| S.No. |
ENTITY |
PERSONS |
REGULATORY CHARGES |
REGULATORY ACTION(S) / DATE OF ORDER |
FURTHER DEVELOPMENTS |
| 21 |
|
MAITREYA SERVICES PVT.LTD.
(PAN:AABCM9358H)
|
|
|
|
JANARDAN ARVIND PARULEKAR
PAN:AKNPP6001B
|
|
|
VARSHA MADHUSUDAN SATPALKAR
PAN:ACEPS9276L
|
|
OPERATED CIS SCHEMES WITHOUT OBTAINING CERTIFICATE OF REGISTRATION FROM SEBI
DID NOT ADHERE TO THE DIRECTIVES/INSTRUCTIONS/GUIDELINES ISSUED BY SEBI VIDE IT’S EARLIER ORDER
|
IMPOSED PENALTY RS.1,50,00,000 ALONG WITH OTHER ENTITIES/PERSONS
30-NOV-2018
|
|
| 22 |
|
|
NICER GREEN HOUSING & INFRASTRUCTURE DEVELOPERS LTD.
(CIN:U45200PB2007PLC030879
PAN:AACCN5652N)
|
|
|
|
KARANJIT SINGH
PAN:CRCPS3999H
|
|
|
PIPAL SINGH SIDHU
PAN:BVEPS9613M
|
|
|
RANJIT SINGH
PAN:BZWPS3360K
|
|
|
SURINDER KAUR
PAN:ASGPK7961G
|
|
OPERATED CIS SCHEMES WITHOUT OBTAINING CERTIFICATE OF REGISTRATION FROM SEBI
|
IMPOSED PENALTY RS.70,00,000 ALONG WITH OTHER ENTITIES/PERSONS
18-JAN-2021
|
SAT: SAT VIDE ITS ORDER DATED 08/06/2021 ALLOWED RESPONDENT THREE WEEKS TIME TO FILE REPLY AND APPELLANT TO FILE REJOINDER THREE WEEKS THEREAFTER
SAT: SAT VIDE ITS ORDER DATED 09/08/2021 DISMISSED THE APPEAL
SEBI VIDE ITS NOTICE DATED 22/10/2021 DIRECTED ALL THE BANKS IN INDIA AND/OR NSDL/CDSL AND/OR MUTUAL FUNDS TO 1. ATTACH ALL THE ACCOUNTS (INCLUDING MUTUAL FUNDS) BY WHATEVER NAME CALLED INCLUDING LOCKERS EITHER SINGLY OR JOINTLY WITH ANY PERSON/S AND ALL OTHER AMOUNT/PROCEEDS DUE OR MAY BECOME DUE OR ANY MONEY HELD OR MAY SUBSEQUENTLY HOLD FOR ON ACCOUNT OF THE DEFAULTERS AND 2. NOT TO DEBIT ANY AMOUNT IN THE SAID ACCOUNT/S.HOWEVER CREDITS, IF ANY, INTO THE ACCOUNT MAY BE ALLOWED
SEBI VIDE ITS ORDER DATED 17/11/2021 DIRECTED ALL THE BANKS TO REMIT ENTIRE AMOUNT TO THE EXTENT LYING IN THE BANK AND TERM DEPOSIT ACCOUNT OF NICER GREEN HOUSING & INFRASTRUCTURE DEVELOPERS LTD., MR.PIPAL SINGH SIDHU, MR.RANJIT SINGH, MS.SURINDER KAUR & MR.KARANJIT SINGH TO SEBI BY WAY OF EFT/NEFT/RTGS JOINTLY AND SEVERALLY
|
| 23 |
|
|
ORIENT RESORTS (INDIA) PVT.LTD.
(CIN:U55100GJ1990PTC013604
PAN:AAACO3122G)
|
|
|
|
DARSHANBHAI ARVINDBHAI SHAH
PAN:AFYPS0954C
|
|
|
DILPESH V.SHAH
PAN:BAHPS0953G
|
|
OPERATED CIS SCHEMES WITHOUT OBTAINING CERTIFICATE OF REGISTRATION FROM SEBI
DID NOT ADHERE TO THE DIRECTIVES/INSTRUCTIONS/GUIDELINES ISSUED BY SEBI VIDE IT’S EARLIER ORDER
|
IMPOSED PENALTY RS.35,00,000
11-JAN-2021
|
SAT: SAT VIDE ITS ORDER DATED 28/03/2023 DIRECTED RESPONDENT TO FILE REPLY WITHIN TWO WEEKS FROM DATE OF THIS ORDER AS THERE WAS A DELAY IN FILING OF APPEAL
SAT: SAT VIDE ITS ORDER DATED 20/04/2023 ALLOWED APPELLANT THREE WEEKS TO FILE REJOINDER
SAT: SAT VIDE ITS ORDER DATED 11/05/2023 CONDONED THE DELAY OF 695 DAYS IN FILING OF APPEAL AND DISMISSED THE APPEAL
SEBI VIDE ITS ORDER DATED 19/06/2023 DIRECTED ALL THE BANKS IN INDIA AND/OR NSDL/CDSL TO 1. ATTACH ALL THE ACCOUNTS BY WHATEVER NAME CALLED INCLUDING LOCKERS, DEMAT ACCOUNTS AND MUTUAL FUNDS FOLIOS EITHER SINGLY OR JOINTLY WITH ANY PERSON/S AND ALL OTHER AMOUNT/PROCEEDS DUE OR MAY BECOME DUE OR ANY MONEY HELD OR MAY SUBSEQUENTLY HOLD FOR ON ACCOUNT OF THE DEFAULTERS AND 2. NOT TO DEBIT ANY AMOUNT IN THE SAID ACCOUNT/S.HOWEVER CREDITS, IF ANY, INTO THE ACCOUNT MAY BE ALLOWED
SEBI VIDE ITS NOTICE DATED 16/02/2024 DIRECTED ALL THE BANKS AND MUTUAL FUNDS IN INDIA TO REMIT RS.48,31,000.00 TO THE EXTENT LYING IN THE ACCOUNT OF NOTICEE TO SEBI BY WAY OF EFT/NEFT/RTG
|
| 24 |
|
|
PACL LTD.
(CIN:U70101RJ1996PLC011577
PAN:AAACP4032A)
|
|
|
|
GURMEET SINGH
PAN:AAMPS1400Q
|
|
|
SUBRATA BHATTACHARYA
PAN:AAIPB6480H
|
|
|
SUKHDEV SINGH
PAN:AUGPS0130B
|
|
|
TARLOCHAN SINGH
PAN:AIEPS9480Q
|
|
OPERATED CIS SCHEMES WITHOUT OBTAINING CERTIFICATE OF REGISTRATION FROM SEBI
|
IMPOSED PENALTY RS.24,23,16,56,765 ALONG WITH OTHER ENTITIES/PERSONS
22-SEP-2015
|
HON’BLE SUPEREME COURT OF INDIA VIDE ITS ORDER DATED 02/02/2016 DIRECTED SEBI TO 1) CONSTITUTE A COMMITTEE, UNDER THE CHAIRMANSHIP OF HON’BLE JUSTICE MR.R.M.LODHA, FORMER CHIEF JUSTICE OF INDIA, FOR DISPOSING OF THE LAND PURCHASED BY THE COMPANY (PACL) SO THAT THE SALE PROCEEDS CAN BE PAID TO THE INVESTORS 2) APPOINT A NODAL OFFICER, WHO SHALL BE IN-CHARGE OF THE FUNDS SO COLLECTED AND SHALL HAVE A LIAISON WITH THE COMMITTEE AND SHALL ALSO WORK AS A SECRETARY TO THE COMMITTEE
HON’BLE SUPEREME COURT OF INDIA VIDE ITS ORDER DATED 02/02/2016 DIRECTED SEBI TO 1) CONSTITUTE A COMMITTEE, UNDER THE CHAIRMANSHIP OF HON’BLE JUSTICE MR.R.M.LODHA, FORMER CHIEF JUSTICE OF INDIA, EMPOWERING THE COMMITTEE TO TAKE POSESSION OF THE TITLE DEEDS OF PACL, SALE THE PROPERTIES AND MAKE REPAYMENTS TO CUSTOMERS OF PACL AS PER SEBI PRESS RELAESE DATED 02/05/2016
SEBI VIDE ITS PRESS RELEASE DATED 24/06/2016 CAUTIONED CUSTOMERS/INVESTORS OF PACL LTD. THE COMMITTEE CONSTITUTED BY SEBI UNDER CHAIRMANSHIP OF JUSTICE (RETD.) R.M.LODHA SOLICITS COOPERATION FROM CUSTOMERS / INVESTORS OF PACL LTD. AND REQUESTED THEM NOT TO BE GUIDED BY ANY REPORTS/RUMOURS NOT PUBLISHED BY THE COMMITTEE AND TO SUBMIT DOCUMENTS ONLY UPON BEING SPECIFICALLY INVITED TO DO SO BY THE COMMITTEE
HON’BLE SUPEREME COURT OF INDIA VIDE ITS ORDER DATED 25/07/2016 DIRECTED TO PACL LTD. AND/OR ITS DIRECTORS/PROMOTERS/AGENTS/EMPLOYEES/GROUP AND/OR ASSOCIATE COMPANIES RESTRAINED FROM IN ANY MANNER SELLING/ TRANSFERRING/ALIENATING ANY OF THE PROPERTIES WHEREIN PACL LTD., IN ANY MANNER, A RIGHT/INTEREST, SITUATED EITHER WITHIN OR OUTSIDE INDIA
THE COMMITTEE CONSTITUTED BY SEBI IN COMPLIANCE WITH THE ORDER DATED 02.02.2016 PASSED HON’BLE SUPREME COURT OF INDIA IN CIVIL APPEAL NO.13394 OF 2015 AND CONNECTED MATTERS HAS PUBLISHED AN ADVERTISEMENT DATED 10/08/2016 INVITING PROSPECTIVE BIDDER TO PARTICIPATE IN THE E-AUCTION OF THE VEHICLES OF PACL LTD.
