
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JITENDRA KOTHARI
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S.D.MHATRE
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VRAJESH DUTIA
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DID NOT APPLY FOR REGISTRATION OF CIS
DID NOT WIND UP TO REPAY INVESTORS AS PER REGULATIONS
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REQUESTED DCA TO INITIATE WINDING UP OF ENTITY
DEBARRED / RESTRAINED FROM ASSOCIATING WITH / ACCESSING CAPITAL MARKET / INTERMEDIARIES FROM 02-JUL-2001 TO 02-JUL-2006
REFERRED TO STATE GOVERNMENTS FOR FILING OF CIVIL/CRIMINAL PROCEEDINGS FOR FRAUD, CHEATING, CRIMINAL BREACH OF TRUST AND MIS-APPROPRIATION OF PUBLIC FUNDS
02-JUL-2001
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| 40 |
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ANANTHA MAADHAVA AGROTEC FARMS LTD.
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B.V.J.RAO
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M.SRINIVASA RAO
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P.ANANTHA KUTUMBA BAI
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P.RAMESH BABU
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DID NOT APPLY FOR REGISTRATION OF CIS
DID NOT WIND UP TO REPAY INVESTORS AS PER REGULATIONS
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REQUESTED DCA TO INITIATE WINDING UP OF ENTITY
DEBARRED / RESTRAINED FROM ASSOCIATING WITH / ACCESSING CAPITAL MARKET / INTERMEDIARIES FROM 02-JUL-2001 TO 02-JUL-2006
REFERRED TO STATE GOVERNMENTS FOR FILING OF CIVIL/CRIMINAL PROCEEDINGS FOR FRAUD, CHEATING, CRIMINAL BREACH OF TRUST AND MIS-APPROPRIATION OF PUBLIC FUNDS
LAUNCHED PROSECUTION AGAINST THE ENTITY AND ITS DIRECTORS U/S 24 AND 27 OF THE SEBI ACT
02-JUL-2001
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| The regulatory charges/regulatory actions may be fully or partly applicable to the entities/persons mentioned in the second column. |
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