| S.No. |
ENTITY |
PERSONS |
REGULATORY CHARGES |
REGULATORY ACTION(S) / DATE OF ORDER |
FURTHER DEVELOPMENTS |
| 341 |
|
KAMDHENU CONCAST LTD.
(PAN:AADCK1249D)
|
|
|
|
ISHITA AGARWAL
PAN:AIRPA2742A
|
|
|
PRIYANKA AGARWAL
PAN:AAMPA5141L
|
|
|
RADHA AGARWAL
PAN:ACOPA8351L
|
|
|
SARITA AGARWAL
PAN:ACOPA8343A
|
|
|
SHIVANI AGARWAL
PAN:AEAPG0277K
|
|
DID NOT MAKE DISCLOSURE OF SHAREHOLDING/CHANGES IN SHAREHOLDING TO STOCK EXCHANGES AS REQUIRED UNDER REGULATIONS 13(4A) READ WITH 13(5) OF SEBI (PROHIBITION OF INSIDER TRADING) REGULATIONS, 1992 IN MATTER OF KAMDHENU ISPAT LTD.
DID NOT MAKE DISCLOSURE OF SHAREHOLDING/CHANGES IN SHAREHOLDING TO COMPANY AND STOCK EXCHANGES AS REQUIRED UNDER REGULATIONS 29(2) READ WITH 29(3) OF SAST REGULATIONS, 2011 IN MATTER OF KAMDHENU ISPAT LTD.
|
IMPOSED PENALTY RS.6,00,000 ALONG WITH OTHER ENTITIES/PERSONS
30-JAN-2018
|
|
| 342 |
|
|
KAMLESH KHUBHILAL BAHETI (HUF)
|
|
|
|
KAMLESH BAHETI
|
|
DID NOT MAKE DISCLOSURE OF SHAREHOLDING/CHANGES IN SHAREHOLDING TO BOMBAY STOCK EXCHANGES AS REQUIRED UNDER SEBI TAKEOVER CODE, 1997 IN MATTER OF ALKA SECURITES LTD.
DID NOT MAKE DISCLOSURE OF DILUTION OF SHAREHOLDING AS REQUIRED UNDER SEBI (PROHIBITION OF INSIDER TRADING) REGULATIONS, 1992 IN MATTER OF ALKA SECURITES LTD.
INDULGED IN CREATION OF ARTIFICIAL MARKET THROUGH OFF-MARKET TRANSACTIONS IN SCRIP OF ALKA SECURITIES LTD.
|
DEBARRED/RESTRAINED FROM BUYING/SELLING/DEALING/IPOS IN SECURITIES/SPECIFIED SCRIPS DIRECTLY/INDIRECTLY FROM 28-JUL-2009 TILL FURTHER ORDERS
DIRECTED NSDL AND CDSL TO FREEZE BENEFICIAL OWNER ACCOUNTS OF PERSONS/ENTITIES
DEBARRED / RESTRAINED FROM ASSOCIATING WITH / ACCESSING CAPITAL MARKET / INTERMEDIARIES FROM 28-JUL-2009 TILL FURTHER ORDERS
DIRECTED BSE AND NSE TO PERMIT MEMBERS TO SQUARE OFF THEIR EXISTING OPEN POSITIONS IF ANY, IN F&O SEGMENT AND ENSURE THAT NO FRESH POSITIONS ARE CREATED
28-JUL-2009
|
EX-PARTE INTERIM ORDER DATED 28/07/2009 CONFIRMED
SEBI VIDE ITS ORDER DATED 11/05/2012 RESTRAINED THE NOTICEE FROM ACCESSING SECURITIES MARKET AND PROHIBITED FROM BUYING, SELLING OR OTHERWISE DEALING IN SECURITIES FOR A PERIOD OF TWO YEARS I.E. FROM 11/05/2012 TO 10/05/2014
SAT: APPEAL DISMISSED WITH NO ORDER AS TO COSTS
|
| 343 |
|
|
KANCHAN PROPERTIES LTD.
