| S.No. |
ENTITY |
PERSONS |
REGULATORY CHARGES |
REGULATORY ACTION(S) / DATE OF ORDER |
FURTHER DEVELOPMENTS |
| 361 |
|
NEELGIRI FORESTS LTD.
|
|
|
|
ANAND VARSHNEY
|
|
|
ARJUN SINGH
|
|
|
BEENA NEGI
|
|
|
HARISH PAL SINGH NEGI
|
|
|
PRATAP SINGH VERMA
|
|
|
RADHA SAINI
|
|
|
RAJNESH PRABHA
|
|
|
RAJPAL
|
|
|
RAM NIWAS SAINI
|
|
|
RANBIR SINGH
|
|
|
ROHTAS SAINI
|
|
|
RUPESH SAINI
|
|
|
SUNITA SAINI
|
|
DID NOT APPLY FOR REGISTRATION OF CIS
DID NOT WIND UP TO REPAY INVESTORS AS PER REGULATIONS
|
REQUESTED DCA TO INITIATE WINDING UP OF ENTITY
DEBARRED / RESTRAINED FROM ASSOCIATING WITH / ACCESSING CAPITAL MARKET / INTERMEDIARIES FROM 02-JUL-2001 TO 02-JUL-2006
REFERRED TO POLICE AUTHORITIES TO FILE FIR
REFERRED TO STATE GOVERNMENTS FOR FILING OF CIVIL/CRIMINAL PROCEEDINGS FOR FRAUD, CHEATING, CRIMINAL BREACH OF TRUST AND MIS-APPROPRIATION OF PUBLIC FUNDS
LAUNCHED PROSECUTION AGAINST THE ENTITY AND ITS DIRECTORS U/S 24 AND 27 OF THE SEBI ACT
02-JUL-2001
|
|
| 362 |
|
|
NEW INDIA HORTICULTURE & AGRO LTD.
|
|
|
|
BIMLESH KUMAR PANDEY
|
|
|
MAHENDRA RAM VERMA
|
|
|
MANOJ KUMAR DEBEY
|
|
|
MUKESH KUMAR SINGH
|
|
|
NARBADESHWAR GIRI
|
|
|
NAWAL KISHORE BHARATI
|
|
|
PREDEEP KUMAR BHUINYA
|
|
DID NOT APPLY FOR REGISTRATION OF CIS
DID NOT WIND UP TO REPAY INVESTORS AS PER REGULATIONS
|
REQUESTED DCA TO INITIATE WINDING UP OF ENTITY
DEBARRED / RESTRAINED FROM ASSOCIATING WITH / ACCESSING CAPITAL MARKET / INTERMEDIARIES FROM 02-JUL-2001 TO 02-JUL-2006
REFERRED TO STATE GOVERNMENTS FOR FILING OF CIVIL/CRIMINAL PROCEEDINGS FOR FRAUD, CHEATING, CRIMINAL BREACH OF TRUST AND MIS-APPROPRIATION OF PUBLIC FUNDS
02-JUL-2001
|
ACCUSED MOBILIZED RS.1.6 LAKH. ALL ACCUSED CONVICTED AND SENTENCED TO FINE OF
RS.7000 EACH AND ON DEFAULT SIMPLE IMPRISONMENT (SI) FOR 1 MONTH. AWARD OF RS.5,000 TO SEBI. FURTHER, ORDERED TO FILE WRR WITHIN TWO MONTHS WITH SEBI
|
| 363 |
|
|
NEW-WAYS AGRICULTURE LTD.
|
|
|
|
ANIL KUMAR
|
|
|
DEEPAK BAKSHI
|
|
|
DHARMENDRA GIRI
|
|
|
GULSHAN KATHURIA
|
|
|
LALIT KUMAR
|
|
|
MANOJ KUMAR GIRI
|
|
|
MOHD.YAQUB KHAN
|
|
|
POORAN SINGH
|
|
|
PRADEEP CHAUDHARY
|
|
|
PREM CHAND GIRI
|
|
DID NOT APPLY FOR REGISTRATION OF CIS
DID NOT WIND UP TO REPAY INVESTORS AS PER REGULATIONS
|
REQUESTED DCA TO INITIATE WINDING UP OF ENTITY
DEBARRED / RESTRAINED FROM ASSOCIATING WITH / ACCESSING CAPITAL MARKET / INTERMEDIARIES FROM 02-JUL-2001 TO 02-JUL-2006
REFERRED TO STATE GOVERNMENTS FOR FILING OF CIVIL/CRIMINAL PROCEEDINGS FOR FRAUD, CHEATING, CRIMINAL BREACH OF TRUST AND MIS-APPROPRIATION OF PUBLIC FUNDS
02-JUL-2001
|
ALL ACCUSED DECLARED AS PROCLAIMED OFFENDERS AND KEPT IN DORMANT FILE
|
| 364 |
|
|
NEXUS FARMS LTD.
