If you are an Existing User, please enter your Username & Password below

Forgot Password?

Are you a New User? Click here to enrol

close

Click here to visit old website
Co-Sponsors
SOURCE OF INFORMATION

SOURCE OF INFORMATION : SECURITIES AND EXCHANGE BOARD OF INDIA WEBSITE – PRESS RELEASES/ CHAIRMAN’S AND MEMBER’S ORDERS / AO ORDERS/ SAT ORDERS/ NEWSPAPER ADS
UPDATED TILL : 10-SEP-2026

NAMES IN BROWN COLOUR
Names of entities/persons in brown colour denote that the regulatory order is not against them but their names have been mentioned only for association purposes.

STOCK BROKERS: DID NOT ADHERE TO PROVISION REGULATION OF SEBI

S.No. ENTITY PERSONS REGULATORY CHARGES REGULATORY ACTION(S) / DATE OF ORDER FURTHER DEVELOPMENTS
361
History of entity/person P.N.UNNIKRISHNAN,M/S

(Member : COCSE)  
Click here to view complete history of this specific entity/person P.N.UNNIKRISHNAN
  		DID NOT ADHERE TO SEBI (COLLECTIVE INVESTMENT SCHEMES) REGULATION, 1992   CANCELLED REGISTRATION AS STOCK BROKER FROM 10-APR-2002

10-APR-2002 		 
362
History of entity/person P.R.MANGLUNIA,M/S

(Member : GSE)  
Click here to view complete history of this specific entity/person P.R.MANGLUNIA
  		DID NOT ADHERE TO SEBI (COLLECTIVE INVESTMENT SCHEMES) REGULATION, 1992   CANCELLED REGISTRATION AS STOCK BROKER FROM 22-OCT-2002

22-OCT-2002 		 
363
History of entity/person P.RAJARAM NAIDU,M/S

(Member : CMBSE)

(Along with : RICHYRICH INVESTMENTS)  
Click here to view complete history of this specific entity/person P.RAJARAM NAIDU
  		DID NOT ADHERE TO SEBI (COLLECTIVE INVESTMENT SCHEMES) REGULATION, 1992   CANCELLED REGISTRATION AS STOCK BROKER FROM 22-OCT-2002

22-OCT-2002 		 
364
History of entity/person P.T.JOSEPH,M/S

(Member : COCSE)  
Click here to view complete history of this specific entity/person P.T.JOSEPH
  		DID NOT ADHERE TO SEBI (COLLECTIVE INVESTMENT SCHEMES) REGULATION, 1992   CANCELLED REGISTRATION AS STOCK BROKER FROM 06-DEC-2004

06-DEC-2004 		 
365
History of entity/person P.V.KAIMAL,M/S

(Member : COCSE)  
Click here to view complete history of this specific entity/person P.V.KAIMAL
  		DID NOT ADHERE TO SEBI (COLLECTIVE INVESTMENT SCHEMES) REGULATION, 1992   CANCELLED REGISTRATION AS STOCK BROKER FROM 06-DEC-2004

06-DEC-2004 		 
366
History of entity/person PADAM JAIN,M/S

(Member : VSE)  
Click here to view complete history of this specific entity/person PADAM JAIN
  		DID NOT ADHERE TO SEBI (COLLECTIVE INVESTMENT SCHEMES) REGULATION, 1992   CANCELLED REGISTRATION AS STOCK BROKER FROM 03-SEP-2004

03-SEP-2004 		 
367
History of entity/person PADMINI FINANCIAL SERVICES LTD.

(Member : NSE)  
  DID NOT ADHERE TO SEBI (COLLECTIVE INVESTMENT SCHEMES) REGULATION, 1992   CANCELLED REGISTRATION AS STOCK BROKER FROM 22-OCT-2002

22-OCT-2002 		 
368
History of entity/person PALANIAPPA SECURITIES LTD.

(CIN:U67120TN1997PLC039272)

(Member : ICSE)  
  DECLARED DEFAULTER BY THE EXCHANGE AND EXPELLED

DID NOT ADHERE TO THE PROVISION OF SEBI ACT, 1992   		CANCELLED REGISTRATION AS STOCK BROKER FROM 16-JAN-2004

16-JAN-2004 		 
369
History of entity/person PANACEA INVESTMENTS

(Member : ICSE)  
Click here to view complete history of this specific entity/person ASHOK MANWANI
  		DECLARED DEFAULTER BY THE EXCHANGE AND EXPELLED

DID NOT ADHERE TO THE PROVISION OF SEBI ACT, 1992   		CANCELLED REGISTRATION AS STOCK BROKER FROM 16-JAN-2004

16-JAN-2004 		 
370
History of entity/person PANKAJ N.PATEL,M/S

(Member : VSE)  
Click here to view complete history of this specific entity/person PANKAJ N.PATEL
  		DID NOT ADHERE TO SEBI (COLLECTIVE INVESTMENT SCHEMES) REGULATION, 1992   CANCELLED REGISTRATION AS STOCK BROKER FROM 03-SEP-2004

03-SEP-2004 		 
371
History of entity/person PANNALA STOCKS & SHARES PVT.LTD.