(PAN:AAACK6704E)
|
|
|
TRADED WHILE IN POSSESSION OF UNPUBLISHED PRICE SENSITIVE INFORMATION VIOLATING REGULATION 3A READ WITH SECTION 12A (D) AND (E) OF SEBI (PROHIBITION OF INSIDER TRADING) REGULATIONS, 1992 IN MATTER OF JAGRAN PRAKASHAN LTD.
|
IMPOSED PENALTY RS.10,00,000
27-NOV-2017
|
|
| 344 |
|
|
KANHAIYA MINING & MINERALS PVT.LTD.
(PAN:AACCK5740L)
|
|
|
DID NOT MAKE DISCLOSURE OF SHAREHOLDING/CHANGES IN SHAREHOLDING TO COMPANY AND STOCK EXCHANGES AS REQUIRED UNDER REGULATION 7(1) READ WITH REGULATION 7(2) OF SEBI TAKEOVER CODE, 1997 AND REGULATION 35(2) OF SAST REGULATIONS, 2011 IN MATTER OF MURLI INDUSTRIES LTD.
DID NOT MAKE DISCLOSURE OF SHAREHOLDING/CHANGES IN SHAREHOLDING TO COMPANY AS REQUIRED UNDER REGULATIONS 13(1) AND 13(3) READ WITH 13(5) OF SEBI (PROHIBITION OF INSIDER TRADING) REGULATIONS, 1992 IN MATTER OF MURLI INDUSTRIES LTD.
|
IMPOSED PENALTY RS.5,00,000
30-SEP-2013
|
SAT: SAT VIDE ITS ORDER DATED 15/01/2014 MODIFIED SEBI'S ORDER DATED 30/09/2013 BY REDUCING THE PEANLTY AMOUNT TO RS.1 LAC EACH NOTICEE FROM RS. 5 LACS EACH NOTICEE. NO COSTS
|
| 345 |
|
|
KANORIA CHEMICALS & INDUSTRIES LTD.
(PAN:AABCK1291K)
|
|
|
|
N.K.SETHIA
PAN:AIWPS6076J
|
|
|
R.V.KANORIA
PAN:AFSPK6577M
|
|
|
T.D.BAHETY
PAN:ABVPB1503B
|
|
ALLEGED FAILURE IN CLOSING TRADING WINDOW AS PER REGULATIONS 12(1) READ WITH REGULATION 12(3) OF (PIT) REGULATIONS AND CLAUSES 1.2 AND 3.2.1 READ WITH 3.2.3(F) OF MODEL CODE OF CONDUCT FOR PREVENTION OF INSIDER TRADING FOR LISTED COMPANIES IN SCHEDULE I UNDER PART A OF SEBI (PIT) REGULATIONS, 1992 IN MATTER OF KANORIA CHEMICALS & INDUSTRIES LTD.
|
REACHED SETTLEMENT (SETTLEMENT CHARGES RS.19,12,500 ALONG WITH OTHER ENTITIES/PERSONS VIDE CONSENT ORDER)
14-MAR-2022
|
|
| 346 |
|
|
KAPIL GUPTA (HUF)
(PAN:AAEHK4195E)
|
|
|
DID NOT MAKE DISCLOSURE OF SHAREHOLDING/CHANGES IN SHAREHOLDING TO STOCK EXCHANGES AS REQUIRED UNDER REGULATIONS 13(4A) READ WITH 13(5) OF SEBI (PROHIBITION OF INSIDER TRADING) REGULATIONS, 1992 IN MATTER OF PRAKASH WOOLLEN MILLS LTD.
|
IMPOSED PENALTY RS.1,00,000
30-JAN-2018
|
|
| 347 |
|
|
KAPPAC PHARMA LTD.