|
|
|
|
ATUL KISHORE GUPTA
|
|
|
KIRAN SINGH
|
|
|
LALIT AWASTI
|
|
|
MALAYAJ SINHA
|
|
|
SANJAY KUMAR SINHA
|
|
|
UDIT AVASTHI
|
|
|
VIRENDRA SINGH
|
|
DID NOT APPLY FOR REGISTRATION OF CIS
DID NOT WIND UP TO REPAY INVESTORS AS PER REGULATIONS
|
REQUESTED DCA TO INITIATE WINDING UP OF ENTITY
DEBARRED / RESTRAINED FROM ASSOCIATING WITH / ACCESSING CAPITAL MARKET / INTERMEDIARIES FROM 02-JUL-2001 TO 02-JUL-2006
REFERRED TO STATE GOVERNMENTS FOR FILING OF CIVIL/CRIMINAL PROCEEDINGS FOR FRAUD, CHEATING, CRIMINAL BREACH OF TRUST AND MIS-APPROPRIATION OF PUBLIC FUNDS
LAUNCHED PROSECUTION AGAINST THE ENTITY AND ITS DIRECTORS U/S 24 AND 27 OF THE SEBI ACT
OFFICIAL LIQUIDATOR/ADMINISTRATOR APPOINTED SUBSEQUENT TO THE INITIATION OF ACTION BY SEBI
02-JUL-2001
|
THE LD. COURT CONVICTED ALL THE ACCUSED. CONVICT COMPANY IS BURDENED WITH FINE OF RS.6 LACS. FURTHER CONVICTS NOS 2 TO 5 WERE SENTENCED TO RIGOUROUS IMPRISONMENT FOR A PERIOD OF SIX MONTHS WITH A FINE OF RS.4 LACS
|
| 365 |
|
|
NGHI DEVELOPERS INDIA LTD.
(CIN:U70101RJ2010PLC031222)
|
|
|
|
AVTAR SINGH
|
|
|
BAKSHISH SINGH
|
|
|
PIPAL SINGH
|
|
OPERATED CIS SCHEMES WITHOUT OBTAINING CERTIFICATE OF REGISTRATION FROM SEBI
|
DIRECTED NOT TO COLLECT ANY MONEY AND/OR FEE FROM THE INVESTORS FROM 09-JUL-2012
DIRECTED NOT TO DISPOSE OF ANY OF THE PROPERTIES OR ALIENATE (DIRECTLY OR INDIRECTLY) ASSETS OF THE SCHEME FROM 09-JUL-2012
DEBARRED / RESTRAINED FROM ASSOCIATING WITH / ACCESSING CAPITAL MARKET / INTERMEDIARIES FROM 09-JUL-2012
DEBARRED/RESTRAINED FROM BUYING/SELLING/DEALING/IPOS IN SECURITIES/SPECIFIED SCRIPS DIRECTLY/INDIRECTLY FROM 09-JUL-2012
DIRECTED TO DEPOSIT MONEY COLLECTED FROM THE INVESTORS UNDER ITS PLANS/SCHEMES IN A SEPARATE BANK ACCOUNT
RESTRAINED FROM REPLACING CERTIFICATES ISSUED BY NICER GREEN FORESTS LTD. WITH ITS BONDS OR ANY OTHER INSTRUMENTS FROM 09-JUL-2012
09-JUL-2012
|
SEBI VIDE ITS ORDER DATED 06/11/2012 CONTINUED DIRECTIONS ISSUED VIDE ITS ORDER DATED 09/07/2012 TILL THE SCHEMES ARE WOUND UP AND ALL THE MONIES ARE REFUNDED TO THE INVESTORS
SAT: SAT VIDE ITS ORDER DATED 23/07/2013 MODIFIED SEBI'S ORDER DATED 09/07/2012 BY ALLOWING SIX MONTHS PERIOD FOR REPAYMENT TO INVESTORS
|
| 366 |
|
|
NICER GREEN FORESTS LTD.
