| S.No. |
ENTITY |
PERSONS |
REGULATORY CHARGES |
REGULATORY ACTION(S) / DATE OF ORDER |
FURTHER DEVELOPMENTS |
| 361 |
|
NOTED INFOTECH PVT.LTD.
|
|
|
VIOLATED SEBI ACT, 1992
|
PROSECUTION LAUNCHED
15-MAY-2006
|
|
| 362 |
|
|
NOVA UDYOG LTD.
|
|
|
|
INDERSAIN GAMBHIR
|
|
|
M.MAHANI
|
|
DID NOT DESPATCH SHARE CERTIFICATES AFTER ALLOTMENT AND/OR TRANSFER WITHIN STIPULATED PERIOD
|
PROSECUTION LAUNCHED
15-MAY-2006
|
CASE DISMISSED
|
| 363 |
|
|
NVD SOLAR LTD.
|
|
|
|
DIPSEKHAR MUKHERJEE
|
|
|
SAIBAL KUMAR HAZRA
|
|
|
SUBRATA KUMAR MONDAL
|
|
MOBILIZED RS.595.00 CRORE FROM PUBLIC THROUGH ISSUANCE OF 59.50 CRORE EQUITY SHARES TO 1,09,480 INVESTORS VIOLATING PROVISIONS OF SECTIONS 67(3), 56(1), 56(3), 60(1), 73(1), 73(2) AND 73(3) OF THE COMPANIES ACT, 1956 AND REGULATIONS 4(2)(D), 5(1), 6(1), 7(A), 25, 26, 36, 37, 46, 47 AND 57 OF THE ICDR REGULATIONS, 2009
|
PROSECUTION LAUNCHED
25-AUG-2016
|
|
| 364 |
|
|
OASIS CINE COMMUNICATION LTD.
(Along with : CUCKOO FISCAL SERVICES LTD.,
DELFIN INTERNATIONAL LTD.)
|
|
|
|
ABHAY SINGH KOTHARI
|
|
|
ABHISHET BASU
|
|
|
AJAY MANGAL
|
|
|
ANISH JAIN
|
|
|
ARUNCHAND JAIN
|
|
|
ASHOK KOTHARI
|
|
|
HARE KRISHNA BEHERA
|
|
|
KAMAL BARIK
|
|
|
KEDARNATH BANSAL
|
|
|
PARTHA KUMAR MAJUMDER
|
|
|
PARTHA MAJUMDAR
|
|
|
PRADIP DEY
|
|
|
RAJESH BOTHRA
|
|
|
SANJAY CHATTERJEE
|
|
|
SARBARI BANDOPADHYAY
|
|
FAILED TO PAY PENALTY
|
PROSECUTION LAUNCHED
31-MAR-2014
|
COMPOUNDED ON PAYMENT OF RS.67,000.00 TOWARDS LEGAL COSTS AND RS.4,12,767.00 TOWARDS PENALTY AND INTEREST
|
| 365 |
|
|
OASIS MEDIA MATRIX LTD.
(CIN:L27100GJ1995PLC027638)
|
|
|
|
CHANDERKANT MEHTA
|
|
|
JATIN MANUBHAI SHAH
|
|
|
KAMLESH SHAH
DIN:03289234
|
|
|
VASANT C.SHAH
|
|
VIOLATED SEBI (PFUTP) REGULATIONS, 1995
|
PROSECUTION LAUNCHED
30-JUN-2010
|
|
| 366 |
|
|
OJAS TECHNOCHEM PRODUCTS LTD.