(PAN:AAACK4205A)
|
|
|
DID NOT MAKE DISCLOSURE OF SHAREHOLDING/CHANGES IN SHAREHOLDING TO STOCK EXCHANGES AND COMPANY AS REQUIRED UNDER REGULATION 13(4A) READ WITH 13(5) OF SEBI (PROHIBITION OF INSIDER TRADING) REGULATIONS, 1992 IN MATTER OF ORICON ENTERPRISES LTD.
|
IMPOSED PENALTY RS.1,00,000
30-APR-2019
|
SEBI VIDE ITS NOTICE DATED 04/12/2019 DIRECTED ALL THE BANKS IN INDIA AND/OR NSDL/CDSL AND/OR MUTUAL FUNDS TO 1. ATTACH ALL THE ACCOUNTS (INCLUDING MUTUAL FUNDS) BY WHATEVER NAME CALLED INCLUDING LOCKERS EITHER SINGLY OR JOINTLY WITH ANY PERSON/S AND ALL OTHER AMOUNT/PROCEEDS DUE OR MAY BECOME DUE OR ANY MONEY HELD OR MAY SUBSEQUENTLY HOLD FOR ON ACCOUNT OF THE DEFAULTERS AND 2. NOT TO DEBIT ANY AMOUNT IN THE SAID ACCOUNT/S.HOWEVER CREDITS, IF ANY, INTO THE ACCOUNT MAY BE ALLOWED
SEBI VIDE ITS ORDER DATED 09/11/2020 DIRECTED ALL THE BANKS IN INDIA/NSDL/CDSL TO RELEASE ALL THE BANK ACCOUNTS INCLUDING LOCKERS,DEMAT ACCOUNTS AND MUTUAL FUND FOLIOS OF THE DEFAULTERS WHICH WERE ATTACHED PURSUANT TO THE NOTICE OF ATTACHMENT DATED 04/12/2019
|
| 348 |
|
|
KARIBU LTD.
|
|
|
ALLEGED DELAY IN MAKING DISCLOSURE OF SHAREHOLDING/CHANGES IN SHAREHOLDING TO COMPANY AND/OR STOCK EXCHANGES AS REQUIRED UNDER REGULATION 7(1) OF SEBI TAKEOVER CODE, 1997 IN MATTER OF FOSECO INDIA LTD.
ALLEGED DELAY IN MAKING DISCLOSURE OF SHAREHOLDING/CHANGES IN SHAREHOLDING TO COMPANY AND/OR STOCK EXCHANGES AS REQUIRED UNDER REGULATION 13(1) OF SEBI (PROHIBITION OF INSIDER TRADING) REGULATIONS, 1992 IN MATTER OF FOSECO INDIA LTD.
|
REACHED SETTLEMENT (SETTLEMENT CHARGES RS.68,63,010 ALONG WITH OTHER ENTITIES/PERSONS VIDE CONSENT ORDER)
10-NOV-2017
|
|
| 349 |
|
|
KARUR VYSYA BANK LTD.,THE
|
|
|
|
M.K.SRINIVASAN
|
|
DEALT IN SCRIP OF KARUR VYSYA BANK LTD. ON BASIS OF UNPUBLISHED PRICE SENSITIVE INFORMATION
|
IMPOSED PENALTY RS.5,00,000
07-AUG-2007
|
INCLUDED IN SEBI LIST DATED 31/12/2017, AS DEFAULTER IN PAYMENT OF PENALTY IMPOSED BY SEBI
|
| 350 |
|
|
KARUTURI GLOBAL LTD.
(CIN:L01122KA1994PLC016834)
|
|
|
ALLEGED FAILURE IN MAKING DISCLOSURE OF SHAREHOLDING/CHANGES IN SHAREHOLDING TO STOCK EXCHANGES AS REQUIRED UNDER REGULATION 13(6) OF SEBI (PROHIBITION OF INSIDER TRADING) REGULATIONS, 1992 IN MATTER OF KARUTURI NETWORKS LTD.
|
REACHED SETTLEMENT (SETTLEMENT CHARGES RS.2,00,000 VIDE CONSENT ORDER)
12-MAR-2009
|
|
| 351 |
|
|
KARUTURI GLOBAL LTD.