|
|
|
OPERATED CIS SCHEMES WITHOUT OBTAINING CERTIFICATE OF REGISTRATION FROM SEBI
|
LAUNCHED PROSECUTION AGAINST THE ENTITY AND ITS DIRECTORS U/S 24 AND 27 OF THE SEBI ACT
DEBARRED / RESTRAINED FROM ASSOCIATING WITH / ACCESSING CAPITAL MARKET / INTERMEDIARIES FROM 09-NOV-2010 TO 08-NOV-2015
DEBARRED/RESTRAINED FROM BUYING/SELLING/DEALING/IPOS IN SECURITIES/SPECIFIED SCRIPS DIRECTLY/INDIRECTLY FROM 09-NOV-2010 TO 08-NOV-2015
REFERRED TO STATE GOVERNMENTS FOR FILING OF CIVIL/CRIMINAL PROCEEDINGS FOR FRAUD, CHEATING, CRIMINAL BREACH OF TRUST AND MIS-APPROPRIATION OF PUBLIC FUNDS
DIRECTED TO WIND UP CIS AND REFUND MONEY TO THE INVESTORS FROM 09-NOV-2010 TO 08-NOV-2015
09-NOV-2010
|
|
| 367 |
|
|
NICER GREEN FORESTS LTD.
|
|
|
|
GAJJAN SINGH
|
|
|
GURNAIB SINGH
|
|
|
MANJIT SINGH
|
|
|
PIPAL SINGH SIDHU
PAN:BVEPS9613M
|
|
|
RAMESH RAVI
|
|
|
RANJIT SINGH
PAN:BZWPS3360K
|
|
|
SURINDER KAUR
PAN:ASGPK7961G
|
|
DID NOT ADHERE TO DIRECTIVES/INSTRUCTIONS/GUIDELINES ISSUED BY SEBI VIDE ORDER DATED 09/11/2010 TO WINDING UP ITS COLLECTIVE INCOME SCHEMES (CIS) AND REPAYMENT OF MONIES TO INVESTORS
|
DEBARRED / RESTRAINED FROM ASSOCIATING WITH / ACCESSING CAPITAL MARKET / INTERMEDIARIES FROM 12-MAR-2013 TILL THE SCHEMES OF NGFL WOUND UP
DEBARRED/RESTRAINED FROM BUYING/SELLING/DEALING/IPOS IN SECURITIES/SPECIFIED SCRIPS DIRECTLY/INDIRECTLY FROM 12-MAR-2013 TILL THE SCHEMES OF NGFL WOUND UP
PROHIBITED FROM MOBILIZING FUNDS UNDER ANY SCHEMES OR ARRANGEMENT, EXISTING OR FUTURE FROM 12-MAR-2013 TILL THE SCHEMES OF NGFL WOUND UP
12-MAR-2013
|
|
| 368 |
|
|
NICER GREEN HOUSING & INFRASTRUCTURE DEVELOPERS LTD.
(CIN:U45200PB2007PLC030879
PAN:AACCN5652N)
|
|
|
|
KARANJIT SINGH
PAN:CRCPS3999H
|
|
|
PIPAL SINGH SIDHU
PAN:BVEPS9613M
|
|
|
RANJIT SINGH
PAN:BZWPS3360K
|
|
|
SURINDER KAUR
PAN:ASGPK7961G
|
|
OPERATED CIS SCHEMES WITHOUT OBTAINING CERTIFICATE OF REGISTRATION FROM SEBI
|
DIRECTED NOT TO COLLECT ANY MONEY AND/OR FEE FROM THE INVESTORS FROM 09-NOV-2015 TO 08-NOV-2019
DIRECTED NOT TO LAUNCH ANY NEW SCHEMES FROM 09-NOV-2015 TO 08-NOV-2019
DIRECTED TO PROVIDE FULL INVENTORY OF ASSETS OWNED BY COMPANY
DIRECTED NOT TO DISPOSE OF ANY OF THE PROPERTIES OR ALIENATE (DIRECTLY OR INDIRECTLY) ASSETS OF THE SCHEME FROM 09-NOV-2015 TO 08-NOV-2019
DIRECTED NOT TO DIVERT ANY FUNDS RAISED FROM PUBLIC AT LARGE KEPT IN BANK ACCOUNT AND/OR IN THE CUSTODY OF THE COMPANY FROM 09-NOV-2015 TO 08-NOV-2019
DIRECTED TO SUBMIT DETAILS OF AMOUNT MOBILIZED AND REFUNDED TILL DATE
DIRECTED TO SUBMIT LIST OF INVESTORS WITH FULL PARTICULARS SUCH AS PAN NUMBER, ADDRESS ETC.