|
|
|
|
ALAP SHUKLA
|
|
|
BHADRESHBHAI PATEL
|
|
|
DILIPSINH RAULJI
|
|
|
HANSA J.SHUKLA
|
|
|
JAYENDRA KANTI SHUKLA
|
|
|
JAYENDRA MILAP SHUKLA
|
|
|
SANDEEPSINH CHASATYA
|
|
|
SURESH KANTI SHUKLA
|
|
|
VINOD KANTI SHUKLA
|
|
VIOLATED SECTION 20 OF SEBI DEPOSITORIES ACT, 1996
DID NOT DESPATCH SHARE CERTIFICATES AFTER ALLOTMENT AND/OR TRANSFER WITHIN STIPULATED PERIOD
VIOLATED SECTION 11 (C) 6 OF SEBI ACT, 1992
FAILED TO PAY PENALTY
VIOLATED SECTION 19 OF SEBI DEPOSITORIES ACT, 1996
VIOLATED SECTION 21 OF SEBI DEPOSITORIES ACT, 1996
VIOLATED SECTION 22 OF SEBI DEPOSITORIES ACT, 1996
|
PROSECUTION LAUNCHED
15-MAY-2006
|
|
| 367 |
|
|
OM SECURITIES
|
|
|
|
LAXMANDAS ARORA
|
|
|
MANOJ MOTTA
|
|
|
R.C.ARORA
|
|
|
TUSHAR SHAH
|
|
VIOLATED SECTION 24 OF SEBI (PFUTP) REGULATION, 1995
|
PROSECUTION LAUNCHED
15-MAY-2006
|
|
| 368 |
|
|
OMEGA SEEDS LTD.
|
|
|
|
B.R.BAJAJ
|
|
|
L.S.SEKHON
|
|
|
M.M.PAREKH
|
|
|
M.S.NARULA
|
|
|
N.M.PRAKASH
|
|
|
N.S.BRAR
|
|
MIS-STATEMENTS IN THE PROSPECTUS
|
PROSECUTION LAUNCHED
15-MAY-2006
|
|
| 369 |
|
|
OMNITEL INDUSTRIES LTD.
|
|
|
|
K.SHENOY
|
|
|
P.C.ANANTH RAM
|
|
|
P.L.SIVRAM
|
|
|
RAM K.VEPA
|
|
DID NOT DESPATCH SHARE CERTIFICATES AFTER ALLOTMENT AND/OR TRANSFER WITHIN STIPULATED PERIOD
|
PROSECUTION LAUNCHED
15-MAY-2006
|
|
| 370 |
|
|
ONLINE INVESTMENT
|
|
|
VIOLATED SECTION 11 (3) OF SEBI ACT, 1992
|
PROSECUTION LAUNCHED
31-MAR-2010
|
|
| 371 |
|
|
ONLOOKER INVESTMENTS PVT.LTD.
|
|
|
|
DEVEN MEHTA
|
|
|
JULIET COUTINHO
|
|
|
MAYANK SHAH
|
|
|
MEENAL CHHABARIA
|
|
|
SURESH GURBUX MOTWANI
|
|
|
SURESH HEMWANI
|
|
VIOLATED SECTION 11 (3) OF SEBI ACT, 1992
VIOLATED SECTION 11 (C) 6 OF SEBI ACT, 1992
VIOLATED SECTION 4 OF SEBI (PFUTP) REGULATIONS, 1995
|
PROSECUTION LAUNCHED
15-MAY-2006
|
|
| 372 |
|
|
OPTIMATES TEXTILE INDUSTRIES LTD.
|
|
|
|
ANOOP AGARWAL
|
|
|
B.K.JAIN
|
|
|
HARI BERIA
|
|
|
MAHENDRA SINGH
|
|
|
MAHESH LADHA
|
|
|
MOHIT BREY
|
|
|
RENU SINGH
|
|
|
SHARAD SOGANI
|
|
|
SUBHASH PATEL
|
|
|
SUDHIR JAIN
|
|
|
SUNIL AGARWAL
|
|
FAILED TO PAY PENALTY
|
PROSECUTION LAUNCHED
31-MAR-2014
|
|
| 373 |
|
|
OPTIONS INVESTMENTS
|
|
|
|
MUKESH KANTILAL JOSHI
|
|
VIOLATED SECTION 11 (3) OF SEBI ACT, 1992
|
PROSECUTION LAUNCHED
31-MAR-2010
|
|
| 374 |
|
|
ORBIT SECURITIES PVT.LTD.
|
|
|
|
MANISHA SAMIR SHAH
|
|
|
SAMIR ROHIT KUMAR SHAH
|
|
FAILED TO PAY PENALTY
|
PROSECUTION LAUNCHED
31-MAR-2014
|
RS.20,57,500.00 PENALY PAID TOWARDS INTEREST WHICH INCLUDED LEGAL COSTS
|
| 375 |
|
|
ORBIT SECURITIES PVT.LTD.
|
|
|
VIOLATED SECTION 11 (C) 6 OF SEBI ACT, 1992
|
PROSECUTION LAUNCHED
15-MAY-2006
|
|
| 376 |
|
|
ORCHID CULTIVATION PROJECTS INDIA LTD.
