| S.No. |
ENTITY |
PERSONS |
REGULATORY CHARGES |
REGULATORY ACTION(S) / DATE OF ORDER |
FURTHER DEVELOPMENTS |
| 361 |
|
PENACIA PLANTATION LTD.
|
|
|
DID NOT APPLY FOR REGISTRATION OF CIS
DID NOT WIND UP TO REPAY INVESTORS AS PER REGULATIONS
|
REQUESTED DCA TO INITIATE WINDING UP OF ENTITY
DEBARRED / RESTRAINED FROM ASSOCIATING WITH / ACCESSING CAPITAL MARKET / INTERMEDIARIES FROM 02-JUL-2001 TO 02-JUL-2006
REFERRED TO STATE GOVERNMENTS FOR FILING OF CIVIL/CRIMINAL PROCEEDINGS FOR FRAUD, CHEATING, CRIMINAL BREACH OF TRUST AND MIS-APPROPRIATION OF PUBLIC FUNDS
02-JUL-2001
|
|
| 362 |
|
|
PEPKAR FORESTS INDIA LTD.
|
|
|
|
KIRAN WARNWAL
|
|
|
MUDRIKA SINGH YADAV
|
|
|
PRITAM SINGH
|
|
|
SHYAM LATA
|
|
DID NOT APPLY FOR REGISTRATION OF CIS
DID NOT WIND UP TO REPAY INVESTORS AS PER REGULATIONS
|
REQUESTED DCA TO INITIATE WINDING UP OF ENTITY
REFERRED TO STATE GOVERNMENTS FOR FILING OF CIVIL/CRIMINAL PROCEEDINGS FOR FRAUD, CHEATING, CRIMINAL BREACH OF TRUST AND MIS-APPROPRIATION OF PUBLIC FUNDS
02-JUL-2001
|
THE COURT CONVICTED ACCUSED NO.1 COMPANY AND 3 AND SENTENCED TO PAY A FINE OF RS.200000 ON ACCUSED NO.1 AND 50000 UPON ACCUSED NO.3 IN DEFAULT, THE ACCUSED NO.3, SHALL UNDERGO 3 MONTHS SIMPLE IMPRISONMENT THE ACCUSED NO.2,4 AND 5 WERE DECLARED AS PROCLAIMED OFFENDERS
|
| 363 |
|
|
PERFECT GREENLAND AGRO DEVELOPERS INDIA LTD.
|
|
|
|
ALOK SHUKLA
|
|
|
FIRQUL AZAM
|
|
|
KANHAIYA LAL MEHROTRA
|
|
|
MAROOF ALI
|
|
|
MOHD.TAUFIQ
|
|
|
NARGIS KHAN
|
|
|
SHAILENDER SHANKAR MISHRA
|
|
|
SHAKEEL AHMED
|
|
|
WASIM AHMAD KHAN
|
|
DID NOT APPLY FOR REGISTRATION OF CIS
DID NOT WIND UP TO REPAY INVESTORS AS PER REGULATIONS
|
REQUESTED DCA TO INITIATE WINDING UP OF ENTITY
DEBARRED / RESTRAINED FROM ASSOCIATING WITH / ACCESSING CAPITAL MARKET / INTERMEDIARIES FROM 02-JUL-2001 TO 02-JUL-2006
REFERRED TO STATE GOVERNMENTS FOR FILING OF CIVIL/CRIMINAL PROCEEDINGS FOR FRAUD, CHEATING, CRIMINAL BREACH OF TRUST AND MIS-APPROPRIATION OF PUBLIC FUNDS
LAUNCHED PROSECUTION AGAINST THE ENTITY AND ITS DIRECTORS U/S 24 AND 27 OF THE SEBI ACT
02-JUL-2001
|
|
| 364 |
|
|
PERUTEK SERVICES LTD.