DIRECTED NOT TO SUBSTITUTE CERTIFICATES ISSUED BY NGFL WITH BONDS OR ANY OTHER INSTRUMENTS BY WHATSOEVER NAME CALLED
DIRECTED TO REFUND MONEY TO THE INVESTORS
DIRECTED TO SUBMIT REPORT IN REGARD TO WINDING UP OF CIS AND REPAYMENT OF MONIES TO SEBI IN ACCORDANCE TO CIS REGULATIONS
DEBARRED / RESTRAINED FROM ASSOCIATING WITH / ACCESSING CAPITAL MARKET / INTERMEDIARIES FROM 09-NOV-2015 TO 08-NOV-2019
DEBARRED/RESTRAINED FROM BUYING/SELLING/DEALING/IPOS IN SECURITIES/SPECIFIED SCRIPS DIRECTLY/INDIRECTLY FROM 09-NOV-2015 TO 08-NOV-2019
28-JUL-2014
|
SEBI VIDE ITS ORDER DATED 09/11/2015 DIRECTED NICER GREEN HOUSING & INFRASTRUCTURE DEVELOPERS LTD. AND ITS DIRECTORS MR.PIPAL SINGH SIDHU, MR.RANJIT SINGH, MS.SURINDER KAUR AND MR.KARANJIT SINGH TO 1) ABSTAIN FROM COLLECTING ANY MONEY FROM INVESTORS OR LAUNCH OR CARRY OUT ANY COLLECTIVE INVESTMENT SCHEMES INCLUDING THE SCHEMES WHICH HAVE BEEN INDENTIFIED AS A COLLECTIVE INVESTMENT SCHEME IN THIS ORDER 2) WIND UP ITS EXISTING SCHEME AND REFUND THE MONEY COLLECTED UNDER SCHEME WITH RETURNS WHICH ARE DUE TO INVESTORS AS PER TERMS OF OFFER WITHIN A PERIOD OF THREE MONTHS FROM DATE OF THIS ORDER AND SUBMIT WINDING UP AND REPAYMENT REPORT TO SEBI IN ACCORDANCE WITH SEBI (CIS) REGULATIONS, 1999, INCLUDING TRAIL OF FUNDS CLAIMED TO BE REFUNDED, BANK ACCOUNT STATEMENTS INDICATING REFUND TO INVESTORS AND RECEIPT FROM INVESTORS ACKNOWLEDGING SUCH REFUNDS 3) NOT TO ALIENATE OR DISPOSE OFF OR SELL ANY ASSETS OF COMPANY EXCEPT FOR THE PURPOSE OF MAKING REFUNDS TO ITS INVESTORS 4) DIRECTED TO PROVIDE FULL INVENTORY OF ALL ASSETS AND PROPERTIES AND DETAILS OF ALL THEIR BANK ACCOUNTS, DEMAT ACCOUNTS AND HOLDINGS OF SHARES/SECURITIES, OR HELD IN PHYSICAL FORM 5) RESTRAINED FROM ACCESSING SECURITIES MARKET AND ARE PROHIBITED FROM BUYING, SELLING OR OTHERWISE DEALING IN SECURITIES MARKET, DIRECTLY OR INDIRECTLY, IN ANY MANNER FOR A PERIOD OF FOUR YEARS
SAT: SAT VIDE ITS ORDER DATED 23/02/2017 ALLOWED APPEAL TO BE WITHDRAWN. FRESH APPEAL IF ANY BE FILED WITHIN A PERIOD OF TWO WEEKS FROM THE DATE OF THIS ORDER. SEBI DID NOT ENFORCE IMPUGNED ORDER DATED 09/11/2015 FOR A PERIOD OF TWO WEEKS FROM THE DATE OF THIS ORDER. NO COSTS
SAT: SAT VIDE ITS ORDER DATED 13/11/2017 DISPOSED OFF THE APPEAL BY DIRECTING THE APPEALLANTS TO MAKE A REPRESENTATION TO SEBI WITHIN A PERIOD OF FOUR WEEKS FROM THE DATE OF THIS ORDER. NO COSTS
SEBI VIDE ITS ORDER DATED 16/11/2017 ALLOWED TO UTILIZE SALE PROCEEDS OF SECURITIES LYING IN HIS DEAMT ACCOUNT ONLY TO CLEAR THE OUTSTANDING LOAN (ALONGWITH ACCRUED INTEREST) FROM KMIL FOR THE VALUE AS IT STANDS ON THE DATE OF THIS ORDER
SEBI VIDE ITS ORDER DATED 01/06/2018 REITERARATED THAT NICER GREEN AND ITS DIRECTORS HAVE CLEARLY RESORTED TO DILATORY TACTICS AND SUPPRESSION OF FACTS FROM SEBI IN THE REPRESENTATION DATED 25/11/2017 AND 16/05/2018 AND DISPOSED OFF IN ACCORDANCE WITH FINDINGS CONTANED IN PARAGRAPHS 2.2-2.4 OF ORDER
SAT: APPEAL DISMISSED
SAT: SAT VIDE ITS ORDER DATED 27/06/2019 REJECTED REVIEW APPLICATION
SEBI VIDE ITS NOTICE DATED 08/07/2019 DIRECTED ALL THE BANKS AND MUTUAL FUNDS IN INDIA AND/OR NSDL/CDSL TO 1. ATTACH ALL THE ACCOUNTS BY WHATEVER NAME CALLED INCLUDING LOCKERS EITHER SINGLY OR JOINTLY WITH ANY PERSON/S AND ALL OTHER AMOUNT/PROCEEDS DUE OR MAY BECOME DUE OR ANY MONEY HELD OR MAY SUBSEQUENTLY HOLD FOR ON ACCOUNT OF THE DEFAULTERS AND 2. NOT TO DEBIT ANY AMOUNT IN THE SAID ACCOUNT/S.HOWEVER CREDITS, IF ANY, INTO THE ACCOUNT MAY BE ALLOWED
|
| 369 |
|
|
NIHAL AGRO FORESTRY LTD.
