| S.No. |
ENTITY |
PERSONS |
REGULATORY CHARGES |
REGULATORY ACTION(S) / DATE OF ORDER |
FURTHER DEVELOPMENTS |
| 341 |
|
ONKARBHUMI FORESTS (I) LTD.
|
|
|
|
BALJEET SINGH
|
|
|
BHUPINDER SINGH
|
|
|
HARBANS KAUR
|
|
|
HARBANS SINGH
|
|
|
LAL CHAND
|
|
|
MOHINDER SINGH
|
|
|
RAJINDER KAUR
|
|
DID NOT APPLY FOR REGISTRATION OF CIS
DID NOT WIND UP TO REPAY INVESTORS AS PER REGULATIONS
|
REQUESTED DCA TO INITIATE WINDING UP OF ENTITY
DEBARRED / RESTRAINED FROM ASSOCIATING WITH / ACCESSING CAPITAL MARKET / INTERMEDIARIES FROM 02-JUL-2001 TO 02-JUL-2006
REFERRED TO STATE GOVERNMENTS FOR FILING OF CIVIL/CRIMINAL PROCEEDINGS FOR FRAUD, CHEATING, CRIMINAL BREACH OF TRUST AND MIS-APPROPRIATION OF PUBLIC FUNDS
LAUNCHED PROSECUTION AGAINST THE ENTITY AND ITS DIRECTORS U/S 24 AND 27 OF THE SEBI ACT
02-JUL-2001
|
ACCUSED MOBILIZED RS.26.2 LAKH. ALL ACCUSED DECLARED AS PROCLAIMED OFFENDERS
AND KEPT IN DORMANT FILE
|
| 342 |
|
|
ORIENTAL GREEN ENVIRONMENT LTD.
|
|
|
|
JAGDISH KAUR
|
|
|
JASWANT SINGH
|
|
|
KULWANT KAUR
|
|
|
MANJIT KAUR
|
|
|
N.S.SAINI
|
|
|
NANAK SINGH
|
|
|
NIRMAL SINGH
|
|
|
SARJEET SINGH
|
|
DID NOT APPLY FOR REGISTRATION OF CIS
DID NOT WIND UP TO REPAY INVESTORS AS PER REGULATIONS
|
REQUESTED DCA TO INITIATE WINDING UP OF ENTITY
DEBARRED / RESTRAINED FROM ASSOCIATING WITH / ACCESSING CAPITAL MARKET / INTERMEDIARIES FROM 02-JUL-2001 TO 02-JUL-2006
REFERRED TO STATE GOVERNMENTS FOR FILING OF CIVIL/CRIMINAL PROCEEDINGS FOR FRAUD, CHEATING, CRIMINAL BREACH OF TRUST AND MIS-APPROPRIATION OF PUBLIC FUNDS
LAUNCHED PROSECUTION AGAINST THE ENTITY AND ITS DIRECTORS U/S 24 AND 27 OF THE SEBI ACT
02-JUL-2001
|
ACCUSED MOBILIZED RS.35.3 LAKH. ALL ACCUSED DECLARED AS PROCLAIMED OFFENDERS
AND KEPT IN DORMANT FILE
|
| 343 |
|
|
ORIENTAL HOUSING DEVELOPMENT FINANCE CORP.LTD.