|
|
|
|
P.DINAKARAN
|
|
|
P.K.PERUMAL
|
|
|
P.MAHENDRAN
|
|
DID NOT APPLY FOR REGISTRATION OF CIS
DID NOT WIND UP TO REPAY INVESTORS AS PER REGULATIONS
|
REQUESTED DCA TO INITIATE WINDING UP OF ENTITY
DEBARRED / RESTRAINED FROM ASSOCIATING WITH / ACCESSING CAPITAL MARKET / INTERMEDIARIES FROM 02-JUL-2001 TO 02-JUL-2006
REFERRED TO POLICE AUTHORITIES TO FILE FIR
REFERRED TO STATE GOVERNMENTS FOR FILING OF CIVIL/CRIMINAL PROCEEDINGS FOR FRAUD, CHEATING, CRIMINAL BREACH OF TRUST AND MIS-APPROPRIATION OF PUBLIC FUNDS
LAUNCHED PROSECUTION AGAINST THE ENTITY AND ITS DIRECTORS U/S 24 AND 27 OF THE SEBI ACT
02-JUL-2001
|
ALL ACCUSED DECLARED AS PROCLAIMED OFFENDERS AND KEPT IN DORMANT FILE
|
| 365 |
|
|
PHENOMENAL PLANTATIONS LTD.
|
|
|
|
GOPAL PADAM SINGH
|
|
|
MEENABAHADUR KESAR SINGH
|
|
|
NANDALAL KESAR SINGH
|
|
|
RAMESH SINGH
|
|
|
S.N.MAZUMDAR
|
|
|
SEBASTIAN RAPHEL MALIKKAL
|
|
|
THEKKE MADATHIL SREEDHARAN NAIR
|
|
DID NOT APPLY FOR REGISTRATION OF CIS
DID NOT WIND UP TO REPAY INVESTORS AS PER REGULATIONS
|
REQUESTED DCA TO INITIATE WINDING UP OF ENTITY
DEBARRED / RESTRAINED FROM ASSOCIATING WITH / ACCESSING CAPITAL MARKET / INTERMEDIARIES FROM 02-JUL-2001 TO 02-JUL-2006
REFERRED TO STATE GOVERNMENTS FOR FILING OF CIVIL/CRIMINAL PROCEEDINGS FOR FRAUD, CHEATING, CRIMINAL BREACH OF TRUST AND MIS-APPROPRIATION OF PUBLIC FUNDS
LAUNCHED PROSECUTION AGAINST THE ENTITY AND ITS DIRECTORS U/S 24 AND 27 OF THE SEBI ACT
02-JUL-2001
|
SAT: IMPUGNED ORDER UPHELD,APPEAL DISMISSED
|
| 366 |
|
|
PINE PLANTATIONS INDIA LTD.
|
|
|
|
BRIJ MOHANTALWAR
|
|
|
HARASH VIR SURI
|
|
|
HARSH VARDHAN SURI
|
|
|
KAMLESH TALWAR
|
|
|
KUSUM SURI
|
|
|
MANIK TALWAR
|
|
|
MONA SURI
|
|
|
SURYA KANT SURI
|
|
DID NOT APPLY FOR REGISTRATION OF CIS
DID NOT WIND UP TO REPAY INVESTORS AS PER REGULATIONS
|
REQUESTED DCA TO INITIATE WINDING UP OF ENTITY
DEBARRED / RESTRAINED FROM ASSOCIATING WITH / ACCESSING CAPITAL MARKET / INTERMEDIARIES FROM 02-JUL-2001 TO 02-JUL-2006
REFERRED TO STATE GOVERNMENTS FOR FILING OF CIVIL/CRIMINAL PROCEEDINGS FOR FRAUD, CHEATING, CRIMINAL BREACH OF TRUST AND MIS-APPROPRIATION OF PUBLIC FUNDS
02-JUL-2001
|
ALL ACCUSED DECLARED AS PROCLAIMED OFFENDERS AND KEPT IN DORMANT FILE
|
| 367 |
|
|
PIONEER FORESTS INDIA LTD.
