| S.No. |
ENTITY |
PERSONS |
REGULATORY CHARGES |
REGULATORY ACTION(S) / DATE OF ORDER |
FURTHER DEVELOPMENTS |
| 21 |
|
PEQUOT INDIA MAURITIUS IV, LTD.
|
|
|
CEASED TO EXIST AS INCORPORATED ENTITIES IN THEIR RESPECTIVE JURISDICTIONS
DID NOT SUBMIT QUARTERLY REPORTS VIOLATING REGULATION 13(1) OF SEBI (FVCI) REGULATIONS, 2000 READ WITH SEBI CIRCULARS DATED 29/04/2003 AND 12/01/2010
DID NOT INTIMATE CHANGE IN THEIR REGULATORY STATUS I.E. THE ENTITIES BECOMING DEFUNCT VIOLATING REGULATION 4(1)(F) AND 8(D) OF SEBI (FVCI) REGULATIONS, 2000
|
CANCELLED REGISTRATION AS FOREIGN VENTURE CAPITAL INVESTORS FROM 18-FEB-2025
18-FEB-2025
|
|
| 22 |
|
|
RAJESH EXPORTS LTD.
(PAN:AAACR8642N)
|
|
|
|
RAJESH JASVANTRAI MEHTA
PAN:ADKPM0172C
|
|
DISSEMINATED FINANCIAL STATEMENTS AND ANNUAL REPORTS TO STOCK EXCHANGES AND INVESTORS VIOLATING SECTIONS 12A(A) TO 12A(C) OF SEBI ACT, 1992 READ WITH REGULATIONS 3(B) TO 3(D), 4(1), 4(2)(E), 4(2)(F), 4(2)(K) AND 4(2)(R) OF SEBI (PFUTP) REGULATIONS, 2003 IN MATTER OF RAJESH EXPORTS LTD.
PUBLISHED MISREPRESENTED FINANCIAL RESULTS AND ANNUAL FINANCIAL STATEMENTS TO STOCK EXCHANGES AND INVESTORS VIOLATING REGULATIONS 4(1)(C), 4(1)(E), 4(1)(G), 4(1)(H), 4(1)(J) AND 4(2)(E)(I) OF SEBI (LODR) REGULATIONS, 2015 IN MATTER OF RAJESH EXPORTS LTD.
DID NOT MAKE DISCLOSURE OF RELATED PARTY TRANSACTIONS VIOLATING REGULATION 34(3) READ WITH CLAUSE 1 OF PARA A OF SCHEDULE V OF SEBI (LODR) REGULATIONS, 2015 IN MATTER OF RAJESH EXPORTS LTD.
DID NOT PLACE RELATED PARTY TRANSACTIONS BEFORE AUDIT COMMITTEE AND DID NOT OBTAIN PRIOR APPROVAL FOR SUCH TRANSACTIONS VIOLATING REGULATION 23(2) OF SEBI (LODR) REGULATIONS, 2015 IN MATTER OF RAJESH EXPORTS LTD.
DID NOT ADHERE TO ACCOUNTING STANDARDS INCLUDING IND AS 1, IND AS 21, IND AS 24, IND AS 32, IND AS 107, IND AS 110 AND IND AS 115 VIOLATING REGULATIONS 4(1)(A), 4(1)(B), 4(2)(E)(I), 33(1)(A), 33(1)(C) AND 48 OF SEBI (LODR) REGULATIONS, 2015 IN MATTER OF RAJESH EXPORTS LTD.
DID NOT UPLOAD AUDITED FINANCIAL STATEMENTS OF ITS SUBSIDIARIES/STEP-DOWN SUBSIDIARIES ON WEBSITE VIOLATING REGULATION 46(2)(S) OF SEBI (LODR) REGULATIONS, 2015 AND SECTION 136(1) OF THE COMPANIES ACT, 2013 IN MATTER OF RAJESH EXPORTS LTD.