IN COMPLIANCE OF THE ORDER DATED 02/02/2016, PASSED BY HON,BLE SUPREME COURT OF INDIA, IN THE MATTER OF PACL LTD., VS SEBI A COMMITTEE WAS CONSTITUTED BY SEBI ON 17/02/2016. THE COMMITTEE GOT AN ADVERTISEMENT PUBLISHED IN NEWSPAPERS ON 27/08/2016 INVITING PUBLIC AT LARGE TO SUBMIT EXPRESSION OF INTEREST (EOI) IN TERMS OF STATED NOTICE FOR SALE OF PROPERTIES IN 192 DISTRICTS. AS THE SALE WILL BE ON ‘AS IS WHERE BASIS’, INTERESTED BIDDER/PUBLIC HAVE BEEN ASKED TO MAKE INDEPENDENT ENQUIRIES REGARDING LOCATION, ENCUMBRANCES, RIGHT, INTEREST, TITLE, ETC. BEFORE SUBMITTING THE EOI
SEBI VIDE ITS NOTICE DATED 07/09/2016 DIRECTED 1. ALL THE BANKS/DEPOSITORIES AND MUTUAL FUNDS ARE REQUESTED TO TAKE NOTE OF THE ORDER DATED 25/07/2016 OF THE HON’BLE SUPREME COURT OF INDIA AND WITH IMMEDIATE EFFECT THAT NO DEBIT SHALL BE MADE IN ANY OF BANK ACCOUNT/S, LOCKERS, DEMAT ACCOUNTS, MUTUAL FUND FOLIOS ETC. BY WHATEVER NAME CALLED HELD BY PACL LTD. AND/OR THE GROUP/ASSOCIATE ENTITIES OF PACL LTD. IN THE ANNEXURE, EITHER SINGLY OR JOINTLY WITH ANY OTHER PERSON/S 2. ALL THE BANKS/DEPOSITORIES AND MUTUAL FUNDS TO PROVIDE I) DETAILS OF ALL THE DEMAT/BANK ACCOUNTS INCLUDING LOCKERS/MUTUAL FUNDS FOLIOS HELD BY THE GROUP/ASSOCIATE ENTITIES OF PACL LTD. II) COPY OF ACCOUNT STATEMENT/S FOR THE PAST ONE YEAR IN RESPECT OF ALL THE ACCOUNTS III) CONFIRMATION OF DEBIT FREEZE OF THE SAID ACCOUNT/S IV). COMPLETE DETAILS OF ALL LOAN/ADVANCES ACCOUNTS ALONG WITH THE DETAILS OF ASSETS CHARGED FOR THE SAID LOAN/ADVANCES 3. DIRECTED REGISTRATION AUTHORITIES OF ALL STATES AND UNION TERRITORIES NOT TO ACT UPON ANY DOCUMENT PURPORTING TO BE DEALING WITH TRANSFER OF PROPERTIES BY PACL LTD. AND/OR THE GROUP/ASSOCIATE ENTITIES OF PACL LTD. IF PRESENTED FOR REGISTRATION
THE COMMITTEE CONSTITUTED BY SEBI IN COMPLIANCE WITH THE ORDER DATED 02.02.2016. THE COMMITTEE GOT ANOTHER NOTICE PUBLISHED IN NEWSPAPER ON 22/09/2016 INVITING PROSPECTIVE BIDDER TO PARTICIPATE IN E-AUCTION OF THE VEHICLES OF PACL LTD. IN THIS REGARD, THE COMMITTEE HAS ENGAGED MSTC TO CONDUCT THE AUCTION PROCEEDINGS
SAT: SAT VIDE ITS ORDER DATED 27/10/2016 SET ASIDED IMPUGNED ORDER DATED 22/09/2015 AND DIRECTED SEBI TO PASS FRESH ORDER ON MERITS AND IN ACCORDANCE WITH LAW. NO COSTS
SEBI VIDE ITS PUBLIC NOTICE AND APPEAL DATED 22/12/2016 ADVISED INVESTORS TO RETAIN THE DOCUMENTS WITH THEMSELVES AND SUBMIT IN PRESCRIBED FORMAT ONLY UPON SPECIFIC NOTIFICATION INVITING SUBMISSION OF CLAIM. ALSO REQUESTED INVESTORS TO NOT TO BE MISGUIDED OR FALL IN TRAP OF ANY INDUCEMENTS AND FALSE PROMISES
SEBI VIDE ITS PRESS RELEASE DATED 22/02/2017 CAUTIONED PUBLIC AGAINST BUYING/DEALING WITH ANY PROPERTIES WHEREIN PACL LTD. OR ANY OF ITS ASSOCIATES/SUBSIDIARIES HAVE ANY INTEREST/RIGHTS, DIRECTLY OR INDIRECTLY
SEBI VIDE ITS PRESS RELEASE DATED 22/02/2017 ONCE AGAIN CAUTIONED PUBLIC AGAINST BUYING/DEALING WITH ANY PROPERTIES WHEREIN PACL LTD. OR ANY OF ITS ASSOCIATES/SUBSIDIARIES HAVE ANY INTEREST/RIGHTS, DIRECTLY OR INDIRECTLY
SEBI VIDE ITS PRESS RELEASE DATED 03/04/2017 REITERATED THAT THE SEBI HAS NOT AUTHORISED ANY PERSON TO COLLECT ANY MONEY/CLAIM ETC. IN ANY MANNER WHATSOEVER, THEREFORE INVESTORS MAY BEWARE AND CAUTIONED NOT TO FALL IN THE TRAP OF ANY SUCH NEWS/REPORT/ADVERTISEMENT ETC.
SEBI VIDE ITS PRESS RELEASE DATED 04/05/2017 REITERATED THAT NEITHER THE COMMITTEE NOR THE CHAIRMAN/MEMBERS OF THE COMMITTEE OR SEBI HAS AUTHORIZED ANY PERSON TO COLLECT MONIES EITHER BY WAY OF CHEQUES OR IN ANY FORM AND OR DOCUMENTS IN ANY MANNER WHATSOEVER. PUBLIC AT LARGE ARE REQUESTED TO BEWARE OF RUMORS SPREAD BY UNSCRUPULOUS PERSONS ANY RELY ONLY ON PUBLIC NOTICES AND PRESS RELEASES PUBLISHED / RELEASED BY THE COMMITTEE OR SEBI, WHICH ARE AVAILABE AT WWW.SEBI.GOV.IN AND WWW.AUCTIONPACL.COM. TILL SUCH NOTIFICATION IS ISSUED/ RELEASED, INVESTORS HAVE ALSO BEEN REQUESTED TO RETAIN THEIR DOCUMENTS WITH THEMSELVES AND NOT TO PART WITH THEM FOR ANY REASON WHATSOEVER TO ANY PERSON OR ASSOCIATION
SEBI VIDE ITS PRESS RELEASE DATED 06/09/2017 IT HAS COME TO THE KNOWLEDGE OF THE COMMITTEE THAT CERTAIN INDIVIDUALS/ENTITIES ARE TRYING TO DEAL/TRANSACT IN PROPERTIES WHEREIN PACL LTD. HAS AN INTEREST, DIRECTLY OR INDIRECTLY, BY CLAIMING THESE PROPERTIES AS THEIR OWN. THE COMMITTEE HAS ALSO RECEIVED, WHEREBY IT IS LEARNT THAT CERTAIN INDIVIDUALS/ASSOCIATIONS ARE COLLECTING MONEY/CHEQUES FROM INVESTORS BY MISREPRESENTING THAT SUCH PERSONS HAVE AUTHORISATION FROM THE COMMITTEE. THE INVESTORS ARE ONCE AGAIN REQUESTED TO RETAIN THEIR ORIGINAL DOCUMENTS WITH THEMSELVES AND NOT TO PART WITH THEM FOR ANY REASON WHATSOEVER TO ANY PERSON OR ASSOCIATION
SEBI VIDE ITS ORDER DATED 07/09/2017 REDUCED PENALTY AMOUNT TO RS.24,23,16,56,765 FROM RS.72,69,49,70,295 U/S 15HA OF SEBI ACT ON THE NOTICEES PACL LTD., MR.TARLOCHAN SINGH, MR.SUKHDEV SINGH, MR.GURMEET SINGH AND MR.SUBRATA BHATTACHARYA JOINTLY AND SEVERALLY
SAT: APPEAL DISMISSED. NO COSTS