|
|
|
|
AJAY KUMAR SHARMA
|
|
|
AMRIK SINGH
|
|
|
ANU MITRA
|
|
|
BALWINDER SINGH
|
|
|
CHANDER MITRA
|
|
|
GURUDEV KAUR SAINI
|
|
|
GURUDEV SINGH SAINI
|
|
|
HARDYAL SINGH
|
|
|
HARINDER MITRA
|
|
|
JATINDER SINGH
|
|
|
KULDEEP KAUR
|
|
|
KULWINDER SINGH
|
|
|
MANJIT SINGH
|
|
|
S.SURINDER SINGH
|
|
DID NOT APPLY FOR REGISTRATION OF CIS
DID NOT WIND UP TO REPAY INVESTORS AS PER REGULATIONS
|
REQUESTED DCA TO INITIATE WINDING UP OF ENTITY
REFERRED TO STATE GOVERNMENTS FOR FILING OF CIVIL/CRIMINAL PROCEEDINGS FOR FRAUD, CHEATING, CRIMINAL BREACH OF TRUST AND MIS-APPROPRIATION OF PUBLIC FUNDS
10-MAY-2001
|
THE COURT AFTER CONSIDERING THE ARGUMENT, MATERIAL AVAILABLE ON RECORD, QUANTUM OF AMOUNT MOBILISED AND THE ROLE PLAYED BY EACH CONVICT SENTENCED THE A 2 AND A 3 RIGOROUS IMPRISONMENT FOR A PERIOD OF ONE YEAR AND A FINE OF RUPEES FIVE LAC EACH IN DEFAULT FURTHER THREE MONTHS SI FOR THE OFFENCE PUNISHABLE UNDER SECTION 24(1) R/W SECTION 27(1) & 27(2) OF UNDER SECTION 24(1) OF THE SEBI ACT WHEREAS ACCUSED NO. 4,7 AND 8 WERE BURDENED WITH A FINE OF INR 2.00 LAC EACH IN DEFAULT ONE MONTH SI FOR THE OFFENCE PUNISHABLE UNDER SECTION 24(1) R/W SECTION 27(1) & 27(2) OF UNDER SECTION 24(1) OF THE SEBI ACT. THE FINE AMOUNT WAS PAID BY ALL THE CONVICTS IN THE COURT
|
| 368 |
|
|
PLAZA PLANTATIONS LTD.
|
|
|
|
KESHAV PRASAD DUBEY
|
|
|
MATAPRASAD RAMNIRANJAN SHUKLA
|
|
|
OMPRAKASH TRILOKINATH SHUKLA
|
|
|
RAVINDER ABHILAKHSINGH RAJPUT
|
|
|
SHOBHANATH S.TRIPATHI
|
|
|
SHRIMALI NIRANJAN SHRIKRISHAN
|
|
|
SURESH RAMANATH DUBEY
|
|
|
UMANATH MISHRA
|
|
|
UTTAM RAMMILAN TRIVEDI
|
|
|
VINOD KUMAR SHUKLA
|
|
DID NOT APPLY FOR REGISTRATION OF CIS
DID NOT WIND UP TO REPAY INVESTORS AS PER REGULATIONS
|
REQUESTED DCA TO INITIATE WINDING UP OF ENTITY
DEBARRED / RESTRAINED FROM ASSOCIATING WITH / ACCESSING CAPITAL MARKET / INTERMEDIARIES FROM 02-JUL-2001 TO 02-JUL-2006
REFERRED TO STATE GOVERNMENTS FOR FILING OF CIVIL/CRIMINAL PROCEEDINGS FOR FRAUD, CHEATING, CRIMINAL BREACH OF TRUST AND MIS-APPROPRIATION OF PUBLIC FUNDS
02-JUL-2001
|
|
| 369 |
|
|
PLUSLINE GREEN FOREST & INVESTMENTS LTD.
|
|
|
|
ARVIND SINGH
|
|
|
KALKA PRASAD JHA
|
|
|
KRISHNA KANT GOYAL
|
|
|
MANOJ KUMAR DIXIT
|
|
|
PRATAP SINGH
|
|
DID NOT APPLY FOR REGISTRATION OF CIS
DID NOT WIND UP TO REPAY INVESTORS AS PER REGULATIONS
|
REQUESTED DCA TO INITIATE WINDING UP OF ENTITY
DEBARRED / RESTRAINED FROM ASSOCIATING WITH / ACCESSING CAPITAL MARKET / INTERMEDIARIES FROM 02-JUL-2001 TO 02-JUL-2006
REFERRED TO STATE GOVERNMENTS FOR FILING OF CIVIL/CRIMINAL PROCEEDINGS FOR FRAUD, CHEATING, CRIMINAL BREACH OF TRUST AND MIS-APPROPRIATION OF PUBLIC FUNDS
02-JUL-2001
|
|
| 370 |
|
|
PNG AGRO FINVEST LTD.