(CIN:L01122KA1994PLC016834)
|
|
|
ALLEGED FAILURE IN MAKING DISCLOSURE OF SHAREHOLDING/CHANGES IN SHAREHOLDING TO COMPANY AS REQUIRED UNDER REGULATION 13(6) OF SEBI (PROHIBITION OF INSIDER TRADING) REGULATIONS, 1992 IN MATTER OF 5,40,000 SHARES SOLD BY PROMOTER RHEA HOLDINGS PVT.LTD.
ALLEGED FAILURE IN MAKING DISCLOSURE OF SHAREHOLDING/CHANGES IN SHAREHOLDING TO STOCK EXCHANGES AS REQUIRED UNDER REGULATION 7(3) SEBI TAKEOVER CODE, 1997 IN MATTER OF 5,40,000 SHARES SOLD BY PROMOTER RHEA HOLDINGS PVT.LTD.
|
REACHED SETTLEMENT (SETTLEMENT CHARGES RS.1,75,000, ADMINISTRATION CHARGES RS.25,000 VIDE CONSENT ORDER)
08-SEP-2009
|
|
| 352 |
|
|
KARVY FINANCIAL SERVICES LTD.
(PAN:AACCK6354L)
|
|
|
DELAY IN MAKING DISCLOSURE OF SHAREHOLDING/CHANGES IN SHAREHOLDING TO COMPANY AND STOCK EXCHANGES AS REQUIRED UNDER REGULATION 29(1) OF SAST REGULATIONS, 2011 IN MATTER OF REGALIAA REALTY LTD.
DELAY IN MAKING DISCLOSURE OF SHAREHOLDING/CHANGES IN SHAREHOLDING TO COMPANY AND STOCK EXCHANGES AS REQUIRED UNDER REGULATION 13(1) OF SEBI (PIT) REGULATIONS, 1992 IN MATTER OF REGALIAA REALTY LTD.
|
IMPOSED PENALTY RS.5,00,000
23-DEC-2019
|
|
| 353 |
|
|
KASI RAM SOFTECH (INDIA) LTD.
(CIN:U27102DL1996PLC077097)
|
|
|
DID NOT MAKE DISCLOSURE OF SHAREHOLDING/CHANGES IN SHAREHOLDING TO COMPANY AS REQUIRED UNDER REGULATION 13(3) READ WITH 13(5) OF SEBI (PROHIBITION OF INSIDER TRADING) REGULATIONS, 1992 IN MATTER OF SAI INFO LTD.
|
IMPOSED PENALTY RS.1,00,000
30-APR-2010
|
INCLUDED IN SEBI LIST DATED 31/03/2014, AS DEFAULTER IN PAYMENT OF PENALTY IMPOSED BY SEBI
|
| 354 |
|
|
KAUSHTUBH CREDIT & HOLDINGS PVT.LTD.
(PAN:ABKPC4815K)
|
|
|
INDULGED IN CREATION OF ARTIFICIAL MARKET & PRICE MANIPULATION IN SCRIP OF GUJARAT ARTH LTD.
DID NOT MAKE DISCLOSURE OF SHAREHOLDING/CHANGES IN SHAREHOLDING TO COMPANY AND STOCK EXCHANGES AS REQUIRED UNDER REGULATION 7(1) READ WITH 7(2) OF SEBI TAKEOVER CODE, 1997 IN MATTER OF GUJARAT ARTH LTD.