(CIN:U01403WB2011PLC166376
PAN:AABCO5512D)
|
|
|
|
JYOTIRMOY BHATTACHARJEE
DIN:06840082
PAN:BOZPB3968J
|
|
|
RAJIV KUMAR SINGH
PAN:BYDPS1992M
|
|
|
SUBIR KUMAR PAUL
PAN:AKLPP5280G
|
|
|
SUMANTA BANERJEE
DIN:02121460
PAN:AMNPB4741N
|
|
FAILED TO PAY PENALTY
|
PROSECUTION LAUNCHED
15-DEC-2016
|
ALL ACCUSED PLEADED GUILTY. CONSIDERING THEIR SUBMISSIONS THE COURT HELD THEM GUILTY AND DIRECTED THEM TO PAY RS.7,00,000.00 AS COMPENSATION TO SEBI AND RS.60,000.00
AS FINE. IN DEFAULT THE SIMPLE IMPRISONMENT OF 2YEARS. THEY HAVE
DEPOSITED THE AMOUNT IN CASH BEFORE THE REGISTRY OF COURT
|
| 377 |
|
|
ORIENT TRADELINK LTD.
(PAN:AAACO5359B)
|
|
|
|
AJAY CHOPRA
|
|
|
ANITA KHETRAPAL
|
|
|
AUSHIM KHETRAPAL
PAN:ANZPK1199C
|
|
|
DALJEET SINGH KOHLI
|
|
|
MIHIR PATEL
|
|
|
NAVEEN PATEL
|
|
VIOLATED SECTION 11C (3) OF SEBI ACT, 1992
|
PROSECUTION LAUNCHED
15-MAY-2006
|
|
| 378 |
|
|
OSIAN LPG BOTTLING LTD.
|
|
|
FAILED TO PAY PENALTY
|
PROSECUTION LAUNCHED
31-MAR-2014
|
THE OFFENCE WAS COMPOUNDED ON PAYMENT OF RS.2,32,500.00 TO SEBI
|
| 379 |
|
|
OTOKLIN PLANTS & EQUIPMENTS LTD.
|
|
|
|
DILIP K.JHAVERI
|
|
VIOLATED SECTION 20 OF SEBI DEPOSITORIES ACT, 1996
VIOLATED SECTION 19 OF SEBI DEPOSITORIES ACT, 1996
VIOLATED SECTION 21 OF SEBI DEPOSITORIES ACT, 1996
VIOLATED SECTION 22 OF SEBI DEPOSITORIES ACT, 1996
|
PROSECUTION LAUNCHED
15-MAY-2006
|
|
| 380 |
|
|
PADMINI TECHNOLOGIES LTD.
(CIN:L25202DL1990PLC039395)
|
|
|
|
PRAVEEN KUMAR JAIN
|
|
|
RAJESH SODHI
|
|
|
VISHNU SARUP GUPTA
|
|
|
VIVEK NAGPAL
|
|
VIOLATED SEBI ACT, 1992
DID NOT DESPATCH SHARE CERTIFICATES AFTER ALLOTMENT AND/OR TRANSFER WITHIN STIPULATED PERIOD
|
PROSECUTION LAUNCHED
15-MAY-2006
|
COMPOUNDED. THE VIOLATIONS WERE COMPOUNDED BY CLB AND ACCORDINGLY THE COMPLAINT WAS DIPOSED OF BY HON'BLE COURT. ORDER COPY IS AWAITED
|
| The regulatory charges/regulatory actions may be fully or partly applicable to the entities/persons mentioned in the second column. |
| |
|
|
| Page 19 of 32
|