|
|
|
|
LAL CHAND
|
|
|
SURENDER DEYOL
|
|
DID NOT APPLY FOR REGISTRATION OF CIS
DID NOT WIND UP TO REPAY INVESTORS AS PER REGULATIONS
|
REQUESTED DCA TO INITIATE WINDING UP OF ENTITY
DEBARRED / RESTRAINED FROM ASSOCIATING WITH / ACCESSING CAPITAL MARKET / INTERMEDIARIES FROM 02-JUL-2001 TO 02-JUL-2006
REFERRED TO POLICE AUTHORITIES TO FILE FIR
REFERRED TO STATE GOVERNMENTS FOR FILING OF CIVIL/CRIMINAL PROCEEDINGS FOR FRAUD, CHEATING, CRIMINAL BREACH OF TRUST AND MIS-APPROPRIATION OF PUBLIC FUNDS
02-JUL-2001
|
COURT CONVICTED ACCUSED NO.1 COMPANY AND 4 AND SENTENCED TO PAY RS.5 LAC ON ACCUSED NO.1. ACCUSED NO.4 IS SENTENCED FOR A PERIOD 6 MONTHS RIGOROUS IMPRISONMENT AND PAY A FINE OF RS.3 LAC IN DEFAULT ACCUSED NO. 4 SHALL UNDERGO 3 MONTHS SIMPLE IMPRISONMENT. ACCUSED NO.3 DECLARED AS PROCLAIMED OFFENDER AND PROCEEDINGS AGAINST ACCUSED NO.2 WAS ABATED ON ACCOUNT OF HIS DEATH
|
| 371 |
|
|
PPL PINK HARVEST LTD.
|
|
|
|
ALOK PARASRAMPURIA
PAN:AAGPP2473G
|
|
|
ANURAG BISARIA
|
|
|
ASHA SAXENA
|
|
|
M.L.SAXENA
|
|
|
OMPRAKASH PARASRAMPURIA
|
|
|
R.S.BANKA
|
|
|
RATANLAL PARASRAMPURIA
|
|
|
SANJAY PARASRAMPURIA
PAN:AAIPP7200P
|
|
|
SHALINI PARASRAMPURIA
PAN:AAIPP4958L
|
|
|
VIKAS CHANDRA MANINGKA
|
|
DID NOT APPLY FOR REGISTRATION OF CIS
DID NOT WIND UP TO REPAY INVESTORS AS PER REGULATIONS
|
REQUESTED DCA TO INITIATE WINDING UP OF ENTITY
DEBARRED / RESTRAINED FROM ASSOCIATING WITH / ACCESSING CAPITAL MARKET / INTERMEDIARIES FROM 07-FEB-2001 TO 07-FEB-2006
REFERRED TO STATE GOVERNMENTS FOR FILING OF CIVIL/CRIMINAL PROCEEDINGS FOR FRAUD, CHEATING, CRIMINAL BREACH OF TRUST AND MIS-APPROPRIATION OF PUBLIC FUNDS
07-FEB-2001
|
THE COURT CONVICTED ACCUSED NO.4 AND SENTENCED RIGOROUS IMPRISONMENT FOR A PERIOD OF 6 MONTHS AND BURDENED WITH A FINE OF RS 1 LAKH IN DEFAULT ACCUSED SHALL UNDER GO SIMPLE IMPRISONMENT FOR A PERIOD OF 2 MONTHS. THE COMPANY (ACCUSED NO.1 ) IS BURDENED WITH A FINE OF RS.3 LAKHS
|
| 372 |
|
|
PRADHAN AGROTECH LTD.