DID NOT MAKE DISCLOSURE OF SHAREHOLDING/CHANGES IN SHAREHOLDING TO COMPANY AS REQUIRED UNDER REGULATIONS 13(1) AND 13(3) READ WITH 13(5) OF SEBI (PROHIBITION OF INSIDER TRADING) REGULATIONS, 1992 IN MATTER OF GUJARAT ARTH LTD.
|
IMPOSED PENALTY RS.12,00,000
14-MAY-2012
|
INCLUDED IN SEBI LIST DATED 31/12/2017, AS DEFAULTER IN PAYMENT OF PENALTY IMPOSED BY SEBI
|
| 355 |
|
|
KAVERI (INDIA) LTD.
(PAN:AABCK1750H)
|
|
|
DID NOT MAKE DISCLOSURE OF SHAREHOLDING/CHANGES IN SHAREHOLDING TO COMPANY AS REQUIRED UNDER REGULATION 13(3) OF SEBI (PROHIBITION OF INSIDER TRADING) REGULATIONS, 1992 IN MATTER OF P.M.TELELINKS LTD.
|
IMPOSED PENALTY
02-FEB-2018
|
|
| 356 |
|
|
KAVVERI TELECOM PRODUCTS LTD.
(PAN:AAACK7399F
CIN:L85110KA1996PLC019627)
|
|
|
|
C.SIVAKUMAR REDDY
PAN:AFKPS1146S
|
|
|
L.NICHOLAS
PAN:ABCPN4794R
|
|
|
R.H.KASTURI
PAN:ADDPK6263D
|
|
DELAY IN MAKING DISCLOSURE OF SHAREHOLDING/CHANGES IN SHAREHOLDING TO STOCK EXCHANGES AS REQUIRED UNDER REGULATION 13(6) OF SEBI (PROHIBITION OF INSIDER TRADING) REGULATIONS, 1992
|
IMPOSED PENALTY RS.5,00,000
31-JUL-2020
|
SEBI VIDE ITS NOTICE DATED 28/07/2021 DIRECTED ALL THE BANKS IN INDIA AND/OR NSDL/CDSL AND/OR MUTUAL FUNDS TO 1. ATTACH ALL THE ACCOUNTS (INCLUDING MUTUAL FUNDS) BY WHATEVER NAME CALLED INCLUDING LOCKERS EITHER SINGLY OR JOINTLY WITH ANY PERSON/S AND ALL OTHER AMOUNT/PROCEEDS DUE OR MAY BECOME DUE OR ANY MONEY HELD OR MAY SUBSEQUENTLY HOLD FOR ON ACCOUNT OF THE DEFAULTERS AND 2. NOT TO DEBIT ANY AMOUNT IN THE SAID ACCOUNT/S.HOWEVER CREDITS, IF ANY, INTO THE ACCOUNT MAY BE ALLOWED
SEBI VIDE ITS NOTICE DATED 21/02/2022 ALLOWED THE APPEAL AND DIRECTED ALL THE BANKS IN INDIA/NSDL/CDSL TO RELEASE ALL THE BANK ACCOUNTS INCLUDING LOCKERS, DEMAT ACCOUNTS AND MUTUAL FUND FOLIOS OF THE DEFAULTERS WHICH WERE ATTACHED PURSUANT TO THE NOTICE OF ATTACHMENT DATED 28/07/2021
|
| 357 |
|
|
KDS CORP.PVT.LTD.
(PAN:AACCK4674P)
|
|
|
DELAY IN MAKING DISCLOSURE OF SHAREHOLDING/CHANGES IN SHAREHOLDING TO COMPANY AND STOCK EXCHANGES AS REQUIRED UNDER REGULATION 7(1) OF SEBI TAKEOVER CODE, 1997 IN MATTER OF ALCHEMIST REALTY LTD.
DID NOT MAKE DISCLOSURE OF SHAREHOLDING/CHANGES IN SHAREHOLDING TO COMPANY AND STOCK EXCHANGES AS REQUIRED UNDER REGULATION 7(1A) OF SEBI TAKEOVER CODE, 1997 IN MATTER OF ALCHEMIST REALTY LTD.