|
|
|
|
ARJUN SINGH BAIS
|
|
|
GYAN SINGH SISODIA
|
|
|
NIHAL SINGH CHAUHAN
|
|
|
SATYENDRA SINGH CHAUHAN
|
|
|
UDHAMANYU SINGH BAIS
|
|
DID NOT APPLY FOR REGISTRATION OF CIS
DID NOT WIND UP TO REPAY INVESTORS AS PER REGULATIONS
|
REQUESTED DCA TO INITIATE WINDING UP OF ENTITY
DEBARRED / RESTRAINED FROM ASSOCIATING WITH / ACCESSING CAPITAL MARKET / INTERMEDIARIES FROM 02-JUL-2001 TO 02-JUL-2006
REFERRED TO STATE GOVERNMENTS FOR FILING OF CIVIL/CRIMINAL PROCEEDINGS FOR FRAUD, CHEATING, CRIMINAL BREACH OF TRUST AND MIS-APPROPRIATION OF PUBLIC FUNDS
02-JUL-2001
|
|
| 370 |
|
|
NISARGA FORESTS (I) LTD.
|
|
|
|
BABANRAO KALE
|
|
|
MACHINDRA WAYKAR
|
|
|
MANOHAR NAGVEKAR
|
|
|
RAJENDRA KHANVILKAR
|
|
|
SANDEEP PANDHARE
|
|
|
SANJAY KHANVILKARI
|
|
|
SUNDER BHABAL
|
|
DID NOT APPLY FOR REGISTRATION OF CIS
DID NOT WIND UP TO REPAY INVESTORS AS PER REGULATIONS
|
REQUESTED DCA TO INITIATE WINDING UP OF ENTITY
DEBARRED / RESTRAINED FROM ASSOCIATING WITH / ACCESSING CAPITAL MARKET / INTERMEDIARIES FROM 02-JUL-2001 TO 02-JUL-2006
REFERRED TO POLICE AUTHORITIES TO FILE FIR
REFERRED TO STATE GOVERNMENTS FOR FILING OF CIVIL/CRIMINAL PROCEEDINGS FOR FRAUD, CHEATING, CRIMINAL BREACH OF TRUST AND MIS-APPROPRIATION OF PUBLIC FUNDS
LAUNCHED PROSECUTION AGAINST THE ENTITY AND ITS DIRECTORS U/S 24 AND 27 OF THE SEBI ACT
02-JUL-2001
|
|
| 371 |
|
|
NSR PLANTATIONS (INDIA) LTD.
|
|
|
|
AJAY KUMAR PANDEY
|
|
|
BRAHAM DEV PRASAD
|
|
|
JAY SHANKER SUMAN
|
|
|
NARESH KUMAR MISHRA
|
|
|
RADHA KRISHAN KUMAR
|
|
|
RAM MILAN DWIVEDI
|
|
|
RAM SWAROOP SINGH GAUR
|
|
|
RAMACHANDRA SINGH
|
|
|
ROSHAN KHURANA
|
|
|
SHYAM BADAN SINGH
|
|
|
VISHNU PRAKASH BAJPAI
|
|
DID NOT APPLY FOR REGISTRATION OF CIS
DID NOT WIND UP TO REPAY INVESTORS AS PER REGULATIONS
|
REQUESTED DCA TO INITIATE WINDING UP OF ENTITY
DEBARRED / RESTRAINED FROM ASSOCIATING WITH / ACCESSING CAPITAL MARKET / INTERMEDIARIES FROM 02-JUL-2001 TO 02-JUL-2006
REFERRED TO STATE GOVERNMENTS FOR FILING OF CIVIL/CRIMINAL PROCEEDINGS FOR FRAUD, CHEATING, CRIMINAL BREACH OF TRUST AND MIS-APPROPRIATION OF PUBLIC FUNDS
02-JUL-2001
|
LD. COURT CONVICTED ACCUSED NO.1,2,3,6 AND 9 AND IMPOSED FINE OF RS.25000 EACH HOWEVER, ACCUSED NO.5 AND 7 HAVE BEEN ACQUITTED FROM ALL THE CHARGES. FURTHER, ACCUSED NO. 4, 8 10, 11 AND 13 ARE PO
|
| 372 |
|
|
OAK GARDENS LTD.