|
|
|
|
ANJU PRADHAN
|
|
|
ATUL PRADHAN
|
|
|
P.L.PRADHAN
|
|
|
PRITI SAXENA
|
|
|
SHAMBU LAL PRADHAN
|
|
|
SHOBHA PRADHAN
|
|
|
V.M.SAXENA
|
|
|
VINAY PRADHAN
|
|
DID NOT APPLY FOR REGISTRATION OF CIS
DID NOT WIND UP TO REPAY INVESTORS AS PER REGULATIONS
|
REQUESTED DCA TO INITIATE WINDING UP OF ENTITY
DEBARRED / RESTRAINED FROM ASSOCIATING WITH / ACCESSING CAPITAL MARKET / INTERMEDIARIES FROM 02-JUL-2001 TO 02-JUL-2006
REFERRED TO STATE GOVERNMENTS FOR FILING OF CIVIL/CRIMINAL PROCEEDINGS FOR FRAUD, CHEATING, CRIMINAL BREACH OF TRUST AND MIS-APPROPRIATION OF PUBLIC FUNDS
OFFICIAL LIQUIDATOR/ADMINISTRATOR APPOINTED SUBSEQUENT TO THE INITIATION OF ACTION BY SEBI
02-JUL-2001
|
|
| 373 |
|
|
PRAKRUTHI CREATIVE ESTATES PVT.LTD.
|
|
|
|
ACHUTA PRASAD
|
|
|
BALA MURALI
|
|
|
C.M.BHAKTAVATSULU
|
|
|
NARENDRAN
|
|
|
WAMANAN
|
|
DID NOT APPLY FOR REGISTRATION OF CIS
DID NOT WIND UP TO REPAY INVESTORS AS PER REGULATIONS
|
REQUESTED DCA TO INITIATE WINDING UP OF ENTITY
DEBARRED / RESTRAINED FROM ASSOCIATING WITH / ACCESSING CAPITAL MARKET / INTERMEDIARIES FROM 02-JUL-2001 TO 02-JUL-2006
REFERRED TO STATE GOVERNMENTS FOR FILING OF CIVIL/CRIMINAL PROCEEDINGS FOR FRAUD, CHEATING, CRIMINAL BREACH OF TRUST AND MIS-APPROPRIATION OF PUBLIC FUNDS
02-JUL-2001
|
|
| 374 |
|
|
PRASANNA PLANTATIONS LTD.
|
|
|
|
A.BHAGYAMMA
|
|
|
A.PRASANNA
|
|
|
CHAKRAPANI YADAV A.S.
|
|
|
G.PULLIAH
|
|
|
M.MOHAN
|
|
|
M.PRABHU
|
|
DID NOT APPLY FOR REGISTRATION OF CIS
DID NOT WIND UP TO REPAY INVESTORS AS PER REGULATIONS
|
REQUESTED DCA TO INITIATE WINDING UP OF ENTITY
DEBARRED / RESTRAINED FROM ASSOCIATING WITH / ACCESSING CAPITAL MARKET / INTERMEDIARIES FROM 02-JUL-2001 TO 02-JUL-2006
REFERRED TO STATE GOVERNMENTS FOR FILING OF CIVIL/CRIMINAL PROCEEDINGS FOR FRAUD, CHEATING, CRIMINAL BREACH OF TRUST AND MIS-APPROPRIATION OF PUBLIC FUNDS
02-JUL-2001
|
|
| 375 |
|
|
PRAYAG AGRO FORESTRY (I) LTD.