PACL COMMITTEE HAS APPOINTED MR.R.S.VIRK, DISTRICT JUDGE (RETD.) FOR HEARING THE OBJECTIONS / REPRESENTATIONS IN RESPECT OF THE WORK BEING UNDERTAKEN BY THE PACL COMMITTEEAS PER SEBI PRESS RELAESE DATED 08/12/2017
SEBI VIDE ITS PRESS RELEASE DATED 02/01/2018 ADVISED ONLY SUCH INVESTORS WHOSE TOTAL OUTSTANDING WITH PACL IS UPTO RS.2,500.00 TO SUBMIT SPECIFIC DETAILS BY 28/02/2018
SEBI VIDE ITS NOTICE DATED 18/05/2018 A) PROHIBITED FROM DISPOSING, TRANSFERRING, ALIENATING OR CHARGING IN RESPECT OF ALL THE IMMOVABLE PROPERTIES LISTED IN THE ORDER B) PROHIBITED FROM TAKING ANY BENEFIT UNDER SUCH DISPOSAL, TRANSFER, ALIENATION OR CHARGE IN RESPECT OF THE PROPERTIES LISTED IN ORDER C) DIRECTED TO FURNISH COMPLETE DETAILS OF ALL MOVABLE AND IMMOVABLE PROPERTIES HELD BY DEFAULTERS AND CHARGES, DULY CERTIFIED BY BOARD OF DIRECTORS ALONG WITH ORIGINAL TITLE DEEDS PERTAINING TO THE PROPERTIES, WITHIN TWO WEEKS FROM THE DATE OF THIS ORDER AT SEBI, NORTHERN REGIONAL OFFICE, NEW DELHI D) DIRECTED INSPECTORS GENERAL OF REGISTRATION OF ALL THE STATES AND UNION TERRITORIES AND CONCERNED TEHSILDARS, DISTRICT REGISTRARS AND SUB-REGISTRARS OF THE RESPECTIVE AREAS WHERE THE PROPERTIES ARE LOCATED WITH A DIRECTION NOT TO ACT UPON ANY DOCUMENTS PURPORTING TO BE DEALING WITH TRANSFER, MORTGAGE, CHARGE, LEASE OR CREATION OR ALTERATION OF ANY INTEREST IN ANY OF THE PROPERTIES OWNED / HELD BY THE DEFAULTERS, IF PRESENTED FOR REGISTRATION
SEBI VIDE ITS PRESS RELEASE DATED 23/05/2018 INVITED COUNTER PROPOSALS IN RESPONSE TO THE PROPOSAL SUBMITTED BY PACL LTD. FOR THE PROPERTIES UPLOADED ON WWW.AUCTIONPACL.COM
SEBI VIDE ITS ORDER DATED 17/07/2018 A) PROHIBITED FROM DISPOSING, TRANSFERRING, ALIENATING OR CHARGING IN RESPECT OF ALL THE MOVABLE PROPERTIES LISTED IN THE ORDER B) PROHIBITED FROM TAKING ANY BENEFIT UNDER SUCH DISPOSAL, TRANSFER, ALIENATION OR CHARGE IN RESPECT OF THE PROPERTIES LISTED IN ORDER C) DIRECTED TO FURNISH COMPLETE DETAILS OF ALL MOVABLE AND IMMOVABLE PROPERTIES HELD BY DEFAULTERS AND CHARGES, DULY CERTIFIED BY BOARD OF DIRECTORS WITHIN TWO WEEKS FROM THE DATE OF THIS ORDER AT SEBI, NORTHERN REGIONAL OFFICE, NEW DELHI D) DIRECTED NOT TO ACT UPON ANY DOCUMENTS PURPORTING TO BE DEALING WITH TRANSFER, MORTGAGE, CHARGE, LEASE OR CREATION OR ALTERATION OF ANY INTEREST IN ANY OF THE PROPERTIES OWNED / HELD BY THE DEFAULTERS, IF PRESENTED FOR REGISTRATION
SEBI VIDE ITS NOTICE DATED 03/09/2018 A) PROHIBITED FROM DISPOSING, TRANSFERRING, ALIENATING OR CHARGING IN RESPECT OF ALL THE MOVABLE ROPERTIES AND VEHICLES LISTED IN ORDER B) PROHIBITED FROM TAKING ANY BENEFIT UNDER SUCH DISPOSAL, TRANSFER, ALIENATION OR CHARGE IN RESPECT OF THE MOVABLE PROPERTIES LISTED IN ORDER C) DIRECTED TO FURNISH COMPLETE DETAILS OF ALL MOVABLE AND IMMOVABLE PROPERTIES HELD BY DEFAULTERS AND CHARGES, DULY CERTIFIED BY BOARD OF DIRECTORS WITHIN TWO WEEKS FROM THE DATE OF THIS ORDER AT SEBI, NORTHERN REGIONAL OFFICE, NEW DELHI D) NOT TO ACT UPON ANY DOCUMENTS PURPORTING TO BE DEALING WITH TRANSFER, MORTGAGE, CHARGE, LEASE OR CREATION OR ALTERATION OF ANY INTEREST IN ANY OF THE MOVABLE PROPERTIES OWNED / HELD BY THE DEFAULTERS, IF PRESENTED FOR REGISTRATION
SEBI VIDE ITS PRESS RELEASE DATED 17/09/2018 REITERATED THAT HON’BLE FEDERAL COURT OF AUSTRALIA VIDE ITS JUDGEMENT DATED 20/07/2018 AND PASSED ORDER DATED 23/07/2018 ACCEPTED THE CLAIM PETITION FILED BY SEBI
AS PER SEBI’S PRESS RELEASE DATED 10/10/2018 COMPANY HAS CREDITED REFUNDS IN RESPECT OF 1,13,352 CLAIM APPLICATIONS TILL DATE
SEBI VIDE ITS PRESS RELEASE DATED 08/02/2019 CAUTIONED CUSTOMERS/INVESTORS OF PACL LTD. AGAINST PARTING WITH THEIR ORIGINAL PACL REGISTRATION CERTIFICATES, UNLESS ON SPECIFIC INTIMATION RECEIVED FROM THE COMMITTEE
SEBI VIDE ITS PRESS RELEASE DATED 08/02/2019 CAUTIONED CUSTOMERS/INVESTORS OF PACL LTD. AGAINST BUYING OR DEALING WITH PROPERTIES OF PACL LTD. OR PROPERTIES WHEREIN PACL LTD. OR ANY OF ITS ASSOCIATES/SUBSIDIARIES HAVE ANY INTEREST/RIGHT, DIRECTLY OR INDIRECTLY
SEBI VIDE ITS NOTICE DATED 09/03/2020 DIRECTED TO A) PROHIBITED FROM DISPOSING, TRANSFERRING, ALIENATING OR CHARGING IN RESPECT OF ALL THE IMMOVABLE PROPERTIES LISTED IN THE ORDER B) PROHIBITED FROM TAKING ANY BENEFIT UNDER SUCH DISPOSAL, TRANSFER, ALIENATION OR CHARGE IN RESPECT OF THE PROPERTIES LISTED IN ORDER C) DIRECTED WITAL SEE MARKETING LTD./DEFAULTERS DIRECTED TO FURNISH COMPLETE DETAILS OF ALL MOVABLE AND IMMOVABLE PROPERTIES HELD BY DEFAULTERS AND CHARGES, DULY CERTIFIED BY BOARD OF DIRECTORS ALONG WITH ORIGINAL TITLE DEEDS PERTAINING TO THE PROPERTIES, WITHIN TWO WEEKS FROM DATE OF THIS ORDER AT SEBI, NORTHERN REGIONAL OFFICE, NEW DELHI D) DIRECTED INSPECTORS GENERAL OF REGISTRATION OF ALL THE STATES AND UNION TERRITORIES AND CONCERNED TEHSILDARS, DISTRICT REGISTRARS AND SUB-REGISTRARS OF THE RESPECTIVE AREAS WHERE THE PROPERTIES ARE LOCATED WITH A DIRECTION NOT TO ACT UPON ANY DOCUMENTS PURPORTING TO BE DEALING WITH TRANSFER, MORTGAGE, CHARGE, LEASE OR CREATION OR ALTERATION OF ANY INTEREST IN ANY OF THE PROPERTIES OWNED / HELD BY THE DEFAULTERS, IF PRESENTED FOR REGISTRATION