|
|
|
|
A.KRISHNAMURTHY
|
|
|
D.A.ARAVIND
|
|
DID NOT APPLY FOR REGISTRATION OF CIS
DID NOT WIND UP TO REPAY INVESTORS AS PER REGULATIONS
|
REQUESTED DCA TO INITIATE WINDING UP OF ENTITY
DEBARRED / RESTRAINED FROM ASSOCIATING WITH / ACCESSING CAPITAL MARKET / INTERMEDIARIES FROM 02-JUL-2001 TO 02-JUL-2006
REFERRED TO STATE GOVERNMENTS FOR FILING OF CIVIL/CRIMINAL PROCEEDINGS FOR FRAUD, CHEATING, CRIMINAL BREACH OF TRUST AND MIS-APPROPRIATION OF PUBLIC FUNDS
LAUNCHED PROSECUTION AGAINST THE ENTITY AND ITS DIRECTORS U/S 24 AND 27 OF THE SEBI ACT
02-JUL-2001
|
|
| 373 |
|
|
OASIS PLANTATION LTD.
|
|
|
|
AJAY SONI
|
|
|
ANURADHA
|
|
|
AZIM KHAN
|
|
|
G.C.CHOWDHARY
|
|
|
JOGAR NATH
|
|
|
NAVKIRAN
|
|
|
O.P.VERMA
|
|
|
S.P.SHARMA
|
|
|
SURINDER KUMAR VERMA
|
|
DID NOT APPLY FOR REGISTRATION OF CIS
DID NOT WIND UP TO REPAY INVESTORS AS PER REGULATIONS
|
REQUESTED DCA TO INITIATE WINDING UP OF ENTITY
DEBARRED / RESTRAINED FROM ASSOCIATING WITH / ACCESSING CAPITAL MARKET / INTERMEDIARIES FROM 02-JUL-2001 TO 02-JUL-2006
REFERRED TO STATE GOVERNMENTS FOR FILING OF CIVIL/CRIMINAL PROCEEDINGS FOR FRAUD, CHEATING, CRIMINAL BREACH OF TRUST AND MIS-APPROPRIATION OF PUBLIC FUNDS
02-JUL-2001
|
ACCUSED LET OFF AFTER DUE ADMONITION AS COURT FOUND THAT NO PUBLIC MONEY WAS MOBILIZED AND AMOUNTS WERE RECEIVED ONLY FROM DIRECTORS
|
| 374 |
|
|
OCEAN AGRO FARMS LTD.
|
|
|
|
BASHIR AHMED MANHAS
|
|
|
FAKIR HUSSAIN SHAH
|
|
|
GULAM MOHAMMED BHAT
|
|
|
MOHD.AYUB SHEIKH
|
|
|
MOHD.BHAT (CH.)