|
|
|
|
DINA NATH SHUKLA
|
|
|
GHAN SHYAM MISHRA
|
|
|
JAMIL AHMAD KHAN
|
|
|
MUNESHWAR SINGH
|
|
|
NARSINGH NATH TIWARI
|
|
|
RAJINDER BHADUR SINGH
|
|
|
RAM CHARITAR YADAV
|
|
DID NOT APPLY FOR REGISTRATION OF CIS
DID NOT WIND UP TO REPAY INVESTORS AS PER REGULATIONS
|
REQUESTED DCA TO INITIATE WINDING UP OF ENTITY
DEBARRED / RESTRAINED FROM ASSOCIATING WITH / ACCESSING CAPITAL MARKET / INTERMEDIARIES FROM 02-JUL-2001 TO 02-JUL-2006
REFERRED TO STATE GOVERNMENTS FOR FILING OF CIVIL/CRIMINAL PROCEEDINGS FOR FRAUD, CHEATING, CRIMINAL BREACH OF TRUST AND MIS-APPROPRIATION OF PUBLIC FUNDS
02-JUL-2001
|
ALL ACCUSED DECLARED AS PROCLAIMED OFFENDERS AND KEPT IN DORMANT FILE
|
| 376 |
|
|
PREHARI PLANTATIONS & RESORTS LTD.
|
|
|
|
AVTAR CHEEMA
|
|
|
J.S.UJLA
|
|
|
MANJIT SINGH DHILLON
|
|
|
MOHINDER KAUR
|
|
|
PARMINDER SINGH
|
|
|
S.HARMANDEEP SINGH
|
|
|
S.PIARA SINGH DHILLON
|
|
|
SATINDER PAUL KAUR
|
|
DID NOT APPLY FOR REGISTRATION OF CIS
DID NOT WIND UP TO REPAY INVESTORS AS PER REGULATIONS
|
REQUESTED DCA TO INITIATE WINDING UP OF ENTITY
DEBARRED / RESTRAINED FROM ASSOCIATING WITH / ACCESSING CAPITAL MARKET / INTERMEDIARIES FROM 21-OCT-2002 TO 21-OCT-2007
REFERRED TO STATE GOVERNMENTS FOR FILING OF CIVIL/CRIMINAL PROCEEDINGS FOR FRAUD, CHEATING, CRIMINAL BREACH OF TRUST AND MIS-APPROPRIATION OF PUBLIC FUNDS
LAUNCHED PROSECUTION AGAINST THE ENTITY AND ITS DIRECTORS U/S 24 AND 27 OF THE SEBI ACT
21-OCT-2002
|
CONVICTED
|
| 377 |
|
|
PRESTIGE FOREST INDIA LTD.
|
|
|
|
ANIL KUMAR THAKWANI
|
|
|
FARHA AHMED
|
|
|
KAMAL LAHEJA
|
|
|
KIRTI THAKWANI
|
|
|
NISHA GUPTA
|
|
|
RAJIVE CHANDRA GUPTA
|
|
|
SHAFIQ AHMED
|
|
DID NOT APPLY FOR REGISTRATION OF CIS
DID NOT WIND UP TO REPAY INVESTORS AS PER REGULATIONS
|
REQUESTED DCA TO INITIATE WINDING UP OF ENTITY
DEBARRED / RESTRAINED FROM ASSOCIATING WITH / ACCESSING CAPITAL MARKET / INTERMEDIARIES FROM 02-JUL-2001 TO 02-JUL-2006
REFERRED TO STATE GOVERNMENTS FOR FILING OF CIVIL/CRIMINAL PROCEEDINGS FOR FRAUD, CHEATING, CRIMINAL BREACH OF TRUST AND MIS-APPROPRIATION OF PUBLIC FUNDS
02-JUL-2001
|
THE COURT CONVICTED ACCUSED NO.1 COMPANY AND IS BURDENED WITH THE FINE OF RS.2 LACS THE COURT ACQUITTED ACCUSED NO.8 FROM ALL THE CHARGES. ACCUSED NOS 2,3,4,5,6 AND 7 WERE DECLARED AS PROCLAIMED OFFENDERS
|
| 378 |
|
|
PRIME GREEN FORESTS LTD.
|
|
|
|
HARBHAJAN SINGH
|
|
|
KULDIP SINGH
|
|
|
S.CHANAN SINGH
|
|
DID NOT APPLY FOR REGISTRATION OF CIS
DID NOT WIND UP TO REPAY INVESTORS AS PER REGULATIONS
|
REQUESTED DCA TO INITIATE WINDING UP OF ENTITY
DEBARRED / RESTRAINED FROM ASSOCIATING WITH / ACCESSING CAPITAL MARKET / INTERMEDIARIES FROM 02-JUL-2001 TO 02-JUL-2006
REFERRED TO STATE GOVERNMENTS FOR FILING OF CIVIL/CRIMINAL PROCEEDINGS FOR FRAUD, CHEATING, CRIMINAL BREACH OF TRUST AND MIS-APPROPRIATION OF PUBLIC FUNDS
02-JUL-2001
|
ACCUSED NO.4 STANDS ACQUITTED. OTHER ACCUSED DECLARED AS PROCLAIMED OFFENDERS
|
| 379 |
|
|
PRINCE AGRO INDUSTRIES LTD.