(Member : CMBSE)  
  DID NOT ADHERE TO SEBI (COLLECTIVE INVESTMENT SCHEMES) REGULATION, 1992   CANCELLED REGISTRATION AS STOCK BROKER FROM 22-OCT-2002

22-OCT-2002 		 
372
History of entity/person PARAS STOCKFIN LTD.

(Member : SKSE)  
Click here to view complete history of this specific entity/person JAMNADAS P.UNDHAD
  		DID NOT ADHERE TO SEBI (COLLECTIVE INVESTMENT SCHEMES) REGULATION, 1992   CANCELLED REGISTRATION AS STOCK BROKER FROM 03-SEP-2004

03-SEP-2004 		 
373
History of entity/person PARAS T.GANDHI,M/S

(Member : PSE)  
Click here to view complete history of this specific entity/person PARAS T.GANDHI
  		DID NOT ADHERE TO SEBI (COLLECTIVE INVESTMENT SCHEMES) REGULATION, 1992   CANCELLED REGISTRATION AS STOCK BROKER FROM 18-SEP-2002

18-SEP-2002 		 
374
History of entity/person PARTH SHARE & STOCK BROKING PVT.LTD.

(Member : BSE)  
  DID NOT ADHERE TO SEBI (COLLECTIVE INVESTMENT SCHEMES) REGULATION, 1992   CANCELLED REGISTRATION AS STOCK BROKER FROM 27-AUG-2004

27-AUG-2004 		 
375
History of entity/person PAT & CO.

(Member : COCSE)  
Click here to view complete history of this specific entity/person N.GEORGE PAUL
  		DEFAULTED IN MAINTENANCE OF BOOKS OF ACCOUNTS AND/OR DOCUMENTS

DID NOT ADHERE TO SEBI (COLLECTIVE INVESTMENT SCHEMES) REGULATION, 1992   		CANCELLED REGISTRATION AS STOCK BROKER FROM 18-NOV-1998

18-NOV-1998 		 
376
History of entity/person PAVAPURI SECURITIES LTD.

(Member : OTC)  
  DECLARED DEFAULTER BY THE EXCHANGE AND EXPELLED

DID NOT ADHERE TO THE PROVISION OF SEBI ACT, 1992   		CANCELLED REGISTRATION AS STOCK BROKER FROM 22-JUN-2004

22-JUN-2004 		 
377
History of entity/person PAWAN KUMAR SABOO,M/S

(Member : MPSE)  
Click here to view complete history of this specific entity/person PAWAN KUMAR SABOO
  		DID NOT ADHERE TO SEBI (COLLECTIVE INVESTMENT SCHEMES) REGULATION, 1992   CANCELLED REGISTRATION AS STOCK BROKER FROM 27-AUG-2004

27-AUG-2004 		 
378
History of entity/person PHILIP ASSOCIATES

(Member : COCSE)  
Click here to view complete history of this specific entity/person SHAJI VARKEY PHILIP
  		DECLARED DEFAULTER BY THE EXCHANGE AND EXPELLED

DID NOT ADHERE TO THE PROVISION OF SEBI ACT, 1992   		CANCELLED REGISTRATION AS STOCK BROKER FROM 16-FEB-2005

16-FEB-2005 		 
379
History of entity/person PITON SECURITIES LTD.

(Member : OTC)  
  DECLARED DEFAULTER BY THE EXCHANGE AND EXPELLED

DID NOT ADHERE TO THE PROVISION OF SEBI ACT, 1992   		CANCELLED REGISTRATION AS STOCK BROKER FROM 22-JUN-2004

22-JUN-2004 		 
380
History of entity/person PITTIE SECURITIES LTD.

(Member : OTC/NSE)  
  DID NOT ADHERE TO SEBI (COLLECTIVE INVESTMENT SCHEMES) REGULATION, 1992   CANCELLED REGISTRATION AS STOCK BROKER FROM 22-OCT-2002

22-OCT-2002 		 
The regulatory charges/regulatory actions may be fully or partly applicable to the entities/persons mentioned in the second column.
 
First Previous Next Last  
Page 19 of 30  

This website is not comprehensive and is being updated on a regular basis. Users are requested to carefully look at the formats and the information about the coverage period that appears on search results pages.

DISCLAIMER BY NSE

NSE is the co-sponsor of this website and supportive of the initiative taken for protection of interest of investors by Praxis Consulting & Information Services Pvt.Ltd. (PRAXIS), the creator of this website. However, NSE bear no responsibility for the views/information that is available on this website and as responsibility of the contents of this website solely rests with PRAXIS. NSE shall not be responsible for, and expressly disclaims all liability for, damages of any kind arising out of use, reference to or reliance on any information available on this website. Investors/visitors of this website are also advised to read through the other general disclaimer(s) and terms and conditions available on this website before using the website.

Site designed and maintained by watchoutinvestors.com
© PRIME DATABASE GROUP 2004-2026
No part of this site may be reproduced without the explicit permission of the owners.

top