|
|
|
|
ARVINDER KAUR
|
|
|
D.S.PAWAR
|
|
|
DALJIT SINGH BHATIA
|
|
|
H.S.HANSPAL
|
|
|
JAGDISH KAUR
|
|
|
JASWANT SINGH
|
|
|
KULDIP SHARMA
|
|
|
N.S.SAINI
|
|
|
NANAK SINGH
|
|
|
SARJEET SINGH
|
|
|
SUKHCHARAN SINGH
|
|
DID NOT APPLY FOR REGISTRATION OF CIS
DID NOT WIND UP TO REPAY INVESTORS AS PER REGULATIONS
|
REQUESTED DCA TO INITIATE WINDING UP OF ENTITY
DEBARRED / RESTRAINED FROM ASSOCIATING WITH / ACCESSING CAPITAL MARKET / INTERMEDIARIES FROM 05-OCT-2001 TO 05-OCT-2006
REFERRED TO STATE GOVERNMENTS FOR FILING OF CIVIL/CRIMINAL PROCEEDINGS FOR FRAUD, CHEATING, CRIMINAL BREACH OF TRUST AND MIS-APPROPRIATION OF PUBLIC FUNDS
LAUNCHED PROSECUTION AGAINST THE ENTITY AND ITS DIRECTORS U/S 24 AND 27 OF THE SEBI ACT
05-OCT-2001
|
ACCUSED NO.1 COMPANY AND ACCUSED 6 HELD GUILTY. A2, A3 AND A4 ARE DECLARED PO. PROCEEDINGS AGAINST A5 ARE SEPARATED VIDE ORDER DATED 4/2/2011 AND 9/5/2011 DUE TO HIS NON APPEARANCE
|
| 344 |
|
|
P G FORTUNE AGRITECH LTD.
|
|
|
|
K.G.KRISHNAM RAJU
|
|
|
K.S.P.N.VARMA
|
|
|
T.UPENDRA REDDY
|
|
|
V.V.L.P.GUPTA
|
|
DID NOT APPLY FOR REGISTRATION OF CIS
DID NOT WIND UP TO REPAY INVESTORS AS PER REGULATIONS
|
REQUESTED DCA TO INITIATE WINDING UP OF ENTITY
DEBARRED / RESTRAINED FROM ASSOCIATING WITH / ACCESSING CAPITAL MARKET / INTERMEDIARIES FROM 02-JUL-2001 TO 02-JUL-2006
REFERRED TO STATE GOVERNMENTS FOR FILING OF CIVIL/CRIMINAL PROCEEDINGS FOR FRAUD, CHEATING, CRIMINAL BREACH OF TRUST AND MIS-APPROPRIATION OF PUBLIC FUNDS
LAUNCHED PROSECUTION AGAINST THE ENTITY AND ITS DIRECTORS U/S 24 AND 27 OF THE SEBI ACT
02-JUL-2001
|
|
| 345 |
|
|
PACE FOREST INDIA LTD.
|
|
|
|
ASHISH GUPTA
|
|
|
INDRA RAINA
|
|
|
RADHA GUPTA
|
|
|
SAILESH KUMAR GUPTA
|
|
|
SANJAY KUMAR GUPTA
|
|
DID NOT APPLY FOR REGISTRATION OF CIS
DID NOT WIND UP TO REPAY INVESTORS AS PER REGULATIONS
|
REQUESTED DCA TO INITIATE WINDING UP OF ENTITY
DEBARRED / RESTRAINED FROM ASSOCIATING WITH / ACCESSING CAPITAL MARKET / INTERMEDIARIES FROM 02-JUL-2001 TO 02-JUL-2006
REFERRED TO STATE GOVERNMENTS FOR FILING OF CIVIL/CRIMINAL PROCEEDINGS FOR FRAUD, CHEATING, CRIMINAL BREACH OF TRUST AND MIS-APPROPRIATION OF PUBLIC FUNDS
02-JUL-2001
|
ACCUSED MOBILIZED RS.4.40 LAKH. ALL ACCUSED FOUND GUILTY AND SENTENCED TO FINE OF RS.25,000 EACH AND ON DEFAULT SIMPLE IMPRISONMENT FOR THREE MONTHS
|
| 346 |
|
|
PACHAMALA ESTATES & PLANTATIONS PVT.LTD.
|
|
|
|
GEORGE CYRIAC
|
|
|
K.K.SIMON
|
|
|
NEERACKAL MATHEW JOSEPH
|
|
|
THOMAS KURUVILLA
|
|
DID NOT APPLY FOR REGISTRATION OF CIS
DID NOT WIND UP TO REPAY INVESTORS AS PER REGULATIONS
|
REQUESTED DCA TO INITIATE WINDING UP OF ENTITY
DEBARRED / RESTRAINED FROM ASSOCIATING WITH / ACCESSING CAPITAL MARKET / INTERMEDIARIES FROM 02-JUL-2001 TO 02-JUL-2006
REFERRED TO STATE GOVERNMENTS FOR FILING OF CIVIL/CRIMINAL PROCEEDINGS FOR FRAUD, CHEATING, CRIMINAL BREACH OF TRUST AND MIS-APPROPRIATION OF PUBLIC FUNDS
02-JUL-2001
|
|
| 347 |
|
|
PALLAVI FORESTRY LTD.