DID NOT PROVIDE INFORMATION TO SEBI
PROVIDED INCOMPLETE AND INACCURATE INFORMATION / DOCUMENTS
DID NOT CO-OPERATE WITH SEBI IN INSPECTION
|
DIRECTED TO CO-OPERATE WITH SEBI IN INVESTIGATION BY FURNISHING ALL RELEVANT INFORMATION
DIRECTED SEBI TO APPOINT FORENSIC AUDITOR TO EXAMINE BOOKS OF ACCOUNTS
DIRECTED TO EXTEND NECESSARY CO–OPERATION TO FORENSIC AUDITOR/AUDIT FIRM APPOINTED AND FURNISH ALL INFORMATION/DOCUMENTS SOUGHT
DIRECTED TO MAKE TRUE AND FAIR DISCLOSURES OF THEIR FINANCIAL STATEMENTS, RELATED PARTY TRANSACTIONS AND OTHER DISCLOSURES IN TERMS OF LODR REGULATIONS, 2015
03-JUN-2026
|
|
| 23 |
|
|
SANDLER MAURITIUS INVESTMENTS, LTD.
|
|
|
CEASED TO EXIST AS INCORPORATED ENTITIES IN THEIR RESPECTIVE JURISDICTIONS
DID NOT SUBMIT QUARTERLY REPORTS VIOLATING REGULATION 13(1) OF SEBI (FVCI) REGULATIONS, 2000 READ WITH SEBI CIRCULARS DATED 29/04/2003 AND 12/01/2010
DID NOT INTIMATE CHANGE IN THEIR REGULATORY STATUS I.E. THE ENTITIES BECOMING DEFUNCT VIOLATING REGULATION 4(1)(F) AND 8(D) OF SEBI (FVCI) REGULATIONS, 2000
|
CANCELLED REGISTRATION AS FOREIGN VENTURE CAPITAL INVESTORS FROM 18-FEB-2025
18-FEB-2025
|
|
| 24 |
|
|
STRUCTURED INVESTMENTS LTD.
|
|
|
CEASED TO EXIST AS INCORPORATED ENTITIES IN THEIR RESPECTIVE JURISDICTIONS
DID NOT SUBMIT QUARTERLY REPORTS VIOLATING REGULATION 13(1) OF SEBI (FVCI) REGULATIONS, 2000 READ WITH SEBI CIRCULARS DATED 29/04/2003 AND 12/01/2010
DID NOT INTIMATE CHANGE IN THEIR REGULATORY STATUS I.E. THE ENTITIES BECOMING DEFUNCT VIOLATING REGULATION 4(1)(F) AND 8(D) OF SEBI (FVCI) REGULATIONS, 2000
|
CANCELLED REGISTRATION AS FOREIGN VENTURE CAPITAL INVESTORS FROM 18-FEB-2025
18-FEB-2025
|
|
| 25 |
|
|
SUMMIT PARTNERS INDIA VENTURE CAPITAL INVESTMENTS
|
|
|
CEASED TO EXIST AS INCORPORATED ENTITIES IN THEIR RESPECTIVE JURISDICTIONS
DID NOT SUBMIT QUARTERLY REPORTS VIOLATING REGULATION 13(1) OF SEBI (FVCI) REGULATIONS, 2000 READ WITH SEBI CIRCULARS DATED 29/04/2003 AND 12/01/2010
DID NOT INTIMATE CHANGE IN THEIR REGULATORY STATUS I.E. THE ENTITIES BECOMING DEFUNCT VIOLATING REGULATION 4(1)(F) AND 8(D) OF SEBI (FVCI) REGULATIONS, 2000
|
CANCELLED REGISTRATION AS FOREIGN VENTURE CAPITAL INVESTORS FROM 18-FEB-2025
18-FEB-2025
|
|
| The regulatory charges/regulatory actions may be fully or partly applicable to the entities/persons mentioned in the second column. |
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