|
|
|
MOHD.IBRAHIM SHAH
|
|
|
NAZIR AHMED BHAT
|
|
|
ROMESH KUMAR SHARMA
|
|
|
SAROJ BALA
|
|
|
SATISH KAPOOR
|
|
|
SHUJAY AMIN
|
|
|
VIRENDER KUMAR KAUL
|
|
|
ZULFIKAR AHMED MANHAS
|
|
DID NOT WIND UP TO REPAY INVESTORS AS PER REGULATIONS
|
DIRECTED TO WIND UP CIS AND REFUND MONEY TO THE INVESTORS FROM 28-JAN-2003 TO 28-JAN-2008
REJECTED APPLICATION FOR REGISTRATION OF CIS
REQUESTED DCA TO INITIATE WINDING UP OF ENTITY
DEBARRED / RESTRAINED FROM ASSOCIATING WITH / ACCESSING CAPITAL MARKET / INTERMEDIARIES FROM 28-JAN-2003 TO 28-JAN-2008
REFERRED TO STATE GOVERNMENTS FOR FILING OF CIVIL/CRIMINAL PROCEEDINGS FOR FRAUD, CHEATING, CRIMINAL BREACH OF TRUST AND MIS-APPROPRIATION OF PUBLIC FUNDS
LAUNCHED PROSECUTION AGAINST THE ENTITY AND ITS DIRECTORS U/S 24 AND 27 OF THE SEBI ACT
28-JAN-2003
|
ALL ACCUSED ACQUITTED BY COURT AS THE ACCUSED DID NOT RECEIVE ANY OF THE CORRESPONDENCE FROM SEBI AS THEY WERE IN JAIL. THE COURT FURTHER DIRECTED THE ACCUSED TO COMPLY WITH THE DIRECTIONS OF SEBI DATED DECEMBER 03,2001 AND ALSO ORDERED TO REPAY THE INVESTORS WITHIN ONE MONTH AND SUBMIT WRR IN FORMAT TO SEBI, ON FAILURE, SEBI ENTITLED TO TAKE FRESH ACTION AGAINST THE ACCUSED
|
| 375 |
|
|
OHM HITECH FARMS INDIA LTD.
|
|
|
|
ASHISH KUMAR GUPTA
|
|
|
ASHOK KUMAR MEHTA
|
|
|
DEEPAK KUMAR VISHWAKARMA
|
|
|
KAMAL KISHOR SHARMA
|
|
|
KUSH KUMAR GUPTA
|
|
|
ONKAR NATH KESARI
|
|
|
SHYAM SUNDER KESARI
|
|
DID NOT APPLY FOR REGISTRATION OF CIS
DID NOT WIND UP TO REPAY INVESTORS AS PER REGULATIONS
|
REQUESTED DCA TO INITIATE WINDING UP OF ENTITY
DEBARRED / RESTRAINED FROM ASSOCIATING WITH / ACCESSING CAPITAL MARKET / INTERMEDIARIES FROM 02-JUL-2001 TO 02-JUL-2006
REFERRED TO STATE GOVERNMENTS FOR FILING OF CIVIL/CRIMINAL PROCEEDINGS FOR FRAUD, CHEATING, CRIMINAL BREACH OF TRUST AND MIS-APPROPRIATION OF PUBLIC FUNDS
02-JUL-2001
|
ACCUSED MOBILIZED RS.0.5 LAKH. ALL ACCUSED CONVICTED AND SENTENCED WITH A FINE
OF RS.2,500 EACH AND ON DEFAULT SIMPLE IMPRISONMENT FOR TWO MONTHS
|
| 376 |
|
|
OKARA AGRO INDUSTRIES LTD.
|
|
|
|
GURVINDER KAUR
|
|
|
INDERJIT SINGH SAHNI
|
|
|
NARINDERJIT SINGH SAHNI
|
|
DID NOT APPLY FOR REGISTRATION OF CIS
DID NOT WIND UP TO REPAY INVESTORS AS PER REGULATIONS
|
REQUESTED DCA TO INITIATE WINDING UP OF ENTITY
DEBARRED / RESTRAINED FROM ASSOCIATING WITH / ACCESSING CAPITAL MARKET / INTERMEDIARIES FROM 02-JUL-2001 TO 02-JUL-2006
REFERRED TO POLICE AUTHORITIES TO FILE FIR
REFERRED TO STATE GOVERNMENTS FOR FILING OF CIVIL/CRIMINAL PROCEEDINGS FOR FRAUD, CHEATING, CRIMINAL BREACH OF TRUST AND MIS-APPROPRIATION OF PUBLIC FUNDS
LAUNCHED PROSECUTION AGAINST THE ENTITY AND ITS DIRECTORS U/S 24 AND 27 OF THE SEBI ACT
02-JUL-2001
|
|
| 377 |
|
|
OKARA LEASING & INVESTMENT LTD.
|
|
|
|
INDERJIT SINGH SAHNI
|
|
|
JAGDEEP SINGH SAHNI
|
|
|
NARINDERJIT SINGH SAHNI
|
|
DID NOT APPLY FOR REGISTRATION OF CIS
DID NOT WIND UP TO REPAY INVESTORS AS PER REGULATIONS
|
REQUESTED DCA TO INITIATE WINDING UP OF ENTITY
DEBARRED / RESTRAINED FROM ASSOCIATING WITH / ACCESSING CAPITAL MARKET / INTERMEDIARIES FROM 02-JUL-2001 TO 02-JUL-2006
REFERRED TO POLICE AUTHORITIES TO FILE FIR
REFERRED TO STATE GOVERNMENTS FOR FILING OF CIVIL/CRIMINAL PROCEEDINGS FOR FRAUD, CHEATING, CRIMINAL BREACH OF TRUST AND MIS-APPROPRIATION OF PUBLIC FUNDS
LAUNCHED PROSECUTION AGAINST THE ENTITY AND ITS DIRECTORS U/S 24 AND 27 OF THE SEBI ACT
02-JUL-2001
|
|
| 378 |
|
|
ONKARBHUMI FORESTS (I) LTD.