SEBI VIDE ITS PRESS RELEASE DATED 15/04/2020 HAD INFORMED THAT AS PER THE JUSTICE (RETD.) R.M.LODHA COMMITTEE, THE PROCESS OF PAYMENT TO INVESTORS HAS BEEN INITIATED
SEBI VIDE ITS NOTICE DATED 25/01/2022 DIRECTED TO ATTACH THE LOCKER/S HELD BY DEFAULTER, EITHER SINGLY OR JOINTLY WITH ANY OTHER PERSON/S WITH BANK AND PROHIBITED FROM ALLOWING THE DEFAULTER OR HIS/HER JOINT HOLDER OR AGENT OF ATTORNEY FROM ANY WAY ACCESSING/OPERATING THE LOCKERS TILL FURTHER
SEBI VIDE ITS ORDER DATED 10/02/2022 IN COMPLIANCE WITH DIRECTIONS OF HON’BLE SUPREME COURT OF INDIA DIRECTED TO RELEASE BANK ACCOUNTS/LOCKERS/DEMAT ACCOUNTS/MUTUAL FUNDS FOLIO OF UNICORN INFRA PROJECTS & ESTATE PVT.LTD. AND DDPL GLOBAL INFRASTRUCTURE PVT.LTD. ATTACHED IN RESPECT OF ATTACHMENT ORDER DATED 01/03/2021
SEBI VIDE ITS NOTICE DATED 17/03/2022 DIRECTED BEST HOTELS & RESORTS (INDIA) PVT.LTD. TO REMIT RS.1,87,06,616.00 ALONG WITH ACCRUED INTEREST AS THE AMOUNT BELONGING TO PACL AND DUE TO PACL/INVESTORS OF PACL WITHIN FIFTEEN DAYS OF THE RECEIPT OF THIS NOTICE
SEBI VIDE ITS NOTICE DATED 17/03/2022 DIRECTED INDIADATSEC SOLUTIONS PVT.LTD. TO REMIT RS.4,80,34,931.99 ALONG WITH ACCRUED INTEREST AS THE AMOUNT BELONGING TO PACL AND DUE TO PACL/INVESTORS OF PACL WITHIN FIFTEEN DAYS OF THE RECEIPT OF THIS NOTICE
SEBI VIDE ITS NOTICE DATED 31/03/2022 A) PROHIBITED FROM DISPOSING, TRANSFERRING, ALIENATING OR CHARGING IN RESPECT OF ALL THE IMMOVABLE PROPERTIES LISTED IN THE ORDER B) PROHIBITED FROM TAKING ANY BENEFIT UNDER SUCH DISPOSAL, TRANSFER, ALIENATION OR CHARGE IN RESPECT OF THE PROPERTIES LISTED IN ORDER C) DIRECTED TO FURNISH COMPLETE DETAILS OF ALL MOVABLE AND IMMOVABLE PROPERTIES HELD BY DEFAULTERS AND CHARGES IF ANY, DULY CERTIFIED BY BOARD OF DIRECTORS ALONG WITH ORIGINAL TITLE DEEDS PERTAINING TO THE PROPERTIES, WITHIN TWO WEEKS FROM DATE OF THIS ORDER AT SEBI, NORTHERN REGIONAL OFFICE, NEW DELHI D) DIRECTED INSPECTORS GENERAL OF REGISTRATION OF ALL THE STATES AND UNION TERRITORIES AND CONCERNED TEHSILDARS, DISTRICT REGISTRARS AND SUB-REGISTRARS OF THE RESPECTIVE AREAS WHERE THE PROPERTIES ARE LOCATED WITH A DIRECTION NOT TO ACT UPON ANY DOCUMENTS PURPORTING TO BE DEALING WITH TRANSFER, MORTGAGE, CHARGE, LEASE OR CREATION OR ALTERATION OF ANY INTEREST IN ANY OF THE PROPERTIES OWNED / HELD BY THE DEFAULTERS, IF PRESENTED FOR REGISTRATION
SEBI VIDE ITS ORDER DATED 22/01/2025 A) PROHIBITED FROM DISPOSING, TRANSFERRING, ALIENATING OR CHARGING IN RESPECT OF ALL THE IMMOVABLE PROPERTIES LISTED IN THE ORDER B) PROHIBITED FROM TAKING ANY BENEFIT UNDER SUCH DISPOSAL, TRANSFER, ALIENATION OR CHARGE IN RESPECT OF THE PROPERTIES LISTED IN ORDER C) DIRECTED TO FURNISH COMPLETE DETAILS OF ALL MOVABLE AND IMMOVABLE PROPERTIES HELD BY DEFAULTERS AND CHARGES, IF ANY, DULY CERTIFIED BY THE BOARD OF DIRECTORS ALONG WITH ORIGINAL TITLE DEEDS PERTAINING TO THE PROPERTIES WITHIN TWO WEEKS FROM DATE OF THIS ORDER AT SEBI, NORTHERN REGIONAL OFFICE, NEW DELHI D) DIRECTED INSPECTORS GENERAL OF REGISTRATION OF THE STATE OF RAJASTHAN AND CONCERNED TEHSILDARS, DISTRICT REGISTRARS AND SUB-REGISTRARS OF THE RESPECTIVE AREAS WHERE THE PROPERTIES ARE LOCATED E) NOT TO ACT UPON ANY DOCUMENTS PURPORTING TO BE DEALING WITH TRANSFER, MORTGAGE, CHARGE, LEASE OR CREATION OR ALTERATION OF ANY INTEREST IN ANY OF THE PROPERTIES OWNED/HELD BY THE DEFAULTERS, IF PRESENTED FOR REGISTRATION
|
| 25 |
|
|
PACL LTD.
(CIN:U70101RJ1996PLC011577
PAN:AAACP4032A)
|
|
|
|
ANAND GURWANT SINGH
|
|
|
GURMEET SINGH
PAN:AAMPS1400Q
|
|
|
GURNAM SINGH
PAN:AYOPS3203H
|
|
|
NIRMAL SINGH BHANGOO
PAN:ACTPB6698L
|
|
|
SUBRATA BHATTACHARYA
PAN:AAIPB6480H
|
|
|
SUKHDEV SINGH
PAN:AUGPS0130B
|
|
|
TARLOCHAN SINGH
PAN:AIEPS9480Q
|
|
|
TYGER JOGINDER
DIN:00694280
PAN:ABVPT0602M
|
|
|
UPPAL DEVINDER KUMAR
PAN:AABPU0363K
|
|
OPERATED CIS SCHEMES WITHOUT OBTAINING CERTIFICATE OF REGISTRATION FROM SEBI
|
IMPOSED PENALTY RS.3,34,30,000
02-FEB-2016
|
|
| 26 |
|
|
PANCARD CLUBS LTD.
(CIN:U91900MH1997PLC105363
PAN:AAACP9093R)
|
|
|
|
CHANDRASEN GANPATRAO BHISE
DIN:02393535
PAN:AADPB6103E
|
|
|
MANISH KALIDAS GANDHI
DIN:02606802
PAN:AITPG8933H
|
|
|
RAMACHANDRAN RAMAKRISHNAN
DIN:03510460
PAN:AAIPR9196G
|
|
|
SHOBHA RATNAKAR BARDE
DIN:00177938
PAN:ASLPB1204C
|
|
OPERATED CIS SCHEMES WITHOUT OBTAINING CERTIFICATE OF REGISTRATION FROM SEBI
|
IMPOSED PENALTY RS.20,00,00,000 ALONG WITH OTHER ENTITIES/PERSONS
31-JUL-2020
|
SEBI VIDE ITS NOTICE DATED 26/03/2021 DIRECTED ALL THE BANKS IN INDIA AND/OR NSDL/CDSL AND/OR MUTUAL FUNDS TO 1.ATTACH ALL THE ACCOUNTS (INCLUDING MUTUAL FUNDS) BY WHATEVER NAME CALLED INCLUDING LOCKERS EITHER SINGLY OR JOINTLY WITH ANY PERSON/S AND ALL OTHER AMOUNT/PROCEEDS DUE OR MAY BECOME DUE OR ANY MONEY HELD OR MAY SUBSEQUENTLY HOLD FOR ON ACCOUNT OF THE DEFAULTERS AND 2. NOT TO DEBIT ANY AMOUNT IN THE SAID ACCOUNT/S.HOWEVER CREDITS, IF ANY, INTO THE ACCOUNT MAY BE ALLOWED
|
| 27 |
|
|
PEERS ALLIED CORP.LTD.