DELAY IN MAKING DISCLOSURE OF SHAREHOLDING/CHANGES IN SHAREHOLDING TO COMPANY AS REQUIRED UNDER REGULATION 8(2) OF SEBI TAKEOVER CODE, 1997 IN MATTER OF ALCHEMIST REALTY LTD.
DID NOT MAKE CORRECT DICLOSURES IN PUBLIC ANNOUNCEMENT VIOLATING REGULATION 16(V) AND (VI) OF SEBI TAKEOVER CODE, 1997 IN MATTER OF ACQUISITION OF SHARES OF ALCHEMIST REALTY LTD.
DELAY IN MAKING DISCLOSURE OF SHAREHOLDING/CHANGES IN SHAREHOLDING TO COMPANY AS REQUIRED UNDER REGULATIONS 13(3) READ WITH 13(5) OF SEBI (PROHIBITION OF INSIDER TRADING) REGULATIONS, 1992 IN MATTER OF ALCHEMIST REALTY LTD.
DID NOT MAKE DISCLOSURE OF SHAREHOLDING/CHANGES IN SHAREHOLDING TO COMPANY AS REQUIRED UNDER REGULATIONS 13(3) READ WITH 13(5) OF SEBI (PROHIBITION OF INSIDER TRADING) REGULATIONS, 1992 IN MATTER OF ALCHEMIST REALTY LTD.
|
IMPOSED PENALTY RS.4,00,000
30-MAY-2018
|
|
| 358 |
|
|
KEDIA CONSULTANTS PVT.LTD.
(PAN:AACCK1028P)
|
|
|
DELAY IN MAKING DISCLOSURE OF SHAREHOLDING/CHANGES IN SHAREHOLDING TO COMPANY AS REQUIRED UNDER REGULATION 13(2A) OF SEBI (PROHIBITION OF INSIDER TRADING) REGULATIONS, 1992 IN MATTER OF ACTION FINANCIAL SERVICES (INDIA) LTD.
|
IMPOSED PENALTY RS.1,00,000
20-MAY-2019
|
|
| 359 |
|
|
KELVIN FINCAP LTD.
(PAN:AAACD1881H)
|
|
|
DID NOT MAKE DISCLOSURE OF SHAREHOLDING/CHANGES IN SHAREHOLDING TO BSE AS REQUIRED UNDER REGULATION 13(6) OF SEBI (PROHIBITION OF INSIDER TRADING) REGULATIONS, 1992
DID NOT MAKE DISCLOSURE OF SHAREHOLDING/CHANGES IN SHAREHOLDING TO STOCK EXCHANGES VIOLATING CLAUSE 35 OF LISTING AGREEMENT READ WITH SECTION 21 OF SCRA, 1956
|
IMPOSED PENALTY RS.15,00,000
30-MAY-2019
|
SEBI VIDE ITS NOTICE DATED 09/02/2022 DIRECTED ALL THE BANKS IN INDIA AND/OR NSDL/CDSL TO 1. ATTACH ALL THE ACCOUNTS BY WHATEVER NAME CALLED INCLUDING LOCKERS EITHER SINGLY OR JOINTLY WITH ANY PERSON/S AND ALL OTHER AMOUNT/PROCEEDS DUE OR MAY BECOME DUE OR ANY MONEY HELD OR MAY SUBSEQUENTLY HOLD FOR ON ACCOUNT OF THE DEFAULTERS AND 2. NOT TO DEBIT ANY AMOUNT IN THE SAID ACCOUNT/S.HOWEVER CREDITS, IF ANY, INTO THE ACCOUNT MAY BE ALLOWED
|
| 360 |
|
|
KELVIN FINCAP LTD.