(CIN:U01403DL1996PLC082035)
|
|
|
|
ANITA LALWANI
|
|
|
HARI LALWANI
DIN:00309831
|
|
|
OM PRAKASH TOTLANI
|
|
|
P.C.PATHAK
|
|
|
SUNNY THOMAS
DIN:00303666
|
|
DID NOT APPLY FOR REGISTRATION OF CIS
DID NOT WIND UP TO REPAY INVESTORS AS PER REGULATIONS
|
REQUESTED DCA TO INITIATE WINDING UP OF ENTITY
DEBARRED / RESTRAINED FROM ASSOCIATING WITH / ACCESSING CAPITAL MARKET / INTERMEDIARIES FROM 02-APR-2003 TO 02-APR-2008
REFERRED TO STATE GOVERNMENTS FOR FILING OF CIVIL/CRIMINAL PROCEEDINGS FOR FRAUD, CHEATING, CRIMINAL BREACH OF TRUST AND MIS-APPROPRIATION OF PUBLIC FUNDS
LAUNCHED PROSECUTION AGAINST THE ENTITY AND ITS DIRECTORS U/S 24 AND 27 OF THE SEBI ACT
02-APR-2003
|
ACCUSED MOBILIZED RS.74.7 LAKH. ALL ACCUSED CONVICTED AND SENTENCED TO FINE OF
RS.7500 EACH AND ON DEFAULT SIMPLE IMPRISONMENT FOR 3 MONTHS
|
| 380 |
|
|
PURVANCHAL PLANTATIONS INDIA LTD.
|
|
|
|
AKHILESH KUMAR SINGH
|
|
|
BRIJENDRA KUMAR SHRIVASTAVA
|
|
|
HARE SHYAM JEE
|
|
|
MADAN LAL VERMA
|
|
|
RAJ KUMAR GUPTA
|
|
|
RAVINDRA KUMAR
|
|
|
SANJAY KUMAR SHRIVASTAVA
|
|
DID NOT APPLY FOR REGISTRATION OF CIS
DID NOT WIND UP TO REPAY INVESTORS AS PER REGULATIONS
|
REQUESTED DCA TO INITIATE WINDING UP OF ENTITY
DEBARRED / RESTRAINED FROM ASSOCIATING WITH / ACCESSING CAPITAL MARKET / INTERMEDIARIES FROM 02-JUL-2001 TO 02-JUL-2006
REFERRED TO STATE GOVERNMENTS FOR FILING OF CIVIL/CRIMINAL PROCEEDINGS FOR FRAUD, CHEATING, CRIMINAL BREACH OF TRUST AND MIS-APPROPRIATION OF PUBLIC FUNDS
02-JUL-2001
|
ACCUSED MOBILIZED RS.5.5 LAKH. ACCUSED NO.1,2,3,4,6,7 AND 8 CONVICTED AND SENTENCED 2,3,4,6,7 & 8 TO RIGOROUS IMPRISONMENT FOR A TERM OF ONE YEAR AND A FINE OF RS.1 LAKH EACH ON ACCUSED NO.1 TO 4 AND 6 TO 8 AND IN DEFAULT OF PAYMENT, SIMPLE IMPRISONMENT FOR 6 MONTHS EACH. PROCEEDING AGAINST ACCUSED NO.5 WAS ABATED ON ACCOUNT OF HIS DEATH
|
| The regulatory charges/regulatory actions may be fully or partly applicable to the entities/persons mentioned in the second column. |
| |
|
|
| Page 19 of 29
|