(PAN:AAECP5032C)
|
|
|
|
AJAY KUMAR PANDEY
PAN:AXLPP7767R
|
|
|
ALOK KUMAR TRIPATHI
PAN:AEUPT1819A
|
|
|
ANUP AGGARWAL
PAN:AFVPA8971N
|
|
|
ASHISH KUMAR TRIPATHI
PAN:AGEPT4844K
|
|
|
DURGA PRASAD DUBEY
PAN:AIYPD6009L
|
|
|
INDU DUBEY
PAN:AKYDP8151B
|
|
|
MANJU UPADHYAY
PAN:AAZPU1224F
|
|
|
SADHU SHARAN
PAN:AAZPU1225E
|
|
|
SANDEEP KUMAR MISHRA
PAN:AXHPM2750M
|
|
|
SHAILESH KUMAR UPADHYAY
PAN:ABDPU8384M
|
|
|
VISHWAMBHER NATH DUBEY
PAN:AZRPD9701B
|
|
OPERATED CIS SCHEMES WITHOUT OBTAINING CERTIFICATE OF REGISTRATION FROM SEBI
|
IMPOSED PENALTY RS.25,00,000 ALONG WITH OTHER ENTITIES/PERSONS
23-JAN-2020
|
SEBI VIDE ITS NOTICE DATED 07/04/2021 DIRECTED ALL THE BANKS IN INDIA AND/OR NSDL/CDSL AND/OR MUTUAL FUNDS TO 1.ATTACH ALL THE ACCOUNTS (INCLUDING MUTUAL FUNDS) BY WHATEVER NAME CALLED INCLUDING LOCKERS EITHER SINGLY OR JOINTLY WITH ANY PERSON/S AND ALL OTHER AMOUNT/PROCEEDS DUE OR MAY BECOME DUE OR ANY MONEY HELD OR MAY SUBSEQUENTLY HOLD FOR ON ACCOUNT OF THE DEFAULTERS AND 2. NOT TO DEBIT ANY AMOUNT IN THE SAID ACCOUNT/S.HOWEVER CREDITS, IF ANY, INTO THE ACCOUNT MAY BE ALLOWED
SEBI VIDE ITS ORDER DATED 17/02/2022 DIRECTED ALL THE BANKS TO REMIT ENTIRE AMOUNT TO THE EXTENT LYING IN THE BANK AND TERM DEPOSIT ACCOUNTS OF PEERS ALLIED CORP.LTD., MR.ALOK KUMAR TRIPATHI, MR.SANDEEP KUMAR MISHRA, MR.SHAILESH KUMAR UPADHYAY, MR.VISHWAMBHER NATH DUBEY, MR.DURGA PRASAD DUBEY, MR.ANUP AGGARWAL, MR.ASHISH KUMAR TRIPATHI, MS.INDU DUBEY, MS.MANJU UPADHYAY, MR.AJAY KUMAR PANDEY & MR.SADHU SHARAN TO SEBI BY WAY OF EFT/NEFT/RTGS
SEBI VIDE ITS ORDER DATED 29/02/2024 A) PROHIBITED FROM DISPOSING, TRANSFERRING, ALIENATING OR CHARGING IN RESPECT OF ALL THE IMMOVABLE PROPERTIES LISTED IN THE ORDER B) PROHIBITED FROM TAKING ANY BENEFIT UNDER SUCH DISPOSAL, TRANSFER, ALIENATION OR CHARGE IN RESPECT OF THE PROPERTIES LISTED IN ORDER C) DIRECTED TO FURNISH COMPLETE DETAILS OF ALL MOVABLE AND IMMOVABLE PROPERTIES HELD BY DEFAULTERS AND CHARGES, IF ANY, DULY CERTIFIED BY THE BOARD OF DIRECTORS ALONG WITH ORIGINAL TITLE DEEDS PERTAINING TO THE PROPERTIES, WITHIN TWO WEEKS FROM DATE OF THIS ORDER AT SEBI, NORTHERN REGIONAL OFFICE, NEW DELHI D) DIRECTED INSPECTORS GENERAL OF REGISTRATION OF ALL THE STATES AND UNION TERRITORIES AND CONCERNED TEHSILDARS, DISTRICT REGISTRARS AND SUB-REGISTRARS OF THE RESPECTIVE AREAS WHERE THE PROPERTIES ARE LOCATED E) NOT TO ACT UPON ANY DOCUMENTS PURPORTING TO BE DEALING WITH TRANSFER, MORTGAGE, CHARGE, LEASE OR CREATION OR ALTERATION OF ANY INTEREST IN ANY OF THE PROPERTIES OWNED/HELD BY THE DEFAULTERS, IF PRESENTED FOR REGISTRATION
|
| 28 |
|
|
PRAGYA DAIRIES & AGRO LTD.
(CIN:U01400MP2010PLC023243
PAN:AAFCP3908E)
|
|
|
|
ANSAR AHMED
DIN:02336694
PAN:AFFPA4197L
|
|
|
DURGA PATIDAR
DIN:02977847
PAN:APJPP6921M
|
|
|
NANA LAL PATIDAR
DIN:02978194
PAN:AJWPP3490J
|
|
|
POOJA PATIDAR
DIN:02977813
PAN:AVBPP1293Q
|
|
|
PUNAM CHAND PATIDAR
DIN:02977863
PAN:BTUPP0108C
|
|
OPERATED CIS SCHEMES WITHOUT OBTAINING CERTIFICATE OF REGISTRATION FROM SEBI
|
IMPOSED PENALTY RS.60,00,000 ALONG WITH OTHER ENTITIES/PERSONS
28-FEB-2022
|
SEBI VIDE ITS NOTICE DATED 27/05/2022 DIRECTED TO PAY RS.61,74,589.00 WITHIN FIFTEEN DAYS FROM RECEIPT OF THIS NOTICE
SEBI VIDE ITS ORDER DATED 28/08/2025 DIRECTED ALL THE BANKS IN INDIA AND/OR NSDL/CDSL TO 1. ATTACH ALL THE ACCOUNTS BY WHATEVER NAME CALLED INCLUDING LOCKERS, DEMAT ACCOUNTS AND MUTUAL FUNDS FOLIOS EITHER SINGLY OR JOINTLY WITH ANY PERSON/S AND ALL OTHER AMOUNT/PROCEEDS DUE OR MAY BECOME DUE OR ANY MONEY HELD OR MAY SUBSEQUENTLY HOLD FOR ON ACCOUNT OF THE DEFAULTERS AND 2. NOT TO DEBIT ANY AMOUNT IN THE SAID ACCOUNT/S.HOWEVER CREDITS, IF ANY, INTO THE ACCOUNT MAY BE ALLOWED
|
| 29 |
|
|
PRIME PLANTATIONS PVT.LTD.
(PAN:AACCP1731G)
|
|
|
|
MAHENDRA BANAWARILAL BAGARIA
PAN:AABPB0291P
DIN:00005883
|
|
|
MOTILAL SARAF
PAN:AMPPS3565H
DIN:01685519
|
|
|
SHARADCHANDRA BHAGIRATH JAJU
PAN:ABRPJ2860M
DIN:05242941
|
|
|
VINOD KUMAR SARAF
PAN:ALRPS6933L
DIN:02081178
|
|
OPERATED CIS SCHEMES WITHOUT OBTAINING CERTIFICATE OF REGISTRATION FROM SEBI
|
DIRECTED TO ISSUE NEWSPAPER PUBLICATION IN ONE NATIONAL DAILY (ENGLISH AND HINDI) AND IN ONE LOCAL DAILY
DIRECTED TO PROVIDE 30 DAYS FROM THE DATE OF ADVERTISEMENT TO CONTRIBUTORS/INVESTORS FOR SUBMITTING ANY CLAIM/COMPLAINT
DIRECTED TO OPEN ESCROW ACCOUNT WITH NATIONALISED BANK AND TRANSFER/DEPOSIT ENTIRE OUTSTANDING AMOUNT PAYABLE TO INVESTORS
DIRECTED TO WIND-UP SCHEME AND REFUND THE MONEY COLLECTED UNDER SCHEME TO CONTRIBUTORS/INVESTORS
DIRECTED TO MAKE REFUND THROUGH BANKING CHANNELS SUCH AS DEMAND DRAFT AND/OR PAY ORDER AND/OR ELECTRONIC MODE OF TRANSFER
DIRECTED TO FREEZE EXISTING HOLDING OF SECURITIES, INCLUDING UNITS OF MUTUAL FUNDS
DIRECTED TO SUBMIT REPORT IN REGARD TO WINDING UP OF CIS AND REPAYMENT OF MONIES TO SEBI IN ACCORDANCE TO CIS REGULATIONS
DIRECTED TO SUBMIT REPAYMENT REPORT TO SEBI CERTIFIED BY TWO INDEPENDENT CHARTERED ACCOUNTANTS WHO ARE IN PANEL OF ANY PUBLIC AUTHORITY OR PUBLIC INSTITUTION
PROHIBITED FROM ISSUING PROSPECTUS OR ANY OFFER DOCUMENT, OR ISSUE ADVERTISEMENT FOR SOLICITING MONEY FROM PUBLIC FOR ISSUE OF SECURITIES IN ANY MANNER EITHER DIRECTLY OR INDIRECTLY FROM 19-MAR-2021 TO 18-MAR-2025
DEBARRED / RESTRAINED FROM ASSOCIATING WITH / ACCESSING CAPITAL MARKET / INTERMEDIARIES FROM 19-MAR-2021 TO 18-MAR-2025
DEBARRED/RESTRAINED FROM BUYING/SELLING/DEALING/IPOS IN SECURITIES/SPECIFIED SCRIPS DIRECTLY/INDIRECTLY FROM 19-MAR-2021 TO 18-MAR-2025
DIRECTED NOT TO DIVERT ANY FUNDS RAISED FROM INVESTORS