(PAN:AAACD1881H)
(Along with : INVENTURE FINANCE PVT.LTD.)
|
|
|
|
BHARAT N.MORADIYA
PAN:AMTPM0749H
|
|
|
BHIMJIBHAI D.CHANCHAPARA
PAN:ACXPP9049B
|
|
|
DHANJIBHAI S.DONDA
PAN:AEIPD5332A
|
|
|
DHARMESH TULSIBHAI MORADIA
PAN:ALEPM6311R
|
|
|
GEETA NARENDRA SHAH
PAN:AAOPS2033H
|
|
|
HASMUKHLAL RAMANLAL SHAH
PAN:AADPS8752L
|
|
|
HIREN TULSIBHAI MORADIA
PAN:AMTPM8714C
|
|
|
JALPA MITESH JANI
PAN:AMVPJ5720H
|
|
|
JAYSHREE SHANKAR BHOSLE
PAN:AFMPB0449P
|
|
|
KAVITA KEYUR SHAH
PAN:AAYPS3458E
|
|
|
KAVITA SUNISH BEHL
PAN:AAJPB7775N
|
|
|
KEYUR MADHUSUDAN SHAH
PAN:AAHPS4084K
|
|
|
KIRTI KANTILAL MEHTA
PAN:AKSPM3939N
|
|
|
MAHENDRABHAI SAKALCHAND SHAH
PAN:AJMPS0962J
|
|
|
MUKESH N.MORADIA
PAN:AIVPM3622K
|
|
|
MUKESH NANUBHAI DESAI
PAN:AATPD0728R
|
|
|
NARESH NAGINDAS SHAH
PAN:ARYPS5993F
|
|
|
RAJESH MORADIA
PAN:ACRPM4534E
|
|
|
RUPESH BALKRISHNA BHOIR
PAN:ALZPB9604R
|
|
|
SHEHUL V.MORADIA
PAN:AIVPM3623J
|
|
|
SHOBHANABEN N.MORADIA
PAN:AIKPM4674N
|
|
|
SUSHMA VIMALKUMAR RAVAL
PAN:BBPPE7839K
|
|
|
VALLABHBHAI D.SACHAPRA
PAN:ACXPP9026C
|
|
|
VASANTBEN DHANJIBHAI DONDA
PAN:AEGPD4889J
|
|
INDULGED IN CREATION OF ARTIFICIAL MARKET AND PRICE MANIPULATION THROUGH MATCHED TRANSACTIONS IN SCRIP OF KELVIN FINCAP LTD.
DID NOT MAKE DISCLOSURE OF SHAREHOLDING/CHANGES IN SHAREHOLDING TO STOCK EXCHANGES AS REQUIRED UNDER REGULATION 13(4A) OF SEBI (PROHIBITION OF INSIDER TRADING) REGULATIONS, 1992 IN MATTER OF KELVIN FINCAP LTD.
|
DEBARRED / RESTRAINED FROM ASSOCIATING WITH / ACCESSING CAPITAL MARKET / INTERMEDIARIES FROM 14-AUG-2014 TILL FURTHER ORDERS
DEBARRED/RESTRAINED FROM BUYING/SELLING/DEALING/IPOS IN SECURITIES/SPECIFIED SCRIPS DIRECTLY/INDIRECTLY FROM 14-AUG-2014 TILL FURTHER ORDERS
14-AUG-2014
|
SEBI VIDE ITS ORDER DATED 31/03/2015 CONFIRMED THE DIRECTIONS ISSUED VIDE ITS AD INTERIM EX-PARTE ORDER DATED 14/08/2014
SAT: SAT VIDE ITS ORDER DATED 16/05/2017 REITERATED THAT THAT THE MATTER CAN BE DISPOSED OF WITH A DIRECTION TO SEBI TO COMPLETE INVESTIGATION AND PASS THE APPROPRIATE ORDER IN RESPECT OF THE INVESTIGATION WITHIN A PERIOD OF FIVE MONTHS FROM THE DATE OF THIS ORDER. NO COSTS
|
| The regulatory charges/regulatory actions may be fully or partly applicable to the entities/persons mentioned in the second column. |
| |
|
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| Page 18 of 42
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