|
|
|
|
BALJEET SINGH
|
|
|
BHUPINDER SINGH
|
|
|
HARBANS KAUR
|
|
|
HARBANS SINGH
|
|
|
LAL CHAND
|
|
|
MOHINDER SINGH
|
|
|
RAJINDER KAUR
|
|
DID NOT APPLY FOR REGISTRATION OF CIS
DID NOT WIND UP TO REPAY INVESTORS AS PER REGULATIONS
|
REQUESTED DCA TO INITIATE WINDING UP OF ENTITY
DEBARRED / RESTRAINED FROM ASSOCIATING WITH / ACCESSING CAPITAL MARKET / INTERMEDIARIES FROM 02-JUL-2001 TO 02-JUL-2006
REFERRED TO STATE GOVERNMENTS FOR FILING OF CIVIL/CRIMINAL PROCEEDINGS FOR FRAUD, CHEATING, CRIMINAL BREACH OF TRUST AND MIS-APPROPRIATION OF PUBLIC FUNDS
LAUNCHED PROSECUTION AGAINST THE ENTITY AND ITS DIRECTORS U/S 24 AND 27 OF THE SEBI ACT
02-JUL-2001
|
ACCUSED MOBILIZED RS.26.2 LAKH. ALL ACCUSED DECLARED AS PROCLAIMED OFFENDERS
AND KEPT IN DORMANT FILE
|
| 379 |
|
|
ORIENT RESORTS (INDIA) PVT.LTD.
(CIN:U55100GJ1990PTC013604
PAN:AAACO3122G)
|
|
|
|
BRAHM DEV AMARNATH SHUKLA
|
|
|
DARSHANBHAI ARVINDBHAI SHAH
|
|
|
DILPESH V.SHAH
|
|
OPERATED CIS SCHEMES WITHOUT OBTAINING CERTIFICATE OF REGISTRATION FROM SEBI
|
DIRECTED TO WIND UP CIS AND REFUND MONEY TO THE INVESTORS FROM 26-NOV-2013 TO 25-NOV-2016
DEBARRED / RESTRAINED FROM ASSOCIATING WITH / ACCESSING CAPITAL MARKET / INTERMEDIARIES FROM 26-NOV-2013 TO 25-NOV-2016
DEBARRED/RESTRAINED FROM BUYING/SELLING/DEALING/IPOS IN SECURITIES/SPECIFIED SCRIPS DIRECTLY/INDIRECTLY FROM 26-NOV-2013 TO 25-NOV-2016
26-NOV-2013
|
|
| 380 |
|
|
ORIENTAL GREEN ENVIRONMENT LTD.
|
|
|
|
JAGDISH KAUR
|
|
|
JASWANT SINGH
|
|
|
KULWANT KAUR
|
|
|
MANJIT KAUR
|
|
|
N.S.SAINI
|
|
|
NANAK SINGH
|
|
|
NIRMAL SINGH
|
|
|
SARJEET SINGH
|
|
DID NOT APPLY FOR REGISTRATION OF CIS
DID NOT WIND UP TO REPAY INVESTORS AS PER REGULATIONS
|
REQUESTED DCA TO INITIATE WINDING UP OF ENTITY
DEBARRED / RESTRAINED FROM ASSOCIATING WITH / ACCESSING CAPITAL MARKET / INTERMEDIARIES FROM 02-JUL-2001 TO 02-JUL-2006
REFERRED TO STATE GOVERNMENTS FOR FILING OF CIVIL/CRIMINAL PROCEEDINGS FOR FRAUD, CHEATING, CRIMINAL BREACH OF TRUST AND MIS-APPROPRIATION OF PUBLIC FUNDS
LAUNCHED PROSECUTION AGAINST THE ENTITY AND ITS DIRECTORS U/S 24 AND 27 OF THE SEBI ACT
02-JUL-2001
|
ACCUSED MOBILIZED RS.35.3 LAKH. ALL ACCUSED DECLARED AS PROCLAIMED OFFENDERS
AND KEPT IN DORMANT FILE
|
| The regulatory charges/regulatory actions may be fully or partly applicable to the entities/persons mentioned in the second column. |
| |
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| Page 19 of 33
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