DIRECTED NOT TO DISPOSE OF OR ALIENATE ANY OF THEIR ASSETS/PROPERTIES/ SECURITIES
19-MAR-2021
|
SAT: SAT VIDE ITS ORDER DATED 07/07/2021 CONDONED THE DELAY OF 10 DAYS IN FILING OF APPEAL. DIRECTED RESPONDENT TO FILE REPLY WITHIN THREE WEEKS FROM DATE OF THIS ORDER. FURTHER, DIRECTED TO SUSPEND RESTRAINED ORDER DURING PENDENCY OF THE APPEAL
SAT: SAT VIDE ITS ORDER DATED 30/07/2021 REJECTED THE APPLICATION AND ALLOWED APPELLANT THREE WEEKS TO FILE REJOINDER
SAT: SAT VIDE ITS ORDER DATED 14/12/2021 ALLOWED THE APPEAL AND SET ASIDE IMPUGNED ORDER DATED 19/03/2021. MATTER REMITTED TO WTM TO DECIDE AFRESH WITHIN SIX WEEKS FROM DATE OF THIS ORDER. FURTHER, DIRECTED APPELLANT TO TRANSFER RS 3.80 LAC TO SEBI WITHIN TWO WEEKS FROM DATE OF THIS ORDER
SEBI VIDE ITS ORDER DATED 24/01/2022 AS THE NOTICEES HAVE ALREADY UNDERGONE RESTRAINT FROM DEALING WITH SECURITIES BY VIRTUE OF THE ORDER DATED 19/03/2021 DIRECTEDA) I PERIOD OF 30 DAYS AS WAS DIRECTED UNDER THE ORDER DATED 19/03/2021 TO LODGE CLAIM/COMPLAINT, IS EXTENDED AND SHALL REMAIN OPEN FOR SIX MONTHS FROM DATE OF THIS ORDER B) NOTICEE COMPANIES TO TAKE ALL POSSIBLE STEPS TO TRACE THE INVESTORS OF GREEN CHIP SCHEME TO MAKE REFUND AS PER TERMS OF OFFER C) AMOUNT DUE TO THE INVESTORS TO REMAIN DEPOSITED FOR SIX MONTHS IN INTEREST BEARING ESCROW ACCOUNT OPENED BY THE NOTICEE COMPANIES TO BE UTILISED FOR PAYMENT TOWARDS THE CLAIM OF INVESTORS D) ANY AMOUNT REMAINING BALANCE OUT OF THE AFORESAID AMOUNT AFTER REFUNDING THE INVESTORS OR AFTER TAKING ALL POSSIBLE STEPS TO REFUND EVEN AFTER SIX MONTHS FROM DATE OF THE PRESENT ORDER, TO BE TRANSFERRED TO IPEF UNDER SEBI (IEPF) REGULATIONS, 2009 E) PRESENT INCUMBENT DIRECTORS TO NOTICEES NOS.4 TO 6 TO ENSURE THAT THE AFORESAID DIRECTIONS ARE COMPLIED WITH I) LODGE CLAIM/COMPLAINT, EXTENDED AND SHALL REMAIN OPEN FOR SIX MONTHS FROM DATE OF THIS ORDER II) TAKE ALL POSSIBLE STEPS TO TRACE THE INVESTORS OF GREEN CHIP SCHEME TO MAKE REFUND AS PER TERMS OF OFFER. REFUNDS SHALL BE MADE BY DEMAND DRAFTS/PAY III) AMOUNT DUE TO THE INVESTORS TO REMAIN DEPOSITED FOR SIX MONTHS IN THE INTEREST BEARING ESCROW ACCOUNT OPENED BY THE COMPANIES TO BE UTILISED FOR PAYMENT TOWARDS THE CLAIM OF INVESTORS
SAT: SAT VIDE ITS ORDER DATED 09/05/2022 DIRECTED REPLY BE FILED WITHIN FOUR WEEKS FROM DATE OF THIS ORDER AND REJOINDER MAY BE FILED WITHIN FOUR WEEKS THEREAFTER
SAT: SAT VIDE ITS ORDER DATED 25/07/2022 CONDONED THE DELAY IN FILING OF APPEAL
SAT: SAT VIDE ITS ORDER DATED 21/09/2022 DIRECTED A) THAT RS.3.80 LACS DEPOSITED WITH SEBI TO BE TRANSFERRED TO INVESTOR PROTECTION & EDUCATION FUND ALONG WITH ACCRUED INTEREST, IF ANY, WITHIN FOUR WEEKS FROM DATE OF THIS ORDER B) APPELLANTS TO FILE WINDING UP REPORT AND REPAYMENT REPORT TO WHOM MONEY HAS BEEN REFUNDED WITHIN FOUR WEEKS FROM DATE OF THIS ORDER C) APPELLANTS TO FILE DETAILS LIST OF ALL CONTRIBUTORS/INVESTORS CONTACT DETAILS, DETAILS OF INVESTMENT OF THOSE INVESTORS WHOSE INVESTMENT HAVE NOT BEEN REFUNDED WITHIN FOUR WEEKS FROM DATE OF THIS ORDER D) REPORT TO CERTIFIED BY CHARTED ACCOUNTANT IN THE PRESCRIBE FORMAT WITHIN SIX WEEKS FROM DATE OF THIS ORDER
|
| 30 |
|
|
PRIME PLANTATIONS PVT.LTD.
(PAN:AACCP1731G)
|
|
|
|
GOPALDAS BHAGIRATH JAJOO
PAN:ACPPJ2990K
DIN:02064833
|
|
|
RITA SHARADCHANDRA JAJU
PAN:AADPJ4918K
DIN:02064853
|
|
|
UMA MAHENDRA BAGARIA
PAN:AAJPB7782K
DIN:00686226
|
|
OPERATED CIS SCHEMES WITHOUT OBTAINING CERTIFICATE OF REGISTRATION FROM SEBI
|
PROHIBITED FROM ISSUING PROSPECTUS OR ANY OFFER DOCUMENT, OR ISSUE ADVERTISEMENT FOR SOLICITING MONEY FROM PUBLIC FOR ISSUE OF SECURITIES IN ANY MANNER EITHER DIRECTLY OR INDIRECTLY FROM 19-MAR-2021 TO 18-MAR-2023
RESTRAINED FROM ACCESSING SECURITIES MARKET AND FURTHER PROHIBITED FROM BUYING/SELLING OR OTHERWISE DEALING IN SECURITIES AND/OR UNITS OF MUTUAL FUNDS DIRECTLY OR INDIRECTLY OR BEING ASSOCIATED WITH SECURITIES MARKET IN ANY MANNER FROM 19-MAR-2021 TO 18-MAR-2023
DIRECTED TO FREEZE EXISTING HOLDING OF SECURITIES, INCLUDING UNITS OF MUTUAL FUNDS
19-MAR-2021
|
|
| 31 |
|
|
RAGHAV CAPITAL & INFRASTRUCTURE LTD.
(CIN:U45400UP2008PLC036216
PAN:AAECR1541A)
|
|
|
|
NIRMALA RAGHAV
DIN:02463394
PAN:AHWPN9045M
|
|
|
RAJ KUMAR RAGHAV
PAN:AJIPR8427K
|
|
|
RITU VERMA
DIN:03182411
PAN:AGPPV1332D
|
|
OPERATED CIS SCHEMES WITHOUT OBTAINING CERTIFICATE OF REGISTRATION FROM SEBI
|
IMPOSED PENALTY RS.40,00,000 ALONG WITH OTHER ENTITIES/PERSONS
03-NOV-2020
|
SEBI VIDE ITS NOTICE DATED 20/07/2021 DIRECTED ALL THE BANKS IN INDIA AND/OR NSDL/CDSL AND/OR MUTUAL FUNDS TO 1.ATTACH ALL THE ACCOUNTS (INCLUDING MUTUAL FUNDS) BY WHATEVER NAME CALLED INCLUDING LOCKERS EITHER SINGLY OR JOINTLY WITH ANY PERSON/S AND ALL OTHER AMOUNT/PROCEEDS DUE OR MAY BECOME DUE OR ANY MONEY HELD OR MAY SUBSEQUENTLY HOLD FOR ON ACCOUNT OF THE DEFAULTERS AND 2. NOT TO DEBIT ANY AMOUNT IN THE SAID ACCOUNT/S.HOWEVER CREDITS, IF ANY, INTO THE ACCOUNT MAY BE ALLOWED
SEBI VIDE ITS ORDER DATED 17/02/2022 DIRECTED ALL THE BANKS TO REMIT ENTIRE AMOUNT TO THE EXTENT LYING IN THE BANK AND TERM DEPOSIT ACCOUNTS OF RAGHAV CAPITAL & INFRASTRUCTURE LTD., MR.RAJ KUMAR RAGHAV, MS.NIRMALA RAGHAV & MS.RITU VERMA TO SEBI BY WAY OF EFT/NEFT/RTGS
|
| 32 |
|
|
RDPL LANDMARK & INFRASTRUCTURE LTD.
(CIN:U70102DL2010PLC201803)
|
|
|
|
LALIT KUMAR
DIN:00871733
PAN:AUUPK3066A
|
|
|
PARVEEN KUMAR ROHILLA
DIN:00850588
PAN:AIUPR8350C
|
|
|
RAKESH KUMAR
DIN:02710270
PAN:AWPPK9383F
|
|
OPERATED CIS SCHEMES WITHOUT OBTAINING CERTIFICATE OF REGISTRATION FROM SEBI
|
IMPOSED PENALTY RS.50,00,000 ALONG WITH OTHER ENTITIES/PERSONS
31-JAN-2018
|
|
| 33 |
|
|
SAI PRASAD CORP.LTD.