|
|
|
|
ASHOK KUMAR SINGH
|
|
|
DINESH PRATAP SINGH
|
|
|
INDRAMANI
|
|
|
MALA SINGH
|
|
|
PARAKRAM SINGH
|
|
|
SANJU SINGH
|
|
|
SHILESH PRATAP SINGH
|
|
DID NOT APPLY FOR REGISTRATION OF CIS
DID NOT WIND UP TO REPAY INVESTORS AS PER REGULATIONS
|
REQUESTED DCA TO INITIATE WINDING UP OF ENTITY
REFERRED TO STATE GOVERNMENTS FOR FILING OF CIVIL/CRIMINAL PROCEEDINGS FOR FRAUD, CHEATING, CRIMINAL BREACH OF TRUST AND MIS-APPROPRIATION OF PUBLIC FUNDS
02-JUL-2001
|
THE COURT CONVICTED ACCUSED NO.1 I.E. COMPANY,A2,A3 AND A4 AND SENTENCED TO PAY A FINE OF RS.50000 EACH ON ACCUSED IN DEFAULT 3 MONTHS SIMPLE IMPRISONMENT THE COURT ACQUITTED ACCUSED NO.5,6,7 AND 8
|
| 348 |
|
|
PAN INDIA FOREST & LAND DEVELOPMENT LTD.
|
|
|
|
JAYENDRASINH PADMASINH RATHOD
|
|
|
KANUBHAI F.PATEL
|
|
|
SAURABH C.CHOKSI
|
|
|
VIRENDRA H.SONI
|
|
DID NOT APPLY FOR REGISTRATION OF CIS
DID NOT WIND UP TO REPAY INVESTORS AS PER REGULATIONS
|
REQUESTED DCA TO INITIATE WINDING UP OF ENTITY
DEBARRED / RESTRAINED FROM ASSOCIATING WITH / ACCESSING CAPITAL MARKET / INTERMEDIARIES FROM 02-JUL-2001 TO 02-JUL-2006
REFERRED TO STATE GOVERNMENTS FOR FILING OF CIVIL/CRIMINAL PROCEEDINGS FOR FRAUD, CHEATING, CRIMINAL BREACH OF TRUST AND MIS-APPROPRIATION OF PUBLIC FUNDS
LAUNCHED PROSECUTION AGAINST THE ENTITY AND ITS DIRECTORS U/S 24 AND 27 OF THE SEBI ACT
02-JUL-2001
|
|
| 349 |
|
|
PANACEA FOREST (INDIA) LTD.
|
|
|
|
BIMLA DEVI
|
|
|
DHARAM SHEELA SINHA
|
|
|
NEERAJ KUMAR PODDAR
|
|
|
PANKAJ KUMAR PATEL
|
|
|
PANKAJ KUMAR PODDAR
|
|
|
PAWAN KUMAR
|
|
|
SANJEEV KUMAR SINHA
|
|
DID NOT APPLY FOR REGISTRATION OF CIS
DID NOT WIND UP TO REPAY INVESTORS AS PER REGULATIONS
|
REQUESTED DCA TO INITIATE WINDING UP OF ENTITY
DEBARRED / RESTRAINED FROM ASSOCIATING WITH / ACCESSING CAPITAL MARKET / INTERMEDIARIES FROM 02-JUL-2001 TO 02-JUL-2006
REFERRED TO STATE GOVERNMENTS FOR FILING OF CIVIL/CRIMINAL PROCEEDINGS FOR FRAUD, CHEATING, CRIMINAL BREACH OF TRUST AND MIS-APPROPRIATION OF PUBLIC FUNDS
02-JUL-2001
|
ACCUSED MOBILIZED RS.5.2 LAKH. ALL ACCUSED CONVICTED AND SENTENCED FINE. A-1, 2 AND 3 SENTENCED TO FINE OF RS.5000 EACH AND ON DEFAULT SIMPLE IMPRISONMENT FOR 3 MONTHS TO A-2 AND A-3. A-4, 5, 6, 7 AND 8 SENTENCED TO FINE OF RS.2000 EACH AND ON DEFAULT SIMPLE IMPRISONMENT FOR 1 MONTH
|
| 350 |
|
|
PANCHSHEEL AGRO FORESTS LTD.
