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SOURCE OF INFORMATION

SOURCE OF INFORMATION : SECURITIES AND EXCHANGE BOARD OF INDIA WEBSITE – PRESS RELEASES/ CHAIRMAN’S AND MEMBER’S ORDERS / AO ORDERS/ SAT ORDERS/ NEWSPAPER ADS
UPDATED TILL : 02-MAR-2026

NAMES IN BROWN COLOUR
Names of entities/persons in brown colour denote that the regulatory order is not against them but their names have been mentioned only for association purposes.

PERSONS: REJECTED APPLICATION FOR REGISTRATION AS PORTFOLIO MANAGER

S.No. PERSON ENTITY REGULATORY CHARGES REGULATORY ACTION(S) / DATE OF ORDER FURTHER DEVELOPMENTS
21
History of entity/person RAJESH JOSHI

(PAN:ACBPJ6638A)

(Along with : KASHMIRA JOSHI)  
  INDULGED IN FRONT RUNNING TRADING ACTIVITIES VIOLATING SECTIONS 12A(A) TO 12A(C) AND 12A(E) OF SEBI ACT, 1992 READ WITH REGULATIONS 3(A) TO 3(D), 4(1) AND 4(2)(Q) OF SEBI (PFUTP) REGULATIONS, 2003   RESTRAINED FROM ACCESSING SECURITIES MARKET AND FURTHER PROHIBITED FROM BUYING/SELLING OR OTHERWISE DEALING IN SECURITIES AND/OR UNITS OF MUTUAL FUNDS DIRECTLY OR INDIRECTLY OR BEING ASSOCIATED WITH SECURITIES MARKET IN ANY MANNER FROM 16-JAN-2026 TO 15-JAN-2031

DIRECTED TO DISGORGE RS.5,59,000 ALONG WITH OTHER ENTITIES/PERSONS

DIRECTED TO TRANSFER DISGORGEMENT AMOUNT DEPOSITED IN ESCROW ACCOUNT TO INVESTOR PROTECTION AND EDUCATION FUND (IPEF)

DIRECTED BANKS THAT NO DEBIT SHALL BE MADE WITHOUT PERMISSION OF SEBI

DIRECTED DEPOSITORIES THAT NO DEBIT TO BE MADE WITHOUT PERMISSION OF SEBI

DIRECTED BANKS AND/OR DEPOSITORIES AND/OR CUSTODIANS TO ENSURE STRICT ENFORCEMENT OF DIRECTIONS

DIRECTED REGISTRAR AND TRANSFER AGENTS TO ENSURE THAT NOT TRANSFERRED SECURITIES HELD JOINTLY OR SEVERALLY

DIRECTED NOT TO DISPOSE OF OR ALIENATE ANY OF THEIR ASSETS / PROPERTIES TILL SUCH TIME UNLAWFUL GAINS CREDITED TO FIXED DEPOSIT ACCOUNT EXCEPT WITH PRIOR PERMISSION OF SEBI

16-JAN-2026 		 
22
History of entity/person SAHIL ATUL PITHADIA

(PAN:CDAPP7544P)

(Along with : CHIRAG ATUL PITHADIA)  
  INDULGED IN FRONT RUNNING TRADING ACTIVITIES VIOLATING SECTIONS 12A(A) TO 12A(C) AND 12A(E) OF SEBI ACT, 1992 READ WITH REGULATIONS 3(A) TO 3(D), 4(1) AND 4(2)(Q) OF SEBI (PFUTP) REGULATIONS, 2003   DIRECTED TO DISGORGE RS.9,56,234 ALONG WITH OTHER ENTITIES/PERSONS

DIRECTED TO TRANSFER DISGORGEMENT AMOUNT DEPOSITED IN ESCROW ACCOUNT TO INVESTOR PROTECTION AND EDUCATION FUND (IPEF)

DIRECTED BANKS THAT NO DEBIT SHALL BE MADE WITHOUT PERMISSION OF SEBI

DIRECTED DEPOSITORIES THAT NO DEBIT TO BE MADE WITHOUT PERMISSION OF SEBI

DIRECTED BANKS AND/OR DEPOSITORIES AND/OR CUSTODIANS TO ENSURE STRICT ENFORCEMENT OF DIRECTIONS

DIRECTED REGISTRAR AND TRANSFER AGENTS TO ENSURE THAT NOT TRANSFERRED SECURITIES HELD JOINTLY OR SEVERALLY

DIRECTED NOT TO DISPOSE OF OR ALIENATE ANY OF THEIR ASSETS / PROPERTIES TILL SUCH TIME UNLAWFUL GAINS CREDITED TO FIXED DEPOSIT ACCOUNT EXCEPT WITH PRIOR PERMISSION OF SEBI

16-JAN-2026 		 
23
History of entity/person SHAILESH GOYAL

(PAN:ALHPG8755E)  
Click here to view complete history of this specific entity/person MULTIBAGGER SECURITIES RESEARCH & ADVISORY PVT.LTD.

PAN:AAKCM8779K
  		NOT A FIT & PROPER PERSON TO GRANT REGISTRATION AS PORTFOLIO MANAGER   REJECTED APPLICATION FOR REGISTRATION AS PORTFOLIO MANAGER

DIRECTED NOT TO APPLY FOR FRESH REGISTRATION AS PORTFOLIO MANAGER FROM 18-NOV-2022 TO 17-NOV-2027

18-NOV-2022 		SAT: SAT VIDE ITS ORDER DATED 24/01/2025 DISMISSED THE APPEAL. NO COSTS

SAT: SAT VIDE ITS ORDER DATED 05/12/2025 DISMISSED THE APPEAL. NO COSTS  
The regulatory charges/regulatory actions may be fully or partly applicable to the entities/persons mentioned in the second column.
 
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