(CIN:U70102PN2011PLC141639
PAN:AAQCS7428B)
|
|
|
|
BALASAHEB K.BHAPKAR
PAN:AFIPB3674A
|
|
|
SHASHANK B.BHAPKAR
PAN:AQHPB8639H
|
|
|
VANDANA BALASAHEB BHAPKAR
PAN:AFIPB3675B
|
|
DID NOT ADHERE TO THE DIRECTIVES/INSTRUCTIONS/GUIDELINES ISSUED BY SEBI VIDE IT’S EARLIER ORDER
OPERATED CIS SCHEMES WITHOUT OBTAINING CERTIFICATE OF REGISTRATION FROM SEBI
|
IMPOSED PENALTY RS.1,00,00,000 ALONG WITH OTHER ENTITIES/PERSONS
30-JUL-2018
|
SEBI VIDE ITS NOTICE DATED 20/12/2018 DIRECTED ALL THE BANKS AND MUTUAL FUNDS IN INDIA AND/OR NSDL/CDSL TO 1. ATTACH ALL THE ACCOUNTS BY WHATEVER NAME CALLED INCLUDING LOCKERS EITHER SINGLY OR JOINTLY WITH ANY PERSON/S AND ALL OTHER AMOUNT/PROCEEDS DUE OR MAY BECOME DUE OR ANY MONEY HELD OR MAY SUBSEQUENTLY HOLD FOR ON ACCOUNT OF THE DEFAULTERS AND 2. NOT TO DEBIT ANY AMOUNT IN THE SAID ACCOUNT/S.HOWEVER CREDITS, IF ANY, INTO THE ACCOUNT MAY BE ALLOWED
|
| 34 |
|
|
SAMRUDDHA JEEVAN FOODS INDIA LTD.
(CIN:U15204PN2002PLC016950
PAN:AAICS0865N)
|
|
|
|
MAHESH KISAN MOTEWAR
DIN:00054860
PAN:AKMPM3895K
|
|
|
RAJENDRA PANDURANG BHANDARE
DIN:00054872
PAN:ALKPB5263D
|
|
|
VAISHALI MAHESH MOTEWAR
DIN:02750035
PAN:ATTPM4634Q
|
|
OPERATED CIS SCHEMES WITHOUT OBTAINING CERTIFICATE OF REGISTRATION FROM SEBI
DID NOT ADHERE TO THE DIRECTIVES/INSTRUCTIONS/GUIDELINES ISSUED BY SEBI VIDE IT’S EARLIER ORDER
|
IMPOSED PENALTY RS.1,50,00,000 ALONG WITH OTHER ENTITIES/PERSONS
28-OCT-2020
|
|
| 35 |
|
|
SERVEHIT HOUSING & INFRASTRUCTURE INDIA LTD.
(CIN:U70109PB2009PLC032787
PAN:AANCS0417R)
|
|
|
|
BALBIR SINGH SAINI
DIN:02610827
|
|
|
RAJENDER KUMAR
PAN:BCIPK4911M
|
|
|
SATISH KUMAR
PAN:BDSPK2187C
|
|
|
SUKHMINDER SINGH
DIN:02610807
PAN:BUZPS4365J
|
|
|
SURJEET KUMAR
DIN:05310474
PAN:CRRPS1400A
|
|
OPERATED CIS SCHEMES WITHOUT OBTAINING CERTIFICATE OF REGISTRATION FROM SEBI
|
IMPOSED PENALTY RS.1,00,00,000 ALONG WITH OTHER ENTITIES/PERSONS
30-NOV-2018
|
SEBI VIDE ITS NOTICE DATED 01/08/2019 DIRECTED ALL THE BANKS AND MUTUAL FUNDS IN INDIA AND/OR NSDL/CDSL TO 1. ATTACH ALL THE ACCOUNTS BY WHATEVER NAME CALLED INCLUDING LOCKERS EITHER SINGLY OR JOINTLY WITH ANY PERSON/S AND ALL OTHER AMOUNT/PROCEEDS DUE OR MAY BECOME DUE OR ANY MONEY HELD OR MAY SUBSEQUENTLY HOLD FOR ON ACCOUNT OF THE DEFAULTERS AND 2. NOT TO DEBIT ANY AMOUNT IN THE SAID ACCOUNT/S.HOWEVER CREDITS, IF ANY, INTO THE ACCOUNT MAY BE ALLOWED
|
| 36 |
|
|
SHEEN AGRO & PLANTATION LTD.
|
|
|
|
AJEET LAL SHARMA
|
|
|
ANGREZ SINGH BHADWAL
PAN:ACBPB5282C
|
|
|
KAMAL SINGH BHAU
PAN:BJKPS4811H
|
|
|
KIRPAL SINGH
|
|
|
NASEEB SINGH PAWAR
PAN:APOPS9255C
|
|
|
SUDERSHAN SINGH JAMWAL
PAN:AAPPJ8220N
|
|
|
SURINDER KUMAR TRILOKIA
PAN:ACXPT9782D
|
|
|
TEJ PAL SINGH
|
|
|
YOGRAJ SINGH BHAU
|
|
OPERATED CIS SCHEMES WITHOUT OBTAINING CERTIFICATE OF REGISTRATION FROM SEBI
|
IMPOSED PENALTY RS.25,00,000 ALONG WITH OTHER ENTITIES/PERSONS
29-JUN-2020
|
|
| 37 |
|
|
SHRI RAM REAL ESTATE & BUSINESS SOLUTION LTD.
(PAN:AAMCS4086P
CIN:U70102MP2008PLC021116)
|
|
|
|
BABLOO PRAJAPATI
PAN:AMQPP8230M
DIN:06765008
|
|
|
BHUVNESHWAR PRASAD SAHU
DIN:06405979
PAN:CNHPS3845M
|
|
|
GOPAL MEENA
PAN:BXYPM8890C
DIN:06770974
|
|
|
SOHAN KUMAR PATEL
DIN:03113778
PAN:ALCPP9159L
|
|
|
SUBHASH DESHMUKH
DIN:03119711
PAN:AFCPD1730M
|
|
|
VIJAY SINGH
PAN:BXMPS0718K
DIN:02287778
|
|
OPERATED CIS SCHEMES WITHOUT OBTAINING CERTIFICATE OF REGISTRATION FROM SEBI
|
IMPOSED PENALTY RS.40,00,000 ALONG WITH OTHER ENTITIES/PERSONS
08-FEB-2021
|
|
| 38 |
|
|
STEP-UP MARKETING PVT.LTD.
(CIN:U51909HR2002PTC034910
PAN:AAZFS6704Q)
|
|
|
|
HARJIT SINGH DHARIWAL
PAN:ADJPD2284P
|
|
|
RAGHBIR KAUR
DIN:01622483
PAN:AMUPK7500K
|
|
OPERATED CIS SCHEMES WITHOUT OBTAINING CERTIFICATE OF REGISTRATION FROM SEBI
|
IMPOSED PENALTY RS.15,00,000 ALONG WITH OTHER ENTITIES/PERSONS
30-APR-2019
|
SEBI VIDE ITS NOTICE DATED 16/09/2021 DIRECTED ALL THE BANKS AND MUTUAL FUNDS IN INDIA AND/OR NSDL/CDSL TO 1. ATTACH ALL THE ACCOUNTS BY WHATEVER NAME CALLED INCLUDING LOCKERS EITHER SINGLY OR JOINTLY WITH ANY PERSON/S AND ALL OTHER AMOUNT/PROCEEDS DUE OR MAY BECOME DUE OR ANY MONEY HELD OR MAY SUBSEQUENTLY HOLD FOR ON ACCOUNT OF THE DEFAULTERS AND 2. NOT TO DEBIT ANY AMOUNT IN THE SAID ACCOUNT/S.HOWEVER CREDITS, IF ANY, INTO THE ACCOUNT MAY BE ALLOWED
SEBI VIDE ITS ORDER DATED 23/06/2022 DIRECTED ALL THE BANKS TO REMIT ENTIRE AMOUNT TO THE EXTENT LYING IN THE BANK ACCOUNTS OF STEP-UP MARKETING PVT.LTD., MR.HARJIT SINGH DHARIWAL, MS.RAGHBIR KAUR TO SEBI BY WAY OF EFT/NEFT/RTGS
|
| 39 |
|
|
SUNSHINE GLOBAL AGRO LTD.
(PAN:AAJCS2508K)
|
|
|
|
ANAND KUMAR JHA
PAN:AEKPJ8257J
|
|
|
ASHIF KHAN
PAN:BEMPK1322J
|
|
|
BIBEKA NAND MANDAL
PAN:CNVPM6593E
|
|
|
LEKH NARAYAN CHAND
PAN:AALPH6536K
|
|
|
MOHAMMAD AHTESHAMUL HAQ
PAN:ACGPH4147P
|
|
|
MOHAMMAD FAISAL
PAN:AAWPF1464H
|
|
|
MOKARRAM MOHAMMAD
PAN:AJPPM9356A
|
|
|
WASIM KHAN
PAN:CENPK6085G
|
|
OPERATED CIS SCHEMES WITHOUT OBTAINING CERTIFICATE OF REGISTRATION FROM SEBI
|
IMPOSED PENALTY RS.1,00,00,000 ALONG WITH OTHER ENTITIES/PERSONS
29-MAR-2019
|
SEBI VIDE ITS NOTICE DATED 23/12/2020 DIRECTED ALL THE BANKS IN INDIA AND/OR NSDL/CDSL AND/OR MUTUAL FUNDS TO 1. ATTACH ALL THE ACCOUNTS (INCLUDING MUTUAL FUNDS) BY WHATEVER NAME CALLED INCLUDING LOCKERS EITHER SINGLY OR JOINTLY WITH ANY PERSON/S AND ALL OTHER AMOUNT/PROCEEDS DUE OR MAY BECOME DUE OR ANY MONEY HELD OR MAY SUBSEQUENTLY HOLD FOR ON ACCOUNT OF THE DEFAULTERS AND 2. NOT TO DEBIT ANY AMOUNT IN THE SAID ACCOUNT/S.HOWEVER CREDITS, IF ANY, INTO THE ACCOUNT MAY BE ALLOWED
|
| 40 |
|
|
TWENTIETH CENTURY PLANTATION PVT.LTD.