|
|
|
|
ASHA SHARMA
|
|
|
DEV SHARMA
|
|
|
RAJA BABU
|
|
|
VIMAL MEHRA
|
|
DID NOT APPLY FOR REGISTRATION OF CIS
DID NOT WIND UP TO REPAY INVESTORS AS PER REGULATIONS
|
REQUESTED DCA TO INITIATE WINDING UP OF ENTITY
DEBARRED / RESTRAINED FROM ASSOCIATING WITH / ACCESSING CAPITAL MARKET / INTERMEDIARIES FROM 02-JUL-2001 TO 02-JUL-2006
REFERRED TO STATE GOVERNMENTS FOR FILING OF CIVIL/CRIMINAL PROCEEDINGS FOR FRAUD, CHEATING, CRIMINAL BREACH OF TRUST AND MIS-APPROPRIATION OF PUBLIC FUNDS
02-JUL-2001
|
ACCUSED MOBILIZED RS.10.6 LAKH, ALL ACCUSED CONVICTED AND SENTENCED TO FINE OF RS.5,000 ON EACH ACCUSED AND ON DEFAULT SIMPLE IMPRISONMENT FOR THREE MONTHS
|
| 351 |
|
|
PAPPU GREEN FIELDS PVT.LTD.
|
|
|
|
K.VENKATARAMAN
|
|
|
P.N.SUNDARESAN
|
|
|
R.BALASUBRAMANIAN
|
|
|
T.R.VENKATESH
|
|
|
V.V.RAVICHANDRAN
|
|
DID NOT APPLY FOR REGISTRATION OF CIS
DID NOT WIND UP TO REPAY INVESTORS AS PER REGULATIONS
|
REQUESTED DCA TO INITIATE WINDING UP OF ENTITY
DEBARRED / RESTRAINED FROM ASSOCIATING WITH / ACCESSING CAPITAL MARKET / INTERMEDIARIES FROM 02-JUL-2001 TO 02-JUL-2006
REFERRED TO STATE GOVERNMENTS FOR FILING OF CIVIL/CRIMINAL PROCEEDINGS FOR FRAUD, CHEATING, CRIMINAL BREACH OF TRUST AND MIS-APPROPRIATION OF PUBLIC FUNDS
02-JUL-2001
|
|
| 352 |
|
|
PARAGMOUNT FORESTS (I) LTD.
|
|
|
|
AKASH DEEP SHARMA
|
|
|
ASHA KAKKAR
|
|
|
BALBIR ARORA
|
|
|
JAWAHAR SINGH
|
|
|
KRISHNA DEVI SHARMA
|
|
|
MOHINDER KAUR
|
|
|
TRILOCHAN SINGH CHANDHOK
|
|
DID NOT APPLY FOR REGISTRATION OF CIS
DID NOT WIND UP TO REPAY INVESTORS AS PER REGULATIONS
|
REQUESTED DCA TO INITIATE WINDING UP OF ENTITY
DEBARRED / RESTRAINED FROM ASSOCIATING WITH / ACCESSING CAPITAL MARKET / INTERMEDIARIES FROM 02-JUL-2001 TO 02-JUL-2006
REFERRED TO STATE GOVERNMENTS FOR FILING OF CIVIL/CRIMINAL PROCEEDINGS FOR FRAUD, CHEATING, CRIMINAL BREACH OF TRUST AND MIS-APPROPRIATION OF PUBLIC FUNDS
LAUNCHED PROSECUTION AGAINST THE ENTITY AND ITS DIRECTORS U/S 24 AND 27 OF THE SEBI ACT
02-JUL-2001
|
ALL ACCUSED DECLARED AS PROCLAIMED OFFENDERS AND KEPT IN DORMANT FILE
|
| 353 |
|
|
PARAKEET GREEN FORESTS LTD.