(PAN:AAACT1328F)
|
|
|
|
MAHENDRA BANAWARILAL BAGARIA
PAN:AABPB0291P
DIN:00005883
|
|
|
MOTILAL SARAF
PAN:AMPPS3565H
DIN:01685519
|
|
|
SHARADCHANDRA BHAGIRATH JAJU
PAN:ABRPJ2860M
DIN:05242941
|
|
|
VINOD KUMAR SARAF
PAN:ALRPS6933L
DIN:02081178
|
|
OPERATED CIS SCHEMES WITHOUT OBTAINING CERTIFICATE OF REGISTRATION FROM SEBI
|
DIRECTED TO ISSUE NEWSPAPER PUBLICATION IN ONE NATIONAL DAILY (ENGLISH AND HINDI) AND IN ONE LOCAL DAILY
DIRECTED TO PROVIDE 30 DAYS FROM THE DATE OF ADVERTISEMENT TO CONTRIBUTORS/INVESTORS FOR SUBMITTING ANY CLAIM/COMPLAINT
DIRECTED TO OPEN ESCROW ACCOUNT WITH NATIONALISED BANK AND TRANSFER/DEPOSIT ENTIRE OUTSTANDING AMOUNT PAYABLE TO INVESTORS
DIRECTED TO WIND-UP SCHEME AND REFUND THE MONEY COLLECTED UNDER SCHEME TO CONTRIBUTORS/INVESTORS
DIRECTED TO MAKE REFUND THROUGH BANKING CHANNELS SUCH AS DEMAND DRAFT AND/OR PAY ORDER AND/OR ELECTRONIC MODE OF TRANSFER
DIRECTED TO FREEZE EXISTING HOLDING OF SECURITIES, INCLUDING UNITS OF MUTUAL FUNDS
DIRECTED TO SUBMIT REPORT IN REGARD TO WINDING UP OF CIS AND REPAYMENT OF MONIES TO SEBI IN ACCORDANCE TO CIS REGULATIONS
DIRECTED TO SUBMIT REPAYMENT REPORT TO SEBI CERTIFIED BY TWO INDEPENDENT CHARTERED ACCOUNTANTS WHO ARE IN PANEL OF ANY PUBLIC AUTHORITY OR PUBLIC INSTITUTION
PROHIBITED FROM ISSUING PROSPECTUS OR ANY OFFER DOCUMENT, OR ISSUE ADVERTISEMENT FOR SOLICITING MONEY FROM PUBLIC FOR ISSUE OF SECURITIES IN ANY MANNER EITHER DIRECTLY OR INDIRECTLY FROM 19-MAR-2021 TO 18-MAR-2025
DEBARRED / RESTRAINED FROM ASSOCIATING WITH / ACCESSING CAPITAL MARKET / INTERMEDIARIES FROM 19-MAR-2021 TO 18-MAR-2025
DEBARRED/RESTRAINED FROM BUYING/SELLING/DEALING/IPOS IN SECURITIES/SPECIFIED SCRIPS DIRECTLY/INDIRECTLY FROM 19-MAR-2021 TO 18-MAR-2025
DIRECTED NOT TO DIVERT ANY FUNDS RAISED FROM INVESTORS
DIRECTED NOT TO DISPOSE OF OR ALIENATE ANY OF THEIR ASSETS/PROPERTIES/ SECURITIES
19-MAR-2021
|
SAT: SAT VIDE ITS ORDER DATED 07/07/2021 CONDONED THE DELAY OF 10 DAYS IN FILING OF APPEAL. DIRECTED RESPONDENT TO FILE REPLY WITHIN THREE WEEKS FROM DATE OF THIS ORDER. FURTHER, DIRECTED TO SUSPEND RESTRAINED ORDER DURING PENDENCY OF THE APPEAL
SAT: SAT VIDE ITS ORDER DATED 30/07/2021 REJECTED THE APPLICATION AND ALLOWED APPELLANT THREE WEEKS TO FILE REJOINDER
SAT: SAT VIDE ITS ORDER DATED 14/12/2021 ALLOWED THE APPEAL AND SET ASIDE IMPUGNED ORDER DATED 19/03/2021. MATTER REMITTED TO WTM TO DECIDE AFRESH WITHIN SIX WEEKS FROM DATE OF THIS ORDER. FURTHER, DIRECTED APPELLANT TO TRANSFER RS 3.80 LAC TO SEBI WITHIN TWO WEEKS FROM DATE OF THIS ORDER
SEBI VIDE ITS ORDER DATED 24/01/2022 AS THE NOTICEES HAVE ALREADY UNDERGONE RESTRAINT FROM DEALING WITH SECURITIES BY VIRTUE OF THE ORDER DATED 19/03/2021 DIRECTEDA) I PERIOD OF 30 DAYS AS WAS DIRECTED UNDER THE ORDER DATED 19/03/2021 TO LODGE CLAIM/COMPLAINT, IS EXTENDED AND SHALL REMAIN OPEN FOR SIX MONTHS FROM DATE OF THIS ORDER B) NOTICEE COMPANIES TO TAKE ALL POSSIBLE STEPS TO TRACE THE INVESTORS OF GREEN CHIP SCHEME TO MAKE REFUND AS PER TERMS OF OFFER C) AMOUNT DUE TO THE INVESTORS TO REMAIN DEPOSITED FOR SIX MONTHS IN INTEREST BEARING ESCROW ACCOUNT OPENED BY THE NOTICEE COMPANIES TO BE UTILISED FOR PAYMENT TOWARDS THE CLAIM OF INVESTORS D) ANY AMOUNT REMAINING BALANCE OUT OF THE AFORESAID AMOUNT AFTER REFUNDING THE INVESTORS OR AFTER TAKING ALL POSSIBLE STEPS TO REFUND EVEN AFTER SIX MONTHS FROM DATE OF THE PRESENT ORDER, TO BE TRANSFERRED TO IPEF UNDER SEBI (IEPF) REGULATIONS, 2009 E) PRESENT INCUMBENT DIRECTORS TO NOTICEES NOS.4 TO 6 TO ENSURE THAT THE AFORESAID DIRECTIONS ARE COMPLIED WITH I) LODGE CLAIM/COMPLAINT, EXTENDED AND SHALL REMAIN OPEN FOR SIX MONTHS FROM DATE OF THIS ORDER II) TAKE ALL POSSIBLE STEPS TO TRACE THE INVESTORS OF GREEN CHIP SCHEME TO MAKE REFUND AS PER TERMS OF OFFER. REFUNDS SHALL BE MADE BY DEMAND DRAFTS/PAY III) AMOUNT DUE TO THE INVESTORS TO REMAIN DEPOSITED FOR SIX MONTHS IN THE INTEREST BEARING ESCROW ACCOUNT OPENED BY THE COMPANIES TO BE UTILISED FOR PAYMENT TOWARDS THE CLAIM OF INVESTORS
SAT: SAT VIDE ITS ORDER DATED 09/05/2022 DIRECTED REPLY BE FILED WITHIN FOUR WEEKS FROM DATE OF THIS ORDER AND REJOINDER MAY BE FILED WITHIN FOUR WEEKS THEREAFTER
SAT: SAT VIDE ITS ORDER DATED 25/07/2022 CONDONED THE DELAY IN FILING OF APPEAL
SAT: SAT VIDE ITS ORDER DATED 21/09/2022 DIRECTED A) THAT RS.3.80 LACS DEPOSITED WITH SEBI TO BE TRANSFERRED TO INVESTOR PROTECTION & EDUCATION FUND ALONG WITH ACCRUED INTEREST, IF ANY, WITHIN FOUR WEEKS FROM DATE OF THIS ORDER B) APPELLANTS TO FILE WINDING UP REPORT AND REPAYMENT REPORT TO WHOM MONEY HAS BEEN REFUNDED WITHIN FOUR WEEKS FROM DATE OF THIS ORDER C) APPELLANTS TO FILE DETAILS LIST OF ALL CONTRIBUTORS/INVESTORS CONTACT DETAILS, DETAILS OF INVESTMENT OF THOSE INVESTORS WHOSE INVESTMENT HAVE NOT BEEN REFUNDED WITHIN FOUR WEEKS FROM DATE OF THIS ORDER D) REPORT TO CERTIFIED BY CHARTED ACCOUNTANT IN THE PRESCRIBE FORMAT WITHIN SIX WEEKS FROM DATE OF THIS ORDER
|
| The regulatory charges/regulatory actions may be fully or partly applicable to the entities/persons mentioned in the second column. |
| |
|
|
| Page 2 of 3
|