|
|
|
|
BALWAN KUMAR SOOD
|
|
|
BHAGWAN SINGH CHEEMA
|
|
|
BHUPINDER KUMAR
|
|
|
KULWANT SINGH
|
|
|
N.N.SHARMA
|
|
|
NAGINDER NATH SHARMA
|
|
|
PUSHAP RAJ SHARMA
|
|
|
RANJIT SINGH
|
|
|
VIJAY KUMAR
|
|
|
YASHODA DEVI
|
|
DID NOT APPLY FOR REGISTRATION OF CIS
DID NOT WIND UP TO REPAY INVESTORS AS PER REGULATIONS
|
REQUESTED DCA TO INITIATE WINDING UP OF ENTITY
DEBARRED / RESTRAINED FROM ASSOCIATING WITH / ACCESSING CAPITAL MARKET / INTERMEDIARIES FROM 02-JUL-2001 TO 02-JUL-2006
REFERRED TO STATE GOVERNMENTS FOR FILING OF CIVIL/CRIMINAL PROCEEDINGS FOR FRAUD, CHEATING, CRIMINAL BREACH OF TRUST AND MIS-APPROPRIATION OF PUBLIC FUNDS
LAUNCHED PROSECUTION AGAINST THE ENTITY AND ITS DIRECTORS U/S 24 AND 27 OF THE SEBI ACT
02-JUL-2001
|
THE COURT CONVICTED ACCUSED NO.1 COMPANY AND 4, 8 AND 9 AND AWARDED SENTENCE OF RIGOROUS IMPRISONMENT FOR 6 MONTHS TO ACCUSED 4,8 & 9 AND A FINE OF RS.3 LACS EACH. IN CASE OF DEFAULT, ACCUSED 4, 8 & 9 SHALL UNDERGO SIMPLE IMPRISONMENT FOR 3 MONTHS. FURTHER, ACCUSED NO. 1 COMPANY IS BURDENED WITH RS.5 LACS FINE. THE LD. COURT ALSO DIRECTED THAT THE FINE AMOUNT REALISED SHALL BE UTILIZED TO COMPENSATE THE INVESTORS PROPORTIONATELY U/S 357 OF CR.P.C.ACCUSED NOS 2,3 AND 5 WERE DECLARED AS PROCLAIMED OFFENDERS THE COURT ACQUITTED ACCUSED NO.6 AND 7 FROM ALL THE CHARGES
|
| 354 |
|
|
PARAMOUNT BIO-TECH INDUSTRIES LTD.
(CIN:U24231DL1996PLC082959
PAN:AACCP1163C)
|
|
|
|
BALDEV RAJ VARMA
PAN:AAHPV4890N
|
|
|
BHAWANI SRIVASTAVA
DIN:02833999
PAN:BMHPS8135C
|
|
|
GIRISH CHANDRA GUPTA
DIN:00273787
PAN:AIMPG6205H
|
|
|
PUSHPA GUPTA
DIN:02698562
|
|
DID NOT APPLY FOR REGISTRATION OF CIS
|
DIRECTED NOT TO COLLECT ANY MONEY AND/OR FEE FROM THE INVESTORS FROM 25-MAY-2018 TO 24-MAY-2023
DIRECTED NOT TO LAUNCH ANY NEW SCHEMES FROM 25-MAY-2018 TO 24-MAY-2023
DIRECTED TO REFUND MONEY TO THE INVESTORS
DIRECTED TO FILE CERTIFICATE OF COMPLETION OF PROCESS WITH SEBI FROM TWO INDEPENDENT PEER REVIEWED CHARTERED ACCOUNTANTS
DIRECTED TO ISSUE PUBLIC NOTICE, IN ALL EDITIONS OF TWO NATIONAL DAILIES IN CONNECTION WITH THE REFUND OF MONEY
PROHIBITED FROM ISSUING PROSPECTUS OR ANY OFFER DOCUMENT, OR ISSUE ADVERTISEMENT FOR SOLICITING MONEY FROM PUBLIC FOR ISSUE OF SECURITIES IN ANY MANNER EITHER DIRECTLY OR INDIRECTLY FROM 25-MAY-2018 TO 24-MAY-2023
DEBARRED / RESTRAINED FROM ASSOCIATING WITH / ACCESSING CAPITAL MARKET / INTERMEDIARIES FROM 25-MAY-2018 TO 24-MAY-2023
DEBARRED/RESTRAINED FROM BUYING/SELLING/DEALING/IPOS IN SECURITIES/SPECIFIED SCRIPS DIRECTLY/INDIRECTLY FROM 25-MAY-2018 TO 24-MAY-2023
28-JAN-2005
|
SAT: APPEAL DISMISSED AS WITHDRAWN
SAT: DIRECTED TO DEPOSIT UNCLAIMED AMOUNT IN A NATIONALISED BANK UNDER INTIMATION TO SEBI
SEBI VIDE ITS ORDER DATED 25/05/2018 DIRECTED TO 1) REPAY BALANCE AMOUNT TO INVESTORS AND PROVIDE A PEER REVIEWED CHARTERED ACCOUNTANT CERTIFICATE CONTAINING FOLLOWING DETAILS AND INCORPORATAING CLARIFICATIONS FOR THE DISCREPANCIES BROUGHT OUT IN THE AUDIT REPORT SUBMITTED BY N.D.KAPUR & CO. A) MONEY COLLECTED SCHEME WISE B) DETAILS OF PROMISED RETURN C) CALCULATION OF TOTAL AMOUNT TO BE PAID SCHEME WISE ADDING PROMISED RETURN OR 15% INTEREST FROM DATE OF INVESTMENT IN CASE SCHEME DETAILS ARE NOT AVAILABLE D) AMOUNT ACCEPTED AS VERIFIED TO HAVE BEEN PAID, BY THE AUDITOR, N.D.KAPUR & CO. E) REMAINING AMOUNT TO BE PAID F) VERIFICATION OF PAYMENT OF REMAINING ACOUNTS TO BE PAID TO RESPECTIVE INVESTORS 2) REPAYMENT DETAILS MUST BE SUPPORTED BY DOCUMENTARY EVIDENCE VERIFIED BY ANOTHER INDEPENDENT PEER REVIEWED CHARTERED ACCOUNTANTS WHO IS IN THE PANEL OF ANY PUBLIC AUTHORITY OR PUBLIC INSTITUTION 3) ISSUE PUBLIC NOTICE, IN ALL EDITIONS OF TWO NATIONAL DAILIES (ONE ENGLISH AND ONE HINDI) AND IN ONE LOCAL DAILY WITH WIDE CIRCULATION, DETAILING MODALITIES FOR REFUND 4) DEPOSIT AMOUNT IN ESCROW ACCOUNT OPENED WITH NATIONALIZED BANK WITHIN 100 DAYS FROM DATE OF RECEIPT OF THIS ORDER AND PREVENTED FROM SELLING ITS PROPERTIES EXCEPT FOR SOLE PURPOSE OF PUTTING MONEY IN ESCROW ACCOUNT AND REFUNDS TO BE MADE TO THE RESPECTIVE INVESTORS 5) NOT TO, DIRECTLY OR INDIRECTLY, ACCESS THE SECURITIES MARKET, BY ISSUING PROSPECTUS, OFFER DOCUMENT OR ADVERTISEMENT SOLICITING MONEY FROM PUBLIC AND ARE FURTHER RESTRAINED AND PROHIBITED FROM BUYING, SELLING OR OTHERWISE DEALING IN SECURITIES MARKET, DIRECTLY IN WHATSOEVER MANNER FROM DATE OF THIS ORDER TILL FIVE YEARS FROM REPAYMENT OF ENTIRE AMOUNT
SEBI VIDE ITS NOTICE DATED 13/01/2021 DIRECTED ALL THE BANKS IN INDIA AND/OR NSDL/CDSL AND/OR MUTUAL FUNDS TO 1. ATTACH ALL THE ACCOUNTS (INCLUDING MUTUAL FUNDS) BY WHATEVER NAME CALLED INCLUDING LOCKERS EITHER SINGLY OR JOINTLY WITH ANY PERSON/S AND ALL OTHER AMOUNT/PROCEEDS DUE OR MAY BECOME DUE OR ANY MONEY HELD OR MAY SUBSEQUENTLY HOLD FOR ON ACCOUNT OF THE DEFAULTERS AND 2. NOT TO DEBIT ANY AMOUNT IN THE SAID ACCOUNT/S.HOWEVER CREDITS, IF ANY, INTO THE ACCOUNT MAY BE ALLOWED
|
| 355 |
|
|
PARAMOUNT FORESTS (INDIA) LTD.
|
|
|
|
ASHOK KUMAR
|
|
|
AVTAR SINGH
|
|
|
D.K.GUPTA
|
|
|
G.S.DHILLON
|
|
|
GANGA PRASAD TIWARI
|
|
|
MUKESH KUMAR
|
|
|
R.BALI
|
|
|
SARITA BALI
|
|
|
VIRINDER KUMAR
|
|
DID NOT APPLY FOR REGISTRATION OF CIS
DID NOT WIND UP TO REPAY INVESTORS AS PER REGULATIONS
|
REQUESTED DCA TO INITIATE WINDING UP OF ENTITY
DEBARRED / RESTRAINED FROM ASSOCIATING WITH / ACCESSING CAPITAL MARKET / INTERMEDIARIES FROM 02-JUL-2001 TO 02-JUL-2006
REFERRED TO STATE GOVERNMENTS FOR FILING OF CIVIL/CRIMINAL PROCEEDINGS FOR FRAUD, CHEATING, CRIMINAL BREACH OF TRUST AND MIS-APPROPRIATION OF PUBLIC FUNDS
02-JUL-2001
|
ACCUSED MOBILIZED RS.20 LAKH. ACCUSED NO.2 ACQUITTED AND ACCUSED NO.3 STANDS CONVICTED
|
| 356 |
|
|
PARASNATH PLANTATION & RESORTS INDIA LTD.
|
|
|
|
ANWAR AHMED KHAN
|
|
|
ASHOK TANSUKHLAL MERCHANT
|
|
|
KOKILA YOGESH SHAH
|
|
|
MARIA LUCY REGO
|
|
|
MAYANK BACHUBHAI GORDHANDAS
|
|
|
SHEELA CELINA RODRIGUES
|
|
|
YOGESH RAMNIKLAL SHAH
|
|
DID NOT APPLY FOR REGISTRATION OF CIS
DID NOT WIND UP TO REPAY INVESTORS AS PER REGULATIONS
|
REQUESTED DCA TO INITIATE WINDING UP OF ENTITY
DEBARRED / RESTRAINED FROM ASSOCIATING WITH / ACCESSING CAPITAL MARKET / INTERMEDIARIES FROM 02-JUL-2001 TO 02-JUL-2006
REFERRED TO STATE GOVERNMENTS FOR FILING OF CIVIL/CRIMINAL PROCEEDINGS FOR FRAUD, CHEATING, CRIMINAL BREACH OF TRUST AND MIS-APPROPRIATION OF PUBLIC FUNDS
02-JUL-2001
|
|
| 357 |
|
|
PARVARISH PLANTATIONS LTD.
|
|
|
|
AMIT SAH
|
|
|
KAMLA KANT AWASTHI
|
|
|
KAMLA PANDEY
|
|
|
KRISHNA KANT AWASTHI
|
|
|
KRISHNA KUMAR SHUKLA
|
|
|
VIJAY LAXMI SHUKLA
|
|
|
VISHNUKANTI
|
|
DID NOT APPLY FOR REGISTRATION OF CIS
DID NOT WIND UP TO REPAY INVESTORS AS PER REGULATIONS
|
REQUESTED DCA TO INITIATE WINDING UP OF ENTITY
DEBARRED / RESTRAINED FROM ASSOCIATING WITH / ACCESSING CAPITAL MARKET / INTERMEDIARIES FROM 02-JUL-2001 TO 02-JUL-2006
REFERRED TO STATE GOVERNMENTS FOR FILING OF CIVIL/CRIMINAL PROCEEDINGS FOR FRAUD, CHEATING, CRIMINAL BREACH OF TRUST AND MIS-APPROPRIATION OF PUBLIC FUNDS
02-JUL-2001
|
ACCUSED MOBILIZED RS.2.2 LAKH. ACCUSED NO.2 PLEADED GUILTY AND FINED RS.5,000.
ACCUSED NO.3 AND 4 DECLARED AS PROCLAIMED OFFENDERS AND KEPT IN DORMANT FILE
|
| 358 |
|
|
PENACIA PLANTATION LTD.
|
|
|
DID NOT APPLY FOR REGISTRATION OF CIS
DID NOT WIND UP TO REPAY INVESTORS AS PER REGULATIONS
|
REQUESTED DCA TO INITIATE WINDING UP OF ENTITY
DEBARRED / RESTRAINED FROM ASSOCIATING WITH / ACCESSING CAPITAL MARKET / INTERMEDIARIES FROM 02-JUL-2001 TO 02-JUL-2006
REFERRED TO STATE GOVERNMENTS FOR FILING OF CIVIL/CRIMINAL PROCEEDINGS FOR FRAUD, CHEATING, CRIMINAL BREACH OF TRUST AND MIS-APPROPRIATION OF PUBLIC FUNDS
02-JUL-2001
|
|
| 359 |
|
|
PEPKAR FORESTS INDIA LTD.
|
|
|
|
KIRAN WARNWAL
|
|
|
MUDRIKA SINGH YADAV
|
|
|
PRITAM SINGH
|
|
|
SHYAM LATA
|
|
DID NOT APPLY FOR REGISTRATION OF CIS
DID NOT WIND UP TO REPAY INVESTORS AS PER REGULATIONS
|
REQUESTED DCA TO INITIATE WINDING UP OF ENTITY
REFERRED TO STATE GOVERNMENTS FOR FILING OF CIVIL/CRIMINAL PROCEEDINGS FOR FRAUD, CHEATING, CRIMINAL BREACH OF TRUST AND MIS-APPROPRIATION OF PUBLIC FUNDS
02-JUL-2001
|
THE COURT CONVICTED ACCUSED NO.1 COMPANY AND 3 AND SENTENCED TO PAY A FINE OF RS.200000 ON ACCUSED NO.1 AND 50000 UPON ACCUSED NO.3 IN DEFAULT, THE ACCUSED NO.3, SHALL UNDERGO 3 MONTHS SIMPLE IMPRISONMENT THE ACCUSED NO.2,4 AND 5 WERE DECLARED AS PROCLAIMED OFFENDERS
|
| 360 |
|
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PERFECT GREENLAND AGRO DEVELOPERS INDIA LTD.
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ALOK SHUKLA
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FIRQUL AZAM
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KANHAIYA LAL MEHROTRA
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MAROOF ALI
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MOHD.TAUFIQ
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NARGIS KHAN
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SHAILENDER SHANKAR MISHRA
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SHAKEEL AHMED
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WASIM AHMAD KHAN
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DID NOT APPLY FOR REGISTRATION OF CIS
DID NOT WIND UP TO REPAY INVESTORS AS PER REGULATIONS
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REQUESTED DCA TO INITIATE WINDING UP OF ENTITY
DEBARRED / RESTRAINED FROM ASSOCIATING WITH / ACCESSING CAPITAL MARKET / INTERMEDIARIES FROM 02-JUL-2001 TO 02-JUL-2006
REFERRED TO STATE GOVERNMENTS FOR FILING OF CIVIL/CRIMINAL PROCEEDINGS FOR FRAUD, CHEATING, CRIMINAL BREACH OF TRUST AND MIS-APPROPRIATION OF PUBLIC FUNDS
LAUNCHED PROSECUTION AGAINST THE ENTITY AND ITS DIRECTORS U/S 24 AND 27 OF THE SEBI ACT
02-JUL-2001
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| The regulatory charges/regulatory actions may be fully or partly applicable to the entities/persons mentioned in the second column. |
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| Page 18 of 28
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